Decision Procedures. Jochen Hoenicke. Software Engineering Albert-Ludwigs-University Freiburg. Summer 2012
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1 Decision Procedures Jochen Hoenicke Software Engineering Albert-Ludwigs-University Freiburg Summer 2012 Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
2 Quantifier-free Rationals
3 Conjunctive Quantifier-free Fragment In the next lectures, we consider conjunctive quantifier-free Σ-formulae, ie, conjunctions of Σ-literals (Σ-atoms or negations of Σ-atoms) Remark 1: From this an algorithm for arbitrary quantifier-free formulae can be built For given arbitrary quantifier-free Σ-formula F, convert it into DNF Σ-formula F 1 F k where each F i conjunctive F is T -satisfiable iff at least one F i is T -satisfiable Remark 2: One can also combine a decision procedure for conjunctive fragment with DPLL Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
4 Conjunctive Quantifier-free Fragment of Rationals For T Q a formula in the conjunctive fragment looks like this: a 11 x 1 + a 12 x a 1n x n b 1 a 21 x 1 + a 22 x a 2n x n b 2 a m1 x 1 + a m2 x a mn x n b m as vectors: A x b Note: x = b can be expressed as x b x b (x b) can be expressed as x < b x < b requires some additional handling (later) Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
5 Dutertre de Moura Algorithm Presented 2006 by B Dutertre and L de Moura Based on Simplex algorithm Simpler; it doesn t optimize Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
6 Nonbasic and Basic Variables The set of variables in the formula is called N (set of non-basic variables) Additionally we introduce basic variables B, one variable for each linear term in the formula: y i := a i1 x 1 + a i2 x a in x n The basic variables depend on the non-basic variables Note: The naming is counter-intuitive Unfortunately it is the standard naming for Simplex algorithm We need to find a solution for y 1 b 1,, y m b m Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
7 Computing Basic from Non-basic Variables The basic variables can be computed by a simple Matrix computation: y 1 a 11 a 1n x 1 = y m a m1 a mn x n One can also use tableaux notation: x 1 x n y 1 a 11 a 1n y m a m1 a mn We start by setting all non-basic to 0 and computing the basic variables, denoted as β 0 (x) := 0 The valuation β s assigns values for the variables at step s Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
8 Configuration A configuration at step s of the algorithm consists of a partition of the variables into non-basic and basic variables N s B s = {x 1,, x n, y 1, y m }, a tableaux A (a m n matrix) where the columns correspond to non-basic and rows correspond to basic variables, and a valuation β s, that assigns β s (x i ) = 0 for x i N s, β s (y i ) = b i for y i N s, β s (z i ) = z j N s a ij β(z j ) for z i B s (Here z stands for either an x or a y variable) The initial configuration is: N 0 = {x 1,, x n }, B 0 = {y 1,, y m }, A 0 = A, β 0 (x i ) = 0 In later steps variables from N and B are swapped Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
9 Pivoting aka Exchanging Basic and Non-basic Variables Suppose β s is not a solution for y 1 b 1,, y m b m Let y i be a variable whose value β s (y i ) > b i Consider the row in the matrix: y i = a i1 z 1 + a i2 z a in z n Idea: Choose a z j, then solve z j in the above equation Thus, z j becomes non-basic variable, y i becomes basic Then decrease β(y i ) to b i This will either decrease z j (if a ij > 0) or increase z j (if a ij < 0, z j must be a x-variable) Solving z j in the above equation gives: z j = a i1 a ij z 1 + a i2 a ij z a in z n + 1 y i a ij a ij Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
10 Result of Pivoting After pivoting y i and z j the matrix looks as follows: y 1 = (a 11 a 1j a i1 a ij )z a 1j a ij y i + + (a 1n a 1j a in a ij )z n z j = a i1 a ij z a ij y i + + a in a ij z n y m = (a m1 a mj a i1 a ij )z a mj a ij y i + + (a mn a mj a in a ij )z n Now, set β s+1 (y i ) to b i and recompute basic variables Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
11 Detecting Conflicts We may arrive at a configuration like: y i = 0 x a ij1 y j1 + + a ijk y jk + 0 x n where the non-basic y variables are set to their bound: β s (y j1 ) = b j1,, β s (y jk ) = b jk, coefficients of x variables are zero, coefficients a ij1,, a ijk β s (y i ) > b i 0, and Then, we have a conflict: The formula is not satisfiable y j1 b j1 y jk b jk y i > b i Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
12 Example Consider the formula F : x 1 + x 2 4 x 1 x 2 1 We have two non-basic variables N = {x 1, x 2 } Define basic variables B = {y 1, y 2 }: y 1 = x 1 x 2, y 1 4 y 2 = x 1 x 2, y 2 1 We write the equation as a tableaux: x 1 x 2 y y Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
13 Example (cont) Tableaux: x 1 x 2 y y Values: x 1 = x 2 = 0 y 1 = 0 > 4 (!) y 2 = 0 1 Pivot y 1 against x 1 : x 1 = y 1 x 2 New Tableaux: y 1 x 2 x y Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
14 Example (cont) Tableaux: y 1 x 2 x y Values: y 1 = 4, x 2 = 0 x 1 = 4 y 2 = 4 > 1 (!) y 2 cannot be pivoted with y 1, since 1 negative Pivot y 2 and x 2 : New Tableaux: y 1 y 2 x x Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
15 Example (cont) Tableaux: y 1 y 2 x x Values: y 1 = 4, y 2 = 1 x 1 = 25 x 2 = 15 We found a satisfying interpretation for: F : x 1 + x 2 4 x 1 x 2 1 Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
16 Example Now, consider the formula F : x 1 + x 2 4 x 1 x 2 1 x 2 1 We have two non-basic variables N = {x 1, x 2 } Define basic variables B = {y 1, y 2, y 3 }: y 1 = x 1 x 2, y 1 4 y 2 = x 1 x 2, y 2 1 y 3 = x 2, y 3 1 We write the equation as tableaux: x 1 x 2 y y y Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
17 Example (cont) The first two steps are identical: pivot y 1 resp y 2 and x 1 resp x 2 y 1 y 2 x x y Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
18 Example (cont) Tableaux: y 1 y 2 x x y Values: y 1 = 4, y 2 = 1 x 1 = 25 x 2 = 15 y 3 = 15 > 1! Now, y 3 cannot pivot, since all coefficients in that row are negative Conflict is x 1 x 2 4 x 1 x 2 1 x 2 > 1 Formula F is unsatisfiable Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
19 Termination To guarantee termination we need a fixed pivot selection rule The following rule works: When choosing the basic variable (row) to pivot: Choose the y-variable with the smallest index, whose value exceeds the bound If there is no such variable, return satisfiable When choosing the non-basic variable (column) to pivot with: if possible, take a x-variable Otherwise, take the y-variable with the smallest index, such that the corresponding coefficient in the matrix is positive If there is no such variable, return unsatisfiable Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
20 Termination Proof Assume we have an infinite computation of the algorithm Let y j be the variable with the largest index, that is infinitely often pivoted Look at the step where y j is pivoted to a non-basic variable and where for k > j, y k is not pivoted any more The (ordered) tableaux at the point of pivoting looks like this: x x y y y j y y i 0 0 /0 /0 + ±/0 (+ denotes a positive coefficient, a negative coefficient) After pivoting the tableaux changes to: x x y y y i y y j 0 0 +/0 +/0 + /0 Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
21 Termination Proof (cont) After pivoting the tableaux changes to: x x y y y i y y j 0 0 +/0 +/0 + /0 k<j,y k N s a k b k + k>j,y k N s a k b k = β s (y j ) < b j, where a k 0 for k < j Now look at the step s where y j is pivoted back By the pivoting rule: β s (y k ) b k for all k < j For k > j, the non-basic/basic variables do not change Therefore, the value of y j can only get smaller β s (y j ) = This contradicts β s (y j ) > b j k<j,y k N s a k β s (y k ) + k>j,y k N s a k b k < b j Therefore, assumption was wrong and algorithm terminates Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
22 Strict Bounds With strict bounds the formula looks like this: a 11 x 1 + a 12 x a 1n x n b 1 a i1 x 1 + a i2 x a in x n b i a (i+1)1 x 1 + a (i+1)2 x a (i+1)n x n < b i+1 a m1 x 1 + a m2 x a mn x n < b m If the formula is satisfiable, then there is an ε > 0 with: a 11 x 1 + a 12 x a 1n x n b 1 a i1 x 1 + a i2 x a in x n b i a (i+1)1 x 1 + a (i+1)2 x a (i+1)n x n b i+1 ε a m1 x 1 + a m2 x a mn x n b m ε Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
23 Infinitesimal Numbers We compute with ε symbolically Our bounds are elements of Q ε := {a 1 + a 2 ε a 1, a 2 Q} The arithmetical operators and the ordering are defined as: (a 1 + a 2 ε) + (b 1 + b 2 ε) = (a 1 + b 1 ) + (a 2 + b 2 )ε a (b 1 + b 2 ε) = ab 1 + ab 2 ε a 1 + a 2 ε b 1 + b 2 ε iff a 1 < b 1 (a 1 = b 1 a 2 b 2 ) Note: Q ε is a two-dimensional vector space over Q Changes to the configuration: β gives values for variables in Q ε The tableaux does not contain ε It is still a Q m n matrix Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
24 Example F 1 : 3x 1 + 2x 2 < 5 2x 1 + 3x 2 < 1 x 1 + x 2 > 1 Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
25 Example F 1 Step 1: x 1 x 2 β b i β 0 0 y ε y ε y ε (!) Step 2: y 3 x 2 β b i β 1 ε 0 y ε 5 ε y ε 1 ε (!) x ε Step 3: y 3 y 2 β b i β 1 ε 1 ε y ε 5 ε x ε x ε β(y 1 ) = 4 + 6ε 5 ε (for 0 < ε 1/7) Solution (ε = 01): x 1 = 24, x 2 = 13 Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
26 Example F 2 : 3x 1 + 2x 2 < 5 2x 1 x 2 > 1 x 1 + 3x 2 > 4 Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
27 Example F 2 Step 1: x 1 x 2 β b i β 0 0 y ε y ε (!) y ε (!) Step 2: x 1 y 2 β b i β 0 1 ε y ε 5 ε x ε y ε 4 ε (!) Step 3: y 3 y 2 β b i β 4 ε 1 ε y ε 5 ε (!) x 2-2/7 1/ /7ε x 1-1/7-3/ /7ε Now 5 + 2ε > 5 ε but all coefficients in first row negative Unsatisfiable Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
28 Correctness of the Algorithm Theorem (Sound and Complete) Quantifier-free conjunctive Σ Q -formula F is T Q -satisfiable iff the Dutertre-de-Moura algorithm returns satisfiable Jochen Hoenicke (Software Engineering) Decision Procedures Summer / 28
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