J. Allam, F. Beltram, F. Capasso, A. Cho
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1 RESONANT ZENER TUNNELING OF ELECTRONS ACROSS THE BAND-GAP BETWEEN BOUND STATES IN THE VALENCE- AND CONDUCTION-BAND QUANTUM WELLS IN A MULTIPLE QUANTUM-WELL STRUCTURE J. Allam, F. Beltram, F. Capasso, A. Cho To cite this version: J. Allam, F. Beltram, F. Capasso, A. Cho. RESONANT ZENER TUNNELING OF ELEC- TRONS ACROSS THE BAND-GAP BETWEEN BOUND STATES IN THE VALENCE- AND CONDUCTION-BAND QUANTUM WELLS IN A MULTIPLE QUANTUM-WELL STRUCTURE. Journal de Physique Colloques, 1987, 48 (C5), pp.c5-439-c < /jphyscol: >. <jpa > HAL Id: jpa Submitted on 1 Jan 1987 HAL is a multi-disciplinary open access archive for the deposit and dissemination of scientific research documents, whether they are published or not. The documents may come from teaching and research institutions in France or abroad, or from public or private research centers. L archive ouverte pluridisciplinaire HAL, est destinée au dépôt et à la diffusion de documents scientifiques de niveau recherche, publiés ou non, émanant des établissements d enseignement et de recherche français ou étrangers, des laboratoires publics ou privés.
2 JOURNAL DE PHYSIQUE Colloque C5, supplement au noll, Tome 48, novembre 1987 RESONANT ZENER TUNNELING OF ELECTRONS ACROSS THE BAND-GAP BETWEEN BOUND STATES IN THE VALENCE- AND CONDUCTION-BAND QUANTUM WELLS IN A MULTIPLE QUANTUM-WELL STRUCTURE J. ALLAM( ), F. BELTRAM, F. CAPASSO and A.Y. CHO AT and T Bell Laboratories, Murray Hill, NJ 07974, U.S.A. Abstract. We report the observation of resonant tunneling effects at high applied fields in a multiple quantum-well P-I-N diode. The A10,81no,5,As/Gao,4,1no,53As structure shows features in the dark current due to Zener tunneling of electrons from the lowest sub-band in a valence-band quantum well to the first and second sub-bands of an adjacent conduction-band well. 1. Introduction. Since the original work of Esaki et al.['i, resonant tunneling (RT) of electrons within the conduction band of heterojunction semiconductors has been investigated in a variety of double barrier, superlattice and multiple quantum-well (MQW) structures (see references in [2]). Resonant tunneling of holes in the valence band has also been reported13]. In the present work, we report a new RT effect, resonant Zener tunneling (RZT) of electrons across the band-gap between bound states in adjacent valence- and conduction-band quantum wells. Narrow band-gap semiconductor P-N junctions exhibit large leakage currents at high reverse-bias due to band-to-band ~~nneling[~]. In a MQW, the tunneling current will be modified by the quantization of the energy levels in the wells. Thus significant tunneling current is expected only when a bound state in a conduction-band well is coincident in energy with a bound state in an adjacent valence-band well. 2. Experimental details and results. The MQW's studied consisted of 35 periods of 139 A A10,4,1no~,2As barriers and 139 A Gao,,71no,53As wells. This structure was grown within the undoped region of a P+-I-N+ diode, on top of an N+ A10,481n0,52A~ buffer layer on a <100>InP substrate. The top A10,4,1n0,52As P+ layer is 1 pm thick and is capped with a 150 A highly-doped Gao.471no,53A_S, layer for p-type contact. The wafer was fabricated into mesa devices of area 1.3 x 10 cm2 and ohmic contacts were applied to the P+ and N+ layers. Capacitance-voltage measurements indicate that the I layer is completely depleted near zero bias with a capacitance of 1.5 pf, for temperatures beteween 4 K and room temperature. ("present address : Department of Physics. University of Surrey, GB-Guildford GU2 5XH. Great-Britain Article published online by EDP Sciences and available at
3 JOURNAL DE PHYSIQUE Figure 1. Reverse bias characteristics of the MQW P-I-N diode at various temperatures, showing steps in the 4 K tunneling current at 24.0 and 28.5 V. REVERSE BIAS (V) The diodes were mounted in a Janis He-immersion cryostat to allow continuous temperature variation between room temperature and s 4 K. The reverse-bias current-voltage (I-V) characteristics were measured using an HP4145A parameter analyser. The background current due to stray leakage paths in the experimental set-up was s 1 PA. Figure 1 shows the characteristics at temperatures between 4 K and 240 K. At high temperatures, thermally-generated electron-hole pairs dominate the dark current at low bias. Above a reverse bias of about 20 V the current increases strongly due to tunneling of electrons across the band-gap. At a reverse bias of s 35 V, avalanche breakdown occurs. As the temperature decreases, the rate of thermally-generated electron-hole pairs decreases strongly, whereas the tunneling component is only weakly temperature dependent. Two inflections are observed in the tunneling current at reverse biases of 24 V and a 28.5 V at the lowest temperatures, and at slightly higher bias as the temperature increases. 3. Identification of transitions. At these fields the potential drop across one period of the MQW is of the order of the band-gap, which suggests RT across the band-gap between bound states in the valence- and conduction-band quantum wells. These states are coincident in energy when the potential drof across a period (efa) is equal to the separation of th electron sub-band (E,(~) and the hole sub-band E,(~)x i.e. efa=eg+em(h)+ente5, where Eg is the band-gap of Gao,,,lno~53As. The sub-band energies arc measured at the center of the wells. This tunneling process will occur simultaneously in all 35 periods of the MQW. The electron-hole pair created escape from the wells by thermal emission (tunnel-assisted for electrons) and are collected by the contacts, giving rise to the measured current. In order to identify the tunneling transitions, the energy levels in the quantum wells were calculated at field corresponding to the experimental data. The electron sub-band energies were calculated numerically from the tr nsmissivity of a double barrier, using an envelope function approach[5], with AEc = 0.5 e ~ 8 I, [ (me/m0)=0.076 (AIo~,,Ino,5,As) and (me/m0)= (Gao~4,1n,~53As). The energy level of the lowest heavy-hole sub-band ( ~ ~ ( was ~ 1 estimated ) using an infinite triangular well appr~xima?ion[~], with a heavy-hole mass of mo. The band-gap of Gao,,,In,.53As at 4 K i taken as ev. The calculated values of the field for tunneling from E,(~) into E,te) (shown in figure 2(a)) and from E ~ ( ~ into ) E,(s)
4 (figure 2(b)) are 2.56 and 2.99 x 10' Vcm-', respectively. This is in excellent agreement with the experimental position of the current steps at 2.6 x lo5 Vcm-' (at 24 V) and 3.0~10~cm-' (at 28.5 V). Observation of tunneling into higher sub-bands is obscured by avalance breakdown. The temperature-dependence of the bias for RZT is due to the temperature-dependence of the band-gap, given by E (T) = Eg(0)-wT, where E(0) = ev and w = 3.00~10~~ ~vk-'[~]. This is in reasonable agreement with the experimental behaviour. The RZT features become less clear at high temperatures due to the increasing contribution from thermallygenerated electron-hole pairs. The tunneling is over thus a in barrier competition of Eg+El(e)+Ei(hy, with therm 1 emission or 3.7 (b)\ ev. Note that sequential RT between conduction- band wells[2], which occurs in these same samples at lower bias, is observed only at temperatures below *50K, due to the lower vajrier for thermal emission, which is AEc-El 3.4 ev. 4. Comparison with Sequential RT in the conduction band. Sequential RT is not observed in the reverse-bias dark-current since carriers cannot be injected from the contacts. The dark-current arising from electron-hole pair generation within the depletion region is below the detection capabilities of the experimental measurement in the bias region (Vr<10 V) and temperature region (T40 K) in which sequential RT occurs. (Note that in forward-bias the contacts are injecting and Figure 2. Zener tunneling from the peaks are observed in the dark current due to sequential RT between the conductionband wells.) \ (h) El lowest valence sub-band into: (a) the n=l conduction sub-band, (b) the, n=2 conduction sub-band. The conditions for resonant tunneling are conservation of energy and of lateral momentum (perpendicular to the electric field). Note that a coherent (Fabry-Perot) resonant enhancement will not occur in RZT since the wide tunneling barrier (s 300 A) causes the build-up time of the electron wave function in the well to be-much longer than the momentum relaxation time. ~ur~i[~] has pointed out that negative differential resistance can occur in incoherent RT solely through the conditions of conservation of energy and momentum. In the case of sequential RT between conduction band wells in a MQW [2], RT can only occur at particular fields when sub-bands for adjacent wells are coincident in energy. However, in RZT, lateral momentum can be conserved at all values of the field higher than that required for the first resonance (figure 2a). This is due to the different dispersion relations for the conduction- and valence-band bound states, as shown in figure 3. The left side of the figure shows the dispersion relations for heavy holes in the n=l sub-band, and for the conduction-band barrier layer. The total height of the tunneling barrier (B(kl)) is the vertical height.between these curves. The right-hand side shows the n=l and n=2 conduction sub-bands in an adjacent well. The heavy-hole sub-band of the adjacent well is superimposed (dashed line) for clarity. In (a), the applied field causes the heavy-hole n=l energy level to line up with the n=l electron level. Lateral momentum is conserved at the zone centre and tunneling can occur. The
5 C5-442 JOURNAL DE PHYSIQUE barrier height is shown by B(kl=O). At a higher bias (b), lateral momentum can be conserved at a particular value of kl#o. The barrier height is increased to B(kl=O) + (fi2kl2/2m*), where (I/m*)=l/mhh)+(l/me). At higher bias, tunneling is possible into both the n=l and n=2 sub-bands. Although RZT can occur at all values of kl, the tunneling probability away from the zone centre is greatly reduced by the increase in the effective barrier height, by a factor [I0] xpt-el/?), where? The tunneling current is thus dominated by zone-centre tunneling which can occur only when the extrema of the hole and electron sub-bands are coincident in energy. Thus, the tunneling current is expected to consist of peaks at -. k~ fields such that zone-centre tunneling can occur. The peak's will be strongly assymetric due to the decreasing barrier width with increasing field. This explains the higher (b) tunneling current for the second experimental feature, sinze the barrier width (E /(ef)) decreases from 342 A (n=l) to 283 A $n=2) while the barrier height is roughly constant. 5. Origin of background tunneling current. The detailed shape of the RZT resonances is hh I masked in the experimental data by a significant background tunneling current. This may arise from two sources, both due to the small valence band offset Fi ure 3. Conservation of lateral (AEv=0.2 ev)r61. RZT may occur from mfmeotum for RZT. On the left is the higher energy valence sub-bands (light-hole in-plane dispersion relation for the n=l and heavy-hole n=2) into the n=l heavy-hole sub-band in the well, and conduction sub-band. These levels are close the conduction band in the barrier. in energy to the valence band offset and The right hand side shows the first thus are weakly bound and considerably two conduction sub-bands of the well, broadened due to penetration of the at different fields. wavefunction into the narrow confining triangular barrier (of the order of QO A). This will give rise to broad resonances. Secondly, when the potential drop across one layer exceeds AEv, there are regions close to the band-edge in the valence band "quantum wells" whic are not confined by the valence-band barrier. Tunneling from these regions into E,k) can occur at reverse bias greater than " 26 V, giving rise to a bulk-like background tunneling current. Acknowledgements. It is a pleasure to acknowledge A.R.Adams and E.P.O'Reilly for valuable discussions, and A.L.Hutchinson for processing the samples. J.A. acknowledges financial assistance from the UK Science and Engineering Research Council. F.B. acknowledges financial support from the Italian Grl~ppo Nazionale Struttura della Materia-Comitato Interuniversitario Struttura della Materia. References. L.L.Chang, L.Esaki and R.Tsu, Appl. Phys. Lett. 24, 593 (1974) F.Capasso, K.Mohammed and A.Y.Cho, IEEE J. Quantum Electronics QE-22, 1853 (1986) E.E.Mendez, W.I.Wang, B.Ricco and L.Esaki, Appl. Phys. Lett. 47, 415 (1985) S.R.Forrest, R.F.Leheny, R.E.Nahory and M.A.Pollack, Appl. Phys. Lett. 37, 322 (1980) G.Bastard and J.A.Brum, IEEE J. Quantum Electronics QE-22, 1625, (1986) R.People, K.W.Wecht, K.Alavi and A.Y.Cho, Appl. Phys. Lett. 43, 118 (1983) G.Bastard, E.E.Mendez, L.L.Chang and L.Esaki, Phys. Rev. B28, 3241 (1983) S.R.Forrest, 0.K.Kim and R.G.Smith, Solid-State Electronics 26, 951 (1983) S.Luryi, Appl. Phys. Lett. 47, 490 (1985) J.L.Mol1, Physics of Semiconductors (McGraw-Hill, New York, 1964)
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