Spaces with Ricci curvature bounded from below
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1 Spaces with Ricci curvature bounded from below Nicola Gigli March 10, 2014
2 Lessons Basics of optimal transport Definition of spaces with Ricci curvature bounded from below Analysis on spaces with Ricci curvature bounded from below
3 Lessons Basics of optimal transport Definition of spaces with Ricci curvature bounded from below Analysis on spaces with Ricci curvature bounded from below
4 On the definition of spaces with Ricci curvature bounded from below Introduction The gradient flow of the relative entropy w.r.t. W 2 The gradient flow of the Dirichlet energy w.r.t. L 2 The heat flow as gradient flow
5 On the definition of spaces with Ricci curvature bounded from below Introduction The gradient flow of the relative entropy w.r.t. W 2 The gradient flow of the Dirichlet energy w.r.t. L 2 The heat flow as gradient flow
6 Completion / Compactification A common practice in various fields of mathematic is to start studying a certain class of smooth or nice objects, and to close it w.r.t. some relevant topology. In general, the study of the limit objects turns out to be useful to understand the properties of the original ones.
7 Gromov s plan When the original class of objects are Riemannian manifolds with some curvature bounds, this program has been proposed by Gromov.
8 Gromov s plan When the original class of objects are Riemannian manifolds with some curvature bounds, this program has been proposed by Gromov. Topology Synthetic notion Bounds from above/below on sectional curvature Bounds from below on the Ricci curvature
9 Gromov s plan When the original class of objects are Riemannian manifolds with some curvature bounds, this program has been proposed by Gromov. Topology Synthetic notion Bounds from above/below on sectional curvature Gromov-Hausdorff convergence Bounds from below on the Ricci curvature
10 Gromov s plan When the original class of objects are Riemannian manifolds with some curvature bounds, this program has been proposed by Gromov. Topology Synthetic notion Bounds from above/below on Gromov-Hausdorff Alexandrov spaces sectional curvature convergence Bounds from below on the Ricci curvature
11 Gromov s plan When the original class of objects are Riemannian manifolds with some curvature bounds, this program has been proposed by Gromov. Topology Synthetic notion Bounds from above/below on Gromov-Hausdorff Alexandrov spaces sectional curvature convergence Bounds from below on the Ricci curvature measured Gromov-Hausdorff convergence
12 Gromov s plan When the original class of objects are Riemannian manifolds with some curvature bounds, this program has been proposed by Gromov. Topology Synthetic notion Bounds from above/below on Gromov-Hausdorff Alexandrov spaces sectional curvature convergence Bounds from measured CD(K, N) spaces / below on the Gromov-Hausdorff RCD(K, N) spaces Ricci curvature convergence
13 Aim of the game (1) To understand what it means for a metric measure space to have Ricci curvature bounded from below (2) To prove in the non-smooth setting all the theorems valid for manifolds with Ric K, dim N and their limits (3) To better understand the geometry of smooth manifolds via the study of non-smooth objects
14 The curvature condition Theorem (Sturm-VonRenesse 05) - see also Otto-Villani and Cordero Erausquin-McCann-Schmuckenschlager Let M be a smooth Riemannian manifold. Then the following are equivalent: i) The Ricci curvature of M is uniformly bounded from below by K ii) The relative entropy functional is K -convex on the space (P 2 (M), W 2 )
15 The curvature condition Theorem (Sturm-VonRenesse 05) - see also Otto-Villani and Cordero Erausquin-McCann-Schmuckenschlager Let M be a smooth Riemannian manifold. Then the following are equivalent: i) The Ricci curvature of M is uniformly bounded from below by K ii) The relative entropy functional is K -convex on the space (P 2 (M), W 2 ) Definition (Lott-Villani and Sturm 06) (X, d, m) has Ricci curvature bounded from below by K if the relative entropy is K -convex on (P 2 (X), W 2 ). Called CD(K, ) spaces, in short.
16 The curvature condition Theorem (Sturm-VonRenesse 05) - see also Otto-Villani and Cordero Erausquin-McCann-Schmuckenschlager Let M be a smooth Riemannian manifold. Then the following are equivalent: i) The Ricci curvature of M is uniformly bounded from below by K ii) The relative entropy functional is K -convex on the space (P 2 (M), W 2 ) Definition (Lott-Villani and Sturm 06) (X, d, m) has Ricci curvature bounded from below by K if the relative entropy is K -convex on (P 2 (X), W 2 ). Called CD(K, ) spaces, in short. Basic features of the CD(K, ) condition: Compatibility with the Riemannian case Stability w.r.t. mgh convergence More general CD(K, N) spaces can be introduced
17 Finsler structures are included Cordero-Erausquin, Villani, Sturm proved that (R d,, L d ) is a CD(0, ) space (in fact CD(0, d)) for any norm.
18 Finsler structures are included Cordero-Erausquin, Villani, Sturm proved that (R d,, L d ) is a CD(0, ) space (in fact CD(0, d)) for any norm. Some differences between the Finsler and Riemannian worlds: Analysis: Tangent / cotangent spaces can t be identified No natural Dirichlet form Geometry: no Abresch-Gromoll inequality no Splitting theorem
19 Some observations For a given Finsler manifold the following are equivalent: The manifold is Riemannian The Sobolev space W 1,2 is Hilbert The heat flow is linear The heat flow can be seen as: Gradient flow of the Dirichlet energy w.r.t. L 2 Gradient flow of the relative entropy w.r.t. W2
20 The idea Restrict to the class of CD(K, ) spaces with linear heat flow.
21 The idea Restrict to the class of CD(K, ) spaces with linear heat flow. What we have to do to show this makes sense: understand who is the heat flow on CD(K, ) spaces show that such flow is stable w.r.t. mgh convergence.
22 The idea Restrict to the class of CD(K, ) spaces with linear heat flow. What we have to do to show this makes sense: understand who is the heat flow on CD(K, ) spaces show that such flow is stable w.r.t. mgh convergence. Plan pursued in: G. 09 G., Kuwada, Ohta 10 Ambrosio, G., Savaré 11
23 On the definition of spaces with Ricci curvature bounded from below Introduction The gradient flow of the relative entropy w.r.t. W 2 The gradient flow of the Dirichlet energy w.r.t. L 2 The heat flow as gradient flow
24 Definition of Gradient Flow: the smooth case Let (x t ) R d a smooth curve and f : R d R a smooth functional. Then f (x 0 ) f (x t ) t t x s f (x s ) ds 0 x s 2 + f 2 (x s ) ds.
25 Definition of Gradient Flow: the smooth case Let (x t ) R d a smooth curve and f : R d R a smooth functional. Then f (x 0 ) f (x t ) t 1 2 Therefore 0 t x t = f (x t ), t 0 f (x 0 ) = f (x t ) t 0 x s f (x s ) ds 0 x s 2 + f 2 (x s ) ds. x s 2 + f 2 (x s ) ds, t > 0.
26 Definition of Gradient Flow: the metric setting d(x t+h, x t ) ẋ t := lim for an abs.cont. curve (x t ) h 0 h (F (x) F(y)) + F (x) := lim y x d(x, y) The weak chain rule F (x 0 ) F(x t ) t 0 ẋ s 2 + F 2 (x s ) ds, t > 0. holds for K -convex and l.s.c. F : X R {+ }.
27 Definition of Gradient Flow: the metric setting d(x t+h, x t ) ẋ t := lim for an abs.cont. curve (x t ) h 0 h (F (x) F(y)) + F (x) := lim y x d(x, y) The weak chain rule F (x 0 ) F(x t ) t 0 ẋ s 2 + F 2 (x s ) ds, t > 0. holds for K -convex and l.s.c. F : X R {+ }. Definition (x t ) is a Gradient Flow for the K -conv. and l.s.c. functional F provided (x t ) {F < } is a loc.abs.cont. curve and F(x 0 ) = F (x t ) t 0 ẋ s 2 + F 2 (x s ) ds, t > 0.
28 General results about GF of K -convex functionals Existence Granted if the space is compact and F(x 0 ) < (Ambrosio, G., Savaré 04 (after De Giorgi)) Uniqueness False in general
29 Basic facts about the GF of the Entropy Thm. (G. 09) Let (X, d, m) be a compact CD(K, ) space. Then for µ P 2 (X) with Ent m (µ) < the GF of Ent m starting from µ exists and is unique.
30 Basic facts about the GF of the Entropy Thm. (G. 09) Let (X, d, m) be a compact CD(K, ) space. Then for µ P 2 (X) with Ent m (µ) < the GF of Ent m starting from µ exists and is unique. Furthermore, such flow is stable w.r.t. mgh-convergence of the base space.
31 mgh convergence of compact spaces (X n, d n, m n ) converges to (X, d, m ) in the mgh sense if there is (Y, d Y ) and isometric embeddings ι n, ι of the X s into Y such that (ι n ) m n weakly converges to (ι ) m
32 mgh convergence of compact spaces (X n, d n, m n ) converges to (X, d, m ) in the mgh sense if there is (Y, d Y ) and isometric embeddings ι n, ι of the X s into Y such that (ι n ) m n weakly converges to (ι ) m We say that n µ n P(X n ) weakly converges to µ P(X ) provided (ι n ) µ n weakly converges to (ι ) µ
33 Γ-convergence of the entropies Thm. (Lott-Sturm-Villani) Let (X n, d n, m n ) be converging to (X, d, m ). Then: Γ lim inequality: for every sequence n µ n P(X n ) weakly converging to µ P(X ) we have Ent m (µ ) lim Ent mn (µ n ). n Γ lim inequality: for every µ P(X ) there is a sequence n µ n P(X n ) weakly converging to µ such that Ent m (µ ) lim n Ent mn (µ n ).
34 Γ-convergence of the entropies Thm. (Lott-Sturm-Villani) Let (X n, d n, m n ) be converging to (X, d, m ). Then: Γ lim inequality: for every sequence n µ n P(X n ) weakly converging to µ P(X ) we have Ent m (µ ) lim Ent mn (µ n ). n Γ lim inequality: for every µ P(X ) there is a sequence n µ n P(X n ) weakly converging to µ such that Ent m (µ ) lim n Ent mn (µ n ). Cor. The CD(K, ) condition is closed w.r.t. mgh convergence.
35 Γ lim for the slopes Thm. (G. 09) Let X n be CD(K, ) spaces mgh-converging to X and µ n weakly converging to µ. Then Ent m (µ ) lim Ent mn (µ n ). n
36 Γ lim for the slopes Thm. (G. 09) Let X n be CD(K, ) spaces mgh-converging to X and µ n weakly converging to µ. Then Ent m (µ ) lim Ent mn (µ n ). n Cor. 1 Let X n be mgh-converging to X and µ n be weakly converging to µ be such that lim Ent m n (µ n ) = Ent m (µ ) <. n Then the GF of Ent mn starting from µ. starting from µ n converge to the GF of Ent m
37 Γ lim for the slopes Thm. (G. 09) Let X n be CD(K, ) spaces mgh-converging to X and µ n weakly converging to µ. Then Ent m (µ ) lim Ent mn (µ n ). n Cor. 1 Let X n be mgh-converging to X and µ n be weakly converging to µ be such that lim Ent m n (µ n ) = Ent m (µ ) <. n Then the GF of Ent mn starting from µ. starting from µ n converge to the GF of Ent m Cor. 2 The condition CD(K, )+linearity of the GF of the entropy is closed w.r.t. mgh convergence.
38 On the definition of spaces with Ricci curvature bounded from below Introduction The gradient flow of the relative entropy w.r.t. W 2 The gradient flow of the Dirichlet energy w.r.t. L 2 The heat flow as gradient flow
39 Variational definition of Df on R d Let f : R d R be smooth. Then Df is the minimum continuous function G for which f (γ 1 ) f (γ 0 ) holds for any smooth curve γ 1 0 G(γ t ) γ t dt
40 Test plans Let π P(C([0, 1], X)). We say that π is a test plan provided: for some C > 0 it holds e t π Cm, t [0, 1]. it holds 1 0 γ t 2 dt dπ <
41 The Sobolev class S 2 (X, d, m) We say that f : X R belongs to S 2 (X, d, m) provided there exists G L 2 (X, m), G 0 such that for any test plan π. f (γ1 ) f (γ 0 ) 1 dπ(γ) G(γ t ) γ t dt dπ(γ) 0 Any such G is called weak upper gradient of f. The minimal G in the m-a.e. sense will be denoted by Df
42 Basic properties Lower semicontinuity From f n f m-a.e. with f n S 2 and Df n G weakly in L 2 we deduce f S 2, Df G Locality Df = Dg m-a.e. on {f = g} Chain rule for ϕ Lipschitz D(ϕ f ) = ϕ f Df Leibniz rule for f, g S 2 L D(fg) f Dg + g Df
43 The Energy E and the Sobolev space W 1,2 We define E : L 2 (X, m) [0, + ] as E(f ) := 1 Df 2 dm if f S 2 (X), + otherwise. 2 Then E is convex and lower semicontinuous.
44 The Energy E and the Sobolev space W 1,2 We define E : L 2 (X, m) [0, + ] as E(f ) := 1 Df 2 dm if f S 2 (X), + otherwise. 2 Then E is convex and lower semicontinuous. The Sobolev space W 1,2 (X) is W 1,2 (X) := L 2 (X) S 2 (X) endowed with the norm f 2 W 1,2 := f 2 L 2 + Df 2 L 2 W 1,2 (X) is a Banach space.
45 Laplacian (first definition) We say that f D( ) W 1,2 (X) if E(f ) 0. In this case we define f := v, where v is the element of minimal norm in E(f ).
46 Integration by parts For f D( ) and g W 1,2 (X) we have g f dm Dg Df dm. For a C 1 map u : R R we have u(f ) f dm = u (f ) Df 2 dm.
47 Gradient flow of E w.r.t. L 2 For any f 0 L 2 (X, m) there exists a unique map t f t L 2 (X, m) such that d + dt f t = f t, t > 0.
48 On the definition of spaces with Ricci curvature bounded from below Introduction The gradient flow of the relative entropy w.r.t. W 2 The gradient flow of the Dirichlet energy w.r.t. L 2 The heat flow as gradient flow
49 The result Thm. (G., Kuwada, Ohta 10. Ambrosio, G. Savaré 11) Let (X, d, m) be a CD(K, ) space and µ = f m P 2 (X) with f L 2 (X, m). Let t f t be the GF of E w.r.t. L 2 starting from f t µ t be the GF of Ent m w.r.t. W 2 starting from µ Then µ t = f t m t 0.
50 The result Thm. (G., Kuwada, Ohta 10. Ambrosio, G. Savaré 11) Let (X, d, m) be a CD(K, ) space and µ = f m P 2 (X) with f L 2 (X, m). Let t f t be the GF of E w.r.t. L 2 starting from f t µ t be the GF of Ent m w.r.t. W 2 starting from µ Then µ t = f t m t 0. Idea of the proof: to show that t f t m is a GF of Ent m w.r.t. W 2 and conclude by uniqueness of the latter.
51 Spaces with Riemannian Ricci curvature bounded from below RCD(K, N) := CD(K, N) + linearity of the heat flow = CD(K, N) + W 1,2 is Hilbert
52 Thank you
53 Basic properties of the GF of E Mass preservation f t dm = f 0 dm for every t 0 Weak maximum principle If f 0 C then f t C for every t 0 Entropy dissipation For 0 < c f 0 C the map t f t log f t dm is absolutely continuous and it holds d dt Dft 2 f t log f t dm = dm f t
54 A non-trivial property of the heat flow - Kuwada s lemma Suppose that µ 0 := f m is in P 2 (X).
55 A non-trivial property of the heat flow - Kuwada s lemma Suppose that µ 0 := f m is in P 2 (X). Then µ t := f t m is in P 2 (X) and the curve t µ t is absolutely continuous w.r.t. W 2 and µ t 2 Dft 2 dm f t
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