Electromagnetic Wave Propagation Lecture 3: Plane waves in isotropic and bianisotropic media

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Electromagnetic Wave Propagation Lecture 3: Plane waves in isotropic and bianisotropic media Daniel Sjöberg Department of Electrical and Information Technology September 2016

Outline 1 Plane waves in lossless isotropic media General time dependence Time harmonic waves 2 Polarization 3 Wave propagation in bianisotropic media 4 Interpretation of the fundamental equation 2 / 48

Outline 1 Plane waves in lossless isotropic media General time dependence Time harmonic waves 2 Polarization 3 Wave propagation in bianisotropic media 4 Interpretation of the fundamental equation 3 / 48

Plane electromagnetic waves In this lecture, we dive a bit deeper into the familiar right-hand rule, ˆx ŷ = ẑ. z y x Typically E = E x ˆx, H = H y ŷ, and E H = E x H y ẑ. This is the building block for most of the course. 4 / 48

Outline 1 Plane waves in lossless isotropic media General time dependence Time harmonic waves 2 Polarization 3 Wave propagation in bianisotropic media 4 Interpretation of the fundamental equation 5 / 48

Propagation in source free, isotropic, non-dispersive media The electromagnetic field is assumed to depend only on time and one coordinate, z. This implies (ɛ and µ are scalar constants) E(x, y, z, t) = E(z, t) D(x, y, z, t) = ɛe(z, t) H(x, y, z, t) = H(z, t) B(x, y, z, t) = µh(z, t) and by using = ˆx x + ŷ y + ẑ z ẑ z E = B t H = D t D = 0 B = 0 ẑ E z = µ H t = ẑ H z = ɛ E t we have ɛ E z z = 0 E z = const = 0 µ H z z = 0 H z = const = 0 6 / 48

Rewriting the equations The electromagnetic field has only x and y components, and satisfy ẑ E z = µ H t ẑ H z = ɛ E t Using (ẑ F ) ẑ = F for any vector F orthogonal to ẑ, and c = 1/ ɛµ and η = µ/ɛ, we can write this as z E = 1 (ηh ẑ) c t z (ηh ẑ) = 1 c t E which is a symmetric hyperbolic system (note E and ηh have the same units) ( ) E = 1 ( ) ( ) 0 1 E z ηh ẑ c t 1 0 ηh ẑ 7 / 48

Wave splitting The change of variables ( ) E+ = 1 ( ) E + ηh ẑ = 1 2 E ηh ẑ 2 E with inverse ( ) E = ηh ẑ ( ) E+ + E = E + E ( ) ( ) 1 1 E 1 1 ηh ẑ ( 1 1 1 1 ) ( ) E+ E is called a wave splitting and diagonalizes the system to ( ) E+ = 1 ( ) ( ) ( ) 1 1 1 0 1 1 1 z E c t 2 1 1 1 0 1 1 }{{} ( ) = 1 0 0 1 ( E+ E which results in two uncoupled equations E + = 1 E + z c t E + (z, t) = F (z ct) E = + 1 E z c t E (z, t) = G(z + ct) ) 8 / 48

Forward and backward waves The total fields can now be written as a superposition E(z, t) = F (z ct) + G(z + ct) H(z, t) = 1 ) (F η ẑ (z ct) G(z + ct) A graphical interpretation of the forward and backward waves is shown below. E + (z, t) c E + (z, t + t) = E + (z z, t) z z = c t E (z, t + t) = E (z + z, t) c E (z, t) z z = c t 9 / 48

Energy density in one single wave A wave propagating in positive z direction satisfies H = 1 η ẑ E z y x x: Electric field y: Magnetic field z: Propagation direction The Poynting vector and energy densities are (using the BAC-CAB rule A (B C) = B(A C) C(A B) and η = µ/ɛ) ( ) 1 P = E H = E η ẑ E = 1 η ẑ E 2 w e = 1 2 ɛ E 2 w m = 1 2 µ H 2 = 1 2 µ 1 η 2 ẑ E 2 = 1 2 ɛ E 2 = w e Thus, the wave carries equal amounts of electric and magnetic energy, w e = w m. 10 / 48

Energy density in forward and backward wave If the wave propagates in negative z direction, we have H = 1 η ( ẑ) E and P = E H = 1 η E ( ẑ E) = 1 η ẑ E 2 Thus, when the wave consists of one forward wave F (z ct) and one backward wave G(z + ct), we have P = E H = 1 ( F η ẑ 2 G 2) w = 1 2 ɛ E 2 + 1 2 µ H 2 = ɛ F 2 + ɛ G 2 11 / 48

Outline 1 Plane waves in lossless isotropic media General time dependence Time harmonic waves 2 Polarization 3 Wave propagation in bianisotropic media 4 Interpretation of the fundamental equation 12 / 48

Time harmonic waves We assume harmonic time dependence E(x, y, z, t) = E(z)e jωt H(x, y, z, t) = H(z)e jωt Using the same wave splitting as before implies E ± z = 1 c E ± t = jω c E ± E ± (z) = E 0± e jkz where k = ω/c is the wave number in the medium. Thus, the general solution for time harmonic waves is E(z) = E 0+ e jkz + E 0 e jkz H(z) = H 0+ e jkz + H 0 e jkz = 1 η ẑ ( E 0+ e jkz E 0 e jkz) The triples {E 0+, H 0+, ẑ} and {E 0, H 0, ẑ} are right-handed systems. 13 / 48

Wavelength A time harmonic wave propagating in the forward z direction has the space-time dependence E(z, t) = E 0+ e j(ωt kz) and H(z, t) = 1 η ẑ E(z, t). y x λ The wavelength corresponds to the spatial periodicity according to e jk(z+λ) = e jkz, meaning kλ = 2π or λ = 2π k = 2πc ω = c f E H z 14 / 48

Refractive index The wavelength is often compared to the corresponding wavelength in vacuum λ 0 = c 0 f The refractive index is n = λ 0 λ = k = c 0 ɛµ k 0 c = ɛ 0 µ 0 Important special case: non-magnetic media, where µ = µ 0 and n = ɛ/ɛ 0. c = c 0 n, η = η 0 n, }{{} only for µ = µ 0! λ = λ 0 n, k = nk 0 Note: We use c 0 for the speed of light in vacuum and c for the speed of light in a medium, even though c is the standard for the speed of light in vacuum! 15 / 48

EMANIM program 16 / 48

Energy density and power flow For the general time harmonic solution E(z) = E 0+ e jkz + E 0 e jkz H(z) = 1 η ẑ ( E 0+ e jkz E 0 e jkz) the time average Poynting vector and energy density are P = 1 ] ( 1 [E(z) 2 Re H (z) = ẑ 2η E 0+ 2 1 ) 2η E 0 2 w = 1 ] [ɛe(z) 4 Re E (z) + µh(z) H (z) = 1 2 ɛ E 0+ 2 + 1 2 ɛ E 0 2 17 / 48

Wave impedance For forward and backward waves, the impedance η = µ/ɛ relates the electric and magnetic field strengths to each other. E ± = ±ηh ± ẑ When both forward and backward waves are present this is generalized as (in component form) Z x (z) = Z y (z) = [E(z)] x = E x(z) [H(z) ẑ] x H y (z) = η E 0+xe jkz + E 0 x e jkz E 0+x e jkz E 0 x e jkz [E(z)] y [H(z) ẑ] y = E y(z) H x (z) = η E 0+ye jkz + E 0 y e jkz E 0+y e jkz E 0 y e jkz Thus, the wave impedance is in general a non-trivial function of z. It depends on which combination of forward and backward waves are present. This will be used as a means of analysis and design in the course. 18 / 48

Material and wave parameters We note that we have two material parameters Permittivity ɛ, defined by D = ɛe. Permeability µ, defined by B = µh. But the waves are described by the wave parameters Wave number k, defined by k = ω ɛµ. Wave impedance η, defined by η = µ/ɛ. This means that in a scattering experiment, where we measure wave effects, we primarily get information on k and η, not ɛ and µ. In order to get material data, a theoretical material model must be applied. Often, the wave number is given by transmission data (phase delay), and the wave impedance is given by reflection data (impedance mismatch). More on this in future lectures! 19 / 48

Outline 1 Plane waves in lossless isotropic media General time dependence Time harmonic waves 2 Polarization 3 Wave propagation in bianisotropic media 4 Interpretation of the fundamental equation 20 / 48

Why care about different polarizations? Different materials react differently to different polarizations. Linear polarization is sometimes not the most natural. For propagation through the ionosphere (to satellites), or through magnetized media, often circular polarization is natural. 21 / 48

Complex vectors The time dependence of an electric field propagating in the +z direction is E(z, t) = Re{E 0 e j(ωt kz) } where the complex amplitude can be written E 0 = ˆxA + + ŷb + = ˆxAe jφa + ŷbe jφ b where A and B are positive real numbers. We then have E(z, t) = Re{ˆxAe j(ωt kz+φa) + ŷbe j(ωt kz+φ b) } = ˆxA cos(ωt kz + φ a ) + ŷb cos(ωt kz + φ b ) In the plane defined by kz = φ b, this is (where φ = φ a φ b ) E(z, t) = ˆxA cos(ωt + φ) + ŷb cos(ωt) 22 / 48

Linear polarization (φ = 0) 23 / 48

Circular polarization (φ = π/2) 24 / 48

IEEE definition of left and right With your right hand thumb in the propagation direction and fingers in rotation direction: right hand circular. E(t) y x right-polarized forward moving z E(t) y x left-polarized forward moving z E(t) z y x left-polarized backward moving E(t) z y x right-polarized backward moving 25 / 48

Elliptical polarization The general polarization state is elliptical y right ê left E(t) x The direction ê is parallel to the Poynting vector (the power flow). 26 / 48

Classification of polarization The complex polarization vector satisfies (with φ = φ a φ b ) E 0 E 0 = (ˆxAe jφa + ŷbe jφ b ) (ˆxAe jφa + ŷbe jφ b ) = ẑabe j(φa φ b) ẑabe j(φ b φ a) = ẑab2j sin φ The following coordinate-free classification can be given (ê is the propagation direction): jê (E 0 E 0) Polarization = 0 Linear polarization > 0 Right handed elliptic polarization < 0 Left handed elliptic polarization Further, circular polarization is characterized by E 0 E 0 = 0. Typical examples: Linear: E 0 = ˆx or E 0 = ŷ. Circular: E 0 = ˆx jŷ (right handed for ê = ẑ) or E 0 = ˆx + jŷ (left handed for ê = ẑ). See the literature for more in depth descriptions. 27 / 48

Alternative bases in the plane To describe an arbitrary vector in the xy-plane, the unit vectors ˆx and ŷ are usually used. However, we could just as well use the RCP and LCP vectors ˆx jŷ and ˆx + jŷ Sometimes the linear basis is preferrable, sometimes the circular. An example is given when modelling ferromagnetic materials in handin 1. 28 / 48

Outline 1 Plane waves in lossless isotropic media General time dependence Time harmonic waves 2 Polarization 3 Wave propagation in bianisotropic media 4 Interpretation of the fundamental equation 29 / 48

Observations Some fundamental properties are observed from the isotropic case: The wave speed c = 1/ ɛµ and wave impedance η = µ/ɛ depend on the material properties. Waves can propagate in the positive or negative z-direction. For each propagation direction, there are two possible polarizations (ˆx and ŷ, or RCP and LCP etc). We will generalize this to bianisotropic materials, where ( ) ( ) ( ) D(ω) ɛ(ω) ξ(ω) E(ω) = B(ω) ζ(ω) µ(ω) H(ω) See sections 1 and 2 in the book chapter Circuit analogs for wave propagation in stratified structures by Sjöberg (available from the course home page). The rest of the paper is of course interesting but not essential to this course. 30 / 48

Wave propagation in general media We now generalize to arbitrary materials in the frequency domain. Our plan is the following: 1. Write up the full Maxwell s equations in the frequency domain. 2. Assume the dependence on x and y appear at most through a factor e j(kxx+kyy). 3. Separate the transverse components (x and y) from the z components of the fields. 4. Eliminate the z components. 5. Identify the resulting differential equation as a dynamic system for the transverse components, ( ) ( ) ( ) Et W11 W = jω 12 Et z H t ẑ W 21 W 22 H t ẑ 31 / 48

1) Maxwell s equations in the frequency domain Maxwell s equations in the frequency domain are [ ] H = jωd = jω ɛ(ω) E + ξ(ω) H [ ] E = jωb = jω ζ(ω) E + µ(ω) H The bianisotropic material is described by the dyadics ɛ(ω), ξ(ω), ζ(ω), and µ(ω). The frequency dependence is suppressed in the following. 32 / 48

2) Transverse behavior Assume that the fields depend on x and y only through a factor e j(kxx+kyy) (corresponding to a Fourier transform in x and y) E(x, y, z) = E(z)e jkt r where k t = k x ˆx + k y ŷ Since x e jkxx = jk x e jkxx, the action of the curl operator is then E(x, y, z) = e ( jk jkt r t + ) z ẑ E(z) 33 / 48

3) Separate the components, curls Split the fields according to E = E t + ẑe z where E t is in the xy-plane, and ẑe z is the z-component. By expanding the curls, we find ( jk t + ) z ẑ E(z) = jk t E }{{} t jk t ẑe z + }{{} z ẑ E t }{{} parallel to ẑ orthogonal to ẑ orthogonal to ẑ There is no term with Ez z, since ẑ ẑ = 0. 34 / 48

3) Separate the components, fluxes Split the material dyadics as ( ) ( ) ( ) ( ) ( ) Dt ɛtt ɛ = t ẑ Et ξtt ξ + t ẑ Ht ẑd z ẑɛ z ɛ zz ẑẑ ẑe z ẑξ z ξ zz ẑẑ ẑh z ɛ tt can be represented as a 2 2 matrix operating on xy components, ɛ t and ɛ z are vectors in the xy-plane, and ɛ zz is a scalar. The transverse components of the electric flux are (vector equation) D t = ɛ tt E t + ɛ t E z + ξ tt H t + ξ t H z and the z component is (scalar equation) D z = ɛ z E t + ɛ zz E z + ξ z H t + ξ zz H z 35 / 48

4) Eliminate the z components We first write Maxwell s equations using matrices (all components) z ( ) 0 ẑ I ẑ I 0 ( ) E = H ( ) 0 jkt I jk t I 0 ( ) E jω H ( ) ɛ ξ ζ µ ( ) E H The z components of these equations are (take scalar product with ẑ and use ẑ (k t ẑe z ) = 0 and ẑ (k t E t ) = (ẑ k t ) E t ) ( ) 0 = 0 ( ) 0 jẑ kt jẑ k t 0 ( Et H t ) ( ) ɛz ξ jω z ζ z µ z ( Et from which we solve for the z components of the fields: ( Ez H z ) = ( ) 1 [( ɛzz ξ zz ζ zz µ zz 0 ω 1 ẑ k t ω 1 ẑ k t 0 ) H t ) ( ) ( ) ɛzz ξ jω zz Ez ζ zz ( )] ɛz ξ z ζ z µ z µ zz ( Et H t ) H z 36 / 48

4) Insert the z components The transverse part of Maxwell s equations are z ( ) 0 ẑ I ẑ I 0 ( Et H t ( ɛtt ξ jω tt ζ tt µ tt ) ( ) ( ) 0 jkt ẑ Ez = jk t ẑ 0 H z ) ( ) ) ( ) Et Ez H t ( ɛt ξ jω t ζ t µ t Inserting the expression for [E z, H z ] previously derived implies z ( ) 0 ẑ I ẑ I 0 ( Et H t ) ( ) ɛtt ξ = jω tt ζ tt µ tt where the matrix A is due to the z components. ( Et + jωa ) H z H t ( Et H t ) 37 / 48

4) The A matrix The matrix A is a dyadic product [( 0 ω A = 1 ) ( )] k t ẑ ɛt ξ ω 1 t k t ẑ 0 ζ t µ t ( ) 1 [( ɛzz ξ zz 0 ω 1 ) ( )] ẑ k t ɛz ξ ζ zz µ zz ω 1 z ẑ k t 0 ζ z µ z In particular, when k t = 0 we have ( ) ( ) 1 ( ) ɛt ξ A = t ɛzz ξ zz ɛz ξ z ζ t µ t ζ zz µ zz ζ z µ z and for a uniaxial material with the axis of symmetry along the ẑ direction, where ɛ t = ξ t = ζ t = µ t = 0 and ɛ z = ξ z = ζ z = µ z = 0, we have A = 0. 38 / 48

5) Dynamical system Using ẑ (ẑ E t ) = E t for any transverse vector E t, it is seen that (0 ) ( ) ( ) ( ) ẑ I 0 ẑ I Et Et = I 0 ẑ I 0 H t ẑ H t The final form of Maxwell s equations is then z or ( Et H t ẑ ) = ( 0 ẑ I I 0 ) [ ( ) ] ɛtt ξ jω tt + jωa ζ tt µ tt ( ) ( ) Et Et = jωw z H t ẑ H t ẑ ( ) ( ) I 0 Et 0 ẑ I H t ẑ Due to the formal similarity with classical transmission line formulas, the equivalent voltage and current vectors ( ) ( ) V Et = I H t ẑ are often introduced in electrical engineering (just a relabeling). 39 / 48

Outline 1 Plane waves in lossless isotropic media General time dependence Time harmonic waves 2 Polarization 3 Wave propagation in bianisotropic media 4 Interpretation of the fundamental equation 40 / 48

Propagator If the material parameters are constant, the dynamical system ( ) ( ) Et Et = jωw z H t ẑ H t ẑ has the formal solution ( Et (z 2 ) H t (z 2 ) ẑ ) ( = exp ) jω(z 2 z 1 )W } {{ } P(z 1,z 2 ) ( ) Et (z 1 ) H t (z 1 ) ẑ The matrix P(z 1, z 2 ) is called a propagator. It maps the transverse fields at the plane z 1 to the plane z 2. Due to the linearity of the problem, the propagator exists even if W does depend on z, but it cannot be represented with an exponential matrix. 41 / 48

Eigenvalue problem For media with infinite extension in z, it is natural to look for solutions on the form ( ) ( ) Et (z) E0t = e jβz H t (z) ẑ H 0t ẑ This implies z [E t(z), H t (z) ẑ] = jβ[e 0t, H 0t ẑ]e jβz. We then get the algebraic eigenvalue problem ( ) β E0t ω H 0t ẑ ( ) 0 ẑ I = I 0 ( E0t = W H 0t ẑ ɛtt ξ [( tt ζ tt µ tt ) ) A ] ( ) ( ) I 0 E0t 0 ẑ I H 0t ẑ 42 / 48

Interpretation of the eigenvalue problem Since the wave is multiplied by the exponential factor e j(ωt βz) = e jω(t zβ/ω) = e jω(t z/c), we identify the eigenvalue as the inverse of the phase velocity β ω = 1 c = n c 0 which defines the refractive index n of the wave. The transverse wave impedance dyadic Z is defined through the relation E 0t = Z (H 0t ẑ) where [E 0t, H 0t ẑ] is the corresponding eigenvector. 43 / 48

Example: standard media An isotropic medium is described by ( ) ( ) ɛ ξ ɛi 0 = ζ µ 0 µi For k t = 0, we have A = 0 and W = ( ) 0 ẑ I I 0 [( ) ] ( ɛtt ξ tt I 0 A ζ tt µ tt 0 ẑ I = ( ) 0 µi = ɛi 0 ) 0 0 µ 0 0 0 0 µ ɛ 0 0 0 0 ɛ 0 0 44 / 48

Eigenvalues The eigenvalues are found from the characteristic equation det(λi W) = 0 λ 0 µ 0 λ µ 0 0 0 = 0 λ 0 µ ɛ 0 λ 0 = 0 0 λ µ ɛ λ 0 0 0 ɛ 0 λ 0 0 ɛ λ λ µ 0 0 = ɛ λ 0 0 0 0 λ µ = (λ 2 ɛµ) 2 0 0 ɛ λ Thus, the eigenvalues are (with double multiplicity) β ω = λ = ± ɛµ 45 / 48

Eigenvectors Using that H t ẑ = ˆxH y ŷh x, the eigenvectors are (top row corresponds to β/ω = ɛµ, bottom row to β/ω = ɛµ): E x 0, H y 0 E x 0 H y, 0 0 E y 0 H x 0 E y 0 H x,, Z = E x H y = Z = E x H y = E y H x E y H x 46 / 48

Eigenvectors Using that H t ẑ = ˆxH y ŷh x, the eigenvectors are (top row corresponds to β/ω = ɛµ, bottom row to β/ω = ɛµ): 1 0 0 1/η, 1 0, 0 1/η 0, 1 0, 1/η 1 0 1/η 0 Z = E x H y = Z = E x H y = E y H x = 1 1/η = η E y H x = 1 1/η = η 46 / 48

Propagator The propagator matrix for isotropic media can be represented as (after some calculations) ( ) Et (z 2 ) = H t (z 2 ) ẑ ( cos(βl)i j sin(βl)z j sin(βl)z 1 cos(βl)i ) ( Et (z 1 ) ) H t (z 1 ) ẑ For those familiar with transmission line theory, this is the ABCD matrix for a homogeneous transmission line. 47 / 48

Conclusions for propagation in bianisotropic media We have found a way of computing time harmonic plane waves in any bianisotropic material. The transverse components (x and y) are crucial. There are four fundamental waves: two propagation directions and two polarizations. Each wave is described by The wave number β (eigenvalue of W) The polarization and wave impedance (eigenvector of W) The propagator P(z 1, z 2 ) = exp( jω(z 2 z 1 )W) maps fields at z 1 to fields at z 2. A simple computer program is available on the course web for calculation of W, given material matrices ɛ, ξ, ζ, and µ. 48 / 48