Asymptotics of the ground state energy of heavy atoms and molecules in combined magnetic field

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1 arxiv:.75v [math.sp] 7 Mar 04 Asymptotics of the ground state energy of heavy atoms and molecules in combined magnetic field Victor Ivrii October 9, 07 Abstract We consider asymptotics of the ground state energy of heavy atoms in the combined magnetic field and derive it including Scott, and in some cases even Schwinger and Dirac corrections (if magnetic field is not too strong). In the next versions we will consider also molecules and related topics: an excessive negative charge, ionization energy and excessive positive charge when atoms can still bind into molecules. Introduction In this Chapter instead of Schrödinger operator without magnetic field as in Chapter 4, or with a constant magnetic field as in Chapter 5, or with a selfgenerated magnetic field as in Chapter 6 we consider Schrödinger operator (6..) with unknown magnetic field A but then we add to the ground state energy of the atom (or molecule) the energy of the self-generated magnetic field (see selected term in (.0.) thus arriving to (.0.) E(A) = inf Spec(H A,V ) + α (A A 0 ) dx

2 where A 0 = B( x, x, 0) is a constant external magnetic field. Then finally (.0.) E * = inf A A 0 H 0 E(A) defines a ground state energy with a combined magnetic field A while A := A A 0 is self-generated magnetic field. Note that ( (.0.) (A A 0 ) dx = A A 0 ) dx which seems to be a more physical definition. Plan of the Chapter First of all, we are lacking so far a semiclassical local theory and we are developing it in Sections 4 where we consider one-particle quantum Hamiltonian (..) with an external constant magnetic field A 0 of intensity β, h and a self-generated magnetic field (A A 0 ). Here theory significantly depends if βh or βh and with self-generated magnetic field. While Section is preparatory and rather functional-analytical, Sections and 4 are microlocal; they cover cases βh and βh respectively. These three sections are similar to a single Section 6.. However in Sections and 4 various non-degeneracy assumptions play a very significant role, especially for large β. Then in Section 5 we consider a global theory if a potential has Coulomb singularities and (in some statements) behaves like (magnetic) Thomas-Fermi potential both near singularities and far from them. Finally, in Section 6 we apply these results to our original problem of the ground state energy so far assuming that the number of nuclei is. One can recover the same results as M but the external magnetic field B is weak enough. No surprise that the theory is different in the cases B Z 4 and Z 4 B Z (see Chapter 5 where this difference appears). Since as M = the strongest non-degeneracy assumption is surely achieved and as M much weaker non-degeneracy assumption is achieved in the border zone (see Chapter 5) our remainder estimates for large B significantly differ in the atomic and molecular cases.

3 In Appendix 8 we first generalize Lieb-Loss-Solovej estimate to the case of the combined magnetic field (which is necessary as βh ), then establish electrostatic inequality in the current settings and finally study very special pointwise spectral expressions for a Schrödinger operator in R with linear magnetic and scalar potentials (we considered such operators already in Section 6.5) Unfinished business One can apply these results to estimates of the excessive positive and negative charges (latter as M in the free nuclei framework) and estimates or asymptotics of the ionization energy in the same manner as we did it in Chapters 4 6; however there are no new ideas but rather tedious calculations and we leave it to those readers who decide to explore these topics, which is clearly serious task. Local semiclassical trace asymptotics: Preparation. Toy-model Let us consider operator (6..4) (..) H = H A,V = ( (hd A) σ ) V (x) in R where A, V are real-valued functions and V C 5, A A 0 H 0. Then operator H A,V is self-adjoint. We are interested in Tr (H A,V ) = Tr (H A,V ) (the sum of all negative eigenvalues of this operator). Let (..) where (..) E * = E * κ := inf A A 0 H 0 E(A), E(A) = E κ (A) := ( Tr (H A,V ) + κ h ) (A A 0 ) dx with A = ( i A j ) i,j=,, a matrix. Recall that A 0 is a linear potential, A 0 (x) = β( x, x, 0). We consider rather separately cases (..4), βh and βh

4 of the moderate and strong external magnetic field. To deal with the described problem we need to consider first a formal semiclassical approximation.. Formal semiclassical theory.. Semiclassical theory: βh Let us replace trace expression Tr(H A,V ψ) by its magnetic semiclassical approximation h P Bh (V )ψ dx where B = A is a scalar intensity of the magnetic field and P * (.) is a pressure. Then E(A) E(A) with (..) E(A) = E κ (A) := h P Bh (V )ψ dx + κh Assuming that A β, A = (A A 0 ) we find out that (..) h A dx. ( ) P Bh (V )ψ dx h P βh (V ) β P βh (V )(B β)ψ dx h P βh (V )ψ dx [ ( h x β P βh (V )ψ ) ( A x β P βh (V )ψ ) ] A dx where we used that B β x A + x A and integrated by parts. Then E(A) Ē(A) with (..) Ē(A) = Ē κ (A) := h P βh (V )ψ dx h [ x ( β P βh (V )ψ ) A x ( β P βh (V )ψ ) A ] dx + κh A dx and replacing approximate equalities by exact ones and optimizing with respect to A we arrive to (..4) ΔA = κh x ( β P βh (V )ψ ), ΔA = κh x ( β P β (V )ψ ), ΔA = 0 4

5 and (..5) E κ * := inf A: A A 0 H 0 E κ (A) Ē * κ := inf A: A A 0 H 0 Ē κ (A). To justify our analysis we need to justify approximate equality (..6) h P Bh (V ) dx + A dx κh [ ] h P βh (V )ψdx h β P βh (V )ψ( x A + x A ) dx+ A dx κh and estimate an error when we minimize the right-hand expression instead of the left-hand one. To do this observe that (even without assumptions Bh, βh ) (..7) P Bh (V ) P βh (V ) βh P βh (V ) (B β)h Indeed, one can prove it easily recalling that C(B β) h + C B β βh 5. (..8) P βh (V ) = κ 0 ( δ j0)(v jβh) + βh j 0 and considering cases βh, Bh, B β βh, and considering different terms in (..8) and observing that the last term in (..7) appears only in the case βh, B β β. Then since B β B (where B = (A A 0 ) ) we conclude that the left-hand expression of (..6) is greater than h P βh (V )ψdx C B βh C B βh + κ h B where we used that (..9) βh P βh (V ) Cβh as V c; then a minimizer for the left-hand expression of (..6) must satisfy (..0) B Cκβh 5

6 and one can observe easily that the same is true and for the minimizer for the right-hand expression as well. Also observe that (..) B = β + x A x A + O(β B ). Then for both minimizers the difference between the left-hand and right-hand expressions of (..6) does not exceed Cκ 5 β 5 and therefore (..) E * Ē * Cκ 5 β 5. One can calculate easily the minimizer for [ ] (..) h β P βh (V )ψ( x A + x A ) dx + κh and conclude that A j = κβha j with a = 0 and A dx (..4) Δa = (βh) x βh P βh (V ), Δa = (βh) x βh P βh (V ) and the minimum is negative and O(κβ ); we call it correction term; in fact, A κβh and the minimum is κβ in the generic case. Then a minimum of the left-hand expression of (..6) is equal to the minimum of the right-hand expression modulo O(κ β 5 h). Remark... (i) One can improve this estimate under non-degeneracy assumptions (.4.) or (.4.7). However even in the general case observe that E(A ) E(A ) Cβh B B Cβh B B B + ε 0 κ h (A A ) Cκ β h + ε 0 κ h (A A ) if A is the minimizer for Ē and therefore since B Cκβh we conclude that (..5) and (..6) E * E(A ) Cκ β h (A A ) Cκ βh if A is an almost-minimizer for E(A ). 6

7 (ii) Observe, that picking up A = 0 and applying arguments of Chapter 8 we can derive an upper estimate E * P βh (V )ψ dx + O(h ); however this estimate is not sharp as κβ h as E * is less than the main term here with a gap κβ. As κ it gives us a proper upper estimate only as β h. Therefore as κβ h an upper estimate is not as trivial as in Chapter 6; in the future we pick up as A a minimizer for Ē(A) (mollified by x as this minimizer is not smooth enough)... Semiclassical theory: βh Consider βh. Without any loss of the generality one can assume that V L βh and A L β. Then in the definition (..8) of P βh(v ) (etc) remains only term with j = 0: (..8) P βh (V ) = κ 0V + βh which leads to simplification of E(A ) and Ē(A ); both of them become (..) κ 0βh V + ψ dx + κ 0h V ( ) + x A x A ψ dx + κ h A modulo O(β h B ) and equations to the minimizer become (..4) ΔA = κ 0κ x ( V +ψ ), ΔA = κ 0κ x ( V +ψ ), ΔA = 0. Then B κ and a correction term is negative and κh in the generic case. An error O(β h B ) becomes O(κβ h ) (and thus not exceeding microlocal error O(β)). 7

8 . Estimate from below.. Basic estimates Let us estimate E(A) from below. First we need the following really simple Proposition... ) Consider operator H A,V H0 (B(0, )) ). Let V L 4. (i) Let βh. Then defined on H (B(0, )) (..) and either (..) or E(A) ch ; κh E * Ch (A A 0 ) dx Ch (ii) Let βh. Then (..) and either (..4) κh E * Cβh Cκ β 4 h 4 A dx Cβh + Cκ β 4 h 4 or E(A) Cβh + Cκ β 4 h 4 ; (iii) Furthermore, if βh and (..5) then (..6) and either (..7) κh κβh c E * Cβh A dx Cβh or E(A) Cβh ; ) Cf. Proposition 6... ) I.e. on H (B(0, )) with the Dirichlet boundary conditions. 8

9 Proof. Using estimate (8.A.) ) we have (..8) E(A) C( + βh)h Cβh ( A dx ) 4 ( ) Ch A 4 dx which implies both Statements (i) (ii). + ( κh ) A dx Remark... (i) Definitely we would prefer to have an estimate (..9) E(A) C( + βh)h ( ) Ch A dx + ( κh ) A dx from the very beginning but we cannot prove it without some smoothness conditions to A and they will be proven only later under the same assumption (..5); (ii) This assumption (..5) in a bit stronger form (..5) * will be required for our microlocal analysis in Section. Remark... (i) Proposition 6.. (existence of the minimizer) remains valid; (ii) As in Remark 6.. we do not know if the minimizer is unique. From now on until further notice let A be a minimizer; we also assume that V is sufficiently smooth (V C +δ ); (iii) Proposition 6..4 (namely, equation (6..4) to a minimizer) remains valid for both A and A. Proposition..4. (i) Let βh, 0 < κ ( ε 0 )κ * and (..0) (..) E * (κ *, β, h) E CM, E * (κ, β, h) E + CM ) Magnetic Lieb-Thirring inequality (5) of E. H. Lieb, M. Loss, M. and J. P. Solovej [LLS]) would be sufficient as βh but will lead to worse estimate than we claim as βh. 9

10 with the same number E and with M Ch + Cκ * β. Then for this κ (..) A dx C κh M; (ii) Let βh, κ * βh c, 0 < κ ( ε 0 )κ * and (..0) (..) be fulfilled with the same number E and with M Cβ + Cκ * h. Then for this κ estimate (..) holds. Proof. Proof is obvious 4)... Estimates to minimizer: βh Consider first simpler case βh. Proposition..5. Let βh. Then as μ = A (..) and (..4) e(x, y, τ) C ( + μ h ) h ((hd A) x σ)e(x, y, τ) C ( + μ h ) h. Proof. Without any loss of the generality one can assume that μ h. Consider μ h element in R x. Without any loss of the generality one can assume that A 0 = A = 0 in its center z. Since both operators E(τ) and ((hd A) x σ)e(τ) have their operator norms bounded by c in L one can prove easily that operators φd α E(τ) and φd α ((hd A) x σ)e(τ) have their operator norms bounded by Cζ α with ζ = μ h as α {0, } and φ is supported in the mentioned element. Then operator norms of operators γ x E(τ) and γ x ((hd A) x σ)e(τ) from L to C q do not exceed C 0 ζ ζ and therefore the same is true for adjoint operators; here γ z is operator of restriction to x = z. Since E(τ) * = E(τ) = E(τ) we conclude that the left-hand expressions in (..) and (..4) do not exceed Cζ which is exactly the right-hand expressions. 4) Cf. Proposition

11 Then from equation (6..4) which remains valid (see Remark..(iii)) we conclude that (..5) and therefore (..6) ΔA L Cκ ( + μ h ) h A L Cκ log h ( + μ h ) h. Further, combining (..6) with (..) and standard inequality A L A 5 L A 5 we conclude that and then (..7) ( μ C(κ log h ) μ h ) 4 5 h 4 5 A L C(κ log h ) 4 5 h 4 5 and therefore due to (..6) (..8) A L Cκ log h h (where for a sake of simplicity we slightly increase power of logarithm) thus arriving to Proposition..6. Let βh and κ κ *. Then estimates (..7) and (..8) hold. Furthermore, the standard scaling arguments applied to the results of Section 6. imply that in fact the left-hand expressions of estimates (..4) and (..) do not exceed C( + β + μ)h and C( + β + μ) h respectively and then A L does not exceed Cκ log h (+β +μ) and A does not exceed Cκ ( + β + μ)h and then μ C(κ log h ) 4 5 ( + β + μ) 4 5 h 5 which implies μ C(κ log h ) 4 5 ( + β) 4 5 h 5 and we arrive to Proposition..7. Let βh and κ κ *. Then (..9) A L C(κ log h ) ( + β) 5 h 5 and (..0) A L Cκ log h ( + β).

12 .. Estimates to minimizer: βh Consider more complicated case βh. Proposition..8. Let βh. Then as μ = A (..) and (..) e(x, y, τ) C ( β + μ ) ( + μ h ) h ((hd A) x σ)e(x, y, τ) C ( β + μ ) ( + μ h ) h Proof. Without any loss of the generality one can assume that μ β. Consider (β h, β h, (μ + ) h )-box in R x. Without any loss of the generality one can assume that A 0 = A = 0 in its center z. Since both operators E(τ) and ((hd A) x σ)e(τ) have their operator norms bounded by c in L one can prove easily that operators φd α E(τ) and φd α ((hd A) x σ)e(τ) have their operator norms bounded by Cζ α with ζ = ζ = β h and ζ = (h + μ h ) as α {0, } and φ is supported in the mentioned cube. Then operator norms of operators γ x E(τ) and γ x ((hd A) x σ)e(τ) from L to C q do not exceed C 0 ζ ζ and therefore the same is true for adjoint operators; recall that γ z is operator of restriction to x = z. Since E(τ) * = E(τ) = E(τ) we conclude that the left-hand expressions in (..) and (..) do not exceed Cζζ which is exactly the right-hand expressions. Then from equation (6..4) which remains valid (see Remark..(iii)) we conclude that ΔA L Cκ ( β + μ ) ( + μ ) (..) h and therefore (..4) Let (..5)) be fulfilled. A L A 5 L A 5 and then either A L Cκ log β ( β + μ ) ( + μ h ). Then combining (..4) with (..7) and we conclude that ( ) μ C(κ log β ) 5 β + μ 5 ( + h μ μh C(κβh log β ) 6 7 (κβh ) 7 ) 5 κ 5 β 5

13 or μh. In the former case (..5) and (..6) A L C(κβ log β ) 8 7 h 7 A L C(κβ log β ) 7 h 5 7. Observe that the right-hand expression of (..5) is less than C β under assumption (..5) * κβh log β K c with sufficiently large K; however the right-hand expression of (..6) is not necessarily less than C β under this assumption and we need more delicate arguments. Without any loss of the generality we can assume that A (z) = 0 (we can reach it by a gauge transformation). Then considering (β h, β h, ν h )-box in R we can replace factor ( + μ h )h by ( + ν h )h in all above estimates with ν = A L and therefore (..4) is replaced by and then under assumption (..5) * ν Cκ log β β ( + ν ) h (..7) which implies (..8) ν = A L Cκ log β β A L C(κ log β β) 4 5. Thus we have proven Proposition..9. Let βh, κ κ * and (..5) * be fulfilled. Then estimates (..7) (..8) hold.

14 Microlocal analysis unleashed: βh. Rough estimate to minimizer Recall equation (6..4) to a minimizer A of E(A): (6..4) κh ΔA j(x) = Φ j (x) := Re tr σ j ( ( (hd A)x σe(x, y, τ) + e(x, y, τ) t (hd A) y σ ) ) y=x where e(x, y, τ) is the Schwartz kernel of the spectral projector θ(τ H A,V ). Indeed, this equation should be replaced by (..) κh Δ( A j (x) A 0 j (x) ) = Φ j (x) with Φ j (x) defined above but since ΔA 0 j = 0 these two equations are equivalent. We assume in this section that βh. Proposition... Let βh and let (..) A L μ h. Then as θ [, ] (..) Φ j L + h Φ j L Ch ( + β θ h + log h + (βh) θ+ A θ+ + (βh) θ ) C θ θ+ V θ+ C. θ Proof. (i) Assume first that V, (..4) βh and μ =. Note that we need to consider only case β as otherwise estimate has been proven in Section 6. (see Proposition 6..6). Then the contribution of the zone Z ρ := { ξ A (x) ρ} with ρ ρ * := C 0 β to the Tauberian remainder with T = T * := εβ does not exceed (..5) Ch ρ ( β + h (θ ) A C θ + h (θ ) V C θ ). 4

15 Indeed, if Q is h-pseudo-differential operator supported in this zone then exactly as in the proof of (6..47) for T T * and F t h τ χ T (t)γ x ( (hd) k Q x U ε ) Cρh F t h τ χ T (t)γ x ( (hd) k Q x (U U ε ) ) Cρh 4 θt where U, U ε are Schwartz kernels of e ih th A,V and e ih th Aε,Vε and θ is an operator norm of perturbation ( H Aε,V ε H A,V ), Aε and V ε are ε-mollification of A and V respectively and ε h; then F t h τ χ T (t)γ x ( (hd) k Q x U ) Cρ(h + h 4 θt ) and therefore the Tauberian error does not exceed Cρ(h T + h 4 θt ). Optimizing by T T * we get Cρ(h ρ + h θ ) with ε = h and θ = ε θ+ A C θ which is exactly the (..5). Further, following arguments of Section 6. we conclude that an error when we pass from the Tauberian expression to the Weyl expression does not exceed (..6) Cρh ( + h (θ ) A C θ + h (θ ) V C θ ). (ii) On the other hand, the contribution of zone Z ρ = { ξ A (x) ρ} with ρ ρ * = C 0 β to the Tauberian remainder with T = T * := ερ does not exceed (..7) Ch ( + ρ ( θ) h (θ ) A C θ + ρ ( θ) h (θ ) V C θ ). Indeed, if Q is h-pseudo-differential operator supported in this zone then for T T * and for T * T T * F t h τ χ T (t)γ x ( (hd) k Q x U ε ) Cρh, F t h τχ T (t)γ x ( (hd) k Q x U ε ) Cρh (h/t ρ ) s, and then F t h τ ( χt (t) χ T* (t) ) ( ) Γ x (hd) k Q x U ε Cρh (βh/ρ ) s 5

16 and F t h τ χ T (t)γ x ( (hd) k Q x U ε ) Cρh while approximation error is estimated in the same way as before but with ε = hρ and thus θ acquires factor ρ θ. Then the Tauberian error is estimated and optimized by T T * and it does not exceed (..7). Following arguments of Section 6. we conclude that an error when we pass from the Tauberian expression to the Weyl expression does not exceed (..6). Then summation of the Tauberian error with respect to ρ ranging from ρ = ρ to ρ = (where in what follows we use ρ instead of ρ notation) returns (..8) Ch ( + log ρ +ρ (θ ) h (θ ) A +ρ C θ (θ ) h (θ ) V ) C θ and adding contribution of zone Z ρ we conclude that the total Tauberian remainder does not exceed (..9) Ch ( βρ + log ρ + ρ (θ ) h (θ ) A C θ + ρ (θ ) h (θ ) V C θ ). Meanwhile summation of the Tauberian-to-Weyl error with respect to ρ returns (..9) albeit without logarithmic term. Optimizing with respect to ρ ρ * we arrive to (..0) Ch ( + log h + (βh) θ θ+ A θ+ + (βh) θ ) C θ θ+ V θ+ C. θ Furthermore, observe that (..) If in ε-vicinity of x inequality V ζ holds (with ζ log h ) then we can pick up T * = ε min(ζ ρ, ). Indeed, we can introduce p := ξ A β α (ξ A ) β α (ξ A ) such that {H, p } = V ξ + O(νβ ) with ν := A C. Therefore, in this case remainder estimate does not exceed (..) Ch ( + ζ log h + (βh) θ θ+ A θ+ + (βh) θ ) C θ θ+ V θ+ C. θ 6

17 (iii) Finally, observe that Weyl expression for Φ j is just 0. Therefore under assumption (..4) slightly improved estimate (..) has been proven: Φ j L + h Φ j L does not exceed expression (..). (iv) To get rid off assumption (..4) we scale x xγ, h hγ, β βγ and pick up γ = min ( (βh ), μ ) ; then βh βh, and Ch Ch γ = Cβ h + Cμh (as we need to multiply by γ ) and both A θ+ and C θ V θ+ acquire factor γ. C θ Observing that we can take ζ = Cγ and that factor γ also pops up in all other terms (except ) in (..) we arrive to estimate (..). Furthermore, to get rid of assumption V we also can scale with γ = ε V + h and multiply operator by γ ; then h hγ, β βγ and estimate (..) does not deteriorate; we need to multiply by γ which does not hurt. Remark... (i) We can use θ θ for norm of V ; (ii) If V is smooth enough we can skip the related term (details later); (iii) We can take θ = but in this case factor ρ (θ ) h (θ ) in (..8) (i.e. after summation) and in (..9) is replaced by log ρ ; then taking into account (i) we replace (..0) by (..0) Ch ( + log h + log h A + (βh) θ C θ + V and similarly we deal with (..) and (..): (..) Φ j L + h Φ j L θ + C θ Ch ( + β h + log h + log h A + (βh) θ ) C θ + V θ + C. θ (iv) From the very beginning we could assume that μ β; otherwise we could rescale as above with γ = β and apply arguments of Section 6. simply ignoring external field. ) 7

18 Corollary... Let in the framework of Proposition.. A be a minimizer. Then as θ, θ [, ] (..) log h A C + h θ A C θ Cκ ( β h + log h + μ + (βh) (θ ) V ) C θ + + Cκ log h log h + C A. Proof. Indeed, the left-hand expression of (..) does not exceed ΔA L + h ΔA L + C A while for a minimizer ΔA L + h ΔA L does not exceed the right-hand expression of (..) multiplied by Cκh.. Microlocal analysis As long as β C 0 h we are rather happy with our result here but we want to improve it otherwise. First we will prove that singularities propagate along magnetic lines; however since we do not know self-generated magnetic field we just consider all possible lines which will be in the cone {(x, y) : x y C 0 μβ T } where μ β. Proposition... Assume that βh, (..) and (..) V C (B(0,)) C 0 A C (B(0,)) μ ( μ εβ) with sufficiently small constant ε > 0. Let U(x, y, t) be the Schwartz kernel of e ih th A,V. Then (i) For T estimate (..) F t h τ χ T (t)ψ (x)ψ (y)u Ch s holds for all ψ, ψ C0 (B(0, )), such that dist(supp ψ, supp ψ ) C 0 T and τ c 0 ; here. means an operator norm from L to L and s is arbitrarily large; 8

19 (ii) For ρ ρ with ρ := C 0 μβ and T ρ estimate (..4) F t h τ χ T (t)φ (ρ p x )φ (ρ p y )ψ (x)ψ (y)u Cρ s h s + Cρ θ h θ( A θ+ + V θ+ ) holds for all all φ, φ C 0, ψ, ψ C 0 (B(0, )), such that dist(supp φ, supp φ ) C 0, and τ c 0 ; here and below p j = hd j A j, p 0 j = hd j A 0 j ; (iii) For ρ ρ and T ρ estimate (..5) F t h τ χ T (t)φ (ρ p x )φ (ρ p y )ψ (γ x)ψ (γ y)u Cρ s γ s h s + Ch θ γρ θ( A θ+ + V θ+ ) holds for all φ, φ C 0, ψ, ψ C 0, such that dist(supp ψ, supp ψ ) C 0, γ = ρt β, ργ h and τ c 0. Proof. Statement (i) claims that the general propagation speed is bounded by C 0, Statement (ii) claims that the propagation on distances C 0 ρ speed with respect to p is also bounded by C 0, and Statement (iii) claims that on distances C 0 ρ the propagation speed with respect to x is bounded by C 0 ρ. Note that from Corollary.. we know that μ β. (a) Proof follows the proof of Proposition 6.. in the framework of a strong magnetic field. Namely, proof of Statement (i) is a straightforward repetition of the proof of Proposition 6..(i). Since here we do not apply at this stage operators (hd x ) α and (hd y ) α, no assumption to the smoothness of A is needed. (b) Assume that A 0 (we will get rid off this assumption on the next step). After Statement (i) has been proven we rescale t t/t, x x /γ with γ = ρt (since φ l depend only on ξ other coordinates are rather irrelevant), h ħ = h/(ργ), T. Then we apply the arguments used in the proof of Proposition 6..(ii) and conclude that the left-hand expression of (..4) does not exceed T ( ħ s + Cħ θ γ θ+( ) ) A θ+ + V θ+ where factor T is due to the scaling in the Fourier transform and γ θ+ is due to the scaling in -norms. Plugging ħ, T, and γ = ρ we get the right-hand expression of (..4). 9

20 Then if ψ l depend only on x, y we can follow the proof of Proposition 6..(iii) and prove statement (iii). (c) Let A be not necessarily identically 0. To consider ψ l depending only on x or x we should introduce (in the standard magnetic Schrödinger manner) x := x + β p 0 or x := x β p 0 respectively; recall that pj 0 = hd j A 0 j and p j = hd j A j, j =,,. Then [p, 0 p] 0 = ihβ, [pj 0, x k] = ihδ jk, [pj 0, x k ] = 0 and [p j, x k ] = O(β μh) (for any μ : μ β) as j =,, and k =,. Now we can apply the same arguments as above as long as ρ ρ. (d) Next we need to recover Statement (ii) in the general case. Without any loss of the generality we may consider a vicinity of point z where A (z) = 0 and also A (z) = 0. Indeed we can achieve the former by the gauge transformation and the latter by a rotation of coordinates in which case increment of p 0 will be O( ρ). In this case we just repeat the same arguments of Part (b) of our proof. (e) Finally, the proof of Statement (iii) as ψ l depend only on x follows from Statement (ii). We leave all easy details to the reader. Proposition... Let βh and assumptions (..) and (..) be fulfilled. Then (i) For h T estimate (..6) F t h τ χ T (t)p α x p α y U CT s h +s holds for all α : α, α : α, and all x, y B(0, ), such that x y C 0 T and τ c 0 ; (ii) In the framework of Proposition..(ii) the following estimate holds for all α : α, α : α, and τ c: (..7) F t h τ χ T (t)px α py α φ (ρ p x )φ (ρ p y )ψ (x)ψ (y)u Cρh ( ( βh + ρ h ) ρ s h s + ρ θ h θ( ) ) A θ+ + V θ+ ; 0

21 (iii) In the framework of Proposition..(iii) the following estimate holds for all α : α, α : α, and τ c: (..8) F t h τ χ T (t)p α x p α y φ (ρ p x )φ (ρ p y )ψ (γ x)ψ (γ y)u Cρh ( βh + ρ h ) ( ρ s γ s h s + h θ γρ θ( A θ+ + V θ+ ) ). Proof. Observe that estimates (..) (..5) hold if one applies operator px α py α under the norm (this follows from equations for U by (x, t) and dual equations by (y, t)). Then estimates (..6) (..8) hold with α = α = 0. Really, without any loss of the generality one can assume that A = 0 at some point of supp(ψ ); then estimates (..) (..5) hold if one applies operator px 0α py 0α instead. Then estimate (..6) holds with α = α = 0; further, estimates (..7) (..8) also hold with α = α = 0 if one applies an extra factor φ (ρ px) 0 φ (ρ py) 0 under the norm (this follows from the properties of pj 0, j =,,, in particular, canonical form). However if φ l = in ε-vicinity of supp(φ l ) then we can skip this factor. Finally, appealing to equations for U by (x, t) and (y, t) again we recover estimates (..6) (..8) with α, α. Proposition... Let βh and (..) and (..) be fulfilled. Let z B(0, ). Then: (i) The following estimate (..9) F t h τ χ T (t)p α x p α y φ (ρ p x )φ (ρ p y )U x=y=z holds for all α : α, α : α, and τ c; CρTh ( βh + ρ h ) (ii) Let A z (x) = A(z) + x z, z A(z), V z (x) = V (z) + x z, z V (z) be linear approximations to A and V at z; let H z = H Az,V z, U z (x, y, t) be its Schwartz kernel. Then for h δ T C 0, ρ C 0 estimate (..0) F t h τ χ T (t)p α x p α y φ (ρ p x )φ (ρ p y )(U U z ) x=y=z CρT h ( βh + ρ h ) νγ

22 holds with (..) and (..) γ = γ(ρ, T ) := C 0 (ρ + T )T + C 0 hρ, ν = ( A + V ) + μ. Proof. (i) Proof of Statement (i) is easy and left to the reader. (ii) To prove Statement (ii) observe that t (..) e ith H = e ith H z + ih e i(t t )h H (H H z )e it h H z dt = e ith H z + 0 k K 0 t ih e i(t t )h H (H H z )ψ k e it h H z dt where ψ 0 is a γ-admissible function supported in B(z, γ) and ψ k are γ k - admissible functions supported in B(z, γ k ) B(z, γ k) with γ k = k γ. Plugging (..) into the left-hand expression of (..0) we note that the first term is cancelled and we have the sum with respect to k : 0 k K obtained from this expression when we replace (U U z ) by the Schwartz kernel of the selected above term. Further, observe that the term with k = 0 does not exceed the right-hand expression of (..0). Furthermore, terms with k : k K do not exceed the right-hand expression of (..8) multiplied by CTh min(νγk, ); indeed, we just replace ρ by T if needed. After summation with respect to k : 0 k K we get Cρh T ( βh + ρ h ) ( ) ρ s γ s h s min(νγ, ) + h ρ ν min(ν, ) which again does not exceed the right-hand expression of (..0). Remark..4. Actually Statement (ii) is better than Statement (i) only if νγ Th.. Advanced estimate to a minimizer Now we are going to apply the results of the previous Subsection. to the right-hand of (6..4). 0

23 .. Tauberian estimate 5) Consider different zones (based on magnitude of p ). Recall that ρ = β and ρ * = (βh). Zone {ρ p ρ * }. Observe that Proposition..(ii) implies that for φ j C0 estimate ([, ] [, ]) (..) F t h τ χ T (t)px α py α φ (ρ p x )φ (ρ p y )U x=y=z CS(ρ, T ) holds with (..) S(ρ, T ) = ( βh + ρ h ) ( ρ + ρh νγ T ) where γ = γ(ρ, T ) is defined by (..). Indeed, one can prove easily that (..) F t h τ χ T (t)p α x p α y φ (ρ p x )φ (ρ p y )U z x=y=z C(βh ρ + ρ h ). Let us take α = α, φ = φ and ρ = ρ. Since in this case expression (..4) px α py α φ (ρ p x)φ (ρ p y)e(.,., τ) x=y is a monotone function with respect to τ then the standard Tauberian arguments (part I; we leave easy details to the reader) imply that (..5) p α x p α y φ (ρ p x )φ (ρ p y ) [ e(.,., τ) e(.,., τ ) ] x=y for all τ τ c and therefore CS(ρ, T ) ( T + τ τ h ) (..6) px α py α φ (ρ p x)φ (ρ p y) [ e(.,., τ) e(.,., τ ) ] x=y C ( S(ρ, T )S(ρ, T ) ) ( T T ( + τ τ T +T ) ) h + τ τ h. Then the standard Tauberian arguments (part II, with the minor modifications; again we leave easy details to the reader) imply that expression 5) As we assume that μ = ; otherwise ρ = μβ.

24 (..4) is given by the standard Tauberian formula with an error not exceeding the right-hand expression of (..6) with τ τ replaced by ht which is (..7) C ( S(ρ, T )S(ρ, T ) ) ( T T + ( T + T ) T + T ). Note that for T max(t, T ) the second factor in (..7) is T T. In other words, contribution of the pair (ρ, ρ ) to the Tauberian error does not exceed a square root of S(ρ, T )T S(ρ, T )T with ( (..8) S(ρ, T )T = βh ρ T + h ρνt ( T 4 + ρ T + h ρ ) ) ) βh ( ρ T + h νρ T + h νρt 5 + νρ T Minimizing this expression by h T we get as ρ ρ ρ *. ) βh ( ρ 4 (h νρ ) 4 + ρ 5 6 (h νρ) 6 + ρ ν ( ) βh h ν 4 + h ν 6 ρ + ν ρ ; summation by ρ [ρ, ρ * ] returns ( ) (..9) βh h ν 4 log h + h ν 6 ρ + ν ρ with ρ = ρ to be selected later. Zone {ρ * p }. Further, we claim that (..0) For h ρ C 0, h T ε 0 ρ we can take γ = hρ. Indeed, observe that if we use ε-approximation with ε = (ρ h) δ then the contribution of time intervals {t : T * t T * } with T * = ρ (ρ h) δ, T * = ε 0 ρ is negligible and the transition from ε = (ρ h) δ to ε = (ρ h) is done like in the previous Chapter 6. Again we leave easy details to the reader. 4

25 Then (..) S(ρ, T )T ρh ( T + νt ) ; minimizing by T : h T ερ we get ρh ( ν + ρ + νh ) ; then summation by ρ [ρ *, C 0 ] returns (..) h ( ν + ( + νh) log h ). Observe that ρ * = (βh) h as β h. Zone { p ρ }. Finally, the remaining zone { p ρ } is covered by a single element φ(ρ p ) with φ C 0 ([, ]), ρ = ρ. Then instead of minimized S(ρ, T )T we can take ρβh which should be added to the sum of expressions (..) and (..9) which estimate contributions of two other zones resulting in (..) h ( ν + ( + νh) log h ) + βh [ h ν 4 log h + h ν 6 ρ + ν ρ + ρh ]. Obviously the second term in (..) should be minimized by ρ = ρ [ ρ, ρ * ] resulting in [ ] βh h ν 4 log h + h 5 (h ν 6 ) 5 + h (ν ) [ βh h ν 4 log h + h 5 ν 0 + h ν 4 ) ] ; two terms arising when we set ρ = ρ * in the terms with negative power of ρ and one term arising when we set ρ = ρ in the term with positive power of ρ are absorbed by other terms in (..) which becomes (..4) h ( ) ν + ( + νh) log h [ ] + βh h ν 4 log h + h 5 ν 0 + h ν 4. This is an estimate for the whole Tauberian error (with variable T = T (ρ)). 5

26 .. Calculating Tauberian expression Now we need to consider the Tauberian expression for px α py α e(.,., 0) x=y=z and estimate an error made when we replace it by the Tauberian expression for px α py α e z (.,., 0) x=y=z ; we will call it the second error in contrast to the first (Tauberian) error. Note that we are interested only in the case α + α =. Let us again consider contribution of pair (ρ, ρ ). First, observe that for ρ ρ this error does not exceed CS(ρ, T )T due to our standard arguments and therefore we get for such pairs the same contribution to the total error as we already got for the Tauberian error. Second, consider pairs with ρ ρ and in this case redoing previous arguments we observe that the contribution to the first error does not exceed CS(ρ, T ) S(ρ, T ) T and the contribution to the second error does not exceed (..5) Cβh ρ ρ h νt (T + ρ ) where the first term which was Cβh ρ T in the former case ρ ρ simply disappear. Indeed, it appears only due to the contribution of the time interval { t ρ} where we should take ρ = max(ρ, ρ ) = ρ and estimate an error due to propagation of singularities. Similarly, the second term leading to expression (..5) would also disappear unless ρ T again due to the propagation of singularities. Therefore the combined contribution of any pair to both errors does not exceed (..6) ( ρ ( ρ T + ρ h νt + ρ h νt 5 + ρ νt ) ) T + ρ h νt + ρ h νt 5 + ρ νt + ρ ρ h νt 5 multiplied by Cβh as we consider at this moment ρ ρ ρ ρ * and other cases (ρ ρ ρ ρ * ; ρ ρ ρ * ρ ; ρ ρ ρ * ρ ; and ρ * ρ ρ ) are easier and left to the reader. Opening parenthesis in (..6) and eliminating all smaller terms we 6

27 arrive to ρ ρ T + ρ ρ h νt 5 + ρ ρ h νt 4 + ( ρ ρ h ν + ρ ρ h ν ) T + ( ρ ρ (h ν) + ρ ρ h ν ) T minimizing by T we get + ( ρ ρ ν + ρ ρ (h ν) ) T + ρ ρ ν ; ρ ρ (h ν) 6 + ρ 0 + ρ 6 ρ ρ 0 (h ν) 5 + (h ν) 4 + ρ 4 (h ν) 6 + ρ ρ ν + ρ ρ ρ (h ν) 4 (h ν) 4 + ρ ρ ν. Observe, that only the last term has ρ in the positive degree. Also observe, that the optimal T = T (ρ) in the Tauberian error is a decreasing function of ρ, so T T where T j := T (ρ j ); therefore we consider the Tauberian expression for T T and thus for ρ T T. Therefore T must be an upper bound for ρ and therefore summation by ρ : ρ ρ T results in all the terms with negative power of ρ in the value as ρ = ρ and in the exceptional (last) term with ρ = T : (..7) ρ (h ν) 6 + ρ 5 (h ν) 5 + (h ν) 4 log ρ (ρ h ν ) 6 + ρ 4 (h ν) 4 + ρ ν + (ρ h ν ) ρ (h ν) 4 (where we used inequality T (ρ h ν ) 6 ) with the last term equal to the first one. Then summation by ρ ρ results in the same expression (..7) calculated for ρ = ρ ; adding as usual ρ h (as ρ βh estimates the contribution of zone {ρ ρ }) and minimizing by ρ ρ we get after multiplying by βh and adding contributions of all other zones and also Tauberian estimate (..4) (..8) h ( ) ν + (μ + νh) log h [ + βh h ν 4 log h + h 5 ν 0 + h 4 7 ν 7 + h ν 4 Recall that we derived estimate for the difference between px α py α e(.,., 0) x=y=z and px α py α e z (.,., 0) x=y=z and thus as μ = we arrive to Statement (i) of Proposition.. below as μ =. 7 ].

28 Observe however that in virtue of Subsection. the same estimate holds as β h. Then as μ β one can scale x μx, h μh, ν μ ν, κ μκ and we arrive to the same statement without assumption μ =. Furthermore, in virtue of Propositions 8.C. and 8.C. expression px α py α e z (.,., 0) x=y=z does not exceed Cβ h V L as α + α = 6). Therefore we arrive to Statement (ii) below: Proposition... Let β h and (..) and (..) be fulfilled. Then as α, α [ (i) px α py α e(.,., 0) ez (.,., 0) ] x=y=z does not exceed expression (..8); (ii) Consider α + α = ; then px α py α e(.,., 0) x=y=z does not exceed expression (..8) plus Cωh with as β h, (..9) ω = β h as h β h, β as h β h. Remark... (i) Observe that as β h we got any improvement over results of Subsection.; (ii) One can replace μ in the definition of ρ by ν. Indeed, we can assume that A (z) = 0. Then γ-vicinity of z we have μ = O(νγ) and scaling we should be concerned only abut this vicinity. We select γ = ν... Estimating A Recall that if A is a minimizer then it must satisfy (6..4) and then as h β h due to Proposition..(ii) ΔA L does not exceed Cκh ( (..8) + β h ) and then A L must not exceed this expression multiplied by C log h plus A L 7) : (..0) A L Cκ log h ( ν + (μ + νh) log h ) + Cκβh log h ( h 5 ν 0 + h 4 7 ν 7 + h ν 4 log h ) + Cκ log h β V L + C A L. 6) Actually Proposition 8.C. provides better estimate for V L β h. 7) Which can be replaced by a different norm, say, A. 8

29 Also recall that we can define ν := max ( A L, ) ; then we arrive to Proposition... Let β h and (..) be fulfilled. Let A be a minimizer satisfying (..). Then one of the following two cases holds: either (..) A L Cμ(κ log h + ) + C(κβ log h ) h 9 + C(κβ log h ) 6 h + C(κβ log h ) 4 h with the right-hand expressions C or (..) A L Cμ(κ log h + ) + Cκ log h ω + C A L + Cκβ log h h 5 + Cκβ log h h 7 + Cκβ log h h + Cκ log h ω + C A L with the right-hand expression C. Recall that ω is defined by (..9). Proof. Indeed, if ν C we have ν Cκμ log h + C(κβ log h h 5 ) 0 9 which leads to (..); if ν we have (..). + C(κβ log h h 7 ) C(κβ log h h ) 4 + Cκβ V L + C A L Remark..4. (i) Observe that the right-hand expressions of (..) and (..) are either or simultaneously; (ii) The second term in the right-hand expression of (..) (i.e. with the power 0 ) is always greater than the third and the fourth terms unless 9 κβh log h K ). Because of this we just take power K of log h in this term and skip two other terms. One can find easily that K = 4 is sufficient; (iii) The second term in the right-hand expression of (..) is less than the last one as β h 8 (κ log h ) 0 ; (iv) Obviously, in (..) we can take μ = ; however we are missing estimate of μ in (..). Sure we know that μ Cν but we will be able to do a better work after we estimate A in Subsubsection

30 .4 Trace term asymptotics.4. General microlocal arguments Now let us consider the trace term. We are not assuming anymore that A is a minimizer but that it satisfies (.4.), A L μ, A L ν with μ ν ε. We assume that V C uniformly. Later we will impose on V different non-degeneracy assumptions; from now on small constant ε > 0 in conditions (..), (.4.), depends also on the constants in the non-degeneracy assumption. Let us introduce scaling function (.4.) with (.4.) ( l(x) := ε 0 min V jβh + V ) + l j l := C 0 max ( νβ, μβ, h ). We need the following Proposition.4.. Let βh and (.4.), be fulfilled. Consider (γ, ρ)- element with respect to (x, p ) with γρ h, γ max(l, ρ) and (.4.4) ρ ρ := C 0 max ( μβ, h ). Then as (.4.5) T * := hρ T T * := ε 0 min(, ρl ) for (γ, ρ)-element {(x, ξ ) : x B(z, γ), ξ A (z) ρ} estimate (.4.6) F t h τ χ T (t)γ ( p α x p α y φ (ρ p x )φ (ρ p y )ψ (γ x)ψ (γ y)u ) holds with (.4.7) S(ρ, T ) = ( βh + ρ h ) ( ρ + ρ hν ε 4 T ) where ε = hρ. 0 CS(ρ, T )γ

31 Observe that we redefined ρ possibly increasing it. Proof. The proof is similar to one of Theorem 6..7 and is based on hρ -approximation. Note first that the propagation speed with respect to x is ρ, propagation speed with respect to p is O(l) and all other propagation speeds are bounded by ρ. Therefore the shift with respect to x is ρt l as T T * and it is observable as T T * = h log h ρ 8). Let us apply three-term approximation. Then as the first term does not includes any error we can estimate it by C ( βh + ρ h ) ργ h T * C ( βh + ρ h ) ρ γ which delivers the first term in S(ρ, T )l. The second term is linear with respect to perturbation (A A ε ) and as we consider a shift by x in the estimate of this term we also can take T = T *. Indeed, contribution of intervals t T with T * T T * to this term are negligible if we include a logarithmic factor in T * 8). Then this term does not exceed C ( βh + ρ h ) ρl νγ T * h and it is less than the first term in S(ρ, T )γ. Finally, the third term does not exceed the second term in S(ρ, T )γ. After estimate (.4.6) has been proven we can estimate the contribution of the given element to the Tauberian error by CS(ρ, T )γ ρ h T 9) which is (.4.8) C(β + ρ h ) ( ρt + ρ ν ht ) γ. Consider an error appearing when we replace in the Tauberian expression T by T *. The first two terms are negligible on intervals t T with T * T T * and the third term contributes here C(β + ρ h )ρ ν ht γ which sums to its value as T = T. Therefore this error does not exceed (.4.8) as well. 8) But in estimates we can skip the logarithmic factor using our standard scaling arguments. 9) Factors ρ and h T (rather than ht ) appear because we consider the trace term.

32 Minimizing expression (.4.8) by T T * we get (.4.9) C(β + ρ h ) ( ρt * + ρ ν 4 h ) γ C(β + ρ h ) ( ρ + ρ l + ρ ν 4 h ) γ where we do not include the last term with T = T * as then the first term would be larger than Cβh ρ γ which is the trivial estimate. Now let us sum over the partition. Observe first that (.4.0) Contribution of zone {ρ : ρ (βh) } does not exceed (.4.) Q 0 := Ch + Ch ν 4 as ρ here would be in the positive degree. Consider now contribution of zone {ρ : ρ (βh) }..4. Strong non-degenerate case Here ρ is in the negative degree but we can help it under strong nondegeneracy assumption (.4.) min j V jβh + V ε 0 in B(0, ). which later will be relaxed. Indeed, the relative measure of x-balls with γ = ρ where operator is non-elliptic is ρ (βh) as ρ h. Then the total contribution of such elements does not exceed ρ h ( ρ l + ρ ν 4 h ) and summation over ρ results in (.4.). Meanwhile the total contribution of balls with ξ A ρ = h does not exceed C ρ 5 h which is smaller 0). However we have another restriction, namely, ρ C 0 μβ ). Because of this we need to increase the remainder estimate by C ρβ h ρ (βh) i.e. (.4.) Q = μ β h. We should not be concerned about zone {ρ : ρ ρ (βh) } as here we can always use T β and its contribution to remainder will be the same μ β h. 0) These arguments work even if β h (and therefore (βh) h ): we just set γ = hρ as (βh) β h. ) Here we can take μ = A L without resetting it to if the former is smaller.

33 Now we need to pass from the Tauberian expression with T = T * to the magnetic Weyl expression and we need to consider only two first terms in the successive approximations. We can involve our standard methods of Section 8.9: note that x y cρt * = Cε in the propagation and then we consider another unperturbed operator with V = V (y) and A j = A (y) + A j (y), x y frozen at point y (when we later set x = y). Then one can see that there terms modulo error not exceeding Q 0 are respectively (.4.4) h P Bεh(V )ψ dx and (.4.4) h ( PB (V ) P Bεh(V ) ) ψ dx with B ε = (A 0 + A ε) and then we arrive to estimate (.4.6) below. Observe that non-degeneracy condition (.4.) was used only to estimate by ρ (βh) a relative measure of some set. However the same estimate would be achieved under slightly weaker non-degeneracy condition (.4.5) min j V jβh + V + det(hess V ) ε 0 in B(0, ); all arguments including transition to the magnetic Weyl expression work. Therefore under this assumption the same estimate holds and we arrive to Proposition.4.. Let βh and conditions (.4.), be fulfilled. Then under non-degeneracy assumptions (.4.) or (.4.5) estimate (.4.6) Tr(H A,V ψ) + h P Bh (V )ψ dx CQ holds with Q = Q 0 + Q with Q 0 and Q defined by (.4.) and (.4.). Remark.4.. We will show that for a minimizer Q Q 0 in both cases (and even under even weaker non-degeneracy assumption (.4.7))..4. Non-degenerate case Assume now that even weaker non-degeneracy condition is fulfilled: (.4.7) min j V jβh + V + V ε 0 in B(0, ).

34 Then the measure of degenerate set is ρ(βh) but even this is sufficient to obtain the same sum from the second term. In the first term we get however extra Cβ log h (which is O(h ) provided β (h log h ) ) but we can help with this too: indeed, as we fix l l the relative measure does not exceed ρ (βhl) and summation results in O(h ). We still need to consider set {x : l(x) l}, but its contribution is obviously less than Cβ l log h which in turn is O(h + ν log h ) (and this is O(h ) for a minimizer). However contribution of the degenerate set becomes Cβh ρ l which boils down to the same expression Q. Then we arrive to Proposition.4.4. Let βh and conditions (.4.), be fulfilled. Then under non-degeneracy assumption (.4.7) estimate (.4.5) holds with Q = Q 0 + Q, Q = Q + ν log h with Q 0 and Q defined by (.4.) and (.4.) respectively. We leave easy details to the reader..4.4 Degenerate case Let us derive a remainder estimate without any non-degeneracy assumptions. In comparison with the non-degenerate case we need to sum βρ ν 4 h and we sum it over ρ ρ * resulting in the same expression with ρ replaced by ρ * ; adding contribution of degenerate zone βρ * we get βρ * ν 4 h + βh ρ * which should be minimized by ρ * ρ resulting in βν 6 5 h 5 + β ρ i.e. (.4.8) Q = βν 6 5 h 5 + βh + μ β h + ν log h. Thus we arrive to Proposition.4.5. Let βh and conditions (.4.), be fulfilled. Then estimate (.4.5) holds with Q replaced by Q = Q 0 + Q with Q 0 and Q a defined by (.4.) and (.4.8) respectively. Remark.4.6. We are going to apply our results to V = WB TF + λ with chemical potential λ. We know that (i) As M = (single nucleus case) after rescalings non-degeneracy condition (.4.) is fulfilled everywhere including the boundary zone {x : ε 0 r r(x) C 0 r}; 4

35 (ii) As M (multiple nuclei case) after rescalings non-degeneracy condition (.4.) is fulfilled as r(x) εd where d is the minimal distance between nuclei; (iii) Further, as M and B Z 4 after rescalings non-degeneracy condition (.4.7) is fulfilled in the zone {x : Z r(x) ε 0 r} where r(x) is the distance to the closest nuclei and r = min ( B 4, (Z N) ) + ; (iv) On the other hand, non-degeneracy condition (.4.5) is uncalled: while we believe that that this condition is often fulfilled while (.4.) fails we have no proof of this; (v) As M in the boundary zone a more delicate scaling needs to be applied to improve remainder estimate which is possible not only because is more regular than just C but also has some special properties. W TF B.5 Endgame Until now in this Section we assumed that A satisfies equation to minimizer locally (and assumptions (..) (..)) but now we assume that A is a minimizer..5. Upper estimate Let us first derive an upper estimate for E * κ and for this we need to pick-up some A. First of all we try A = 0 resulting in E * κ E * 0 + Ch E * κ + Ch + Cκβ which is a good estimate as κβ h : (.5.) E * κ E * κ + Ch. However as κβ h we need to be more subtle. Namely we pick up a mollified minimizer for modified functional Ē κ (A ) (..). More precisely, let A be the minimizer for Ē κ (A ); then E κ (A ) = E * κ + O(h ). Still it is not a good choice as our approach relies upon C -smoothness but A is only C -smooth. 5

36 Proposition.5.. Let βh and κβ h ; let A be a minimizer for the modified functional Ē κ (A ) and let A ε be its ε-mollification. Then there exists ε > 0 such that (.5.), and (.5.) A ε Cμ = κβh, A ε Cν = C ( + (κβ) 4 h ) log h E κ (A ε) = E * κ + O(h ). Proof. From equation to A we observe that (.5.4) (A A ε) Cκ(ε + βhε ), A ε Cκ( + βhε ) log h and (.5.5) E κ (A ) E κ (A ε) C(ε + βhε )κh + Cκ(ε + βhε ) h because linear with respect to (A A ε) terms disappear due to equation to a minimizer. Then as ε h the right-hand expression of (.5.5) is O(h +κβh ε ) and we take ε = min ( ), (κβ) h ) resulting in (.5.), and (.5.) since A Cκβh. Then applying Propositions.4.,.4.4 and.4.5 to operator H Aε,V with A ε = A 0 + A ε we arrive to Proposition.5.. (i) As βh and κβ h estimate (.5.) holds; (ii) As βh and κβ h estimate E * κ E κ * + CQ holds with Q = Q 0 under non-degeneracy assumption (.4.7) and Q = Q 0 +Q in the general case calculated with ν = ( ) + (κβ) 4 h log h, ρ = h, and l = max(h, β ν). Indeed, for A selected above μ κβh and one can check easily that Q Q 0. Since ν here is lesser than one derived for a minimizer of E * κ(a ), we are happy and skip calculation of Q. ) Then ε h due to κβ h. 6

37 .5. Lower estimate Estimate (.4.5) implies that Tr(H A,V ψ) + κ h A h =E κ(a ) P Bh (V )ψ dx + κ h A CQ =E κ(a ) and therefore (.5.6) E * κ E * κ CQ with E * κ = inf A E κ (A ), E * κ = inf A E κ (A ) where A = A κ is a minimizer of E κ (A ) and Q is defined in Propositions.4.,.4.4 and.4.5 and ν is a right-hand expression of (..) or whatever is larger. For a sake of simplicity we replace it by a marginally larger expression (..) * ν = (μ + )(κ log h + ) + (κβ) 0 9 h 4 9 log h K + κβ log h ; recall that in old (..) μ = A L or μ = whatever is larger so we modified the first term here accordingly. Our problem is that so far we know neither A L nor A. Observe however that E * κ = E κ (A ) E κ (A ) + (κ) A E * κ + (κ) A CQ E * κ(a ) Cκβ (κ) A CQ and therefore combining this with an upper estimate we arrive to estimate (.5.7) and we have also (.5.8) A C(κh Q) + Cκβh A L C A 5 A 5 L. We are going to explore what happens if (.5.9) ν μ(κ log h + ) where the right-hand expression is the sum of all terms in (..) * containing μ. 7

38 Remark.5.. (i) Observe first that remainder estimate Q = O(β h ) is guaranteed and therefore A Cβh. Then μ Cβ 5 h 5 ν 5 due to (.5.8); (ii) Further, if (.5.9) is fulfilled then μ βh log h K and the same estimate holds for ν and then Q 0 h, Q Cβh log h K ; then the rough estimate to Q is improved and then μ βh, ν βh and finally Q h under assumption (.4.7) and Q h + βh in the general case and we also have nice estimates to μ, ν. Therefore we can assume that (.5.9) is not fulfilled, but then ν is defined by remaining terms and then (.5.0) ν = κ log h + κ min(β h, β ) log h + (κβ) 0 9 h 4 9 log h K (and from now we do not reset to if this expression is smaller). We almost proved the following estimates for Q: (.5.) Q = Q 0 under non-degeneracy assumption (.4.7) and Q = Q 0 + βh h + βh in the general case. However we need still explore what happens if Q μ β h. In this case μ (μ β ) 5 ν 5 and then μ 5 β 5 ν 5 and using (.5.0) one can prove easily (.5.) unless β h 5 log h K in which case ν = (κ log h + )..5. Weak magnetic field approach. Consider now case β h. Recall that then ν Cκ log h and μ. Then as we study propagation with respect to p we do not need to correct it to p and then we do not need ρ. Then we can apply weak magnetic field approach (see Section.). Now contribution of a partition element with ρ C 0 β does not exceed ρ h ρ as we use T ε 0 ρ and the total contribution of such elements does not exceed Ch ; meanwhile the total contribution of elements with ρ = C 0 β does not exceed Cβ h β Ch as we use T = ε 0 β..5.4 Main theorem Therefore after we plug ν into Q 0 we have proven our estimate from below and also the main theorem of this Section: 8

39 Theorem.5.4. Let βh and κ κ *. Then (i) Estimate (.5.) E * κ E κ * CQ holds where under non-degeneracy assumption (.4.7) (.5.) Q := h + κ 40 7 β 40 7 h 7 7 log h K and in the general case (.5.4) Q := h + βh ; (ii) For a minimizer the following estimate holds: A L Cν with ν defined by (.5.0). We leave as an easy exercise to the reader Problem.5.5. (i) Starting from estimate A L Cν derive from (.5.7) (.5.8) estimate for A L ; consider separately cases β h, h β h and h β ; (ii) Prove that as κβ h (.5.5) (A A ) C(κQh ) where A and A are minimizers for E κ and Ē κ respectively; in particular, observe that (A A ) A for κβ h ; (iii) Since (.5.5) holds for A replaced by A ε as well and since we have estimate A ε L Cν derive from (.5.5) estimate for (A A ε) L and then the same estimate for A L. Remark.5.6. In the following observations we use simpler but less sharp upper estimates to critical β: (i) Under non-degeneracy assumption (.4.7) Q Ch and ν Cβ log h as β h and therefore μ as β h log h K ; (ii) In the general case Q Ch + Cβh and ν Cβ log h as β h and therefore μ as β h 5 log h K ; we used here estimate μ C(κh Q) 5 ν 5. 9

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