Counting subgroups of the multiplicative group
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1 Counting subgroups of the multiplicative group Lee Troupe joint w/ Greg Martin University of British Columbia West Coast Number Theory 2017
2 Question from I. Shparlinski to G. Martin, circa 2009: How many subgroups does Z n := (Z/nZ) usually have? 2 / 18
3 Question from I. Shparlinski to G. Martin, circa 2009: How many subgroups does Z n := (Z/nZ) usually have? Let I (n) denote the number of isomorphism classes of subgroups of Z n. Let G(n) denote the number of subsets of Z n which are subgroups. Shparlinski s question concerns the distribution of values of I (n) and/or G(n). To set the stage: What do we talk about when we talk about distributions of arithmetic functions? 2 / 18
4 Average order Let f (n) be an arithmetic function. We can ask for the average order of f (n), i.e. a function g(n) so that 1 x f (n) g(n). n x 3 / 18
5 Average order Let f (n) be an arithmetic function. We can ask for the average order of f (n), i.e. a function g(n) so that 1 x f (n) g(n). n x Example: The average order of the number-of-prime-factors function ω(n) is log log n (proof: insert the definition of ω(n), swap the order of summation, use Mertens s theorem). This could be a starting point for studying I (n) and G(n), but it doesn t really answer the question. 3 / 18
6 Normal order We can ask for the normal order of f (n), i.e. a function g(n) so that, for any ɛ > 0, { } 1 lim x x # n x : f (n) g(n) 1 < ɛ = 1. 4 / 18
7 Normal order We can ask for the normal order of f (n), i.e. a function g(n) so that, for any ɛ > 0, { } 1 lim x x # n x : f (n) g(n) 1 < ɛ = 1. Theorem (Hardy, Ramanujan 1917) The normal order of ω(n) is log log n. Turán (1934): Proof via an upper bound for the variance (second moment) of the form 1 x We can ask for more. (ω(n) log log n) 2 log log x. n x 4 / 18
8 The fundamental theorem of probabilistic number theory Theorem (Erdős, Kac 1940) Let ω(n) denote the number of distinct prime factors of a number n. Then { } 1 lim x x # ω(n) log log n n x : < u = 1 u e t2 /2 dt. log log n 2π In other words, the values of the function ω(n) are normally distributed, with mean and variance both equal to log log n. 5 / 18
9 The fundamental theorem of probabilistic number theory Theorem (Erdős, Kac 1940) Let ω(n) denote the number of distinct prime factors of a number n. Then { } 1 lim x x # ω(n) log log n n x : < u = 1 u e t2 /2 dt. log log n 2π In other words, the values of the function ω(n) are normally distributed, with mean and variance both equal to log log n. Halberstam (1954): Proof by the method of moments, i.e. finding asymptotic formulas for each of the central moments (ω(n) log log n) k. n x 5 / 18
10 The fundamental theorem of probabilistic number theory Erdős and Kac s paper establishes a normal-distribution result for a wide class of additive functions f (n): f (p e 1 1 pe k k ) = f (pe 1 1 ) + + f (pe k k ). 6 / 18
11 The fundamental theorem of probabilistic number theory Erdős and Kac s paper establishes a normal-distribution result for a wide class of additive functions f (n): f (p e 1 1 pe k k ) = f (pe 1 1 ) + + f (pe k k ). Definition We say a function f (n) satisfies an Erdős Kac law with mean µ(n) and variance σ 2 (n) if { } 1 lim x x # f (n) µ(n) n x : < u = 1 u e t2 /2 dt. σ(n) 2π 6 / 18
12 Erdős Kac laws for non-additive functions Theorem (Liu 2006) For any elliptic curve E/Q with CM, ω(#e(f p )) satisfies an Erdős Kac law with mean and variance log log p. 7 / 18
13 Erdős Kac laws for non-additive functions Theorem (Liu 2006) For any elliptic curve E/Q with CM, ω(#e(f p )) satisfies an Erdős Kac law with mean and variance log log p. Theorem (Erdős, Pomerance 1985) The functions ω(ϕ(n)) and Ω(ϕ(n)) both satisfy an Erdős Kac law, with mean 1 2 (log log n)2 and variance 1 3 (log log n)3. 7 / 18
14 Erdős Kac laws for non-additive functions Theorem (Liu 2006) For any elliptic curve E/Q with CM, ω(#e(f p )) satisfies an Erdős Kac law with mean and variance log log p. Theorem (Erdős, Pomerance 1985) The functions ω(ϕ(n)) and Ω(ϕ(n)) both satisfy an Erdős Kac law, with mean 1 2 (log log n)2 and variance 1 3 (log log n)3. Ω(ϕ(n)) is additive; 7 / 18
15 Erdős Kac laws for non-additive functions Theorem (Liu 2006) For any elliptic curve E/Q with CM, ω(#e(f p )) satisfies an Erdős Kac law with mean and variance log log p. Theorem (Erdős, Pomerance 1985) The functions ω(ϕ(n)) and Ω(ϕ(n)) both satisfy an Erdős Kac law, with mean 1 2 (log log n)2 and variance 1 3 (log log n)3. Ω(ϕ(n)) is additive; ω(ϕ(n)) isn t! Both are ϕ-additive: If ϕ(n) = p e 1 1 pe k k, then f (ϕ(n)) = f (p e 1 1 ) + + f (pe k k ). 7 / 18
16 ϕ-additivity Recall: I (n) is the number of ismorphism classes of subgroups of Z n. G(n) is the number of subsets of Z n which are subgroups. Fact: Every finite abelian group is the direct product of its Sylow p-subgroups. 8 / 18
17 ϕ-additivity Recall: I (n) is the number of ismorphism classes of subgroups of Z n. G(n) is the number of subsets of Z n which are subgroups. Fact: Every finite abelian group is the direct product of its Sylow p-subgroups. So if G p (n) denotes the number of subgroups of the Sylow p-subgroup of Z n, then G(n) = p ϕ(n) and similarly for log I (n). G p (n) = log G(n) = p ϕ(n) log G p (n) Thus, log G(n) and log I (n) are ϕ-additive functions, as well. 8 / 18
18 Erdős Kac laws for subgroups of Z n Theorem (Martin T., submitted) The function log I (n) satisfies an Erdős Kac law with mean log 2 2 (log log n)2 and variance log 2 3 (log log n)3. 9 / 18
19 Erdős Kac laws for subgroups of Z n Theorem (Martin T., submitted) The function log I (n) satisfies an Erdős Kac law with mean log 2 2 (log log n)2 and variance log 2 3 (log log n)3. Theorem (Martin T., submitted) The function log G(n) satisfies an Erdős Kac law with mean A(log log n) 2 and variance C(log log n) 3. 9 / 18
20 Erdős Kac laws for subgroups of Z n Theorem (Martin T., submitted) The function log I (n) satisfies an Erdős Kac law with mean log 2 2 (log log n)2 and variance log 2 3 (log log n)3. Theorem (Martin T., submitted) The function log G(n) satisfies an Erdős Kac law with mean A(log log n) 2 and variance C(log log n) 3. It turns out that A , while log So, typically, G(n) I (n) / 18
21 Erdős Kac laws for subgroups of Z n Theorem (Martin T., submitted) The function log G(n) satisfies an Erdős Kac law with mean A(log log n) 2 and variance C(log log n) 3. A 0 = 1 4 p p 2 log p (p 1) 3 (p + 1) A = A 0 + log B = 1 p 3 (p 4 p 3 p 2 p 1)(log p) 2 4 (p 1) 6 (p + 1) 2 (p 2 + p + 1) C = p (log 2) A 0 log 2 + 4A B / 18
22 Z n with many subgroups Theorem (Martin T., submitted) The order of magnitude of the maximal order of log I (n) is log x/log log x. More precisely, log 2 5 log x log log x 2 max log I (n) π n x 3 log x log log x. 11 / 18
23 Z n with many subgroups Theorem (Martin T., submitted) The order of magnitude of the maximal order of log I (n) is log x/log log x. More precisely, log 2 5 log x log log x 2 max log I (n) π n x 3 log x log log x. The order of magnitude of the maximal order of log G(n) is (log x) 2 /log log x. More precisely, 1 (log x) 2 16 log log x max log G(n) 1 (log x) 2 n x 4 log log x. 11 / 18
24 Z n with many subgroups Theorem (Martin T., submitted) The order of magnitude of the maximal order of log I (n) is log x/log log x. More precisely, log 2 5 log x log log x 2 max log I (n) π n x 3 log x log log x. The order of magnitude of the maximal order of log G(n) is (log x) 2 /log log x. More precisely, 1 (log x) 2 16 log log x max log G(n) 1 (log x) 2 n x 4 log log x. Corollary For any A > 0, there are infinitely many n such that G(n) > n A. 11 / 18
25 Proof of Erdős Kac for log I (n) Recall: Since every subgroup of Z n is a direct product of subgroups of the Sylow p-subgroups of Z n, log I (n) = log I p (n). p ϕ(n) 12 / 18
26 Proof of Erdős Kac for log I (n) Recall: Since every subgroup of Z n is a direct product of subgroups of the Sylow p-subgroups of Z n, log I (n) = log I p (n). p ϕ(n) For all p ϕ(n), each I p (n) counts the trivial subgroup and the entire Sylow p-subgroup of Z n, and so each I p (n) 2. So ω(ϕ(n)) log 2 log I (n). 12 / 18
27 Proof of Erdős Kac for log I (n) For an upper bound: Write the Sylow p-subgroup of Z n as Z p α := Z p α 1 Z p αm for some partition α = (α 1,..., α m ) of ord p (ϕ(n)). 13 / 18
28 Proof of Erdős Kac for log I (n) For an upper bound: Write the Sylow p-subgroup of Z n as Z p α := Z p α 1 Z p αm for some partition α = (α 1,..., α m ) of ord p (ϕ(n)). There is a one-to-one correspondence between subgroups of Z p α subpartitions of α. and 13 / 18
29 Proof of Erdős Kac for log I (n) For an upper bound: Write the Sylow p-subgroup of Z n as Z p α := Z p α 1 Z p αm for some partition α = (α 1,..., α m ) of ord p (ϕ(n)). There is a one-to-one correspondence between subgroups of Z p α subpartitions of α. Now, and #{subpartitions of α} 2 ordp(ϕ(n)). 13 / 18
30 Proof of Erdős Kac for log I (n) For an upper bound: Write the Sylow p-subgroup of Z n as Z p α := Z p α 1 Z p αm for some partition α = (α 1,..., α m ) of ord p (ϕ(n)). There is a one-to-one correspondence between subgroups of Z p α subpartitions of α. Now, and #{subpartitions of α} 2 ordp(ϕ(n)). Therefore log I (n) p ϕ(n) ord p (ϕ(n)) log 2 = Ω(ϕ(n)) log 2 13 / 18
31 Proof of Erdős Kac for log I (n) For an upper bound: Write the Sylow p-subgroup of Z n as Z p α := Z p α 1 Z p αm for some partition α = (α 1,..., α m ) of ord p (ϕ(n)). There is a one-to-one correspondence between subgroups of Z p α subpartitions of α. Now, and #{subpartitions of α} 2 ordp(ϕ(n)). Therefore log I (n) p ϕ(n) ord p (ϕ(n)) log 2 = Ω(ϕ(n)) log 2 = ω(ϕ(n)) log 2 log I (n) Ω(ϕ(n)) log / 18
32 What about log G(n)? Given a subpartition β α, let N p (α, β) be the number of subgroups of Z p α isomorphic to Z p β. Lemma (immediate) log G p (n) = β α log N p (α, β). 14 / 18
33 What about log G(n)? Given a subpartition β α, let N p (α, β) be the number of subgroups of Z p α isomorphic to Z p β. Lemma (immediate) log G p (n) = β α log N p (α, β). Let b = (b 1,..., b β1 ) and a = (a 1,..., a α1 ) be the partitions conjugate to β and α respectively. 14 / 18
34 What about log G(n)? Given a subpartition β α, let N p (α, β) be the number of subgroups of Z p α isomorphic to Z p β. Lemma (immediate) log G p (n) = β α log N p (α, β). Let b = (b 1,..., b β1 ) and a = (a 1,..., a α1 ) be the partitions conjugate to β and α respectively. One definition of conjugate partition : a j is the number of parts of α of size at least j. 14 / 18
35 Subgroups and partitions It turns out that α 1 N p (α, β) p (a j b j )b j. j=1 15 / 18
36 Subgroups and partitions It turns out that α 1 N p (α, β) p (a j b j )b j. j=1 As a function of b j, the maximum of (a j b j )b j occurs at b j = a j /2. With this choice, p (a j b j )b j = p a2 j /4. These values, corresponding to the choice β = 1 2 α,, provide the largest value of N p(α, β). 15 / 18
37 Subgroups and partitions Lemma For any prime p ϕ(n), log G p (n) = log p 4 α 1 j=0 a 2 j + O(α 1 log p). New task: If Z p α is the Sylow p-subgroup of Z n, determine the partition α (or its conjugate partition a). 16 / 18
38 Subgroups and partitions Lemma For any prime p ϕ(n), log G p (n) = log p 4 α 1 j=0 a 2 j + O(α 1 log p). New task: If Z p α is the Sylow p-subgroup of Z n, determine the partition α (or its conjugate partition a). How many of the factors in Z p α = Z p α 1 are of order at least p j? 16 / 18
39 Subgroups and partitions Lemma For any prime p ϕ(n), log G p (n) = log p 4 α 1 j=0 a 2 j + O(α 1 log p). New task: If Z p α is the Sylow p-subgroup of Z n, determine the partition α (or its conjugate partition a). How many of the factors in Z p α = Z p α 1 are of order at least p j? We get one such factor for every prime q n such that q 1 (mod p j ); this is the primary source of such factors. 16 / 18
40 Subgroups and partitions Lemma For any prime p ϕ(n), log G p (n) = log p 4 α 1 j=0 a 2 j + O(α 1 log p). New task: If Z p α is the Sylow p-subgroup of Z n, determine the partition α (or its conjugate partition a). How many of the factors in Z p α = Z p α 1 are of order at least p j? We get one such factor for every prime q n such that q 1 (mod p j ); this is the primary source of such factors. So if ω p j (n) denotes the number of primes q n, q 1 (mod p j ), then: a j = ω p j (n). (This is exactly true if n is odd and squarefree, and is true up to O(1) if not.) Inserting this into the above lemma / 18
41 Sketchy in the extreme Lemma For any prime p ϕ(n), log G p (n) = log p 4 α 1 j=0 ω p j (n) 2 + O(α 1 log p). Moreover: If p ϕ(n) but p 2 ϕ(n), then log G p (n) = log / 18
42 Sketchy in the extreme Lemma For any prime p ϕ(n), log G p (n) = log p 4 α 1 j=0 ω p j (n) 2 + O(α 1 log p). Moreover: If p ϕ(n) but p 2 ϕ(n), then log G p (n) = log 2. Upon summing over all primes p ϕ(n): log G(n) = log G p (n) log 2 ω(ϕ(n)) + 1 ω p r (n) 2 log p. 4 p r p ϕ(n) 17 / 18
43 Sketchy in the extreme Lemma For any prime p ϕ(n), log G p (n) = log p 4 α 1 j=0 ω p j (n) 2 + O(α 1 log p). Moreover: If p ϕ(n) but p 2 ϕ(n), then log G p (n) = log 2. Upon summing over all primes p ϕ(n): log G(n) = log G p (n) log 2 ω(ϕ(n)) + 1 ω p r (n) 2 log p. 4 p r p ϕ(n) Replace each of the arithmetic functions above by their known normal orders to get, for almost all n, log G(n) log 2 2 (log log n)2 + 1 ( ) log log n 2 4 ϕ(p r log p = A(log log n) 2. ) p r 17 / 18
44 Future work To handle log G(n), we approximated it by a sum of squares of additive functions. In forthcoming work, we prove an Erdős Kac law for arbitrary finite sums and products of additive functions satisfying standard conditions. In other words, if Q(x 1,..., x l ) R[x 1,..., x l ] and g 1,..., g l are nice additive functions, then Q(g 1,..., g l ) satisfies an Erdős Kac law with a certain mean and variance. 18 / 18
45 Thanks! Preprint available at 19 / 18
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