CHAPTER 4 Chemical Kinetics: Rate and Mechanistic Models. 4.1 Introduction

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CHAPE 4 Chemical Kinetics: ate and Mechanistic Models 4. Introduction By listing the plausible reaction stoichiometries, we can calculate the composition of the system in its final state, i.e. at equilibrium, provided that we are given the thermodynamic properties such as heats (enthalpies) of formation, Gibbs free energies of formation, temperature and pressure of the system, as well as the composition of its initial state. As important as this may be, it does not tell us at all how long will it take for the system to transit from its initial to the final state. Chemicals kinetics deals with the rates of chemical reactions and with how these rates are affected by the composition of the system, temperature and pressure. Kinetic studies are important, since based on them empirical and semi-empirical rate expressions are obtained which then can be used for predictive purposes in analysis of systems dynamic behavior or in design of chemical reactors. Kinetic studies deal with reactions of wide variety of characteristic times. eactant half-life can vary from a pico second to a period longer than the age of the universe. eaction speed will often depend on the conditions of the system. For example, O 2 and H 2 at room temperature and pressure left alone at stoichiometric ratio for water production would have a half-life of 0 25 years or 3 x 0 32 seconds. However, a spark causes the half-life to be reduced to 0-6 s! In summary, the scope of kinetic studies is to quantify the rate of reaction as a function of system intensive properties (composition, temperature, etc.) and to suggest a fundamental theory (if possible) for estimation of kinetic parameters. he knowledge of kinetics can answer many important questions related to the environment: For example, - how fast a species will disappear in a given compartment discussed in Chapter 3. - how much time it is needed to oxidize a pollutant in treatment facilities - how fast processes take place in natural water, and thus will help understanding aquatic kinetics. In the next section, we start with the definition of reaction rate and investigate how concentration, temperature and other system properties affect these rates. he rate constants can be calculated in different ways, such as empirically, mechanistically, and by performing molecular and quantum level calculations. In this book, we will focus on estimating these rate constants using empirical and mechanistic approaches. hese calculations are provided in a later chapter. he present chapter mainly focuses on how reactor rate can be related as a function of system variables. 4.2 eaction ate Consider an arbitrary mass of the reaction system in its initial state and place an invisible envelope around all the molecules that comprise that mass. his envelope creates the control volume within it. he control volume of the system should be large enough to contain a statistically significant number of molecules so that the concept of molar concentration is meaningful. he control volume of the system should also be small enough so that there are no spatial gradients of composition or temperature within this volume. Let us assume that we can observe this control volume at time t and count the molecules N j of each species j in it. We repeat the observation at time t + t when the number of molecules of the same species is N j N j. During time t the number of molecules crossing the boundary of the control volume is negligible compared to the change in molecular form due to reaction within the system. he volume of the system can be evaluated at some time

t t (t t + t) so that V V tdt is the mean control volume of the system. (Note that t t while the control volume may change the mass within it is constant). We can relate the number of molecules to the number of moles via Avogradros constant L, n j N j. (L = 6.022.. x 023 L molecules/mol). hen the rate of reaction (rate of formation) of species j is defined as the number of moles of j produced by reaction per unit time and unit volume of the system and is, therefore, given by j lim t 0 V n j t V d n j d t () Please, note that while our above verbal statement is indeed the general definition of the reaction rate, eq () is not - it is subject to the assumptions and scenarios depicted above for an isolated, closed, batch control volume. he point is that the rate of reaction of j is always the change in the number of moles of j per unit time and unit volume of the system caused by reaction, but it is only represented mathematically by eq () for a closed batch system without spatial gradients. One should remember that in flow systems, or in macroscopic batch systems with spatial gradients, the number of molecules of a species within an element of volume changes not only due to reaction but also due to species being brought in and out of this element of volume by flow or diffusion. Hence, one must take considerable precautions in obtaining reaction rates from experimental data in order not to attribute rates of other processes to the rate of reaction. Details of including flow and diffusion is consider in later chapters. Our above definition defines reaction rate as an intensive property of the system. If only a single reaction takes place in the system then stoichiometry requires that the rates of various components participating in the reaction are tied as shown by equation (2). j j r (2) where r is the intrinsic kinetic rate of reaction. Unfortunately, even r is not uniquely defined for a reaction system since stoichiometric coefficients can by multiplied by any arbitrary constant, while the number of moles of j converted per unit time and unit volume, j, only depends on the conditions of the system not on how stoichiometry is written. hus when we define, r, it is usually with reference to a given stoichiometry for the reaction. Experience shows that reaction rate is a function of composition, i.e concentrations, temperature, catalyst activity, etc. We will talk about the dependence of rate on concentration in the next section. 4.3 Dependence of rate on concentration Often, within a narrow range of composition and temperature, the rate can be correlated with a power law dependence on concentration and an exponential dependence on temperature. Hence, for an irreversible reaction a AbB pp with K an n-th order rate form is frequently fitted to data r k o e E / C A C B (3) 2

his rate form is a product of a function of temperature with a function of composition. At constant temperature we speak of a (specific) rate constant k k o e E / where k o is the frequency factor, E is the activation energy, the ideal gas constant and absolute temperature. his is an Arrhenius form for the temperature dependence which will be discussed later. he order of reaction with respect to reactant A is and the order with respect to reactant B is. he overall reaction order is n. If we measure concentrations in (mol/l) then the units of the rate constant for an n-th order reaction are {(mol/l) -n s - ]. For a reversible single n-th order reaction (aa + bb = pp) the rate is given by E E r k fo e 2 C A CB kbo e p C (4) he rate constant for the forward reaction is E k f k fo e, where E f is the activation energy for the Eb forward reaction, and kb kbo e is the rate constant for the reverse reaction and E b the activation energy for the reverse reaction. eaction order for the forward reaction is n and for the reverse reaction is. At equilibrium the net rate of reaction is zero and the forward rate equals the reverse rate. Hence, the rate form must be compatible with thermodynamics and this requires that k f C p / s K c k b C A C B eq (5) so that p = s, a s, b s and and E f H r Eb (6) s where s is the stoichiometric number of the rate limiting step to be discussed later. One should note that reaction rate is a much stronger function of temperature than of concentration. Activation energies are typically in the range of 0 to 60 kcal/mol (about 40 to 250 kj/mol). For example, for a irreversible second order reaction, with an activation energy of 40 kcal/mol, doubling the reactant concentration quadruples the reaction rate but raising the temperature by 0 o C, from 20 o C to 30 o C, raises the rate almost tenfold (9.66 times). Many reaction rates cannot be fitted by the power law form and more complex forms are required to tie reaction rate, temperature and concentrations. Often when the functional dependence on temperature and composition cannot be separated in a convenient product of two functions, then a reaction order and activation energy cannot be separately defined. For example the simplest rate form of the Hougen- Watson or Langmuir-Hinshelwood type is given by 3

r k oe E / C A K o e E / C A (7) where E, E, k o and K o are positive constants. Figure a illustrates that reaction order cannot be defined as it is readily seen that the apparent reaction order varies between order one (when at small C A, C A K o e E / ) and zero (when C A K o e E/ ). We also see from Figure b that the apparent activation energy varies between E at low temperature, when C A K o e E/, and (E E) at sufficiently high temperature when C A K o e E/. r ln r E app E E E app E E / Figure : a) Sketch of rate of eq(7) vs. concentration, b) Plot of the ln r (at fixed temperature. C A vs. reciprocal wo additional remarks are in order. he stoichiometry of the reaction for which the rate form, r, is reported should always be clearly stated. hen j j r and the rate constant for species j is k j j k. Forgetting this multiplier is a frequent source of unnecessary errors. Similarly if the rate form for species i is reported, i, the rate for species j is j j i i. (8) Often in heterogeneous systems it is more practical to utilize rate forms based on unit surface of catalyst, r mol m 2, or unit mass of the system, instead of using a rate form r mol, that expresses the rate of s L s change of in moles per unit volume of the system r mol/ kg s. One should then incorporate the appropriate conversion of units into the rate constants. In summary, the intrinsic kinetic rate of reaction can be defined as rate of reaction changein molesof j causedbyreaction stoichiometriccoefficient of junit measureof the system unit time where unit measure of the system can be volume, mass, surface, etc. It is usually the volume for homogeneous reaction. A final word of caution. When one deals with an n-th order reaction the reaction orders with respect to various species are not necessarily related to stoichiometric coefficients unless the reactions are elementary, i.e proceed in one step. We will talk about the elementary reactions later on. 4

We wrote that in order to evaluate the rate of reaction at given condition of the system we will need to know the functional dependence of the rate form on composition and temperature. his can be accomplished based on theory or experiments. We will see how far we can get by using the theory for elementary reactions (e.g. those that proceed in one step) to estimate activation energies and reaction order. We will also see how mechanisms, consisting of elementary reactions, can help us derive rate forms for more complex reactions. At the end we will consider establishing rate forms based on experimental evidence, and planning experiments for evaluation of rate forms. Next we need to examine the temperature dependence of the rate form. 4.4 emperature Dependence of eaction ates We have already seen that the expression for the reaction rate at fixed temperature may take a relatively simple n-th order form e.g. r k C A C with n (3) or it may have a more complex form e.g. r k C A K C A (7a) In either case the "constants" in the rate expression are functions of temperature. For the n-th order reaction rate, k may not be a rate constant of a particular elementary step of the mechanism. In general it is a combination (product or ratio) of several rate constants of mechanistics steps. he same is true of k, in our Langmuir-Hinshelwood kinetic form of equation (7a), while K in the example given above is also a ratio of some rate constants for elementary steps. (When the above form is the Michaelis- Menten form for enzyme catalyzed reactions). he engineers goal often is to find an empirical n-th order rate expression (such as the first form shown above) since such a form can often match the data reasonably well within the experimental accuracy and is easier to use than the complex rate form. It is further assumed that the temperature dependence can be lumped into the dependence of the rate constant k on temperature. Note: the rate constant is only a constant in the sense that it does not depend on concentrations but it is a function of temperature. Furthermore it is widely assumed that the functional form of the rate constants dependence on temperature is: k k o e E / (9) where E is called the activation energy for the reaction, k o is the constant independent of temperature (sometimes called frequency factor - a term borrowed from collision theory), is universal gas constant. aking logarithms of both sides of the above equation one gets nk n k o E or log k log k o E log e x 0.43429 5

he customary engineering practice is, therefore, to plot k vs on a semilog plot (k is on the logarithmic scale and on the linear). he slope of such a plot can be related to the activation energy. E 2.3026 x slope If semilog paper is unavailable, a plot of n k vs yields slope E. Furthermore, often it is suggested to plot the log (rate) vs at fixed composition. his is convenient since rate data can be taken at fixed concentrations (e.g in a differential reactor) at various temperatures. hen a plot of log (r) vs is made and the slope is related to E / (see Figure ). FIGUE : Arrhenius Plot for an n-th Order eaction However, occasionally a situation presented in Figure 2b is encountered. A single value of activation energy cannot be extracted. 6

FIGUE 2: Arrhenius Plot for the L-H eaction his shows that the habit of plotting the logarithm of the rate vs is a bad one unless one is sure that the rate form has an n-th order form, i.e that the temperature and composition dependence of the rate are separable. If this is the case, then at fixed concentrations the rate r k o e E C A C B can be evaluated at two temperatures and 2 and the logarithm taken. hus log r 2 log [k o C A C B ] E 2 x 0.434 log r log[ k o C A C B ] E x 0.434 and log r 2 log r log r 2 E x 0.434 r 2 (9a) E 2.3026 log r 2 r 2 n r 2 r 2 slope as shown in Figure 2a. However if the rate form is complex, as illustrated below and shown in Figure 2b 7

r k o e E / C A K o e E ; C A k k o e E K K o e E / then clearly even at fixed composition plotting log (r ) vs will not yield a straight line. Indeed an activation energy does not exist for the above rate form. One can only talk about the apparent activation energy E a p p. Usually for gas phase reactions, at high enough temperatures E K o e C A and the apparent activation energy is E a p p E E since the apparent rate k o E E constant is e. At low enough temperatures K o e E/ C A and the apparent K o activation energy is E a p p E as shown in Figure 2b. In conclusion, a plot of log (r ) vs will yield an activation energy only if the rate is of the n-th order type. Even then, if as a result of a particular mechanism the rate constant is actually a combination of k k 2 constants for elementary steps, for example k, this may not be true. It is also misleading to k 3 do this in heterogeneous systems where mass transfer effects (to be shown later) can mask the kinetic activation energy. Clearly, the above method fails for complex rate forms. he advisable procedure is as follows. Once a rate form is identified, evaluate at each temperature all of the constants that appear in the rate form and plot them individually as logk vs activation energy for each of them. to extract the Plotting log r vs often saves time for the engineer but has to be done with due caution. We have mentioned that it is a custom to expect the constants in any rate form to show an exponential dependence on temperature of the form k k o e E /. We will now show which theories suggested that particular form. 4.4. Arrhenius Law Arrhenius considered in 889 reversible elementary reactions k f A P with r k f C A k b C p (0) k b He argued that since for an elementary reaction the equilibrium constant is given by 8

K c k f k b C p C A eq () and since vant Hoffs equation for the variation of the thermodynamic equilibrium constant with temperature is d n K d H 2 (2) it is reasonable to assume that the rate constants follow the same type of temperature dependence: d n k f d E f 2 (3a) ; d n k b d E b 2 (3b) We recall that K a p a A eq p A eq C p C A eq G K K c e (4) G H S (5) Integration of the above derivatives for the rate constants, with E f and E b kept constant, gives: k f k o f e E f / ; k b k ob e E b / E f - activation energy for the step forward E b - activation energy for the reverse step k o f,, k o b - frequency factors for the forward and reverse reaction, respectively. (6) In view of the Arrhenius theory, molecules must acquire a certain critical energy level before they can react. E f is the activation energy for the forward step viewed as the difference between the mean energy level of reactant molecules prone to react (i.e in excited state susceptible to reaction) and the mean energy level of other reactant molecules which are not ready to react. Similarly, E b is the activation energy for the reverse step, i.e the difference in mean energy of "excited" product molecules and "base" product molecules. he factor e - E/ is the familiar Boltzmann factor (see any physical chemistry book and the chapter on kinetic theory of gases) which yields the fraction of molecules that managed to acquire sufficient energy level above the mean. Substituting eqs. () and (5) into eq (4) yields the following form: hus K K K c K k o f k ob e E E f b e H o e S o (7) 9

and S k o f K e (7a) k o b E f E b H heat of reaction (8) According to Arrhenius theory the difference between the activation energy for the forward and reverse reaction equals the heat of reaction. (his is illustrated in the figure below for an exothermic reaction H O ). FIGUE 3: Arrhenius heory Interpretation of the Energy Diagram. (he fraction of reactant molecules that have energies in excess of E f given by Boltzmann factor e E f ) Energy Level E f E b eactants H r Products eaction Path Coordinate he so often used (equation (8) has two drawbacks. First, activation energies are supposed to be independent of temperature. Yet it is well known from thermodynamics that the heat of reaction varies with temperature. Formally one can assign (lump) the variation of the heat of reaction with temperature with the exp S term, but then the question remains as to what heat of reaction, i.e evaluated at what temperature, is E f - E b equal to and why? We mention this question so that one is aware of it although an engineer need not be overly concerned with it. he second drawback of the above equation is something that an engineer should be fully aware of. Activation energies are independent of stoichiometry. For elementary reactions reaction stoichiometry can be written in one unique way only, since the stoichiometric coefficients are dictated by reaction s o mechanism. hus H j H f j has a unique value for an elementary reaction. However, j for a general reaction, which is not elementary, i.e the kind that we deal with most often, the stoichiometry can be written in a number of ways, i.e all the stoichiometric coefficients can be multiplied by any number. Naturally that changes the value of the heat of reaction by the multiplier factor, and E f - E b cannot possibly be equal to the heat of reaction since the heat of reaction now depends on stoichiometry while the activation energies do not! In order to avoid this difficulty an effort is sometimes made to report the activation energy per mole of a 0

component, and to require that the heat of reaction be reported per mole of the same component. But activation energies are numbers determined from experiments, while the heat of reaction will again depend if we choose A or B or Q to have a stoichiometric coefficient of magnitude one as shown below. a) 3A B 2Q b) A 3 B 2 3 Q c) 3 2 A 2 B Q If by convention we then require that stoichiometry be written with all stoichiometric coefficients as integers, with no common factor among them, then in the situation above only case a) would be an acceptable representation of stiochiometry. hen K c / s k f k b K c K / K e S K e H / s and therefore E f E b H s k o f k o b e E E f b (9) where s is the stoichiometric number of the rate determining step. he most useful aspect of the Arrhenius theory is the functional form of the dependence of k on, i.e k k o e E/. However, one should be aware that by assigning such a form to the rate constant irrespective of variables that are used as a "driving force" for the rate (i.e concentration, partial pressure, mole fraction, etc.) the activation energy E, i.e its numerical value, becomes dependent on the choice of variables used in the "driving force". For example consider the rate form for an n-th order reaction: mol r lit s k mol c lit n s C A n n mol lit (20) Suppose then k c k co e E c / where E c is the numerical value of the activation energy. If we deal with gas reaction it is often more useful to express the rate as r mol lit s k mol p lit atm n s P A n and the driving force is now expressed in partial pressures. atm n (2)

If we now take k p k po e E p / (and there is nothing in Arrhenius theory to prevent us from doing it) the question arises whether E p = E c, as it should be if the activation energy is a unique number for the reaction. For simplicity we will assume ideal gas behavior P A C A. By comparison of the two rate forms we conclude: k c k p n. hen, from the Arrhenius temperature dependence of the rate constants d n k c d E c 2 ; d n k p d n E P 2 n we get the following relationship between activation energies E c E p n (22) he relationship between k c o, and k p o is: k co k po n e n (23) Clearly the value of the activation energy does depend on the quantities used in the driving force term. However, for high activation energies, moderate temperatures ( < 500 o K) and reasonable orders of reaction, n 2, the relative error made is usually within 0% which is well within the customary experimental uncertainty in this kind of problems. We will define here relative error = E c E p E c n E c In spite of all its deficiencies Arrhenius law is used almost exclusively for engineering purposes due to its simplicity. hus, Arrhenius plots of n k vs are usually made of experimental data, and that is the simplest and most useful form for engineering work. However, Arrhenius law cannot predict the values of the rate constants even when activation energy is known. his is the ultimate goal of rate theories to be discussed next. atm Note: Sometimes rates are given in s especially for gas phase reactions that proceed with the change in the number of moles, as the change in partial pressure or total pressure is monitored. hen: r atm s k p atm n s n P A atm n (24) and E c = E p + (n-) (25) k co k p o n e n for k p atm n s and k c mol / L n s (26) 2

Example. For the reaction 2NO + Cl 2 = 2NOCl log k c 803 3.66 where k c and k c o are in [(lit/mol) 2 s - ] Calculate the rate constant in [torr -2 s - ]. Use 400K as the mean reaction temperature. Note first that n = 3. E p E c n E p 803 x.987 x 2.3025 3 gi ven conversion of log s E p 3673.8 589.6 2084.2 cal mol E c 3674 cal E mol p 2084 cal mol n x.987 x 400 In reactions with low activation energies the difference in activation energy depending on the choice of units is considerable. he difference above is 43% based on E c.. Now k c o = 0 3.66 so that k po k po k c o n e n 0 3.66 760 x 0.082x 400 3 e 3 Note that here we needed in units of (torr L/mol K) and we obtain it by taking = 0.082 ( L atm/ mol K) and multiplying it by 760 (torr/atm). k po 9.93 0 7 torr 2 s 2 k co 0 3.66 4.57 x 0 3 lit mol s he last example demonstrates that if say k c o, E c are assumed to be independent of temperature, then k p o, E p and E p would vary with temperature. he realization that these parameters may indeed be a function of temperature, especially over a broad temperature range, led to the use of the modified Arrhenius equation. k k o m e E/ (27) he relationship to the usual form of Arrhenius equation k = k o e - E / is as follows: 3

m E o ko e (28a) k E E m (28b) is the mean temperature for the range of experiments, E, k o are constants independent of temperature, m is a parameter proportional to the ratio C p act where C p act is the molal heat capacity for activation. Hence, m is small for gas phase reactions but may be as high as 40 for ionic reactions in solution. Several times on the last few pages we have presented the relationships between activation energies and frequency factors of the rate constant for different representations of the rate forms. hese relationships are the result of simple mathematical manipulations which for completeness are outlined in detail below. Assume that we want to relate the kinetic constants and their activation energies for the rate form expressed by equation (20) and that expressed by equation (24) for the same reaction. mol Ls r atm s k po Ec r kc e / 0 C e E P / n p A n A (20) (24) We need an equation of state, in this case the ideal gas law p A = C A. By multiplying equation (20) with we convert the form r into r as shown below: r mol atm L Ls mol r atm s (29) he above equality can be represented by k co e E c / C n A k po e E p C n A ( ) n (29a) Upon canceling the common factors we have k co e E c / k po e E p / ( ) n (29b) We require now that the derivative with respect to temperature of the natural logarithm of the left hand side (LHS) and the right hand side (HS) are equal. his is essentially equivalent to requiring that the Van t Hoffs equation applied to the representation of the rate constant on the LHS and on the HS is identical. his yields d d E / d E / c p n nk coe n( k poe ( ) ) (30) d 4

E c E p n 2 2 E p his yields equation (25) (n ) 2 (30a) E c E p (n ) (25) Now substituting E p get in terms of E c from equation (25) e.g. E p E c (n), into equation (29b) we k co e E c / k po e E c / e (n) n (3) which upon canceling the common factor e E c / yields equation (26) k co k po ( ) n e (n) (26) Clearly, equations (25) and (26) cannot be satisfied at every temperature! Usually some reference temperature or the mean temperature in the region of interest is used. So these equations hold at. he same procedure is used to relate the rate constants predicted by collision theory and transition state theory, discussed in the next chapter, to the parameters k co and E c of the Arrhenius form. 5