Joint ICTP-IAEA Workshop on Physics of Radiation Effect and its Simulation for Non-Metallic Condensed Matter.

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2359-23 Joint ICTP-IAEA Workshop on Physics of Radiation Effect and its Simulation for Non-Metallic Condensed Matter 13-24 August 2012 Overview of non-metallic materials for fusion applications S. M. González de Vicente European Fusion Development Agreement (EFDA) Garching Germany

Overview of non-metallic materials for fusion applications Joint ICTP-IAEA Workshop on Physics of Radiation Effect and its Simulation for Non-Metallic Condensed Matter S. M. González de Vicente Materials Responsible Officer, EFDA August 20, 2012 Acknowledgements: E. R. Hodgson, R. Vila (CIEMAT) 1 of 39 slides

OUTLINE Overview of non-metallic materials for fusion applications I (Monday) An experimental fusion reactor. An example: ITER Introduction Insulator materials for Fusion reactors Radiation damage Effects of radiation damage Effects of radiation damage on insulators Candidate materials Insulators degradation under radiation. An example: Behaviour of insulating materials surface under irradiation Conclusions

OUTLINE Overview of non-metallic materials for fusion applications II (Wednesday) Optical materials. Dielectric Materials. Breeder Materials: Li-ceramics and eutectic LiPb. Coating materials for Blankets.

Introduction (i) 1. An experimental fusion reactor: an example - ITER Fusion reaction in ITER The ITER (International Thermonuclear Experimental Reactor) device is based on the tokamak concept, in which a hot gas is confined in a torus-shaped vessel using a magnetic field. The aim of ITER is to show that fusion could be used to generate electrical power, and to obtain the necessary data to design and operate the first electricity-producing plant.

Introduction (i) The ignited plasma will give rise to high energy neutron and gamma radiation fluxes, extending well beyond the first wall, together with an intense particle flux on the plasma facing materials. Insulators in Fusion reactors will be subjected to bombardment of particles, mainly due to acceleration of the residual gas due to local electric fields. BULK + SURFACE damage The radiation field will induce numerous different types of defects in the materials through displacement and ionization processes. In addition transmutation products from the nuclear reactions will build up with time representing impurity changes in the materials, as well as a source of possible activation.

Introduction (ii) i) Defect creation causes changes in the materials, and therefore in their properties. The nature of non- metallic materials makes them highly sensitive to both ionization and displacement damage, with the result that the properties of interest may be severely modified even at low dose rates and for low doses. All these processes have very important consequences from the point of view of the machine operation, lifetime and reliability.

Introduction (iii) Radiation induced modification of the material properties is a technological problem (but is also an attractive phenomenon from the point of view of the basic physics and the understanding of the basic processes which occur in the materials subjected to a field of radiation) Insulators are required in critical components of a number of different systems, such as high power RF windows (ICRH, ECRH), neutral beam injection (NBI) system, etc.. Hence changes in their properties may have serious consequences for the viability of the machine. Also ceramic breeders materials suffer severe degradation of their properties due to radiation.

Introduction (iv) Insulator materials for Fusion reactors Presence of a significant radiation field, extending well beyond the first wall. The nature of insulating materials makes them highly sensitive to both ionization and displacement damage. Important properties of insulators degrade for only a few Gy/s and doses well below 1 dpa. Insulators are key issues since they affect not only the operation and control, but also the safety of the machine. Insulator materials are critical components of a number of different systems: RF window, NBI, cables, wires, etc. employed in many diagnostic and remote handling systems.

Radiation Damage (i) General effects of radiation Types of radiation - Ionization ELECTRONIC EXCITATION (exciton) - Atomic displacements - Impurity production - Charged particles Ions Electronic excitation Nuclear collisions Ionization Bremsstrahlung Nuclear collisions - Neutral radiation - Energy release into the material Photons Neutrons 9 of 26 slides

Radiation Damage (ii) Defects produced by radiation Electronic defects Ionic defects VACANCIES / INTERSTITIALS Extended defects Frenkel pair: a vacancy-interstitial pair is formed when an atom is displaced from a lattice site to an interstitial site. 10 of 26 slides

Effects of radiation damage Displacement damage produces in all materials; Vacancy + interstitial defects (point defects) Aggregation of defects Ionization produces in insulators; changes in electronic charge distribution (mainly heating in metals)

Materials are modified Result ===> changes in the physical and mechanical properties Unfortunately, in general, the result is degradation For example; Materials swell --> distortions Become brittle --> break Corrode easier --> leaks Resistance decrease --> Joule heating, breakdown Optical absorption --> light transmission loss

Effects of radiationon insulators Ionizing e-h pairs are created (NON PERMANENT Effect ) Conductivity, Tan, RL Also changes charge states of present defects (+ radiolysis) Displacement Point Defects ( PERMANENT) Clusters Dipolar losses, Conductivity Optical Absorption, Photo-Luminescence, Thermal Cond., Swelling Transmutation = ( PERMANENT) Impurities + Intrinsic Defect R. Vila EU F i

Dose rate (flux) and dose (fluence) effects Some of the induced changes will be dose rate dependent ---> problem from on-set of operation others will be modified by the total dose ---> affect the component or material lifetime

The special case of insulators Insulators are in general polyatomic materials Hence response is more complex than in metals ---> 2 or more sublattices --> may not tolerate mixing Hence more types of defects Defects may have different charge states and mobilities Displacement rates and thresholds may be different on each sublattice Interaction between defects on different sublattices Defects produced in some cases by ionization (radiolysis)

Insulator sensitivity to radiation Result ===> insulators are far more sensitive to radiation damage than metals Stainless steel can withstand many dpa and GGy But insulators can be modified by 10-6 dpa or a few kgy

Effect on insulator properties All the following insulator properties are affected: Electrical conductivity Dielectric loss Permittivity Optical absorption (+ emission) Thermal conductivity Mechanical properties

EXAMPLES Optical transmission components: Windows and fibres become dark

Corrosion is enhanced Radiation enhanced effects can be serious: Mirrors can corrode Even with SiO protection Problem for LOCA (loss- of-coolant accident )

Historical radiation damage studies Study of intense radiation effects in metals ---> Associated with development of nuclear fission reactors Hence by 1980's considerable knowledge and expertise This was not the case for the insulating materials

Candidate and reference materials

Candidate materials Structural: SS-316L-IG, RAFM (EUROFER, F82H), SiC, ODS High heat flux: W, Be, CFC on Cu (CuAl25 25-IG or DS Cu). Breeder: Liquids; Li, PbLi, Solids; Li 2 O, Li 4 SiO 4, LiAlO 2 Cooling: H 2 O, He, PbLi, Li Insulators (Functional): Al 2 O 3, MgO, BeO, MgAl 2 O 4, AlN, Si 3 N 4,SiC, SiO 2, Diamond, Silica based fibers Tritium Breeder : Liquids; Li, Li-Pb Pb, Solids; Li 2 O, Li 4 SiO 4, LiAlO 2

Insulators degradation under radiation. An example: Behaviour of insulating materials surface under irradiation 23 of? slides

Surface bombardment of insulators in Fusion reactors The effect of the bombardment of insulators surface. Interaction of charged particles with matter will be studied: Ions Ionization / Electronic excitation Nuclear collisions EXCITON generation Ionization / Electronic excitation Bremsstrahlung Nuclear collisions EXCITON generation Defects produced by radiation Ionic defects VACANCIES / INTERSTITIALS Frenkel pair: a vacancy-interstitial pair is formed when an atom is displaced from a lattice site to an interstitial site. 24 of 26 slides

Exciton formation Exciting an electron from the valence band into the conduction band. The missing electron in the valence band leaves a hole behind, of opposite electric charge, to which it is attracted by the Coulomb force. The exciton results from the binding of the electron with its hole; as a result, the exciton has slightly less energy than the unbound electron and hole 25 of 26 slides

2.2.1 Exciton generation in Alkali Halide Alkali Halide: Cation Anion Ionic bond STE: An electron trapped by Coulomb potential formed by neighboring alkali ions, and the hole is localized on two halogen ions forming a (X 2- ) molecular ion, i. e. a selftrapped hole STE Frenkel pair: It starts when the instability due to the Coulomb repulsion appears to induce a shift of the X 2- molecular ion along <110> direction Energy (ev) 5 4 3 2 1 0 Exciton absorption (A) 0 0.1 0.2 0.3 0.4 1-r/r 0 Radiative decay (B) (D) Non - radiative decay (C) Pooley Model: Exciton decay 26 of 26 slides

2.3 Damage study (i) Implanted & irradiated samples Low energy particles deposit most of their energy at or very near the surface, producing high levels of ionization, atomic displacement, and sputtering. Therefore, SURFACE DAMAGE could be produced. Preliminary experiments were performed in some insulators to evaluate possible optical and electrical degradation, finding a dramatic and unexpected degradation

2.3 Damage Study (ii) Implanted & irradiated samples A SYSTEMATIC STUDY was carried out to assess the behaviour of the studied materials and to find the mechanisms responsible for the surface degradation Radiation Parameters Material Light ions Dose rate Energy Mass Temperature Material KS4V KS4V KS4V KS4V, Sapphire KS4V, Sappire, AlN, BeO e - Material KS4V, Sapphire Measurements of superficial electrical current and optical absorption were carried out on samples implanted with light ions and irradiated with electrons

2.3.1 Damage study: implantation (i) KS4Vdifferent ions implantation I (µa) 10 2 10 1 10 0 10-1 10-2 10-3 10-4 10-5 10-6 10 15 10 16 10 17 Dose (ions/cm 2 ) He + H + D + ión Mass (a.m.u.) de/dx (kev/µm) He + 4 142.8 D + 2 103.0 H + 1 125.1 -A higher rate of energy deposition (de/dx) implies a higher electrical surface degradation, independently of implanted ion mass - The current increase begins to saturate early for higher mass ions

2.3.1 Damage study: implantation (ii) Optical and SEM measurements Optical absorption (a.u.) 1.5 1 0.5 0 He + D + H + 500 1000 1500 2000 2500 3000 Wavelength (nm) Arbitrary units 35 30 O 25 20 15 10 Si Unimplanted 5 Implanted 0 0 0.5 1 1.5 2 Energy (kev) 3.5 3 2.5 He + H + D + 2 1.5 1 0.5 0 0.44 0.46 0.48 0.5 0.52 0.54 0.56 0.58 0.6 - Optical degradation is higher for heavier implanted ions. This fact is connected with a higher oxygen loss 30 of 26 slides

2.3.1 Damage study: implantation (iii) Different insulator material I (µa) 10 4 10 2 10 0 10-2 10-4 BeO AlN KS4V Sapphire Arbitrary units 15 10 5 0.75 0.5 0.25 0 Unimplanted Implanted 0.35 0.4 0.45 N Al 10-6 10 15 10 16 10 17 Dose (ion/cm 2 ) 0 0 0.5 1 1.5 Energy (kev) Electrical surface degradation occurs not only in oxides, but in other insulator materials too Not only oxygen ions are affected by radiolytic sputtering. The anion is affected by radiolytic sputtering due to electrostatic reasons, independently of its mass 31 of 26 slides

2.3.1 Damage study: irradiation (i) Irradiated materials KS4V and Sapphire samples were irradiated in order to assess the rate of degradation or even if degradation occurs or not during electron irradiation. Silica Radiolytic processes giving rise to oxygen vacancy production occur within the bulk Sapphire Such processes do not occur, knock-on collisions are necessary to produce oxygen displacements All samples were irradiated with 1.8 MeV electrons at 450ºC using the CIEMAT Van de Graaff Accelerator 32 of 26 slides

2.3.1 Damage study: irradiation (ii) Irradiated materials I (µa) 10 1 10 0 10-1 10-2 10-3 Sapphire KS4V 10 6 10 7 10 8 10 9 Dose (Gy) I (µa) 10 3 10 1 10-1 10-3 10-5 10-7 He implanted KS4V Unirradiated 1.5 2 2.5 3 3.5 1000/(T) (K) The same behaviour has been observed for the two types of oxides studied: Surface electrical degradation Similar surface electrical and optical degradation processes have been observed for ion implanted and electron irradiated samples Development of New Structural Materials for Advanced Fission and Fusion Reactor S t 5 9 O t b 2009 B l I(µA) 10 4 10 2 10 0 10-2 10-4 10-6 He implanted Al O 2 3 Unirradiated 1.5 2 2.5 3 3.5 1000/(T) (K) 33 of 26 slides

2.3.1 Damage study: irradiation (iii) Irradiated materials 1.4 35 30 O Optical absorption (a.u.) 1.2 1 0.8 0.6 0.4 0.2 0 SiO 2 irradiated Al 2 O 3 implanted SiO implanted 2 Al O 2 3 irradiated 500 1000 1500 2000 2500 3000 Wavelength (nm) Arbitrary units 25 20 15 10 5 Unirradiated Irradiated 0 0 0.5 1 1.5 2 16 Energy (kev) O Al Si Oxygen removal from the irradiated surface indicates that the origin of such oxygen preferential sputtering is the ionizing radiation rather than ion displacements due to the knock-on collisions Arbitrary units 12 Unirradiated 8 4 Irradiated 0 0 0.5 1 1.5 2 Energy (kev) 34 of 26 slides

Summary of results The obtained results show similar behaviour in all studied cases, for implanted samples as well as for irradiated ones: Electrical surface degradation appears after a certain dose X ray analysis carried out after irradiation (with electrons or ions) shows a dramatic loss of the anion element in the irradiated region The loss of the most electronegative element is related to a reduction in the material band gap Curves of superficial electrical current as a function of temperature exhibit a low activation energy, suggesting electronic rather than ionic conductivity All these facts indicate the existence of a mechanism by which the anion is removed from the material s surface 35 of 26 slides

Damage explanation (i) RADIOLYTIC SPUTTERING MECHANISM The proposed mechanism is based on these three main points: Damage on superficial layers is mainly generated by excitonic mechanism, via non radiative recombination of STE STEs may diffuse from the bulk to the material surface, following an adiabatic potential, carrying energy, and therefore, being able to generate damage far from where the electronic excitation was produced Surface processes are affected by an anti-bonding superficial potential, which exists in all materials (metals, insulators and semiconductors). This potential was postulated by Menzel and Gomer, and Redhead (MGR) to explain the surface desorption, even when direct transfer of momentum is not energetic enough to be able to produce it From the last point, a very important consequence is derived: The energy needed to break bonds on the surface of all studied materials is only a few ev, which means that, although breaking bonds is not possible into the material bulk (tens of ev or higher), it is possible on the surface 36 of 26 slides

Conclusions Surface damage Unexpected Surface degradation was observed in all the studied materials The results show that the origin of the damage and the associated physical mechanisms are the same: radiolytic, i.e. the damage is caused by the electronic excitation induced during material irradiation The surface electrical conductivity is due to a loss of the anion by radiolytic sputtering, and the consequent reduction in the band gap width in the material damage zone Importance of surface bombardment processes and their relevance from a technological point of view Development of New Structural Materials for Advanced Fission and Fusion Reactor S t 5 9 O t b 2009 B l 37 of 26 slides

Final conclusions The nature of non- metallic materials makes them highly sensitive to both ionization and displacement damage, with the result that the properties of interest may be severely modified even at low dose rates and for low doses. Insulators are far more sensitive to radiation damage than metals Insulator materials are critical components of a number of different systems: RF window, NBI, cables, wires, etc. employed in many diagnostic and remote handling systems Candidate materials: Al 2 O 3, MgO, BeO, MgAl 2 O 4, AlN, Si 3 N 4,SiC, SiO 2, Diamond, Silica based fibers 38

Thank you for your attention! The Sun on Earth, thanks also to materials! Courtesy of C. Alejaldre 39 of 28 slides