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Platinum-Gold Nanoparticles: A Highly Active Bifunctional Electrocatalyst for Rechargeable Lithium-Air Batteries Yi-Chun Lu, Zhichuan Xu, Hubert A. Gasteiger, Shuo Chen, Kimberly Hamad- Schifferli and Yang Shao-Horn*, Department of Materials Science and Engineering, Department of Mechanical Engineering and Department of Biological Engineering, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA RECEIVED DATE (automatically inserted by publisher); E-mail: shaohorn@mit.edu Supporting Information Synthesis of PtAu/C catalyst Synthesis of PtAu nanoparticles 0.25 mmol HAuCl 4 (Sigma-Alrich) and 0.25 mmol H 2 PtCl 6 (Sigma-Alrich) were dissolved in 20 ml oleylamine (Sigma-Alrich) at 40 C under an Ar blanket. The solution was then heated up to 160 C and maintained at 160 C for 2 h. PtAu particles were collected by adding 100 ml ethanol and following centrifugation. The as-prepared PtAu nanoparticles were dispersed then in non-polar solvents such as hexane and toluene. Carbon loading and thermal treatment 150 mg Vulcan XC-72 (Premetek, USA) were pre-dispersed in 400 ml hexane (Sigma- Alrich) by sonicating in ice bath for 5h. As-prepared PtAu nanoparticles (~100mg) were dissolved in hexane and then added dropwise into the Vulcan solution under sonication in ice bath. The solution was further sonicated for 2 h and stirred overnight. The catalyst powders were collected by purging Ar (evaporating hexane) at room temperature and dried in vacuum for 24 hours. The PtAu/C catalyst was finally treated at 250 C in dry air for 30min to remove surfactant yielding 40 wt.% PtAu/C, which is determined by thermogravimetric analysis (TGA). S1

Preparation of Electrodes Preparation of PtAu/C catalyst electrode for cyclic voltammogram Electrodes with a Nafion /carbon weight ratio of 0.5/1 were prepared by drop-casting ultrasonicated inks composed of carbon or catalyst, Nafion dispersion (DE520, Ion-Power, USA), and 20 wt.% 2-propanol (Sigma-Aldrich) in de-ionized water (18.2 MΩ cm, Millipore) onto the glassy carbon disk, yielding a carbon loading of 0.2 mg/ml. Preparation of air-electrode for Li-O 2 cell Air-electrode with a Nafion /carbon weight ratio of 0.5/1 were prepared by coating ultrasonicated inks composed of catalyst, lithium-ion-exchanged Nafion dispersion (Ion-Power, USA), and 2-propanol (Sigma-Aldrich) onto the separator (Celgard C480). The electrodes were air-drying at 20 C for about 20 minutes and subsequent vacuum-drying for 3 hours. Electrochemical Measurements Cyclic voltammetry As-prepared electrodes were then mounted to a rotator (Pine Instruments) and immersed into 0.5 M H 2 SO 4 (Fluka). A sp2iral Pt wire was employed as the counter electrode, and a saturated calomel electrode (SCE, Analytical Sensor, Inc.) was used as the reference electrode. The potential of SCE with respect to the reversible hydrogen electrode (RHE) was calibrated from rotating disk electrode measurements of hydrogen oxidation. All the potential values reported in this paper refer to that of the RHE (V RHE ). After the electrolyte was bubbled with argon (Ar) for half an hour, the working electrodes were scanned between 0.02 and 1.7 V RHE at a sweep rate of 50 mv/s for 3 times. Steady-state cyclic voltammograms were recorded at 50 mv/s in the same potential range at room temperature. Determination of electrochemical surface area (ESA) of Pt and Au The determination of Pt surface area was done as follows: 1) integrating the net (i.e., with double-layer capacitance subtraction) charge formation of hydrogen adsorption region (negativegoing scan from 0.4 V RHE 0.02 V RHE ) and hydrogen desorption region (positive-going scan from 0.02 V RHE 0.4 V RHE ). Double-layer capacitance background was assumed by linearextension from the double-layer region; 2) Average the net charge from hydrogen adsorption and S2

desorption; 3) the averaged net charge ( C) was then divided by the most accepted converting factor for Pt surface, 1 210 C/cm 2, and yield the ESA of Pt. The determination of Au surface area was done as follows: 1) integrating the net (i.e., with double-layer capacitance subtraction) charge formation of AuO or Au(OH) 2 (negative-going scan from 1.34 V RHE 0.92 V RHE ). Double-layer capacitance background was assumed by linear-extension from the double-layer region; 2) the net charge ( C) was then divided by the reported converting factor (i.e., 350 C/cm 2 for the potential window being 1.7 V RHE ) 2 yielding the ESA of Au. Two experiments were conducted and the results show that ESA for Pt is (23 ± 4) m 2 /g PtAu and for Au is (15 ± 1) m 2 /g PtAu. The specific ESA of PtAu/C is (38 ± 4) m 2 /g PtAu. The surface atomic ratio of Pt/Au is (60 ± 2%)/(40 ± 2%). Li-O 2 cell assembling configurations and testing conditions Li-O 2 cell tests were conducted at room temperature in 1 M LiClO 4 in PC:DME (1:2 v/v) electrolyte, prepared from LiClO 4, propylene carbonate (PC), and 1,2-dimethoxyethane (DME) from Sigma-Aldrich (all <30 ppm H 2 O). The Li-O 2 battery configuration used in this study consists of a lithium foil (15 mm diameter), two pieces of Celgard separator (C480) (17 mm diameter) and a Nafion -bonded cathode (12.7 mm diameter) coated on a Celgard C480 using either pure Vulcan XC-72 carbon, 40%wt. PtAu/C (Vulcan), 40%wt. Au/C (Vulcan) (Premetek, USA), or 40%wt. Pt/C (Vulcan) (Premetek, USA). Li-O 2 cells were assembled in the following order: 1) placing a lithium foil onto the cell s stainless steel current collector, 2) adding 10 l electrolyte, 3) placing two pieces of the separator onto the lithium foil, 4) adding 10 l electrolyte, 5) placing the cathode-coated separator onto the separator, 6) adding on top a cathode current collector (316 stainless steel mesh and spring), and, 7) purging the cell with PC/DMEsaturated oxygen for 10 minutes. Afterwards, cells were sealed and tested galvanostatically (Solartron 1470) at various rate (50mA/g carbon 250 ma/g carbon ) with a low voltage limit of 2.0 V Li and upper limits of 4.5 V Li (pure carbon, subsequently hold at 4.5 V Li for 5 hours before the next discharge), 4.4 V Li (Au/C, no holding) and 4.0 V Li (PtAu/C and Pt/C, no holding) to avoid electrolyte decomposition. In addition, the charging step in cycling testing at 100 ma/g carbon was designed to be terminated when the high cut-off voltage was reached or after a maximum of 20 hours (=2000 mah/g carbon ). S3

Characterization of PtAu nanoparticles A TEM image of as-prepared PtAu nanoparticles Figure S1 shows the TEM image of as-prepared PtAu nanoparticles before loading onto carbon support and heat treatment. Figure S1. A representative TEM image of as-prepared PtAu nanoparticles. S4

Particle size distribution of carbon supported PtAu nanoparticles The particle size distribution of PtAu nanoparticles was examined in a JEOL 2010F TEM operated at 200 kv with a point-to-point resolution of 0.19 nm. Nanoparticles were first immersed in ethanol and subsequently dispersed on a lacey carbon grid and dried in air for TEM observations. One hundred and thirty-six randomly selected nanoparticles from HRTEM images were used to produce particle size distributions of PtAu/C as shown in Figure S2. For each distribution, the number-averaged diameter d n was determined by i 1 dn n d i n while the volume- n surface-area-averaged diameter was calculated by 3 d where d i i is the diameter of individual particles. The specific surface area of nanoparticles based on the volume-surface-area-averaged diameter from TEM measurements was determined by 6(1000/(ρ pt d v/a )). d va / i 1 n 2 di i 1 Figure S2. Particle size histogram of carbon supported PtAu nanoparticles obtained from HRTEM images (shown in Figure 1). S5

Scanning transmission electron microscope (STEM) images of carbon supported PtAu nanoparticles The compositional distributions of Pt and Au of individual PtAu nanoparticles were examined by X- ray energy dispersive spectroscopy (EDS) in a JEOL 2010F TEM at room temperature using a beam voltage of 200 kv and INCA control software (Version 4.08, Oxford Instruments Analytical Limited). Pt L (~9.442 kev) and Au L (~9.674 kev) signals were used for composition quantification. The chemical compositions of individual PtAu nanoparticles were determined from signals collected for 275 s with a scanning beam of 2 nm in diameter, which provided sufficient signal-noise ratios for quantification of Pt and Au atomic fractions. Errors in the Pt and Au atomic fractions in the analysis of each spectrum were generated by INCA, which were related to the standard deviation of X-ray signal counting. (a) (b) Pt 10 nm (c) Au 10 nm 10 nm Figure S3. (a) High-angle annular dark-field (HAADF) image of PtAu nanoparticles. The image was taken with JEOL 2010F TEM in STEM mode. (b) and (c) Energy-dispersive X-ray (EDX) mapping of the region in yellow rectangular of (a), where (b) is Pt disctribution quantified from Pt L -line, and (c) is Au distribution quantified from Au L -line. S6

The discharge/charge comparison of Pt/C and PtAu/C at 100 ma/g carbon Figure S4 shows that the charging voltage profile of PtAu/C became lower than Pt/C in the subsequent cycles. (a) (b) Figure S4. Li-O 2 cell (a) 2 nd and (b) 3 rd discharge/charge profiles of Pt/C, and PtAu/C at 100 ma/g carbon. Charging background measurements for PtAu/C at 50 ma/g carbon Figure S5 shows the charging background measurement of PtAu/C cells under Ar and O 2 -filled environment at 50 ma/g carbon. The results reveal that the charge associated with electrolyte decomposition on PtAu/C became significant at voltages 4.0 V Li at 50 ma/g carbon. The background measurements confirm the high charging activity of PtAu/C toward the decomposition of lithium (per)oxide discharge products at shown in Figure 3b. E vs. Li [V Li ] 4.5 4.0 3.5 3.0 2.5 Ar-filled O 2 -filled PtAu/C - 50 ma/g 2.0 0 200 400 600 800 1000 Q [mah/g carbon ] Figure S5. Background measurements during charging at 50 ma/g carbon of an Ar and O 2 -filled cell (charging first) for PtAu/C. S7

References (1) Nart, F. C., Vielstich, W. In Handbook of Fuel Cells Fundamentals, Technology and Applications; Vielstich, W., Lamm, A., Gasteiger, H. A. Eds.; John Wiley & Sons Chichester, 2009; Vol. 2, pp 302-315. (2) Tremiliosi-Filho, G., Dall'Antonia, L. H., Jerkiewicz, G. J. Electroanal. Chem. 1997, 422, 149-159. S8