The Effect of Channel State Information on Optimum Energy Allocation and Energy Efficiency of Cooperative Wireless Transmission Systems

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1 The Effect of Channel State Information on Optimum Energy Allocation and Energy Efficiency of Cooperative Wireless Transmission Systems Jie Yang and D.R. Brown III Worcester Polytechnic Institute Department of ECE Worcester, MA CISS 2006 March 22-24, 2006

2 Scenario Two-source, one-destination communication system Sources cooperate via the amplify-and-forward protocol Both sources must satisfy outage probability constraints Fading channels S1 D S2 Problem Statement How should transmit energy be allocated to minimize total energy? How does CSIT affect energy allocation and overall energy efficiency?

3 Selected Related Papers 1. A. Host-Madsen et al. Capacity bounds and power allocation for wireless relay channels, IEEE Transaction on Information Theory J. Adeane et al. Centralised and distributed power allocation algorithms in cooperative networks, IEEE 6th workshop on Signal Processing Advances in Wireless Communications and Mobile Computing D. Gunduz and E. Erkip. Outage minimization by opportunistic cooperation, International Conference on Wireless Networks, Communications and Mobile Computing 2005

4 Our Contribution Optimum energy allocation analysis for the amplify-and-forward protocol: with partial CSIT (1) when to cooperate? (2) Optimum energy allocation strategy satisfying a fixed outage probability constraint without CSIT (1) outage probability analysis and bounds (2) Optimum energy allocation strategy satisfying a fixed outage probability constraint Investigate the effect of CSIT on optimum energy allocation and energy efficiency

5 System Model Scenario S1 D S2 Protocol: amplify-and-forward Two-source, one-destination cooperative transmission system model: S Gs first timeslot second timeslot H R Gr D

6 Destination Processing Question: How should the destination combine the obervations? Assumption: Destination has access to full CSI Maximal Ratio Combining (MRC) to maximize SNR With partial CSIT SNR partialcsit = G s E s + HE s G r E r 1 + HE s + G r E r. Without CSIT SNR nocsit = G s E s + HE s G r E r 1 + E[H]E s + G r E r.

7 Part I: Energy Analysis for Partial CSIT Assumption 1: Feedback channel provides perfect channel amplitude estimates to both sources Assumption 2: Sources dynamically allocate their transmit energies based on the instantaneous channel state Main Results When to cooperate? Optimum energy allocation strategy satisfying a fixed outage probability constraint

8 When to cooperate? Notation: ρ := SNR target. Notation: Energy required to satisfy SNR pcsit = ρ using direct transmission: E = E s + 0 = ρ G s Proposition: There exists E < ρ G s if and only if G r G s > 1 + G s Hρ Total energy Cooperate Do not cooperate ρ G s ρ G s + H ρ G s Source energy

9 What does it mean? When the sources have partial CSIT: Cooperative transmission can achieve a transmit energy reduction iff the condition is satisfied. G r G s > 1 + G s Hρ At most, one source should cooperate in each interval. In some cases, total energy is minimized if neither source cooperates and both sources satisfy their SNR targets via direct transmission.

10 Optimum energy allocation with partial CSIT (I) Temporary assumption: outage probability = 0 Goal: Minimize E = E r + E s satisfying: SNR pcsit = ρ ( E s ρ H+G s, ρ G s ]; E r [0, ) Optimum source energy allocation: E s = ρ H + G s + (ρh) 1/2 (G s + (1 + ρ)h) 1/2 (H + G s ) (H(G r G s ) + G s G r ) 1/2 Optimum relay energy can be derived by the SNR contraint and optimum source energy.

11 Optimum energy allocation with partial CSIT (II) Optimum relay energy vs. optimum source energy satisfying SNR pcsit = ρ. Optimum relay energy linear scale Optimum source energy log scale

12 Optimum energy allocation with partial CSIT (III) General case: outage probability > 0 Preliminaries: Probability density function of minimum total energy E = E s + E r satisfying constraint SNR pcsit = ρ almost surely. f ε* t ε* Threshold t selected such that F E (t) = 1 p Minimum total energy E exceeds threshold t with probability p

13 Optimum energy allocation strategy with Partial CSIT Start relay cooperates G G r >1+ s Gs Hρ relay doesn't cooperate Solve for * and ε s * ε r ε * s ρ * =, r G ε s = 0 * * * ε = ε s + ε r Y * ε t N Transmit with optimized energy Do not transmit!

14 Part II: Energy Analysis for no CSIT Assumption 1: Sources do not have access to the instantaneous channel amplitudes Assumption 2: Sources allocate fixed transmit energies based only on knowledge of the channel statistics Main Results Outage probability analysis and bounds Optimal fixed energy allocation

15 No CSIT: Outage Probability Analysis & Bounds Exact outage probability: p = R(ρ) f Gs,G r,h(x) dx Lower bound: Assume perfect source-relay channel ( )) ( )) ρ ρ µ s E s (1 exp µ s E s µ r E r (1 exp µ r E r p. µ s E s µ r E r Upper bound: Overbound the integration region ( ( )) ( ( ) ρ ρ p 1 exp 1 exp µ s E s µ H E s ) ψk 1 (ψ) where K 1 (ψ) is the modified Bessel function of the second kind and ψ := 2 ρ(1+µ H E s ) E s E r µ r µ H

16 Evaluation of Outage Probability Bounds (I) Variable source energy with proportional relay energy upper bound simulation lower bound Outage probability source energy (db) E r = 0 E r = 0.1E s E r = 0.5E s E r = E s source energy (db) source energy (db) source energy (db)

17 Evaluation of Outage Probability Bounds (II) Fixed source energy with variable relay energy upper bound simulation lower bound Outage probability E s = 0dB E s = 10dB E s = 20dB relay energy (db) relay energy (db) relay energy (db)

18 Numerical solution for optimum energy allocation Upper bound Lower bound Outage probability p * ε s Source energy

19 System model: Numerical Results: relay advantaged (I) S g s h R g r D

20 Numerical Results: relay advantaged (II) Optimum energy allocation: coop nocsit source (upper bound) coop nocsit relay (upper bound) coop nocsit source (lower bound) coop nocsit relay (lower bound) coop pcsit source (exact) coop pcsit relay (exact) 10log 10 (average transmit energy) outage probability (p)

21 Numerical Results: relay advantaged (III) Energy efficiency: direct nocsit (exact) coop nocsit (upper bound) coop nocsit (lower bound) direct pcsit (exact) coop pcsit (exact) 10log 10 (average total transmit energy) outage probability (p)

22 System model: Numerical Results: relay symmetric (I) S g s h R g r D

23 Numerical Results: relay symmetric (II) Optimum energy allocation: coop nocsit source (upper bound) coop nocsit relay (upper bound) coop nocsit source (lower bound) coop nocsit relay (lower bound) coop pcsit source (exact) coop pcsit relay (exact) 10log 10 (average transmit energy) outage probability (p)

24 Numerical Results: relay symmetric (III) Energy efficiency: direct nocsit (exact) coop nocsit (upper bound) coop nocsit (lower bound) direct pcsit (exact) coop pcsit (exact) 10log 10 (average total transmit energy) outage probability (p)

25 System model: Numerical Results: relay disadvantaged (I) h S g s R g r D

26 Numerical Results: relay disadvantaged (II) Optimum energy allocation: coop nocsit source (upper bound) coop nocsit relay (upper bound) coop nocsit source (lower bound) coop nocsit relay (lower bound) coop pcsit source (exact) coop pcsit relay (exact) 10log 10 (average transmit energy) outage probability (p)

27 Numerical Results: relay disadvantaged (III) Energy efficiency: direct nocsit (exact) coop nocsit (upper bound) coop nocsit (lower bound) direct pcsit (exact) coop pcsit (exact) 10log 10 (average total transmit energy) outage probability (p)

28 Conclusions When both sources have access to partial CSIT, cooperative transmission is more efficient than direct transmission iff G r G s > 1 + G s Hρ Partial CSIT facilitates opportunistic transmission significantly improves the energy efficiency of both cooperative and direct transmission New outage probability bounds derived for the case without CSIT used to determine optimum energy allocations Opportunistic direct transmission with partial CSIT is often more energy efficient than cooperative transmission without CSIT

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