Sr. No. Particulars 1. Name of Listed Entity : Symphony Limited 2. Scrip Code/Name of Scrip/Class of Security : SYMPHONY 3. Share Holding Pattern Filed under : 31 (1) 4. Share Holding Pattern as on : 30 th September, 2017 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of ination:- Sr. No. Particulars Yes/No 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any against which depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? No 5 Whether any by promoters are pledge or? No 6 Whether the Listed Entity has issued any differential Voting Rights? No Table I - Summary Statement holding of specified of shareholder No. of No. of fully paid up No. of Partly paid-up No. of underlyin g Depositor y Total no. as a % of no. of Voting Rights in each class of No. of as Locked in a % assuming of (as a percentage of diluted share In (i) (ii) (iii) (iv) (v) (vi) (vii) =(IV)+(V)+(VI) (viii) of(a+b+c) (ix) (x) (xi) (xii) (xiii) (xiv) (A+B+C) (XI) = (VII+(X) as a % of (A+B+C) A Promoter & Promoter Group 7 5,24,67,740 0 0 5,24,67,740 75.00 5,24,67,740 0 5,24,67,740 75.00 0 75.00 0 0.00 5,24,67,740 B Public 16,569 1,74,89,260 0 0 1,74,89,260 25.00 1,74,89,260 0 1,74,89,260 25.00 0 25.00 0 0.00 1,60,74,504 C Non Promoter- Non Public 0 0 0 0 0 0.00 0 0 0 0.00 0.00 0 0.00 0 0.00 0 C1 DRs C2 by Employee Trusts Total 16,576 6,99,57,000 0 0 6,99,57,000 100.00 6,99,57,000 0 6,99,57,000 100.00 8744630 100.00 0 0.00 6,85,42,244 of (a) As a % of
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Sr. No. of shareholder Nos. of No. of fully No. of Partly paid up paid-up as a % of no. of Voting Rights in each class of No. of as a % assuming of (as a percentage of diluted share Locked in In (i) (ii) (iii) (iv) (v) (vi) (vii) =(IV)+(V)+(VI) (viii) (A+B+C) (ix) (x) (xi) (xii) (xiii) (xiv) (XI) = (VII+(X) as a % of (A+B+C) Indian a Individuals/Hindu undivided Family 5 3,99,84,540 0 0 3,99,84,540 57.16 3,99,84,540 0 3,99,84,540 57.16 0 57.16 0 0.00 3,99,84,540 Pavan Bakeri AENPB5730M 12,04,000 0 0 12,04,000 1.72 12,04,000 0 12,04,000 1.72 0 1.72 0 0.00 12,04,000 Achal Anil Bakeri HUF AABHA6839A 24,00,000 0 0 24,00,000 3.43 24,00,000 0 24,00,000 3.43 0 3.43 0 0.00 24,00,000 Hansa Bakeri ACJPB0653P 20,000 0 0 20,000 0.03 20,000 0 20,000 0.03 0 0.03 0 0.00 20,000 Achal Anil Bakeri AAWPB5727B 2,92,63,600 0 0 2,92,63,600 41.83 2,92,63,600 0 2,92,63,600 41.83 0 41.83 0 0.00 2,92,63,600 Rupa Achal Bakeri AGWPP8435A 70,96,940 0 0 70,96,940 10.14 70,96,940 0 70,96,940 10.14 0 10.14 0 0.00 70,96,940 b Central Government/ State Government(s) c Financial Institutions/ Banks d Any Other (specify) 2 1,24,83,200 0 0 1,24,83,200 17.84 1,24,83,200 0 1,24,83,200 17.84 0 17.84 0 0.00 1,24,83,200 Body Corporate 2 1,24,83,200 0 0 1,24,83,200 17.84 1,24,83,200 0 1,24,83,200 17.84 0 17.84 0 0.00 1,24,83,200 Oras Investments Pvt. Ltd. AAACO2282M 64,43,600 0 0 64,43,600 9.21 64,43,600 0 64,43,600 9.21 0 9.21 0 0.00 64,43,600 Paratam Investments Pvt Ltd AABCP1560G 60,39,600 0 0 60,39,600 8.63 60,39,600 0 60,39,600 8.63 0 8.63 0 0.00 60,39,600 Sub-Total (A)(1) 7 5,24,67,740 0 0 5,24,67,740 75.00 5,24,67,740 0 5,24,67,740 75.00 0 75.00 0 0.00 5,24,67,740 2 Foreign a Individuals (Non-Resident Individuals/ Foreign Individuals) b Government c Institutions d Foreign Portfolio Investor e Any Other (specify) Sub-Total (A)(2) Total of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 7 5,24,67,740 0 0 5,24,67,740 75.00 5,24,67,740 0 5,24,67,740 75.00 0 75.00 0 0.00 5,24,67,740 of (a) As a % of
Table III - Statement showing shareholding pattern of the Public shareholder Sr. No. of shareholder Nos. of No. of fully No. of Partly paid up paid-up as a % of no. of Voting Rights in each class of No. of as a % assuming full conversion of (as a percentage of diluted share Locked in (i) (ii) (iii) (iv) (v) (vi) (vii)=(iv)+(v)+(vi) (viii) (ix) (x) (xi) (xii) (xiii) (xiv) As a of % of (a) In 1 Institutions 0.00 0 a Mutual Funds 15 38,37,751 0 0 38,37,751 5.49 38,37,751 0 38,37,751 5.49 0 5.49 0 0.00 38,24,751 Axis Mutual Fund Trustee Limited AACTA5925A 2 24,01,869 0 0 24,01,869 3.43 24,01,869 0 24,01,869 3.43 0 3.43 0 0.00 24,01,869 A/c Axis Mutual Fund A/c Axis Long Term Equity Fund UTI- EQUITY FUND AAATU1088L 5 7,57,454 0 0 7,57,454 1.08 7,57,454 0 7,57,454 1.08 0 1.08 0 0.00 7,57,454 b Venture Capital Funds c Alternate Investment Funds d Foreign Venture Capital Investors e Foreign Portfolio Investors 86 52,99,077 0 0 52,99,077 7.57 52,99,077 0 52,99,077 7.57 0 7.57 0 0.00 52,99,077 Matthews India Fund AABTM6157F 1 20,23,202 0 0 20,23,202 2.89 20,23,202 0 20,23,202 2.89 0 2.89 0 0.00 20,23,202 f Financial Institutions/ Banks 2 14,850 0 0 14,850 0.02 14,850 0 14,850 0.02 0 0.02 0 0.00 14,850 g Insurance Companies h Provident Funds/ Pension Funds i Any Other (specify) Sub-Total (B)(1) 103 91,51,678 0 0 91,51,678 13.08 91,51,678 0 91,51,678 13.08 0 13.08 0 0.00 91,38,678 2 Central Government/ State Government(s)/ President of India Sub-Total (B)(2) 3 Non-institutions 0.00 0 a Individuals - 14991 43,34,613 0 0 43,34,613 6.20 43,34,613 0 43,34,613 6.20 0 6.20 0 0.00 0 0.00 31,58,357 i Individual holding 14990 42,11,901 0 0 42,11,901 6.02 42,11,901 0 42,11,901 6.02 0 6.02 0 0.00 30,35,645 nominal share capital up to Rs. 2 lakhs. ii Individual holding 1 1,22,712 0 0 1,22,712 0.18 1,22,712 0 1,22,712 0.18 0 0.18 0 0.00 1,22,712 nominal share capital in excess of Rs. 2 lakhs. b NBFCs registered with RBI 5 1,442 0 0 1,442 0.00 1,442 0 1,442 0.00 0 0.00 0 0.00 1,442 c Employee Trusts d Overseas Depositories (holding DRs) (balancing figure)
E Any Other (specify) 1,470 40,01,527 0 0 40,01,527 5.72 40,01,527 0 40,01,527 5.72 0 5.72 0 0.00 37,76,027 Trust 3 200 0 0 200 0.00 200 0 200 0.00 0 0.00 0 0.00 200 Non-Resident Indian (NRI) 680 3,19,238 0 0 3,19,238 0.46 3,19,238 0 3,19,238 0.46 0 0.46 0 0.00 1,15,738 Clearing member 59 5,533 0 0 5,533 0.01 5,533 0 5,533 0.01 0 0.01 0 0.00 5,533 Body Corporate 369 28,18,437 0 0 28,18,437 4.03 28,18,437 0 28,18,437 4.03 0 4.03 0 0.00 27,96,437 Rowenta Networks Pvt. Ltd. ACCFS6884J 0 19,69,119 0 0 19,69,119 2.81 19,69,119 0 19,69,119 2.81 0 2.81 0 0.00 19,69,119 Hindu Undivided Family 355 85,177 0 0 85,177 0.12 85,177 0 85,177 0.12 0 0.12 0 0.00 85,177 Other 4 7,72,942 0 0 7,72,942 1.10 7,72,942 0 7,72,942 1.10 0 1.10 0 0.00 7,72,942 Sub-Total (B)(3) 164,66 83,37,582 0 0 83,37,582 11.92 8,337,582 0 83,37,582 11.92 0 11.92 0 0.00 69,35,826 Total public shareholding (B) = (B)(1)+(B)(2)+(B)(3) 165,69 1,74,89,260 0 0 1,74,89,260 25.00 1,74,89,260 0 174,89,260 25.00 0 25.00 0 0.00 1,60,74,504 Note: (A) Executive Director: Total 13,33,304 (1.91%) by himself, spouse, two bodies corporate in which Mr. Nrupesh Shah, Executive Director, is substantially interested as a partner, father's HUF and family trust in which he and his family members are beneficiaries. Mr. Nrupesh Shah is not a promoter director and hence holding is classified under 'Any Others' - Other The break up is as under: i. 5,60,362 by two bodies corporate in which Mr. Nrupesh Shah is substantially interested have been classified under "Bodies Corporate" category. ii. 5,72,942 in aggregate by himself, spouse and father's HUF is classified under 'Any Others Other. iii. 2,00,000 by Family Trust in which he and his family members are beneficiaries is classified under "Any others (Director and Director's Relatives)".
Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder Sr. No. of shareholder Nos. of No. of fully paid up No. of Partly paid-up as a % of no. of (calculate as Voting Rights in each class of No. of as Locked in a % assuming of (as a percentage of diluted share In (xv) (xvi) (xvii) (xviii) (xix) (xx) xxi) =(IV)+(V)+(VI) (xxii) (xxiii) (xxiv) (xxv) (xxvi) (xxvii) (xxviii) 1 Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0 0.00 0 2 Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Total Non-Promoter- Non Public (C)= (C)(1)+(C)(2) 0.00 0 Table II- Unclaimed Details Details of which remain unclaimed may be given here along with details such as number of, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. No. of No of share Table III- Unclaimed Details Details of which remain unclaimed may be given here along with details such as number of, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. No. of No of share Table III- Person in Concert Details of the acting as persons in Concert including their Name of shareholder Name of PAC No. of share Holding %