BHARAT FINANCIAL INCLUSION LIMITED SHAREHOLDING PATTERN AS ON 30th SEPTEMBER 2016 1. Name of Listed Entity: BHARAT FINANCIAL INCLUSION LIMITED 2. Scrip Code/Name of Scrip/Class of Security: 1. BSE Code- 533228 2. NSE Code- BHARATFIN 3. Share Holding Pattern Filed under: Reg 31(b) Quarter ending : September 30, 2016 4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars YES / NO (*) a Whether the Listed Entity has issued any partly paid up NO b Whether the Listed Entity has issued any Convertible Securities or Warrants? NO c Whether the Listed Entity has any against which depository receipts are issued? NO d Whether the Listed Entity has any in locked-in? NO e Whether any by promoters are pledge or otherwise? NO Category Category of Shareholder Sharehol ders fully paid up Partly paid-up Depository Table I - Summary Statement holding of specified Total Held (VII) = (IV)+(V)+(VI) Shareholdin g as no of (As a ) Voting Rights in each class of Voting Rights Total as a Outstanding converttible Shareholding Locked as a % in Securities (as a percentage of diluted share capital) (XI)= (VII)+(X) (b) pledged or otherwise (b) in dematerializ ed form (A) Promoter & Promoter Group (*) 1 2409196 0 0 2409196 1.75 2409196 0 2409196 1.75 0 1.75 0 0.00 0 0.00 2409196 (B) Public 53704 135125737 0 0 135125737 98.24 135125737 0 135125737 98.24 0 98.24 0 0.00 - - 134734808 (C) Non Promoter-Non Public (C1) underlying DRs 0 0 0 0 0 0 0 0 0 0.00 0 0.00 0 0.00 - - 0 (C2) by Employes Trusts 1 16661 0 0 16661 0.01 16661 0 16661 0.01 0 0.01 0 0.00 0 0 0 Total: 53706 137551594 0 0 137551594 100.00 137551594 0 137551594 100.00 0 (*) A Promoter and its Group company viz., Westbridge Ventures II,LLC and Kumaon Investment Holdings do not hold any as on September 30, 2016. 100.00 0 0.00 0 0.00 137144004
Category Category & Name of the Shareholder PAN Table II - Statement showing shareholding pattern of the Promoter and Promoter Group fully Partly Shareholde paid up paid-up rs Depository Total Held (IV+V+VI) Sharehol Voting Rights in ding as each class of no of (calculat ed as per SCRR, 1957 (VIII) As (A+B+C 2 Voting Rights Total as Outstandin g converttibl e Shareholding as a % Securities (as a percentage of diluted share capital) (VII)+(X) As a Locked in As a % of pledged or otherwise in demateriali zed form (1) Indian Individuals/Hindu undivided Family 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (b) Central Government/State Government(s) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sub-Total (A)(1) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (2) Foreign Individuals (Non-Resident Individuals/Foreign Individuals 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (e) Any Other 1 2409196 0 0 2409196 1.75 2409196 0 2409196 1.75 0 1.75 0 0.00 0 0.00 2409196 KISMET MICROFINANCE AADCK9827B 1 2409196 0 0 2409196 1.75 2409196 0 2409196 1.75 0 1.75 0 0.00 0 0.00 2409196 Sub-Total (A)(2) 1 2409196 0 0 2409196 1.75 2409196 0 2409196 1.75 0 1.75 0 0.00 0 0.00 2409196 Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 1 2409196 0 0 2409196 1.75 2409196 0 2409196 1.75 0 1.75 0 0.00 0 0.00 2409196
Table III - Statement showing shareholding pattern of the Public shareholder Category Category & Name of the Shareholder PAN Shareholders fully paid up Partly paid-up Total Depository Held (IV+V+VI) Shareholding as Voting Rights in each class of no of Outstanding converttible Shareholding as a % Locked in Securities (as a percentage of diluted share capital) pledged or otherwise in dematerialized form (1) Institutions Mutual Funds (#) 50 10091064 0 0 10091064 7.34 10091064 0 10091064 7.34 0 7.34 0 0 - - 10091064 Voting Rights Total as XI)= (VII)+(X) BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED * AAATB0102C 14 1998458 0 0 1998458 1.45 1998458 0 1998458 1.45 0 1.45 0 0 - - 1998458 IDFC * AAETS9556K 4 3278728 0 0 3278728 2.38 3278728 0 3278728 2.38 0 2.38 0 0 - - 3278728 (b) Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0 - - 0 (c) Alternate Investment Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0 - - 0 (d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0 - - 0 (e) Foreign Portfolio Investors (# #) 294 96683989 0 0 96683989 70.29 96683989 0 96683989 70.29 0 70.29 0 0 - - 96683989 AMANSA HOLDINGS PRIVATE LIMITED AAKCA7237L 1 5400000 0 0 5400000 3.93 5400000 0 5400000 3.93 0 3.93 0 0 - - 5400000 MORGAN STANLEY MAURITIUS COMPANY LIMITED AADCM5927G 1 5240577 0 0 5240577 3.81 5240577 0 5240577 3.81 0 3.81 0 0 - - 5240577 TIAA-CREF FUNDS - TIAA CREF INTERNATIONAL EQUITY F AAATT4427G 1 4409111 0 0 4409111 3.21 4409111 0 4409111 3.21 0 3.21 0 0 - - 4409111 BARON EMERGING MARKETS FUND AAECB4051F 1 3772097 0 0 3772097 2.74 3772097 0 3772097 2.74 0 2.74 0 0 - - 3500000 INDUS INDIA FUND (MAURITIUS) LIMITED AABCI7926H 1 3716632 0 0 3716632 2.70 3716632 0 3716632 2.70 0 2.70 0 0 - - 3716632 CREDIT SUISSE (SINGAPORE) LIMITED AACCC7328N 1 3285764 0 0 3285764 2.39 3285764 0 3285764 2.39 0 2.39 0 0 - - 3285764 MORGAN STANLEY ASIA (SINGAPORE) PTE. AAECM3575F 1 3283935 0 0 3283935 2.39 3283935 0 3283935 2.39 0 2.39 0 0 - - 3283935 TREE LINE ASIA MASTER FUND (SINGAPORE) PTE LTD AACCT7878C 1 2357076 0 0 2357076 1.71 2357076 0 2357076 1.71 0 1.71 0 0 - - 2357076 GOLDMAN SACHS (SINGAPORE) PTE AAFCG0345N 1 2007900 0 0 2007900 1.46 2007900 0 2007900 1.46 0 1.46 0 0 - - 2007900 PINEBRIDGE INVESTMENTS GF MAURITIUS LIMITED AAHCA7302F 1 1918983 0 0 1918983 1.40 1918983 0 1918983 1.40 0 1.40 0 0 - - 1918983 AMUNDI FUNDS EQUITY INDIA AACCC7744E 1 1850000 0 0 1850000 1.34 1850000 0 1850000 1.34 0 1.34 0 0 - - 1850000 SWISS FINANCE CORPORATION (MAURITIUS) LIMITED AAFCS2799Q 1 1623436 0 0 1623436 1.18 1623436 0 1623436 1.18 0 1.18 0 0 - - 1623436 KUWAIT INVESTMENT AUTHORITY - FUND NO. 208 AAATK3858Q 1 1539368 0 0 1539368 1.12 1539368 0 1539368 1.12 0 1.12 0 0 - - 1539368 MORGAN STANLEY INVESTMENT MANAGEMENT, INC A/C MORGAN STANLEY INDIA INVESTMENT FUND, INC. AAECM8287G 1 1483299 0 0 1483299 1.08 1483299 0 1483299 1.08 0 1.08 0 0 - - 1483299 CITIGROUP GLOBAL MARKETS MAURITIUS PRIVATE LIMITED AAFCS3274C 1 1388334 0 0 1388334 1.01 1388334 0 1388334 1.01 0 1.01 0 0 - - 1388334 (f) Financial Institutions/Banks 6 1526643 0 0 1526643 1.11 1526643 0 1526643 1.11 0 1.11 0 0 - - 1526643 SMALL INDUSTRIES DEVELOPMENT BANK OF INDIA AABCS3480N 1 1471961 0 0 1471961 1.07 1471961 0 1471961 1.07 0 1.07 0 0 - - 1471961 (g) Insurance Companies (# # #) 4 890722 0 0 890722 0.65 890722 0 890722 0.65 0 0.65 0 0 - - 890722 (h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0 - - 0 (i) Any Other - - FOREIGN BODIES CORPORATES 3 5783981 0 0 5783981 4.20 5783981 0 5783981 4.20 0 4.20 0 0 - - 5783981 TREE LINE ASIA MASTER FUND (SINGAPORE) PTE LTD AACCT7878C 1 1492924 0 0 1492924 1.09 1492924 0 1492924 1.09 0 1.09 0 0 - - 1492924 KISMET SKS II AADCK9825D 1 1943940 0 0 1943940 1.41 1943940 0 1943940 1.41 0 1.41 0 0 - - 1943940 SANDSTONE INVESTMENT PARTNERS I AANCS4996H 1 2347117 0 0 2347117 1.71 2347117 0 2347117 1.71 0 1.71 0 0 - - 2347117 FOREIGN NATIONALS 1 422 0 0 422 0.00 422 0 422 0.00 0 0.00 0 0 - - 422 Sub Total (B)(1) 358 114976821 0 0 114976821 83.59 114976821 0 114976821 83.59 0 83.59 0 0 - - 114976821 (2) Central Government/State Government(s)/President of India 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0 - - 0 Sub Total (B)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0 - - 0 (3) Non-Institutions - - i.individual shareholders holding nominal share capital up to Rs.2 lakhs 50899 8140256 0 0 8140256 5.92 8140256 0 8140256 5.92 0 5.92 0 0 - - 8012211 ii.individual shareholders holding nominal share capital in excess of Rs. 2 Lakhs 44 3116421 0 0 3116421 2.27 3116421 0 3116421 2.27 0 2.27 0 0 - - 3041037 - - (b) NBFCs Registered with RBI 5 7923 0 0 7923 0.01 7923 0 7923 0.01 0 0.01 0 0 - - 7923 (c) Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0 - - 0 (d) Overseas Depositories (Holding DRs)(Balancing figure) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0 - - 0 (e) Any Other - - TRUSTS 6 16044 0 0 16044 0.01 16044 0 16044 0.01 0 0.01 0 0 - - 16044 NON RESIDENT DIRECTOR 2 56080 0 0 56080 0.04 56080 0 56080 0.04 0 0.04 0 0 - - 56080 RESIDENT DIRECTOR 2 229166 0 0 229166 0.17 229166 0 229166 0.17 0 0.17 0 0 - - 41666 NON RESIDENT INDIANS 865 4645804 0 0 4645804 3.38 4645804 0 4645804 3.38 0 3.38 0 0 - - 4645804 VINOD KHOSLA AUTPK8271G 1 3419241 0 0 3419241 2.49 3419241 0 3419241 2.49 0 2.49 0 0 - - 3419241 CLEARING MEMBERS 316 1261018 0 0 1261018 0.92 1261018 0 1261018 0.92 0 0.92 0 0 - - 1261018 NON RESIDENT INDIAN NON REPATRIABLE 248 220254 0 0 220254 0.16 220254 0 220254 0.16 0 0.16 0 0 - - 220254 BODIES CORPORATES (# # # #) 959 2455950 0 0 2455950 1.79 2455950 0 2455950 1.79 0 1.79 0 0 - - 2455950 Sub Total (B)(3) 53346 20148916 0 0 20148916 14.65 20148916 0 20148916 14.65 0 14.65 0 0 19757987 Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) 53704 135125737 0 0 135125737 98.24 135125737 0 135125737 98.24 0 98.24 0 0 134734808 * Please refer attached list for details # Includes 13,83,457 allotted on September 29, 2016 to Mutual Funds pursuant to Qualified Institutional Placement. # # Includes 78,41,067 allotted on September 29, 2016 to FII & FPI pursuant to Qualified Institutional Placement. # # # Includes 3,93,245 allotted on September 29, 2016 to Insurance companies pursuant to Qualified InstitutionalPlacement. # # # # Includes 1,22,490 allotted on September 29, 2016 to AIF pursuant to Qualified Institutional Placement. * Refer Annexures
Category Category & Name of the Shareholder PAN Sharehold ers Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder fully paid up Partly paid-up Total Sharehold Voting Rights in ing as a % each class of Held Depository (IV+V+VI) of no of Voting Rights Total as Outstanding converttible Shareholding as a % Securities (as a percentage of diluted share capital) Locked in pledged or As a % of otherwise in dematerial ized form (1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 - - 0 (2) Employee Benefit Trust (under SEBI(Share based Employee Benefit) Regulations 2014) 1 16661 0 0 16661 0.09 16661 0 16661 0.01 0 0.01 0 0.00 - - 0 0.00 Total Non-Promoter-Non Public Shareholding (C) = (C)(1)+(C)(2) 1 16661 0 0 16661 0.09 16661 0 16661 0.01 0 0.01 0 0.00 0 Details of the shareholders acting as persons in Concert including their Shareholding: Name of Shareholder Name of PAC Holding% 0 0 0 0 Total: 0 0 Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in Demat/unclaimed suspense account Shareholders 0 0
BHARAT FINANCIAL INCLUSION LIMITED Annexure to Table III of shareholding Pattern for quarter ended 30th September, 2016 SNO HOLDER SHARES TOTAL SHARES % TO EQUITY CATEGORY PAN NO 1IDFC PREMIER EQUITY FUND 3000000 3278728 2.38MUT AAETS9556K IDFC EQUITY OPPORTUNITY SERIES 2 200000 MUT AAETS9556K IDFC ARBITRAGE FUND 55000 MUT AAETS9556K IDFC MONTHLY INCOME PLAN 23728 MUT AAETS9556K 2BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE EQUITY FUND 455000 1998458 1.45MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE BANKING AND FINANCIAL SERVICES FUND 349000 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE MIDCAP FUND 225000 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE TAX RELIEF 96 165798 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE ADVANTAGE FUND 150000 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE MIP II-WEALTH 25 PLAN 140000 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE INDIA GENNEXT FUND 125000 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE TAX PLAN 26438 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE ENHANCED ARBITRAGE FUND 49000 MUT AAATB0102C LEADERS FUND - SERIES 2 56000 MUT AAATB0102C LEADERS FUND - SERIES 6 90000 MUT AAATB0102C LEADERS FUND - SERIES 1 70000 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE SMALL AND MIDCAP FUND 95159 MUT AAATB0102C BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE TAX SAVINGS FUND 1703 MUT AAATB0102C