Andrew Collard, ECMWF

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Assimilation of AIRS & IASI at ECMWF Andrew Collard, ECMWF Slide 1 Acknowledgements to Tony McNally, Richard Engelen & Rossana Dragani

Overview Introduction Assimilation Configuration - Channel Selection - Cloud Detection IASI First Guess Departures AIRS & IASI Forecast Impacts Challenges - Water Vapour - Cloud - Data Compression Trace Gases Conclusions Slide 2

Introduction Slide 3

What are Advanced Infrared Sounders? Infrared Spectrometers with high spectral resolution and thousands of channels. Allows sounding of the atmosphere with improved vertical resolution and accuracy. All such instruments are interferometers (except for the NASA/EOS Atmospheric Infrared Sounder (AIRS) which is a grating spectrometer). Slide 4

Current and Future High-Spectral Resolution InfraRed Sounders Instrument/ Satellite/ Launch No. of Channels Spectral Range Spectral Resolution IFOV AIRS/ Aqua(EOS-PM)/ May 2002 IASI/ MetOp/ October 2006 CrIS/ NPOESS/??????? Type/ Orbit 2378 650-2760cm -1 ~1cm -1 13.5km Grating Spectrometer/ Polar 8461 645-2760cm -1 0.5cm -1 12km Interferometer/ Polar 1400 635-2450cm -1 1.125-12km Interferometer/ 4.5cm -1 Polar GIFTS/??????/????? HES/ GOES-R/ 2012 1724 685-1130cm -1 1650-2250cm -1 0.6cm -1? 650-1200 [1650-2150cm -1 or 1210-1740cm -1 ] 2150-2250 0.6cm -1 Slide 5 4km Imaging Interferometer/ Geostationary 4-10km Interferometer?/ Geostationary

Other Examples of Interferometers in Space The following have been used for atmospheric sounding but (for various reasons) their observations have not been assimilated into NWP models: - IRIS on NIMBUS 3 & 4 (1969-70) - IRIS on Mariner 9 (Mars, 1971) - IRIS on Voyager 1 & 2 (Giant Planets, 1979-89) - IMG on ADEOS (1996-97) - CIRS on Cassini (Saturn, 2004-) - PFS on Mars Express (Mars, 2003-) - TES on EOS-AURA (limb sounder, 2004-) Slide 6

An IASI Spectrum Brightness Temperature (K) CO 2 Shortwave window (with solar contribution) Longwave window H 2 O O 3 Slide 7 Q-branch CO 2 Wavelength (μm)

IASI vs HIRS: The Thermal InfraRed Slide 8

AIRS vs HIRS Jacobians in the 15μm CO 2 band 100 hpa HIRS-4 HIRS-5 HIRS-6 Selected AIRS Channels: 82(blue)-914(yellow) HIRS-7 1000 hpa HIRS-8 Slide 9

HIRS vs IASI: Temperature Retrieval Accuracy Slide 10

HIRS vs IASI: Humidity Retrieval Accuracy Slide 11

HIRS vs IASI: Response to Important Atmospheric Structure Response to a structure the observation of which would have improved the forecast of the reintensification of Hurricane Floyd Slide 12 over SW France and SW England on 12 th September 1993. (Rabier et al., 1996)

Assimilation Configuration Slide 13

Current Operational Configurations AIRS Operational at ECMWF since October 2003 324 Channels Received in NRT One FOV in Nine Up to 155 channels may be assimilated (CO 2 and H 2 O bands) IASI Operational at ECMWF since 12 th June 2007 8461 Channels Received in NRT All FOVS received; Only 1-in-4 used 366 Channels Routinely Monitored Slide 14 Up to 168 channels may be assimilated (CO 2 band only)

Assumed Noise for AIRS & IASI Assimilation Noise or First Guess Departure (K) AIRS Instrument Noise Assumed Observational Error Clear Sky Background Departures Slide 15 Wavelength (μm)

Assimilation Configuration: Channel Selection Slide 16

Why Select Channels? The volume of IASI data available is such that we do not have the computational resources to simulate and assimilate all these data in an operational timeframe Not all channels are of equal use when assimilated into an NWP system We choose channels that we wish to monitor (often with a view to future use) We choose a subset of these channels which we actively assimilate Slide 17

AIRS and IASI Channel Selection The 324 AIRS channels distributed by NOAA/NESDIS were chosen based on inspection of Jacobian widths and expected noise levels. (Susskind, Barnet & Blaisdell, 2003). All IASI channels are distributed to European Users via EUMETCAST. Distribution of IASI radiances via GTS is for 300 channels chosen according to Collard (2007). At ECMWF, for IASI we use the 300 channels above plus a further 66 channels. Slide 18 These are the channels that are routinely monitored not all are actively assimilated (see later)

IASI Channel Selection Pre-screen channels - Ignore channels with large contribution from un-assimilated trace gases. Use the channel selection method of Rodgers (1996) - Iterative method which adds each channel to the selection based on its ability to improve a chosen figure of merit (in this case degrees of freedom for signal). - Determine the channels which contribute most information to a number of atmospheric states and view angles. - Use multiple runs to reduce the effect of non-linearity and to focus on particular species. Add extra channels that the Rogers method cannot choose - E.g. Cloud detection channels. Slide 19

Pre-screened channels Slide 20

Selected Channels (1) 30 channels chosen from 15μm CO 2 band considering temperature assimilation only 36 channels from 707-760cm -1 region found to be particularly important when assimilating AIRS. 252 channels considering temperature and water vapour together 15 ozone channels 13 Channels in the solar-affected shortwave region In ECMWF selection only: 22 channels used for monitoring (HIRS analogues and requested by CNES) Slide 21 Another 44 channels in the 707-760cm -1 region

Selected Channels (2) Slide 22

AIRS 324 vs IASI 366 IASI 366 AIRS 324 Slide 23

Comparison of Actively Assimilated Channels (1) Slide 24

Comparison of Actively Assimilated Channels (2) Slide 25

Jacobians of 15μm CO 2 Band Pressure (hpa) Slide 26 Temperature Jacobian (K/K)

Jacobians of 6.3μm H 2 O Band Pressure (hpa) Chosen Channels 1 st 10 Chosen Channels Other Channels Slide 27 Temperature Jacobian (K/K)

Assimilation Configuration: Cloud Detection Slide 28

Cloud detection scheme for Advanced Sounders A non-linear pattern recognition algorithm is applied to departures of the observed radiance spectra from a computed clear-sky background spectra. AIRS channel 226 at 13.5micron (peak about 600hPa) obs-calc (K) The large number of AIRS or IASI channels allows improved measurement of the cloud-top height compared to HIRS Vertically ranked channel index This identifies the characteristic signal of cloud in the data and allows contaminated channels to be rejected unaffected channels assimilated AIRS channel 787 at 11.0 micron (surface sensing window channel) pressure (hpa) CLOUD contaminated channels rejected Slide 29 temperature jacobian (K)

Number of Clear Channels High Peaking Channels Window Channels Slide 30

Cloud Detection Software is Available Cloud detection has been re-written to allow greater portability and to allow cloud detection of IASI It is available for all to use from the NWPSAF http://www.metoffice.gov.uk/research/interproj/nwpsaf/ Slide 31

Adaptive bias correction and QC cold tail A typical distribution of (Obs-Calc) departures has a cold / warm tail due to residual cloud contamination. A boxcar QC window is often applied to remove the tail before estimating the bias. However, successive applications of this (as in adaptive bias correction leads to a dragging of the mean by the cold tail. The speed and size of the drag depends on the number of iterations and the size of the boxcar window QC. Bias (K) Slide 32 0.5K 1.0K 2.0K iteration

Cloud Detection and Bias Correction Interact Clear Observations Bias Correction Cloud Detection Bias Corrected Observations Slide 33

IASI First Guess Departures Slide 34

Looking at First Guess Departures Observed Radiances minus Radiances Predicted from Short Range Forecast from Previous Cycle First Guess Departures drive the increments In the following slides: Clear-sky first guess departures The cloud detection uses the operational bias-correction The first-guess departures are NOT bias-corrected Slide 35

First Guess Departure Biases in 15μm CO 2 Band Ordered by Wavenumber Ordered by Jacobian Peak Pressure Slide 36

First Guess Departure Standard Deviations in 15μm CO 2 Band Calculated Std. Dev. Observed Std. Dev. Slide 37

First Guess Departure Standard Deviations and Biases in the Longwave Window Bias Slide 38 Standard Deviation

First-Guess Departure Biases in Water Band Slide 39

First Guess Departure Standard Deviations in Water Band Calculated Std. Dev. Slide 40 Observed Std. Dev.

First Guess Departure Standard Deviations in Shortwave Band Observed Std. Dev. Slide 41 Calculated Std. Dev.

AIRS & IASI Forecast Impacts Slide 42

AIRS Impact at ECMWF Northern Hemisphere 500hPa Geopotential Anomaly Correlation Southern Hemisphere Slide 43

IASI Impact on SH Geopot. AC No IASI With IASI Slide 44

IASI Forecast Scores Again: 500hPa Geopot. AC NH IASI Better SH Slide 45 IASI Worse

AIRS Impact at ECMWF in Context N. Hemis. 500hPa Geopotential Anomaly Correlation Northern Hemisphere 14 th Dec 2004-25 th Jan 2005 Slide 46

AIRS Impact at ECMWF in Context S. Hemis. 500hPa Geopotential Anomaly Correlation Southern Hemisphere 14 th Dec 2004-25 th Jan 2005 Slide 47

Single instrument experiments Anomaly correlation of 500hPa height for the Southern Hemisphere (average of 50 cases summer and winter 2003 verified with OPS analyses) 100% 90% 80% 70% 60% 1xAMSUA 1xAIRS 1xHIRS NO-RAD 50% 40% Slide 48 Day 3 Day 5 Day 7

Challenges Slide 49

Water Vapour Slide 50

Use of Water Vapour Channels at ECMWF We get a small positive impact from using the water vapour channels We use a cloud detection scheme that uses the first guess departures in the water band itself - The signal from water vapour can mimic cloud - The resulting clear channels also tend to be those where water vapour departures are smallest We also assume 2K observation errors. Slide 51

O-A Stats for NOAA-16 AMSU-B NH Tropics SH Solid=Ch.3 Dashed=Ch.4 Dotted=Ch.5 Larger Assumed AIRS H 2 O Errors = Better Fit to AMSU-B Slide 52

In-band vs Cross-Band Cloud Detection AIRS 1583 1402cm -1 Cross-Band In-Band Slide 53

But. In-band H 2 O cloud detection with 2K assumed observation errors give small but positive impact Cross-band H 2 O cloud detection gives worse impact than in-band unless assumed errors are > 6K! Water observation errors for AIRS are ~0.2K! For IASI we have a similar story Slide 54

Std. Dev. of SH NOAA-17 AMSU-B With IASI using cross-band cloud detection, a 2K error will degrade fit to AMSU-B unless many fewer channels are used. 124 IASI H 2 O Chans Obs Err = 2K Forecast Impact: -ve Analysis Departure No H 2 O With H 2 O First-Guess Departure 10 IASI H 2 O Chans Obs Err = 1.5K Forecast Impact: Neutral 124 IASI H 2 O Chans Obs Err = 4K Forecast Impact: Neutral No H 2 O With H 2 O Slide 55 No H 2 O With H 2 O

Some Water Discussion (1) The water vapour channels have temperature sensitivity which is highly dependent on the water vapour profile. It is possible that water vapour signal is causing erroneous temperature increments By removing the feedback of temperature information from the water vapour channels, it has been shown that this is not the case. Slide 56

Some Water Discussion (2) We have to greatly inflate water vapour errors to avoid degrading the model - This is because of the large number of channels with error correlations between them (including bias) By assuming greatly increasing the water vapour observation errors we are negating the influence of interchannel differences that allow us greater vertical resolution - Can we do a better job? Slide 57

Cloud Slide 58

Cloud Cloud in the field of view can greatly affect our ability to use IR radiances Studies have show that the most important areas to measure for accurate forecasts often have cloud We need to identify strategies to deal with cloud Slide 59

Dealing with Cloud Use only clear fields of view - Low (~5%) yield Use only channels unaffected by cloud - Low yield in lower tropospheric channels Cloud clearing - Simulate a clear observation by using multiple fields of view and assume that only cloud fraction changes between them Simultaneous retrieval of cloud optical properties - These observations are rich in cloud information Used now operationally Under Investigation Slide 60

Data Compression Slide 61

Data Compression Advanced IR sounder radiances contain a lot of information (~30pieces) but there are two orders of magnitude more channels. Hence there is a large amount of redundancy How can we use these data more efficiently? Slide 62

Why is data compression important? Very large data volumes need to be communicated in near-real time (e.g., EUMETSAT to NWP centres) Simulation of spectra (needed for assimilation) is costly Assimilation is costly Data storage Slide 63

Efficient use of channels All channels: - 1000s of Channels - Not very efficient Selected Channels: - 50-1000 Channels - Simplest method - What we currently use - Throws away a lot of information Selected Channels + Grouping ( Superchannels ): - Reduced Number of Channels - Lower noise per channel used Slide 64 - Weighting Functions are Less Sharp?

Efficient use of channels (contd.) Assimilating Retrievals: - The old way - We can pass a smaller number of variables to the 3D/4DVar stage - No expensive RT modelling required at 3D/4DVar stage - Two main issues: Inter-level correlations A priori data Principal Components and Reconstructed Radiances Slide 65

Spectral data compression with PCA * The complete AIRS spectrum can be compressed using a truncated principal component analysis (e.g. 200PCAs v 2300 rads) Leading eigenvectors (200,say) of covariance of spectra from (large) training set Mean spectrum p = V T Coefficients (y y) Original Spectrum To use PCs in assimilation requires an efficient RT model to calculate PCs directly PCs are more difficult to interpret physically than radiances N.B. This is usually performed in noise-normalised radiance space Slide 66 This allows data to be transported efficiently * Principal Component Analysis

Spectral data compression and denoising The complete AIRS spectrum can be compressed using a truncated principal component analysis (e.g. 200PCAs v 2300 rads) Leading eigenvectors (200,say) of covariance of spectra from (large) training set Mean spectrum Reconstructed spectrum p T = V (y y) y = y + Vp R Coefficients Original Spectrum N.B. This is usually performed in noise-normalised radiance space Each reconstructed channel is a linear combination Slide 67 of all the original channels and the data is significantly de-noised. If N PCs are used all the information is contained in N reconstructed channels (theoretically)

AIRS Reconstructed Radiances Data are supplied in near-real time by NOAA/NESDIS in the same format as the real radiances. The same channels are supplied, except some popping channels are missing Based on 200 PCs QC Flag supplied Slide 68

First Guess Departures for AIRS are Reduced First Guess Departure Std. Dev. (K) 1.0 0 Instrument noise is the main contributor to FG departure in the 15μm CO 2 band only Original Reconstructed Slide 69 4 14 Wavelength (μm)

Limb brightening Spatial Denoising 215K 230K Brightness Temperature (K) Original AIRS Channel 99 Denoised (674.4cm -1, 14.83μm, ~15hPa) Slide 70

A look at Reconstructed Radiances Errors 15μm 14.5μm 14μm 13μm 15μm 14.5μm 14μm 13μm Original Radiances Instrument noise is dominant and diagonal. Correlated noise is from background error 15μm 14.5μm 14μm 13μm Reconstructed Radiances Instrument noise is reduced (std. dev. Is approximately halved) but has become correlated. Slide 71 15μm 14.5μm 14μm 13μm Covariances of background departures for clear observations in 15μm CO 2 band -0.1 +0.6 Covariance (K 2 )

Improvements in Cloud Detection First Guess Departure (K) ECMWF Scheme: Ranks Channels Height Applies low-pass filter Tests for non-zero gradient Original Last Clear = 75 First Guess Departure (K) Reconstructed Radiances Last Clear = 70 Height-ranked Channel Index Slide 72 < 2% of Channels are flagged differently for RR vs Normal radiances Height-ranked Channel Index

Forecast Impact of Reconstructed Radiances Essentially Neutral Slide 73

Trace Gases Slide 74

Using AIRS in CO 2 data assimilation AIRS observations are used for CO 2 data assimilation within the GEMS project. Although the signal is small, it does improve the fit to independent aircraft observations as shown in the figure. In the next few months IASI will be implemented in the CO 2 assimilation as well. The flight data over Hawaii were provided by Pieter Tans, Slide 75 NOAA/ESRL. Courtesy of Richard Engelen and Soumia Serrar

Assimilation of AIRS O 3 -sensitive IR channels Two exp (T159L91), 15 Sep 14 Dec - CTRL: Op. set up - AIRS: CTRL +36 ch. assimilated in [1003-1286] cm -1 Radiances over land blacklisted. TCO is reduced in the tropics, increased at HL in the NH Slide 76 Courtesy Rossana Dragani

Conclusions AIRS and IASI have been operational at ECMWF since October 2003 and June 2007 respectively IASI and AIRS have demonstrated positive impacts on the ECMWF NWP model and form an important part of the assimilation system To make better use of the full dataset we need to address: - Water vapour assimilation - Assimilation in cloudy areas - Efficient use of more of the spectrum - Use over land Slide 77

Coffee? Slide 78