Capacity and power control in spread spectrum macro-diversity radio networks revisited

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Capacity and power control in spread spectrum macro-diversity radio networks revisited V. Rodriguez, RUDOLPH MATHAR, A. Schmeink Theoretische Informationstechnik RWTH Aachen Aachen, Germany email: vr@ieee.org, {mathar@ti, schmeink@umic}.rwth-aachen.de Australasian Telecom. Networks and App. Conference Adelaide, Australia 7-10 December 2008

Outline The macro-diversity model 1 The macro-diversity model 2 3

The macro-diversity model Macro-diversity Macro-diversity [1]: cellular structure is removed each transmitter is jointly decoded by all receivers (RX cooperation ) equivalently, one cell with a distributed antenna array Macro-diversity can mitigate shadow fading[2] and increase capacity For N-transmitter, K -receiver system, i s QoS given by: P i h i,1 Y i,1 + σ 1 + + P ih i,k Y i,k + σ K with Y i,k = n i P n h n,k P n : power from transmitter n h n,k : channel gain from transmitter n to receiver k

The macro-diversity model Two fundamental questions Each terminal aims for certain level of QoS, α i With many terminals present, interference to a terminal grows with the power emitted by the others. Even without power limits, it is unclear that each terminal can achieve its desired QoS. Two fundamental questions: Are the QoS targets feasible (achievable)? CRITICAL for admission control! If yes, which power vector achieves the QoS targets?

Main result The macro-diversity model Fact The vector α of QoS targets is feasible, if for each transmitter i at each receiver k, N α n g n,k < 1 n=1 n i where g n,k = h n,k / k h n,k. The power vector that produces α can be found by successive approximations, starting from arbitrary power levels. Interpretation Greatest weighted sum of N 1 QoS targets must be < 1 The weights are relative channel gains. At most NK such simple sums need to be checked

The macro-diversity model Methodology: Fixed-point theory Fact Power adjustment process a transformation T that takes a power vector p and converts it into a new one, T(p). A limit of the process is a vector s.t. p = T(p ); that is, a fixed-point of T (Banach s)if T : S S is a contraction in S R M (that is, r [0,1) such that x,y S, T (x) T (y) r x y ) then T has a unique fixed-point, that can be found by successive approximation, irrespective of the starting point [3] We identify conditions under which the power-adjustment transformation is a contraction.

The macro-diversity model Methodology: key steps We replace each Y i,k (P) with Ŷi := max k {Y i,k } and each σ k with ˆσ := max k {σ k }. Then, the power adjustment takes the simple form (h i /α i )P t+1 i = Ŷi(P t ) + ˆσ We prove that Ŷi := max k {Y i,k } Y i (P) defines a norm on P. This allows us to invoke the reverse triangle inequality, which eventually leads to the result.

The macro-diversity model Original feasibility condition (Hanly, 1996 [1]) provides the condition N α n < K n=1 Formula derived under certain simplifying assumptions: A TX contributes to own interference all TX s can be heard by all RX s non-overcrowding Under certain practical situations condition is counter-intuitive: If there are 2 TX near each RX, it must be better, than if all TX s congregate near same receiver In latter case, system should behave like a one-rx system But formula is insensitive to channel gains: cannot adapt!

The macro-diversity model Special symmetric scenario Our condition is most similar to original when h i,k h i,m for all i,k,m, in which case g i,k 1/K Example: TX along a road; the axis of the 2 symmetrically placed RX is perpendicular to road Under this symmetry (and with α N α n n for convenience) our condition simplifies to N 1 α n < K n=1 Smallest α is left out of sum = our condition is less conservative than original

The macro-diversity model Partial symmetry: one receiver too far If K = 3 and h i,k h i,m for all i,k,m, g i,k 1/3 and our condition becomes N 1 n=1 α n < 3 But suppose that h i,1 h i,2 but h i,3 0 (3rd receiver is too far ), then g i,3 0 and g i,1 g i,2 1/2 Thus our condition leads to N 1 n=1 α n < 2 Our condition automatically adapts, whereas original remains at N n=1 α n < 3 Original can over-estimate capacity if applied when some RX s are out of range (because under this situation of practical interest some assumptions underlying the original are not satisfied)

Symmetric 3TX, 2RX scenario 3 TX equidistant from 2 RX Original = darker pyramid Ours ADDs grayish triangle If a 3rd RX cannot hear TX s, original overestimates region to outer pyramid

Asymmetric 3TX, 2RX scenario: our region 3 TX, 2 RX relative gains to RX-1: 2/3, 1/3, 1/2

Asymmetric 3TX, 2RX: ours vs original 3 TX, 2 RX with relative gains to RX-1: 2/3, 1/3, 1/2 original yields region (up to yellow volume) that neither contains nor is contained by ours

The macro-diversity model Recapitulation With macro-diversity receivers cooperate in decoding each TX Scheme can mitigate shadow fading and increase capacity Original feasibility formula may overestimate capacity under certain practical situations (e.g. a given TX is in a range of only a few RX) On the foundation of Banach fixed-point theory, a new formula has been derived that, is only slightly more complex than original, adjusts itself through a dependence on relative channel gains to non-uniform geographical distributions of TX leads to a practical admission-control algorithm (see paper) Analysis has been extended to other practical schemes, and to a generalised multi-receiver radio network

The macro-diversity model Generalised multi-receiver radio network Analysis extended to a generalised radio network i s QoS requirement given by ( P i h i,1 P i h i,k Q i,, Y i,1 (P) + σ 1 Y i,k (P) + σ K ) α i Q i, and Y i,k are general functions obeying certain simple properties (monotonicity, homogeneity, etc) For macro-diversity Y i,k (P) = n i P n h n,k Q i (x) = Q(x) = x 1 + + x K (same function works for all i) Feasibility results obtained for multiple-connection reception and all other scenarios of (Yates, 1995) ([4]) See IEEE-WCNC, 5-8 April 2009, Budapest

The macro-diversity model Questions?

Norms I Some technical results For Further Reading Let V be a vector space (see [5, pp. 11-12] for definition). Definition A function f : V R is called a semi-norm on V, if it satisfies: 1 f (v) 0 for all v V (non-negativity) 2 f (λv) = λ f (v) for all v V and all λ R (homogeneity) 3 f (v + w) f (v) + f (w) for all v, w V (triangle ineq.) Definition If f also satisfies f (v) = 0 v = θ (where θ is the zero element of V ), then f is called a norm and f (v) is denoted as v

Some technical results For Further Reading Norms II Definition The Hölder norm with parameter p 1 ( p-norm ) is denoted as p and defined for x R N as x p = ( x 1 p + + x N p ) 1 p With p = 2, the Hölder norm becomes the familiar Euclidean norm. Also, lim p x p = max( x 1,, x N ), thus: Definition For x R N, the infinity or max norm is defined by x := max( x 1,, x N )

Banach fixed-point theorem Some technical results For Further Reading Definition A map T from a normed space (V, ) into itself is a contraction if there exists r [0,1) such that for all x, y V, T (x) T (y) r x y Theorem (Banach Contraction Mapping Principle) If T is a contraction mapping on V there is a unique x V such that x = T (x ). Moreover, x can be obtained by successive approximation, starting from an arbitrary initial x 0 V. [3]

For Further Reading I Some technical results For Further Reading S. V. Hanly, Capacity and power control in spread spectrum macrodiversity radio networks, Communications, IEEE Transactions on, vol. 44, no. 2, pp. 247 256, Feb 1996. E. B. Bdira and P. Mermelstein, Exploiting macrodiversity with distributed antennas in micro-cellular CDMA systems, Wireless Personal Communications, vol. 9, no. 2, pp. 179 196, 1999.

For Further Reading II Some technical results For Further Reading S. Banach, Sur les opérations dans les ensembles abstraits et leur application aux équations intégrales. PhD thesis, University of Lwów, Poland (now Ukraine), 1920. Published: Fundamenta Mathematicae 3, 1922, pages 133-181. R. D. Yates, A framework for uplink power control in cellular radio systems, IEEE Journal on Selected Areas in Communications, vol. 13, pp. 1341 1347, Sept. 1995. D. Luenberger, Optimization by vector space methods. New York: Wiley, 1969.