Quicksort. Where Average and Worst Case Differ. S.V. N. (vishy) Vishwanathan. University of California, Santa Cruz
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1 Quicksort Where Average and Worst Case Differ S.V. N. (vishy) Vishwanathan University of California, Santa Cruz February 1, 2016 S.V. N. Vishwanathan (UCSC) CMPS101 1 / 28
2 Basic Idea Outline 1 Basic Idea 2 Worst Case Analysis 3 Average Case Analysis S.V. N. Vishwanathan (UCSC) CMPS101 2 / 28
3 Basic Idea Divide and Conquer Divide: Choose a random pivot a A and split the array into A < and A >. Conquer: Combine: position) Sort A < and A > by calling quicksort Nothing to do! (note that a is already in its correct S.V. N. Vishwanathan (UCSC) CMPS101 3 / 28
4 Basic Idea Pseudocode quicksort(a, p, r) 1 if p < r 2 q = partition(a, p, r) 3 quicksort(a, p, q 1) 4 quicksort(a, q + 1, r) S.V. N. Vishwanathan (UCSC) CMPS101 4 / 28
5 Basic Idea Partition S.V. N. Vishwanathan (UCSC) CMPS101 5 / 28
6 Basic Idea Partition partition(a, p, r) 1 x = A[r] 2 i = p 1 3 for j = p to r 1 4 if A[j] x 5 i = i exchange A[i] with A[j] 7 exchange A[i + 1] with A[r] 8 return i + 1 S.V. N. Vishwanathan (UCSC) CMPS101 6 / 28
7 Basic Idea Loop Invariant At the beginning of each iteration of the loop of lines 3 6, for any array index k 1 If p k i, then A[k] x. 2 If i + 1 k j 1, then A[k] > x. 3 If k = r, then A[k] = x. Indices between j and r 1 have no particular relationship to x S.V. N. Vishwanathan (UCSC) CMPS101 7 / 28
8 Basic Idea In Pictures S.V. N. Vishwanathan (UCSC) CMPS101 8 / 28
9 Basic Idea Initialization i = p 1 and j = p No values lie between i + 1 and j 1 First two conditions are trivially satisfied x = A[r] in line 1 satisfies the third condition S.V. N. Vishwanathan (UCSC) CMPS101 9 / 28
10 Basic Idea Maintenance S.V. N. Vishwanathan (UCSC) CMPS / 28
11 Basic Idea Maintenance Case 1: A[j] > x increment j Condition 2 now holds for A[j 1] Other entries remain unchanged Case 2: A[j] x Increment i and swap A[i] with A[j] This satisfies condition 1 Increment j Now A[j 1] > x, this satisfies condition 3 S.V. N. Vishwanathan (UCSC) CMPS / 28
12 Basic Idea Termination j = r so every element in the array is either in A or A > S.V. N. Vishwanathan (UCSC) CMPS / 28
13 Worst Case Analysis Outline 1 Basic Idea 2 Worst Case Analysis 3 Average Case Analysis S.V. N. Vishwanathan (UCSC) CMPS / 28
14 Worst Case Analysis Worst Case Time Complexity Partitioning procedure produces one sub-problem with n 1 elements and one with 0 elements Recurrence relationship Therefore T (n) = O(n 2 ) T (n) = T (n 1) + T (0) + Θ(n) = T (n 1) + Θ(n) Worst case occurs when the array is already sorted! S.V. N. Vishwanathan (UCSC) CMPS / 28
15 Worst Case Analysis Best Case Time Complexity Partitioning procedure produces one sub-problem with n/2 elements and one with n/2 1 elements Recurrence relationship Therefore T (n) = Ω(n log(n)) T (n) = 2T (n/2) + Θ(n) S.V. N. Vishwanathan (UCSC) CMPS / 28
16 Average Case Analysis Outline 1 Basic Idea 2 Worst Case Analysis 3 Average Case Analysis S.V. N. Vishwanathan (UCSC) CMPS / 28
17 Average Case Analysis Average Case Suppose each permutation of an array is equally likely as an input to quicksort What is the expected time complexity? Turns out the average case time complexity of quicksort is O(n log n) S.V. N. Vishwanathan (UCSC) CMPS / 28
18 Average Case Analysis What about Imbalanced Splits? Even if the partitioning procedure produces one sub-problem with 9n/10 elements and one with n/10 elements Recurrence relationship T (n) = T (9n/10) + T (n/10) + Θ(n) Still evaluates to T (n) = O(n log(n)) S.V. N. Vishwanathan (UCSC) CMPS / 28
19 Average Case Analysis Proof by Picture S.V. N. Vishwanathan (UCSC) CMPS / 28
20 Average Case Analysis Randomizing Pivot Selection randomized-partition(a, p, r) 1 i = random(p, r) 2 exchange A[r] with A[i] 3 return partition(a, p, r) Call randomized-partition(a, p, r) instead of partition(a, p, r) S.V. N. Vishwanathan (UCSC) CMPS / 28
21 Average Case Analysis Bounding Runtime Lemma Let X be the number of comparisons performed in line 4 of partition over the entire execution of quicksort on an n-element array. Then the running time of quicksort is O(n + X ) Proof There are at most n calls to partition Each call takes O(1) time to setup The loop in lines 3 6 is the only place where we make a comparison S.V. N. Vishwanathan (UCSC) CMPS / 28
22 Average Case Analysis Terminology Rename elements of A as z 1, z 2,..., z n, with z i s sorted Define Z ij = {z i, z i+1,..., z j } to be the set of elements between z i and z j, inclusive Let X ij be an indicator variable Therefore X ij = I {z i is compared to z j } X = n 1 n i=1 j=i+1 X ij S.V. N. Vishwanathan (UCSC) CMPS / 28
23 Average Case Analysis Expectations n 1 E [X ] = E = = n 1 n i=1 j=i+1 n i=1 j=i+1 n 1 n i=1 j=i+1 X ij E [X ij ] Pr {z i is compared to z j }. S.V. N. Vishwanathan (UCSC) CMPS / 28
24 Average Case Analysis Observation - I If z i < x < z j is chosen as a pivot then z i and z j are never compared S.V. N. Vishwanathan (UCSC) CMPS / 28
25 Average Case Analysis Observation - II If z i is chosen as a pivot before any other item in Z ij, then z i is compared with each item in Z ij Same holds for z j S.V. N. Vishwanathan (UCSC) CMPS / 28
26 Average Case Analysis Probability of Comparison Pr {z i is compared to z j } = Pr {z i or z j is first pivot chosen from Z ij } = Pr {z i or is first pivot chosen from Z ij } + Pr {z j or is first pivot chosen from Z ij } 1 = j i j i = j i + 1 S.V. N. Vishwanathan (UCSC) CMPS / 28
27 Average Case Analysis Expectations E [X ] = n 1 n i=1 j=i+1 n 1 n i = i=1 k=1 n 1 n i=1 k=1 n 1 2 j i k k O(log n) i=1 = O(n log n) S.V. N. Vishwanathan (UCSC) CMPS / 28
28 Average Case Analysis Questions? S.V. N. Vishwanathan (UCSC) CMPS / 28
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