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1 King s Research Portal DOI:.9/proc/399 Document Version Peer reviewed version Link to publication record in King's Research Portal Citation for published version (APA): Wigman, I., Marinucci, D., & Cammarota, V. (6). Fluctuations of the Euler-Poincaré characteristic for random spherical harmonics. Proceedings of the AMS..9/proc/399 Citing this paper Please note that the full-text provided on King's Research Portal is the Author Accepted Manuscript or Post-Print version this may differ from the final Published version. If citing, it is advised that you check and use the publisher's definitive version for pagination, volume/issue, and date of publication details. And the final published version is provided on the Research Portal, if citing you are again advised to check the publisher's website for any subsequent corrections. General rights Copyright and moral rights for the publications made accessible in the Research Portal are retained by the authors and/or other copyright owners and it is a condition of accessing publications that users recognize and abide by the legal requirements associated with these rights. Users may download and print one copy of any publication from the Research Portal for the purpose of private study or research. You may not further distribute the material or use it for any profit-making activity or commercial gain You may freely distribute the URL identifying the publication in the Research Portal Take down policy If you believe that this document breaches copyright please contact librarypure@kcl.ac.uk providing details, and we will remove access to the work immediately and investigate your claim. Download date: 8. Feb. 7
2 FLUCTUATIONS OF THE EULER-POINCARÉ CHARACTERISTIC FOR RANDOM SPHERICAL HARMONICS V. CAMMAROTA, D. MARINUCCI AND I. WIGMAN Abstract. In this short note, we build upon recent results from [7] to present a precise expression for the asymptotic variance of the Euler-Poincaré characteristic for the excursion sets of Gaussian eigenfunctions on S ; this result can be written as a second-order Gaussian kinematic formula for the excursion sets of random spherical harmonics. The covariance between the Euler-Poincaré characteristics for different level sets is shown to be fully degenerate; it is also proved that the variance for the zero level excursion sets is asymptotically of smaller order.. Introduction and main result The geometry of excursion sets for Gaussian random fields has been a subject of intense research over the last fifteen years; much work has focussed on the investigation of the Euler-Poincaré characteristic, henceforth EPC [3]. We recall here that the EPC χ(a) is the unique integer-valued functional, defined on the ring C of closed convex sets in R N, which equals χ(a) = if A =, χ(a) = if A is homotopic to the unit ball, and satisfies the additivity property χ(a B) = χ(a) + χ(b) χ(a B), for all A, B C. Clearly, the EPC is a topological invariant (i.e. it is invariant under homeomorphisms); its investigation for the excursion sets of random fields was initiated in the late seventies by Robert Adler and his co-authors. This stream of research has eventually resulted with the discovery of the beautiful Gaussian Kinematic Formula (GKF) [9, ]. More precisely, let f be a real valued random field defined on the parameter space M; its excursion sets are defined as A u (f; M) = {x M : f(x) u}, u R. Let L f j s for j =,..., dim(m), denotes the Lipschitz-Killing curvatures for the manifold M with Riemannian metric g f induced by the covariance of f, i.e., for U x, V x T x M, the tangent space to M at x we have gx(u f x, V x ) := E[(U x f) (V x f)], (see [] for further details); in particular L is the EPC. The functions ρ j s are the so-called Gaussian Minkowski functionals and they are defined by (.) H q ( ) are the Hermite polynomial of order q: ρ j (u) = (π) (j+)/ H j (u)e u /, dj H (u) = Φ(u), H j (u) = ( ) j (φ(u)) φ(u), j =,,..., duj φ( ), Φ( ) denote the standard Gaussian density and distribution functions, respectively; for example: H (u) =, H (u) = u, H (u) = u, H 3 (u) = u 3 3u,... The GKF states that the expected EPC of the excursion sets of a smooth, centred, unit variance, Gaussian random fields f : M R is (.) E[χ(A u (f; M))] = dim(m) j= L f j (M)ρ j(u). Date: May 9, 6. Research Supported by ERC Grant n o 777 Pascal (V.C., D.M.) and n o 335 (I.W.).
3 V. CAMMAROTA, D. MARINUCCI AND I. WIGMAN While the GKF yields a precise expression for the expected value of the EPC of excursion sets of smooth Gaussian processes, the analysis of higher moments, and, in particular, of the variance, is still open. The latter question is of both theoretical and applied interest; for instance, in the recent paper [] five different methods are suggested to estimate numerically the covariance matrix of the EPC characteristic for the joint excursion sets at various thresholds. These results were subsequently exploited to approximate excursion probabilities, the so-called Euler-Poincaré heuristic [3] Section 5.. In this paper, we establish analytic formulae for the covariance of the EPC characteristic of excursion sets at different thresholds, focussing on an important class of fields: Gaussian spherical harmonics. We establish a rather simple expression which seems to be closely related to a second-order Gaussian Kinematic formula, in a sense to be made clear below. More precisely, consider the Laplace equation S f l λ l f l =, f l : S R, S is the Laplace-Beltrami operator on S and λ l = l(l + ), l =,,,.... For a given eigenvalue λ l, the corresponding eigenspace is the (l + )-dimensional space of spherical harmonics of degree l; we can choose an arbitrary L -orthonormal basis {Y lm (.)} m= l,...,l, and consider random eigenfunctions of the form f l (x) = l + l m= l a lm Y lm (x), the coefficients {a lm } are independent, standard Gaussian variables. The law of f l is invariant w.r.t. the choice of a L -orthonormal basis {Y lm }. The random fields {f l (x), x S } are centred, Gaussian and isotropic, meaning that the probability laws of f l ( ) and f l (g ) are the same for any rotation g SO(3). From the addition theorem for spherical harmonics ([] Theorem 9.6.3) the covariance function is given by E[f l (x)f l (y)] = P l (cos d(x, y)), P l are the Legendre polynomials and d(x, y) is the spherical geodesic distance between x and y. An application of the GKF (.) gives in these circumstances: (.3) E[χ(A u (f l ; S ))] = exp{ u l(l + ) /}u + [ Φ(u)], π for a proof of formula (.3) see, for example, [] Lemma 3.5 or [] Corollary 5. Note that, as u, the right hand side of (.3) yields the Euler-Poincaré characteristic of the two-dimensional sphere i.e. lim E[χ(A u(f l ; S ))] =. u The analysis of spherical Gaussian eigenfunctions is motivated by applications arising mainly from Mathematical Physics and Cosmology. In particular, Gaussian eigenfunction have been conjectured [6] to approximate deterministic eigenfunctions on generic billiards (surfaces with smooth boundaries). On the other hand, spherical Gaussian eigenfunctions are the Fourier components of isotropic spherical random fields, and, because of this, have been deeply exploited in the analysis of cosmological data, see for instance [3]. Let I R be any interval in the real line and Our principal result is the following: A I (f l ; S ) = f l (I) = { x S : f l (x) I }. Theorem. As l, for every intervals I, I R, (.) I i, for i =,, are given by I i = p(t)dt, I i Cov[χ(A I (f l ; S )), χ(a I (f l ; S ))] = l3 8π I I + O(l 5/ ), The constant involved in the O( ) notation is universal. p(t) = ( t + t )e t. In particular the variance for any given interval follows as an easy corollary:
4 FLUCTUATIONS OF THE EULER-POINCARÉ CHARACTERISTIC 3 Corollary. For every interval I R, (.5) Var[χ(A I (f l ; S ))] = l3 8π I + O(l 5/ ) I = ( t + t )e t dt. I Note that the asymptotic covariance in (.) can be positive, negative or null depending on the choice of the intervals I and I (see Figure ). From (.) and (.5) it follows also that, for every intervals I, I R such that the corresponding variances do not vanish, as l goes to infinity, χ(a I (f l ; S )) and χ(a I (f l ; S )) are asymptotically perfectly (positively or negatively) correlated, i.e. Corollary. For all intervals I, I such that as l, Var[χ(A I (f l ; S ))], Var[χ(A I (f l ; S ))], Corr[χ(A I (f l ; S )), χ(a I (f l ; S ))] = + O(l / ). A similar form of degeneracy was earlier observed for level curves in []. From Theorem we also have the following corollary for half-intervals I = [u, ) and I = [u, ) (see also Figure and Figure 3): Corollary 3. As l, for u, u R, Cov[χ(A u (f l ; S )), χ(a u (f l ; S ))] = l3 8π u u (u )(u )e u e u (.6) + O(l 5/ ). In particular, if u = u = u, we can present an analytic expression for the variance: Var[χ(A u (f l ; S ))] = l3 8π [H 3(u) + H (u)] e u (.7) + O(l 5/ ), H q ( ) are the Hermite polynomial of order q. Remark. The previous Corollary implies that the variance is of smaller order O(l 5/ ) for the zero-level excursion sets (i.e., for u = ). This cancellation phenomenon has already been noted for other functionals of random spherical harmonics (i.e., the length of level curves [], the distribution of critical points [7, 9] and the excursion area [5, 6]). - t t t - - t - (a) positive range (b) negative range Figure. 8π ( t + t )( t + t )e t e t
5 V. CAMMAROTA, D. MARINUCCI AND I. WIGMAN - u u u - - u - (a) positive range (b) negative range Figure. 8π u u (u )(u )e u e u Figure 3. 8π [H 3(u) + H (u)] e u As explained in Section 3, the proof of Theorem follows from Morse theory and the analysis of asymptotic fluctuations of critical points of random eigenfunctions [7]. The expressions (.)-(.7) are supported by extensive numerics [8]... A second-order Gaussian Kinematic Formula for random spherical harmonics. Building upon previous results [], we are now able to present a full characterisation for the asymptotic behaviour for the variance of the three Lipschitz-Killing curvatures L i, i =,,, for the excursion sets of random spherical eigenfunctions on S. In this setting these three LKC s correspond, respectively, to the EPC (L ), half the length of level curves (L ), and the excursion area (L ). Indeed, it was shown [5] that the variance of the excursion area for spherical Gaussian eigenfunctions satisfies (.8) lim l Var[L (A u (f l ; S ))] = u φ (u) = [H (u) + H (u)] φ(u). l On the other hand [] formula (8) (see also []) asserts (in a slightly different form) that, for the variance of the boundary length of excursion sets, the following result holds (.9) lim l l Var[L (A u (f l ; S ))] = const u φ (u) = const [H (u) + H (u)] φ (u).
6 FLUCTUATIONS OF THE EULER-POINCARÉ CHARACTERISTIC 5 Likewise the asymptotic variance of the Euler-Poincaré characteristic, derived in Corollary 3, may be written as (.) lim l l 3 Var[L (A u (f l ; S ))] = [u3 u] φ (u) = [H 3(u) + H (u)] φ (u). We may unite the asymptotic expressions for the variance of the first three Lipschitz-Killing curvatures in (.8), (.9) and (.) into a single formula: (.) lim l lk 3 Var[L k (A u (f l ; S )] = const [H 3 k (u) + H k(u)] φ (u), k =,,. A comparison of (.) with expressions (.), (.) and (.3) seems to suggest the existence of an (asymptotic) second order Gaussian Kinematic Formula for spherical Gaussian eigenfunctions. We leave the investigation of the general validity of such an expression for eigenfunctions on higher dimensional spheres or other compact manifolds to future research. Remark 3. For all u R, we have χ(a u (f l ; S )) ( l ) E[χ(A u (f l ; S ))] = O p, with the usual convention X n = O p (a n ) meaning that the sequence X n /a n is bounded in probability; i.e., in the high frequency limit l, the ratio of the realised and expected value for the EPC of the excursion will converge to unity in probability for all u R.. Background on Morse theorem and (approximate) Kac-Rice formula.. Morse theorem. We start by recalling a general expression for the EPC by means of so-called Morse Theorem (see [] Section 9.3). Assuming that M is a C manifold without boundary in R N and that h C (M) is a Morse function on M (i.e. its Hessian is non degenerate at the critical points), we have (.) χ(m) = dim(m) j= ( ) j µ j (M, h), µ j (M, h) is the number of critical points of h with Morse index j, i.e., the Hessian of h has j negative eigenvalues. In order to develop our results we will need to exploit (.) in the case of excursion sets of spherical eigenfunctions; to this end, let us first recall some basic differential geometry on S. The metric tensor on the tangent plane T (S ) is given by [ ] g(θ, ϕ) = sin. θ For x = (θ, ϕ) S \ {N, S} (N, S are the north and south poles i.e. θ = and θ = π respectively), the vectors e θ = θ, e ϕ = sin θ ϕ, constitute an orthonormal basis for T x (S ); in these coordinates the gradient is given by = ( θ, sin θ The Hessian of a function f C (S ) is the bilinear symmetric map from C (T (S )) C (T (S )) to C (S ) defined by f(x, Y ) = XY f X Y f, X, Y T (S ), X denotes Levi-Civita connection (see e.g. [] Chapter 7 for more discussion and details). For our computations to follow we shall need the matrix-valued process E f l(x) with elements given by { Ef l (x)} a,b=θ,ϕ = {( f l (x))( e a, e b )} a,b=θ,ϕ, E = { e θ, e ϕ }. In coordinates as above, this matrix can be expressed as [ θ Γ θ Ef l (x) = θθ θ Γϕ θθ ϕ sin θ [ θ ϕ Γϕ ϕθ ϕ Γθ θϕ θ ] ] sin θ [ θ ϕ Γϕ ϕθ ϕ Γθ θϕ θ ] ϕ Γ ϕ ϕϕ ϕ Γθ ϕϕ θ ] = [ θ sin θ [ sin θ [ θ ϕ cos θ sin θ sin θ [ θ ϕ cos θ sin θ ϕ ] ϕ ] sin θ [ ϕ + sin θ cos θ θ ] ]. ϕ ).
7 6 V. CAMMAROTA, D. MARINUCCI AND I. WIGMAN Here Γ c ab are the usual Christoffel symbols, see e.g. [] Section I., which allow to compute the Levi-Civita connection: ea e b = Γ θ ab e θ + Γ ϕ ab e ϕ, a, b = θ, ϕ. More explicitly, Christoffel symbols for S are given by Γ θ θϕ = Γ θ θθ = Γ ϕ ϕϕ = Γ ϕ θθ =, Γθ ϕϕ = sin θ cos θ, Γ ϕ ϕθ = cot θ. We now state the Morse representation for the Euler characteristic of the excursion set: let M and h in (.) be A I (f l ; S ) and f l AI (f l ;S ) respectively, we have (.) χ(a I (f l ; S )) = ( ) j µ j, µ j = #{x S : f l (x) I, f l (x) =, Ind( Ef l (x)) = j}, Ind(M) denoting the number of negative eigenvalues of a square matrix M. More specifically, µ is the number of maxima, µ the number of saddles, and µ the number of minima in the excursion region A I (f l ; S )... Kac-Rice formula. The Kac-Rice formula is a standard tool (or meta-theorem) for expressing the (factorial) moments of the zero crossings number of a Gaussian process in terms of certain explicit integrals. In our case, we are interested in counting the critical points of f l, i.e. the zeros of the map x f l (x). Let E R n be a nice Euclidean domain, and g : E R n a centred Gaussian random field, a.s. smooth. Define the -point correlation function of critical points K = K ;g : E R K (x, y) = φ ( g(x), g(y)) (, ) E[ det g(x) det g(y) g(x) = g(y) = ], φ ( g(x), g(y)) is the Gaussian probability density of ( g(x), g(y)) R n. Let N c (g) = N c (g, E) = #{x E : g(x) = }; by virtue of [5] Theorem 6.3, we have E[N c (g, E) (N c (g, E) )] = K (x, y)dxdy, provided that the Gaussian distribution of ( g(x), g(y)) R n is non-degenerate for all (x, y) E, on the validity condition of Kac-Rice formula in the Gaussian case, see [5] Theorem 6.3 and Proposition., and [8] Section.. Moreover for D, D E two nice disjoint domains, under the same non-degeneracy assumptions for every (x, y) D D, we have E[N c (g, D ) N c (g, D )] = K (x, y)dxdy. D D It is easy to adapt the definition of the -point correlation function in order to investigate, for example, the maxima with values lying in an interval I R: we re-define K as K,, (x, y; I, I) = φ ( g(x), g(y)) (, ) E[ det g(x) det g(y) l I (g(x)) l I (g(y)) l {Ind( g(x))=} l {Ind( g(y))=} g(x) = g(y) = ], l I is the characteristic function of I on R. For the Kac-Rice formula on manifolds we refer to [] Theorem.., in particular, let j= E E N c I (f l ) = #{x S : f l (x) I, f l (x) = } be the total number of critical points in I of {f l (x), x S }; we have (.3) E[NI c (f l ) (NI c (f l ) )] = K,l(x, y; I, I)dxdy, S S (.) K,l (x, y; I, I) = φ ( fl (x), f l (y))(, ) E[ det Ef l (x) det Ef l (y) l I (f l (x)) l I (f l (y)) fl (x) = f l (y) = ]. One technical difficulty in working with the spherical Gaussian eigenfunctions f l in (.3) is related to the fact that the Gaussian distribution of (f l (x), f l (x), E f l(x)) is always degenerate. However, this issue can be handled by writing f l as a linear combination of second order derivatives, and thus reducing the dimension of the Gaussian vector involved in the evaluation of K, see [7].
8 FLUCTUATIONS OF THE EULER-POINCARÉ CHARACTERISTIC 7 A much trickier issue arises when we need to validate a sufficient non-degeneracy assumptions due to the technical difficulties of dealing with matrices depending on both x and y (and l). Following [7] and [7], we do not claim the (precise) Kac-Rice formula (.3) but rather an approximate version, see [7] formula (3.5), equivalent to (.3) up to an admissible error. First note that, by isotropy, K (x, y) = K (d(x, y)) depends only on the (spherical) distance d(x, y) = arccos( x, y ) between x and y. In view of this, we note that it is convenient to perform our computations along a specific geodesic; in particular, we constrain ourselves to the equatorial line θ x = θ y = π/; it is immediate to see that here the gradient and the Hessian are θ=π/ = ( θ, ϕ ), E θ=π/ = [ θ θ ϕ θ ϕ ϕ The basic idea is to split the range of integration in (.3) into two parts: the short range regime d(x, y) < C/l and the long range regime d(x, y) > C/l, C denoting a sufficiently big positive constant. In the short range regime Kac-Rice formula holds only approximately, but, by a partitioning argument inspired from [7] (see also []), it is possible to prove that its contribution is O(l ). In the long range regime d(x, y) > C/l the Kac-Rice formula is precise. The above yields (.5) E[NI c (f l ) (NI c (f l ) )] = K,l (x, y; t, t )dt dt dxdy + O(l ), (.6) K,l (x, y; t, t ) d(x,y)>c/l I I = ϕ x,y,l (t, t,, )E[ det Ef l (x) det Ef l (y) f l (x) = f l (y) =, f l (x) = t, f l (y) = t ], and ϕ x,y,l is the density of the 6-dimensional vector (f l (x), f l (y), f l (x), f l (y)). For further details on the proof of (.5), see [7] Section 3.. and Section 3... As it will become clear from the proof of Proposition below, we obtain a considerable simplification in our calculations since, during the application of the (approximate) Kac-Rice formula for studying the variance of the EPC, we can get rid of the absolute values in (.6); in fact, for g as before a smooth, centred Gaussian random field, we observe that ([3] Lemma..) ( ) j det Eg(x) l {Ind( E g(x))=j} = ( ) j sgn(det Eg(x))(det Eg(x))l {Ind( E g(x))=j} = det( Eg(x))l {Ind( E g(x))=j}, since sgn(det E g(x))l {Ind( E g(x))=j} = ( ) j+ and det E g(x) = det( Eg(x)). Hence ]. (.7) ( ) j det Eg(x) l {Ind( E g(x))=j} = det( Eg(x)). j= 3. Proof of Theorem Let I i R, i =, be two interval in the real line; in the argument to follow we shall adopt the following notation: µ j;i (f l ) = #{x S : f l (x) I i, f l (x) =, Ind( Ef l (x)) = j}, j =,,, i =,. Theorem is a straightforward application of Proposition and Proposition. The first building block is the approximate Kac-Rice formula for covariance computation: Proposition. There exists a constant C > sufficiently big, such that (3.) ( ) j+k E[µ j; (f l )µ k; (f l )] = J,l (x, y; t, t )dt dt dxdy + O(l ) d(x,y)>c/l I I j,k= (3.) J,l (x, y; t, t ) = ϕ x,y,l (t, t,, ) E[det( Ef l (x)) det( Ef l (y)) fl (x) = f l (y) =, f l (x) = t, f l (y) = t ].
9 8 V. CAMMAROTA, D. MARINUCCI AND I. WIGMAN Proof. We start by observing that (3.3) j,k=( ) j+k E[µ j; (f l )µ k; (f l )] = ( ) j+k E[µ j; (f l )µ k; (f l )] + j k E[µ j; (f l )µ j; (f l )]. For the non diagonal terms in (3.3) with j k, j, k =,,, we directly obtain (see [7] Section 3.) that for any sufficiently big constant C >, we have E[µ j; (f l )µ k; (f l )] = K,l,j,k (x, y; t, t )dt dt dxdy + O(l ), d(x,y)>c/l I I K,l,j,k (x, y; t, t ) = ϕ x,y,l (t, t,, ) E[ det Ef l (x) det Ef l (y) l {Ind( E f l (x))=j} l {Ind( E f l (y))=k} f l (x) = f l (y) =, f l (x) = t, f l (y) = t ]. To work out the diagonal terms E[µ j; (f l )µ j; (f l )], j =,,, in (3.3), we introduce the following notation: with i, i =,, so that and then (3.) E[µ j; (f l )µ j; (f l )] µ j;i\i (f l ) = #{x S : f l (x) I i \ I i, f l (x) =, Ind( Ef l (x)) = j}, µ j;i i (f l ) = #{x S : f l (x) I i I i, f l (x) =, Ind( Ef l (x)) = j}, µ j; (f l )µ j; (f l ) = (µ j;\ (f l ) + µ j; (f l ))(µ j;\ (f l ) + µ j; (f l )) = E[µ j;\ (f l )µ j;\ (f l )] + E[µ j;\ (f l )µ j; (f l )] + E[µ j;\ (f l )µ j; (f l )] + E[µ j; (f l )µ j; (f l )] = E[µ j;\ (f l )µ j;\ (f l )] + E[µ j;\ (f l )µ j; (f l )] + E[µ j;\ (f l )µ j; (f l )] + E[µ j; (f l )(µ j; (f l ) )] + E[µ j; (f l )]. For the last term in (3.) we note that the expected value of the EPC of the excursion set is O(l ), while for the other terms we can apply again the approximate Kac-Rice formula. For example we have: E[µ j;\ (f l )µ j;\ (f l )] = K,l,j,j (x, y; t, t )dt dt dxdy + O(l ), d(x,y)>c/l I \I I \I E[µ j; (f l )(µ j; (f l ) )] = K,l,j,j (x, y; t, t )dt dt dxdy + O(l ), d(x,y)>c/l I I I I and then E[µ j; (f l )µ j; (f l )] = d(x,y)>c/l We can apply now the identity (.7) to get: ( ) j+k E[µ j; (f l )µ k; (f l )] = j,k= J,l (x, y; t, t ) j= I I K,l,j,j (x, y; t, t )dt dt dxdy + O(l ). d(x,y)>c/l I I J,l (x, y; t, t )dt dt dxdy + O(l ) = ϕ x,y,l (t, t,, ) E[det( Ef l (x)) det( Ef l (y)) fl (x) = f l (y) =, f l (x) = t, f l (y) = t ]. Our second tool yields an analytic expression for the alternating sum in the variance computation. Proposition. ( ) j+k E[µ j; (f l )µ k; (f l )] E[χ(A I (f l ; S ))]E[χ(A I (f l ; S ))] j,k= [ ] = l3 p (t )dt p (t )dt g (t, t )dt dt + 6 g 3 (t )dt g 3 (t )dt + O(l 5/ ), I I I I I I
10 FLUCTUATIONS OF THE EULER-POINCARÉ CHARACTERISTIC 9 (3.5) (3.6) p (t) = (x (π) 3/ t 8 x x ) exp { 3 } t exp{ R (x + x 8tx )}dx dx, g (t, t ) = (π) 3 R R ( w 8t w w ( ) { z 8t z z exp 3 } { t exp (z + z } 8t z ) ) { exp 3 } { t exp (w + w } 8t w ) [ 6 + (3t z ) + (3t w ) ] dz dz dw dw, and (3.7) g 3 (t) = 8 (π) 3/ R ( ) z 8t z z exp { 3 } { t exp (z + z [ 8tz )} 3 (3t z ) ] dz dz. Proof. In view of Proposition and by isotropy we have to study the asymptotic behaviour of π/ (3.8) 6π J,l (φ; t, t )dt dt sin φ dφ E[χ(A I (f l ; S ))]E[χ(A I (f l ; S ))] + O(l ). I I C/l Again we stress that J,l in (3.) is analogous to K,l in (.) except for the fact that the absolute value of the Hessian determinant has been dropped (by means of Morse theorem). The proof of this proposition follows along the same lines as in the argument given in [7] Section.. we study the asymptotic behaviour of π/ 6π K,l (φ; t, t )dt dt sin φ dφ ( E[NI c (f l )] ) C/l I I to obtain the variance of the number of critical points. Therefore here we just sketch the main steps and we refer to [7] Section.. for a complete proof. The asymptotic analysis is based on the properties of multivariate conditional Gaussian variables, and on an asymptotic study of the tail decay of Legendre polynomials and their derivatives that appear in the conditional covariance matrix of the Gaussian vector. In fact, for d(x, y) > C/l, C large enough, Kac-Rice formula holds exactly and we can exploit the fact that a Gaussian expectation is an analytic function with respect to the parameters of the corresponding covariance matrix outside its singularities. It is then possible to compute the Taylor expansion of these expected values around the origin with respect to the vanishing entries a = a l (φ) = (a,l (φ), a,l (φ), a 3,l (φ), a,l (φ), a 5,l (φ), a 6,l (φ), a 7,l (φ), a 8,l (φ)) of the conditional covariance matrix l (φ) = (a) (see [7] Appendix B) of the centred Gaussian random vector 8 ( f l (x), f l (y) f l (x) = f l (y) = ). λ l Three terms in the Taylor expansion (depending on the intervals I and I ) give an asymptotically significant contribution, as the rest is negligible: π/ 6π J,l (φ; t, t )dt dt sin φ dφ E[χ(A I (f l ; S ))]E[χ(A I (f l ; S ))] C/l I I = l 3{ [ ] p (t )dt p (t )dt 6 q(a; t, t ) dt dt I I I I a 3 a= [ ] } (3.9) + 3 q(a; t, t ) dt dt + O(l 5/ ), here we set I I a 7 a= q(a; t, t ) = (π) 3 R R ( z 8t z z ) ( w 8t w w ) ˆq(a; t, t ; z, z, w, w )dz dz dw dw,
11 V. CAMMAROTA, D. MARINUCCI AND I. WIGMAN with ˆq(a; t, t ; z, z, w, w ) = exp { } v t,t (z, z, w, w ) (a) v t,t (z, z, w, w ) t, det( (a)) and p defined in (3.5). Note that the zeroth order term in the Taylor expansion cancels out with E[χ(A I (f l ; S ))]E[χ(A I (f l ; S ))] that is of order O(l ). The expressions for g and g 3 in (3.6) and (3.7) follow from the evaluation of the partial derivatives in formula (3.9); once more we refer to [7] Section.. for details. We can now prove Theorem. Proof of Theorem. We first write: Cov[χ(A I (f l ; S )), χ(a I (f l ; S ))] = E[χ(A I (f l ; S ))χ(a I (f l ; S ))] E[χ(A I (f l ; S ))]E[χ(A I (f l ; S ))], in view of (.), E[χ(A I (f l ; S ))χ(a I (f l ; S ))] = E [ ( ) j+k µ j; (f l )µ k; (f l ) ] = j,k= Now by Proposition the covariance is asymptotic to ( ) j+k E[µ j; (f l )µ k; (f l )]. Cov[χ(A I (f l ; S ))χ(a I (f l ; S ))] [ ] = l3 p (t )dt p (t )dt g (t, t )dt dt + 6 g 3 (t )dt g 3 (t )dt + O(l 5/ ). I I I I I I Now define p (t) = (3t x (π) 3/ ) (x t 8 x x ) exp { 3 } { t exp R (x + x } 8tx ) dx dx, j,k= it is easy to see that the functions g and g 3 in (3.6) and (3.7) can be rewritten as g (t, t ) = 3p (t )p (t ) + p (t )p (t ) + p (t )p (t ), g 3 (t) = 3 8 p (t) 8 p (t). Moreover p and p can be explicitly computed and we have: p (t) = (t )e t, p (t) = (t + t )e t. π π It follows that we can rewrite the coefficient of the leading term in the following form: p (t )dt p (t )dt g (t, t )dt dt + 6 g 3 (t )dt g 3 (t )dt I I I I I I = I, I, [ 3p (t )p (t ) + I I p (t )p (t ) + p (t )p (t )]dt dt + 6 [ 3 I 8 p (t ) 8 p (t )]dt [ 3 I 8 p (t ) 8 p (t )]dt = I, I, [ 3I, I, + I,I, + I,I, ] + 6[ 3 8 I, 8 I,][ 3 8 I, 8 I,] (3.) = 5 I,I, 5 I,I, 5 I,I, + I,I,, I i,j, for i, j =,, are given by I i,j = p j (t)dt, p (t) = (t )e t, p (t) = (t + t )e t. I i π π Formula (3.) can be further simplified as follows: ( t + t )e t dt ( t + t )e t dt. π I I
12 FLUCTUATIONS OF THE EULER-POINCARÉ CHARACTERISTIC Proof of Corollary. The asymptotic expression for the variance in (.5) follows immediately by setting I = I = I, and we have: [ Var[χ(A I (f l ; S ))] = l3 ] ( t + t )e t dt + O(l 5/ ). π That is the statement of Theorem. I Proof of Corollary 3. In the particular case I = [u, ) and I = [u, ), we have the following explicit form for the leading term of the covariance: Also, for I = I = [u, ), our expression reduces to I I = u u (u )(u )e u e u. Var[χ(A u (f l ; S ))] = l3 8π (u u3 ) e u + O(l 5/ ) = l3 8π (H 3(u) + H (u)) e u as claimed. + O(l 5/ ), References [] R. J. Adler, K. Bartz, S.C. Kou and A. Monod, Estimating thresholding levels for random fields via Euler characteristics. Preprint, [] R. J. Adler, J. E. Taylor, Random Fields and Geometry. Springer Monographs in Mathematics, Springer, New York, 7. [3] R. J. Adler, J. E. Taylor, Topological Complexity of Smooth Random Functions. Lectures from the 39th Probability Summer School held in Saint-Flour, Springer, Heidelberg,. [] G. E. Andrews, R. Askey, R. Roy, Special Functions. Encyclopedia of Mathematics and its Applications. Cambridge University Press, Cambridge, 999. [5] J.-M. Azaïs, M. Wschebor, Level sets and extrema of random processes and fields. John Wiley & Sons Inc., Hoboken, NJ, 9. [6] M. V. Berry, Regular and irregular semiclassical wavefunctions. J. Phys. A,, 83-9 (977) [7] V. Cammarota, D. Marinucci and I. Wigman, On the distribution of the critical values of random spherical harmonics. The Journal of Geometric Analysis. To appear. arxiv:9.36 [math-ph]. [8] V. Cammarota, Y. Fantaye, D. Marinucci, I. Wigman, In preparation. [9] V. Cammarota, I. Wigman Fluctuations of the total number of critical points of random spherical harmonics. arxiv:5.339 [math-ph]. [] I. Chavel, Riemannian Geometry. A modern Introduction. Cambridge University Press, Cambridge, 6. [] D. Cheng, Y. Xiao, Excursion probability of Gaussian random fields on sphere. Bernoulli,, no., 3-3 (6) [] D. Cheng, Y. Xiao, The mean Euler characteristic and excursion probability of Gaussian random fields with stationary increments. Ann. Appl. Probab., 6, no., (6) [3] D. Marinucci, G. Peccati, Random Fields on the Sphere: Representations, Limit Theorems and Cosmological Applications. London Mathematical Society Lecture Notes, Cambridge University Press, Cambridge,. [] D. Marinucci, S. Vadlamani, High-Frequency Asymptotics for Lipschitz-Killing Curvatures of Excursion Sets on the Sphere. Ann. App. Prob., 6, no., 6-56 (6) [5] D. Marinucci, I. Wigman, On the area of excursion sets of spherical Gaussian eigenfunctions. J. Math. Phys., 5 () [6] D. Marinucci, M. Rossi, Stein-Malliavin approximations for nonlinear functionals of random eigenfunctions on S d. J. Funct. Anal., 68, no. 8, 379- (5). [7] Z. Rudnick and I. Wigman, Nodal intersections for random eigenfunctions on the torus. Amer. J. of Math.. To appear. arxiv:.36 [math-ph]. [8] Z. Rudnick, I. Wigman and N. Yesha, Nodal intersections for random waves on the 3-dimensional torus. arxiv:5.7 [math-ph]. [9] J. E. Taylor, A Gaussian Kinematic Formula. Ann.Probab., 3, no., -58 (6) [] I. Wigman, Fluctuation of the Nodal Length of Random Spherical Harmonics. Communications in Mathematical Physics, 98 no () [] I. Wigman, On the nodal lines of random and deterministic Laplace eigenfunctions. Spectral geometry, Proc. Sympos. Pure Math., 8, Amer. Math. Soc., Providence, RI , arxiv:3.5 () Department of Mathematics, Università degli Studi di Roma Tor Vergata address: cammarot@mat.uniroma.it Department of Mathematics, Università degli Studi di Roma Tor Vergata address: marinucc@mat.uniroma.it Department of Mathematics, King s College London address: igor.wigman@kcl.ac.uk
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