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Open H.E.S.S. Workshop, Heja Lodge Conference Center, Namibia: Fishing for Neutrinos Science, Technology and Politics Uli Katz Univ. Erlangen 27.09.2004 Introduction Current Deep-Sea Projects Aiming at a km 3 Detector in the Mediterranean The KM3NeT Design Study Conclusions and Outlook

Why Neutrino Telescopes? Neutrinos traverse space without deflection or attenuation - they point back to their sources; - they allow a view into dense environments; - they allow to investigate the universe over cosmological distances. Neutrinos are produced in high-energy hadronic processes distinction between electron and proton acceleration. Neutrinos could be produced in Dark Matter annihilation. Neutrino detection requires huge target masses use naturally abundant materials (water, ice). 27.09.2004 U. Katz: Fishing for Neutrinos 2

The Neutrino Telescope World Map 27.09.2004 U. Katz: Fishing for Neutrinos 3

The Principle of Neutrino Telescopes Role of the Earth: Screening against all particles except neutrinos. Atmosphere = target for production of secondary neutrinos. Cherenkov light: In water: θ C 43 Spectral range used: ~ 350-500nm. Neutrino reactions (key reaction is ν µ N µx): Cross sections and reaction mechanisms known from accelerator experiments (in particular HERA). Extrapolation to highest energies (> 100 TeV) uncertain. 27.09.2004 U. Katz: Fishing for Neutrinos 4

Particle and Astrophysics with ν Telescopes 27.09.2004 U. Katz: Fishing for Neutrinos 5

Neutrino Fluxes and Event numbers 27.09.2004 U. Katz: Fishing for Neutrinos 6

Lake Baikal: A Sweet-Water ν Telescope Pioneers in under-water technology for ν telescopes. Many excellent physics results. Further upgrades planned, but km 3 hardy reachable. 27.09.2004 U. Katz: Fishing for Neutrinos 7

ANTARES: Detector Design String-based detector; Underwater connections by deep-sea submarine; Downward looking PMs, axis at 45 O to vertical; 2500 m deep. 14.5m 25 storeys, 348 m 100 m Junction Box 27.09.2004 U. Katz: Fishing for Neutrinos 8

ANTARES: Status and Way to Completion 2003: Deployment and operation of two prototype lines. Several months of data taking. Technical problems (broken fiber, water leak) no precise timing, no µ reconstruction. Early 2005: 2 upgraded prototype lines; Mid-2005: Line 1; 2007: Detector completed. 27.09.2004 U. Katz: Fishing for Neutrinos 9

ANTARES: First Deep-Sea Data Rate measurements: Strong fluctuation of bioluminescence background observed Rate (khz) Constant baseline rate from 40 K decays 10min 10min time (s) 27.09.2004 U. Katz: Fishing for Neutrinos 10

ANTARES: Long-term Measurements baseline rate (khz) baseline rate = 15-minute average burst fraction time (days) burst fraction = time fraction above 1.2 x baseline rate time Also measured: current velocity and direction, line heading and shape, temperatures, humidities,... Important input for preparation & optimization of ANTARES operation. 27.09.2004 U. Katz: Fishing for Neutrinos 11

NESTOR: Rigid Structures Forming Towers Tower based detector (titanium structures). Dry connections (recover - connect - redeploy). Up- and downward looking PMs. 3800 m deep. First floor (reduced size) deployed & operated in 2003. 32 m diameter 30 m between floors 144 PMs 27.09.2004 U. Katz: Fishing for Neutrinos 12

NESTOR: Reconstruction of Muon Tracks Track reconstruction using arrival times of light at PMs. Ambiguities resolved using signal amplitudes in up/down PM pairs. PM calibration 27.09.2004 U. Katz: Fishing for Neutrinos 13

NESTOR: Measurement of the Muon Flux (1/N)dN/dcos(θ) Atmospheric muon flux determination by reweighting MC simulation to observed raw zenith distribution using dn α o dω dt ds = I cos θ M.C. Prediction Data Points (754 events) Zenith Angle (degrees) Result: α = 4.7 ± 0.5 (stat.) ± 0.2 (syst.) I 0 = [ 9.0 x 10-9 ± 0.7 x 10-9 (stat.) ± 0.4 x 10-9 (syst.)] cm -2 s -1 sr -1 27.09.2004 U. Katz: Fishing for Neutrinos 14

... and Comparison to Other Measurements Good agreement confirms precise understanding of detector response, calibration, simulation and efficiencies. 27.09.2004 U. Katz: Fishing for Neutrinos 15

The NEMO Project Extensive site exploration (Capo Passero near Catania, depth 3340 m) R&D towards km 3 : architecture, mechanical structures, readout, electronics, cables... Simulation Example: Flexible tower 16 arms per tower, 20 m arm length, arms 40 m apart 64 PMs per tower Underwater connections Up- and down-looking PMs 27.09.2004 U. Katz: Fishing for Neutrinos 16

NEMO: Phase-1 Test Site at 2000 m depth identified. Test installation foreseen with all critical detector components. Funding ok. Completion expected by 2006. 27.09.2004 U. Katz: Fishing for Neutrinos 17

NEMO: Junction Box R&D Aim: Decouple the problems of pressure and corrosion resistance. Splitting Splitting box box Fiber-glass external external container Switching box box Pressure Pressure vessel vessel for for electronic devices devices Transformers ROV-matable connectors 1 m 27.09.2004 U. Katz: Fishing for Neutrinos 18

Aiming at a km 3 -Detector in the Mediterranean HENAP Report to PaNAGIC, July 2002: The observation of cosmic neutrinos above 100 GeV is of great scientific importance....... a km 3 -scale detector in the Northern hemisphere should be built to complement the IceCube detector being constructed at the South Pole. The detector should be of km 3 -scale, the construction of which is considered technically feasible. 27.09.2004 U. Katz: Fishing for Neutrinos 19

Scientific Goals Astronomy via high-energy neutrino observation - Production of high-energy neutrinos in the universe (acceleration mechanisms, top-down scenarios,... ); - Investigation of the nature of astrophysical objects; - Origin of cosmic rays; - No extraterrestric high-energy neutrinos observed so far Predictions have large uncertainties. Indirect search for dark matter. New discoveries. Associated science. 27.09.2004 U. Katz: Fishing for Neutrinos 20

Point Sources Allows for association of neutrino flux to specific astrophysical objects. Energy spectrum, time structure and combination with multi-messenger observations provides insight into physical processes inside source. Searches profit from very good angular resolution of water Cherenkov telescopes. GRBs and other transient phenomena, if simultaneously observed by space-based experiments, allow for lower thresholds and larger efficiency. 27.09.2004 U. Katz: Fishing for Neutrinos 21

Sky Coverage of Neutrino Telescopes South Pole Mediterranean Region of sky seen in galactic coordinates assuming 100% efficiency for 2π down. Mkn 421 Mkn 501 CRAB Not seen Mkn 501 CRAB SS433 Not seen SS433 GX339-4 VELA Galactic Center We need ν telescopes in both hemispheres to see the whole sky 27.09.2004 U. Katz: Fishing for Neutrinos 22

Point Sources: Sensitivities Ch. Spiering, astro-ph/0303068 MACRO + SK + AMANDA-B10 AMANDA AMANDA + IceCube + ANTARES + NESTOR IceCube + KM3NeT 27.09.2004 U. Katz: Fishing for Neutrinos 23

Diffuse ν Flux Energy spectrum will provide important constraints on models of particle acceleration and energy budget at cosmological scales. Present theoretical upper limits are at the edge of current experiments sensitivities Precise flux measurement needs km 3 -scale detector. Accessible energy range limited by atmospheric neutrino flux (~10 5 GeV) and detector size (~10 8 GeV). Measurements at these energies require sensitivity for neutrinos from above due to opacity of Earth. Cosmic neutrinos arrive in democratic flavour mix Sensitivity to ν e, ν τ and NC reactions important. 27.09.2004 U. Katz: Fishing for Neutrinos 24

Diffuse ν Flux: Limits and Sensitivities Amanda, Baikal 2002 2004 AABN 2007 2012 km 3 RICE AGASA AUGER ν τ Anita Auger Salsa GLUE WB 98 EUSO, OWL G. Sigl, HENA workshop 2003 Paris 27.09.2004 U. Katz: Fishing for Neutrinos 25

Dark Matter Neutrinos from co-annihilation of WIMPs gravitationally trapped in Earth, Sun or Galactic Center provide sensitivity of ν telescopes to Dark Matter. Detection requires low energy threshold (O(100GeV) or less). Could solve long-standing questions of both particle- and astrophysics. Flux from Galactic Centre may be enhanced if a Black Hole is present exciting prospects (see e.g. P. Gondolo and J. Silk, PRL 83(1999)1719). But: model uncertainties are orders of magnitude! from G. Bertone et al., astro-ph/0403322 Specific km 3 analysis not yet available. 27.09.2004 U. Katz: Fishing for Neutrinos 26

How to Design a km 3 Deep-Sea ν Telescope A major R&D project is needed! 27.09.2004 U. Katz: Fishing for Neutrinos 27

Some Key Questions Which architecture to use? (strings vs. towers vs. new design) How to get the data to shore? (optical vs. electric, electronics off-shore or on-shore) How to calibrate the detector? (separation of calibration and detection units?) Design of photo-detection units? (large vs. several small PMs, directionality,...) Deployment technology? (dry vs. wet by ROV/AUV vs. wet from surface) And finally: The site choice/recommendation! 27.09.2004 U. Katz: Fishing for Neutrinos 28

The KM3NeT Design Study (EU FP6) Design Study for a Deep-Sea Facility in the Mediterranean for Neutrino Astronomy and Associated Sciences Initial initiative Sept 2002 (ApPEC meeting, Paris). Intense discussions and coordination meetings from beginning of 2003 on. VLVνT Workshop, Amsterdam, Oct 2003. ApPEC review, Nov 2003. Inclusion of sea science/technology institutes (Jan 2004). Proposal submission 04.03.2004. Evaluation report received June 2004 (overall mark: 88%). Unofficial but reliable message a few days ago: The KM3NeT Design Study will be funded! 27.09.2004 U. Katz: Fishing for Neutrinos 29

KM3NeT Participants Cyprus: France: Germany: Greece: Univ. Cyprus CEA/Saclay, CNRS/IN2P3 (CPP Marseille, IreS Strasbourg), IFREMER Univ. Erlangen, Univ. Kiel HCMR, Hellenic Open Univ., NCSR Democritos, NOA/Nestor, Univ. Athens Italy: CNR/ISMAR, INFN (Univs. Bari, Bologna, Catania, Genova, Messina, Pisa, Roma-1, LNS Catania, LNF Frascati), INGV, Tecnomare SpA Netherlands: NIKHEF/FOM Spain: IFIC/CSIC Valencia, Univ. Valencia, UP Valencia UK: Univ. Aberdeen, Univ. Leeds, Univ. Liverpool, John Moores Univ. Liverpool, Univ. Sheffield Particle/Astroparticle institutes Sea science/technology institutes Coordinator 27.09.2004 U. Katz: Fishing for Neutrinos 30

Objectives and Scope of the KM3NeT DS Establish path from current projects to KM3NeT: Critical review of current technical solutions; Thorough tests of new developments; Comparative study of sites and recommendation on site choice (figure of merit: physics sensitivity / ); Assessment of quality control and assurance; Exploration of possible cooperation with industry; Investigation of funding and governance models. Envisaged time scale of design, construction and operation poses stringent conditions. 27.09.2004 U. Katz: Fishing for Neutrinos 31

Design Study Target Values Detection principle: water Cherenkov. Location in Europe: in the Mediterranean Sea. Detection view: maximal angular acceptance for all possible detectable neutrino signals including down-going neutrinos at VHE. Angular resolution: close to the intrinsic resolution (< 0.1 for muons with E µ > 10 TeV). Detection volume: 1 km 3, expandable. Lower energy threshold: a few 100 GeV for upward going neutrinos with the possibility to go lower for ν from known point sources. Energy reconstruction: within a factor of 2 for muon events. Reaction types: all neutrino flavors. Duty cycle: close to 100%. Operational lifetime: 10 years. Cost-effectiveness: < 200 M per km 3 All these parameters need optimisation! 27.09.2004 U. Katz: Fishing for Neutrinos 32

Exploitation Model Goal: facility exploited in multi-user and interdisciplinary environment. Reconstructed data will be made available to the whole community. Observation of specific objects with increased sensitivity will be offered (dedicated adjustment of filter algorithms). Close relation to space-based observatories will be established (alerts for GRBs, Supernovae etc.) Plug-and-play solutions for detectors of associated sciences. 27.09.2004 U. Katz: Fishing for Neutrinos 33

Associated Sciences Great interest in long term deep-sea measurements in many different scientific communities: - Biology - Oceanography - Environmental sciences - Geology and geophysics -... Substantial cross-links to ESONET (The European Sea Floor Observatory Network). Plan: include the associated science communities in the design phase to understand and react to their needs and make use of their expertise (e.g. site exploration, bioluminescence). 27.09.2004 U. Katz: Fishing for Neutrinos 34

Work Packages WP1: Management of the Design Study WP2: Astroparticle physics (benchmark ν fluxes, simulation, calibration, geometry optimization) WP3: Physics analysis (event selection, classification, reconstruction; physics sensitivity studies) WP4: System and product engineering (optical and calibration modules, mechanical components, readout implement n, calibration devices, assembly/transport procedures, production lines) WP5: Information technology (signal detection/transmission, readout procedures, data handling & distribution) WP6: Shore & deep-sea infrastructure (site studies, deployment/recovery, cables, power distribution, shore station) WP7: Sea surface infrastructure (floating structures for deployment/recovery, surface calibration devices) WP8: Risk assessment and quality assurance WP9: Resource exploration (governance, legal and funding aspects for construction/operation of KM3NeT) WP10: Associated science (cooperation model, sensors & interfaces, input to KM3NeT design) 27.09.2004 U. Katz: Fishing for Neutrinos 35

KM3NeT DS: Resources Suggested overall budget of the Design Study: 24 M (mainly personnel, but also equipment, consumables, travel etc.) Amount requested from EU: 10 M Estimated overall labor power: ~3500 FTEMs (FTEM = full-time equivalent person month) 100 persons working full-time over 3 years! Substantial resources (labor power) additional to those available in the current pilot projects will be required! 27.09.2004 U. Katz: Fishing for Neutrinos 36

KM3NeT: Time Schedule Time scale given by "community lifetime" and competition with ice detector Experience from current first generation water neutrino telescopes is a solid basis for the design of the KM3NeT detector. Interest fades away if KM3NeT comes much later than IceCube (ready by 2010). Time schedule (optimistic): 01.01.2006 Start of Design Study Mid-2007 Conceptual Design Report End of 2008 Technical Design Report 2009-2013 Construction 2010-20XX Operation 27.09.2004 U. Katz: Fishing for Neutrinos 37

A few Remarks on EU Applications/Projects The EU applies rather stringent and formal rules. These rules are not laws of nature so physicists tend to ignore them! Writing proposals: - Take the evaluation criteria serious; for DS s e.g.: European added value Scientific and technological excellence Relevance to the objectives of the scheme Quality of the management - Read all available EU documentation learn EUish : Indirect costs are, for those working on the full cost model, all eligible costs determined by the contractor, in accordance with its usual practices, which are not directly attributable to the project but are incurred in relation to the direct costs of the project. Evaluation process: - Well structured and transparent from inside... -... but completely opaque from outside! - It helps a lot to take part in EU evaluations. Next to come: Negotiations, consortium contract,... 27.09.2004 U. Katz: Fishing for Neutrinos 38

Conclusions and Outlook Neutrino astronomy opens a new window to the universe. To fully exploit it, we need 2 km 3 scale ν telescopes: - In the South, IceCube/AMANDA are on track. - In the North, the Mediterranean Sea offers optimal conditions for a ν telescope observing the Southern sky. Mediterranean projects ANTARES, NEMO, NESTOR: - ANTARES & NESTOR currently under construction, first data taken feasibility proof and essential experience. - NEMO: Ongoing R&D efforts towards future, cost-effective solutions. - Common effort to realize next-generation ν telescope (KM3NeT). The EU KM3NeT Design Study (2006-2008) aims at laying the foundation for the construction of the detector. We look forward to a world-wide multi-messenger cooperation! 27.09.2004 U. Katz: Fishing for Neutrinos 39