Lecture 1: Oscillatory motions in the restricted three body problem

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Lecture 1: Oscillatory motions in the restricted three body problem Marcel Guardia Universitat Politècnica de Catalunya February 6, 2017 M. Guardia (UPC) Lecture 1 February 6, 2017 1 / 31

Outline of the course Lecture 1: The restricted 3 body problem (RPC3BP and RPE3BP) and oscillatory motions Lecture 2: The invariant manifolds of infinity and their intersection Lecture 3: Exponentially small transversality between invariant manifolds Lecture 4: Symbolic dynamics and oscillatory motions Lecture 5: Oscillatory motions for the RPE3BP M. Guardia (UPC) Lecture 1 February 6, 2017 2 / 31

Lecture 1 The two body problem The restricted three body problem: RPC3BP and the RPE3BP Final motions and oscillatory motions Moser approach to construct oscillatory motions M. Guardia (UPC) Lecture 1 February 6, 2017 3 / 31

The two body problem Motion of two bodies q 1, q 2 R 2 with masses m 1, m 2 > 0, under the effects of the Newtonian gravitational force. Equations: Taking p i = m i q i, Hamiltonian of four degrees of freedom q 1 = m 2 q 2 q 1 q 2 q 1 3 q 2 = m 1 q 1 q 2 q 1 q 2 3 H(q, p) = p 1 2 2m 1 + p 2 2 2m 2 + m 1m 2 q 1 q 2. M. Guardia (UPC) Lecture 1 February 6, 2017 4 / 31

The Kepler problem Center of mass m 1 q 1 + m 2 q 2 moves with uniform rectilinear motion. Assume it does not move and m 1 q 1 + m 2 q 2 = 0. Define q 0 = q 2 q 1, q 0 q 0 = (m 1 + m 2 ) q 0 3 This is called the Kepler Problem. Hamiltonian H(q 0, p 0 ) = p 0 2 freedom. 2 + m 1 + m 2 q 0 has two degrees of M. Guardia (UPC) Lecture 1 February 6, 2017 5 / 31

The Kepler Laws The Kepler problem is integrable. Its motion is governed by the Kepler laws Orbits are conic sections in the q 0 -plane. Non degenerate motions: ellipses, parabolas and hyperbolas. Ellipses are the only bounded motions Parabolas: q 0 (t) + and q 0 (t) 0 as t ±. Hyperbolas: q 0 (t) + and q 0 (t) c > 0 as t ±. Back to the two body problem: q 1 (t) = m 2 m 1 + m 2 q 0 (t) q 2 (t) = m 1 m 1 + m 2 q 0 (t) M. Guardia (UPC) Lecture 1 February 6, 2017 6 / 31

Equations for the motion over ellipses Assume m 1 + m 2 = 1. Primaries over ellipses of eccentricity e 0 (0, 1): where q 1 (t) = m 2 m 1 + m 2 q 0 (t) q 2 (t) = q 0 (t) = (r 0 (t) cos f(t), r 0 (t) sin f(t)) is the solution of the Kepler problem. The radius r 0 (t) satisfies r 0 = r 0 (t; e 0 ) = m 1 m 1 + m 2 q 0 (t) 1 e 2 0 1+e 0 cos f(t). The true anomaly f(t) = f(t; e 0 ) satisfies df dt = (1+e 0 cos f) 2 (1 e 2 0 )3/2. Circular orbit e 0 = 0: q 0 (t) = (cos t, sin t). M. Guardia (UPC) Lecture 1 February 6, 2017 7 / 31

The restricted planar elliptic three body problem (RPE3BP) Motion of three bodies q 1, q 2 and q under the effects of the Newtonian gravitational force. Asteroid q has mass 0. Assume total mass is equal to one. Primaries: q 1 and q 2 have positive mass µ, 1 µ (0 < µ 1/2). The primaries are not influenced by the Asteroid: q 1 and q 2 form a two body problem. Assume they move on ellipses (elliptic case): RPE3BP Particular case when they move in circles (circular case): RPC3BP. M. Guardia (UPC) Lecture 1 February 6, 2017 8 / 31

The equations of the RP3BP The motion of the Asteroid q = (q 1, q 2 ) R 2 (planar problem) is described by d 2 q dt 2 = (1 µ)(q 1(t) q) q 1 (t) q 3 + µ(q 2(t) q) q 2 (t) q 3, As a first order system, dq dt dp dt = p = (1 µ)(q 1(t) q) q 1 (t) q 3 + µ(q 2(t) q) q 2 (t) q 3, Phase space has dimension 5 (one has to add time). M. Guardia (UPC) Lecture 1 February 6, 2017 9 / 31

The equations of the RP3BP This system is a 2π-periodic in time Hamiltonian system (2 and 1/2 degrees of freedom) with Hamiltonian H(q, p, t) = p2 2 (1 µ) q q 1 (t) µ q q 2 (t). The Hamiltonian H is not preserved since the system is nonautonomous. Two parameters: the mass of the smaller primary µ [0, 1/2] (mass ratio) the eccentricity of the ellipse of the primaries e 0 [0, 1) (q 1 (t) and q 2 (t) depend on e 0 and µ). M. Guardia (UPC) Lecture 1 February 6, 2017 10 / 31

The circular case e 0 = 0 There is a rotational symmetry. The RPC3BP has a first integral called Jacobi constant J(q, p, t) = H(q, p, t) (q 1 p 2 q 2 p 1 ). G = q 1 p 2 q 2 p 1 is the angular momentum. It can be reduced to a 2 degrees of freedom system. Dynamics of RPC3BP and RPE3BP is very complicated. Question we want to study: possible types of behavior as t ± : Final motions M. Guardia (UPC) Lecture 1 February 6, 2017 11 / 31

Final motions Chazy (1922): classification of all possible states that a three body problem can approach as time tends to infinity. For the restricted three body problem the possible final states are reduced to four: H ± (hyperbolic): q(t) and q(t) c > 0 as t ±. P ± (parabolic): q(t) and q(t) 0 as t ±. B ± (bounded): lim sup t ± q < +. OS ± (oscillatory): lim sup t ± q = + and lim inf q < +. t ± The two body problem only has H ±, P ±, B ± and H + = H, P + = P and B + = B. M. Guardia (UPC) Lecture 1 February 6, 2017 12 / 31

Questions by Chazy For the R3BP Do oscillatory motions exist? Does the past predict the future? M. Guardia (UPC) Lecture 1 February 6, 2017 13 / 31

The Sitnikov problem Restricted spatial elliptic three body problem. The primaries have mass µ = 1/2 and move on ellipses of small enough eccentricity ε. The Asteroid moves on the (invariant) vertical axis. Equations z z = (z 2 + r 2 (t)) 3/2 where r(t) = r(t + 2π) > 0. If we call ε to the eccentricity of the primaries r(t) = 1 2 (1 ε cos t)+o(ε2 ). M. Guardia (UPC) Lecture 1 February 6, 2017 14 / 31

Oscillatory motions Sitnikov (1960) proved that for ε > 0 small enough: OS, OS +. Future and past are independent. All combinations of past and future is possible. Moser (1973) gave a new proof of Sitnikov results in his book Stable and random motions. M. Guardia (UPC) Lecture 1 February 6, 2017 15 / 31

Oscillatory motions Sitnikov: Oscillatory motions for a symmetric model and reduced range of parameters. Goal after Sitnikov and Moser: extend the proof to other settings (RPC3BP and RPE3BP). Theorem (Llibre-Simó (1980)) Fix µ > 0 small enough. Then, there exists an orbit (q(t), p(t)) of RPC3BP which is oscillatory. Namely, it satisfies lim sup q = + and t ± lim inf q < +. t ± Concretely: oscillatory motions exist in each J(q, p, t;µ) = J 0 for large enough J 0 and µ exponentially small with respect to J 0 : µ e J 3 0 3 M. Guardia (UPC) Lecture 1 February 6, 2017 16 / 31

Oscillatory motions in the RCP3BP J. Galante and V. Kaloshin (2011) use Aubry-Mather theory to prove the existence of orbits which initially are in the range of our Solar System and become oscillatory as t + with µ = 10 3 (realistic for the Jupiter-Sun). Theorem (G. Martín Seara) Fix any µ (0, 1/2]. Then, there exists an orbit (q(t), p(t)) of RCP3BP which is oscillatory. Namely, it satisfies lim sup q = + and t ± lim inf q < +. t ± M. Guardia (UPC) Lecture 1 February 6, 2017 17 / 31

Oscillatory motions in the RCP3BP More precisely, Theorem Fix any µ (0, 1/2]. Then, there exists J 0 > 0 big enough, such that for any J > J 0 there exists an orbit (q J (t), p J (t)) of RCP3BP in the hypersurface J(q, p, t; µ) = J which is oscillatory. Namely, it satisfies lim sup q J = + and t ± lim inf q J < +. t ± These orbits satisfy lim inf t ± q J J 2. They are far from the primaries (far from collision). M. Guardia (UPC) Lecture 1 February 6, 2017 18 / 31

Oscillatory motions for the RPE3BP One would like to prove their existence for any µ (0, 1/2] and e 0 (0, 1]. Only results for e 0 1. Theorem (G. Martín Seara Sabbagh) Fix µ (0, 1/2]. There exists e0 (µ) > 0 such that for any e 0 (0, e0 (µ)) there exists an orbit (q(t), p(t)) of RPE3BP such that lim sup q = + and t + lim inf q < +. t + OS +, OS but we do not know whether OS OS +. M. Guardia (UPC) Lecture 1 February 6, 2017 19 / 31

Oscillatory motions We will spend the rest of the course explaining the proofs of these two theorems. We need to understand Moser ideas. How to drop Llibre and Simó condition µ e J 3 0 3. How to construct oscillatory motions for the RPE3BP, which has more dimension than Sitnikov and RPC3BP. M. Guardia (UPC) Lecture 1 February 6, 2017 20 / 31

The nearly integrable limit µ 0 for the RPE3BP When µ 0, the second primary does not influence the Asteroid. Hamiltonian H(q, p, t) = p2 2 1 q +O(µ). Asteroid only perceives a body of mass 1 located at the origin (Kepler problem). The Asteroid moves on a conic section. Assume it performs a parabola. Case µ > 0: Oscillatory motions must happen close to parabolic orbits since we want the orbits to go to infinity and come back. We want to stay for all time close to these parabolic orbits and get closer and closer to them (close to the infinity cylinder). M. Guardia (UPC) Lecture 1 February 6, 2017 21 / 31

Moser and Llibre-Simó approach Consider the Sitnikov problem: McGehee coordinates send infinity to the origin. Then, infinity becomes a fixed point. Prove that this point has invariant manifolds. Attention: This point is not hyperbolic but parabolic (linearization equal to the identity). Prove that the invariant manifolds intersect transversally. Establish symbolic dynamics (Smale horseshoe) close to these invariant manifolds. It leads to the existence of oscillatory motions. To understand this fact is more convenient to consider the system in polar coordinates. M. Guardia (UPC) Lecture 1 February 6, 2017 22 / 31

The RPE3BP in polar coordinates Polar coordinates for the Asteroid: q = (r cos α, r sin α). y symplectic conjugate to r (radial velocity). G symplectic conjugate to α (angular momentum). Hamiltonian: H(r,α, y, G, t) = y2 2 + G2 U(r,α, t;µ), 2r 2 U(r, α, t) is the Newtonian potential U(r,α, t) = It satisfies U(r,α, t) = 1 r +O(µ). (1 µ) re iα q 1 (t) + µ re iα q 2 (t). M. Guardia (UPC) Lecture 1 February 6, 2017 23 / 31

Circular case Circular case e 0 = 0: q 1 (t) = µq 0 (t), q 2 (t) = (1 µ)q 0 (t) where q 0 (t) = e it. Potential: U(r,α, t) = U only depends on α t. (1 µ) re iα +µe it + µ re iα (1 µ)e it. Defining new angle φ = α t (rotating coordinates): we have the 2dof system H(r,φ, y, G) = y2 2 + G2 (1 µ) G 2r 2 re iφ +µ + µ re iφ (1 µ), Energy H = H G is equal to the Jacobi constant and is preserved. M. Guardia (UPC) Lecture 1 February 6, 2017 24 / 31

Case µ = 0 in polar coordinates Hamiltonian: H(r,α, y, G, t; 0) = y2 2 + G2 2r 2 1 r. Equations ṙ = y ẏ = G2 r 3 1 r 2 α = G r 2 Ġ = 0 G is a first integral. For fixed G, we have a 1 degree of freedom system for (r, y). Orbits in parabolas satisfy r(t) + and y(t) 0 as t ±. They belong to level of energy H = 0. H < 0 are elliptic orbits and H > 0 are hyperbolic orbits. M. Guardia (UPC) Lecture 1 February 6, 2017 25 / 31

Parabolic motion in the (r, y) plane The point(r, y) = (+, 0) can be seen as a critical point at infinity. The parabola is at the same time the stable and unstable invariant manifold of infinity. M. Guardia (UPC) Lecture 1 February 6, 2017 26 / 31

Parabolic motion in the phase space Consider the full phase space of dimension 5. For the full system Λ = {(r, y) = (+, 0), G [G 1, G 2 ],(α, t) T 2} is the infinity cylinder. The invariant manifolds of this infinity cylinder coincide. In the circular case, we have one angle less: the cylinder is foliated by periodic orbits. Until Lecture 5, we only work with the RPC3BP. M. Guardia (UPC) Lecture 1 February 6, 2017 27 / 31

The parameters We want to prove existence of oscillatory motions for all µ (0, 1/2] So, even if useful to understand what happens, the limit µ 0 is not meaningful. Our results only apply for Jacobi constant J 0 1. The Jacobi constant J 0 is an extra parameter. To understand its role, we consider the time parameterization of the parabola of the 2BP. M. Guardia (UPC) Lecture 1 February 6, 2017 28 / 31

Parameterization of the parabolas Equations ṙ = y ẏ = G2 r 3 1 r 2 Parameterization α = G r 2 Ġ = 0 r = 1 2 G2 0 (1+τ 2 ) α = α 0 +π + 2 arctanτ 2τ y = G 0 (1+τ 2 ) where t = G3 0 2 (τ + τ 3 3 ). G = G 0 M. Guardia (UPC) Lecture 1 February 6, 2017 29 / 31

Another parameter For each G = G 0 we have, Consider G 0 1: r = 1 2 G2 0 (1+τ 2 ): all points in the parabola are of size bigger than G 2 0 /2. t = G3 0 2 (τ + τ 3 3 ) means that the trajectories in the parabola evolve very slowly. At parabolic motion, H = 0. So J = H G = G. For every µ (0, 1/2], G 0 + gives a different nearly integrable limit. M. Guardia (UPC) Lecture 1 February 6, 2017 30 / 31

Limit with large angular momentum How affects the system the size of angular momentum? From the point of view of the Asteroid: The primaries are extremely close. They move much faster than the massless body. The Asteroid at first order only perceive one body of mass one at the origin. The perturbative terms have size equal to the ratio between distances: O(G 2 0 ). So for all µ (0, 1/2] and as G 0 +, we have a 2BP plus a O(G 2 0 ) perturbation whose time frequency is G3 0. M. Guardia (UPC) Lecture 1 February 6, 2017 31 / 31