Equivalent isotropic scattering formulation for transient

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Equivalent isotropic scattering formulation for transient short-pulse radiative transfer in anisotropic scattering planar media Zhixiong Guo and Sunil Kumar An isotropic scaling formulation is evaluated for transient radiative transfer in a one-dimensional planar slab subject to collimated andor diffuse irradiation. The Monte Carlo method is used to implement the equivalent scattering and exact simulations of the transient short-pulse radiation transport through forward and backward anisotropic scattering planar media. The scaled equivalent isotropic scattering results are compared with predictions of anisotropic scattering in various problems. It is found that the equivalent isotropic scaling law is not appropriate for backward-scattering media in transient radiative transfer. Even for an optically diffuse medium, the differences in temporal transmittance and reflectance profiles between predictions of backward anisotropic scattering and equivalent isotropic scattering are large. Additionally, for both forward and backward anisotropic scattering media, the transient equivalent isotropic results are strongly affected by the change of photon flight time, owing to the change of flight direction associated with the isotropic scaling technique. 2000 Optical Society of America OCIS codes: 030.5620, 290.0290, 290.4210, 140.7090, 110.7050. 1. Introduction Radiative transfer in participating media has received increased attention in the past several decades, mainly because of wide applications to such systems as industrial furnaces, combustion chambers, fibrous and porous insulations, and the study of atmospheres and oceans. Anisotropic scattering from particulate matter is generally a basic feature in such kinds of system. As many studies have observed, however, full anisotropic modeling of multidimensional radiative transfer in anisotropic scattering media requires large amounts of computer time and storage and increases the algorithmic complexities. Scaling, which allows some anisotropic scattering problems to be scaled to and be solved as equivalent isotropic scattering problems, is a broadly used scheme for obtaining rapid yet accurate steadystate radiative transfer results in anisotropic scattering media. There have been many attempts at The authors are with the Department of Mechanical Engineering, Polytechnic University, 6 Metrotech Center, Brooklyn, New York 11201. The e-mail address for S. Kumar is skumar@poly.edu. Received 12 October 1999; revised manuscript received 1 May 2000. 0003-693500244411-07$15.000 2000 Optical Society of America scaling the complex anisotropic scattering problems. 1 4 An excellent review by McKellar and Box 5 summarizes the previous research on scaling techniques applied to steady-state radiative transfer. The isotropic scaling law has been well validated in steady-state radiative transfer problems. Lee and Buckius 3 demonstrated the accuracy of the scaling law for the one-dimensional diffuse boundary incidence problem. Kim and Lee 4 compared the equivalent isotropic results with full anisotropic scattering solutions for two-dimensional diffuse andor collimated incidence problems. Guo and Maruyama 6 evaluated the isotropic scaling law in threedimensional inhomogeneous and linear anisotropic scattering media. The scaling law has also been applied to solve the problem of radiative heat transfer in practical boilers. 7 Recently many studies have deliberated the propagation and scattering characteristics of short-pulsed light transport through scattering absorbing media. Patterson et al. 8 analyzed the behavior of light in tissues by use of the time-dependent diffusion approximation. The optical properties of tissues and thick turbid media have been determined by timeresolved light-scattering measurements in conjunction with simple theoretical analyses. 9 12 The Monte Carlo method has been applied to simulate time-resolved transmittance. 13 15 The complete transient radiative transfer equation has been con- 20 August 2000 Vol. 39, No. 24 APPLIED OPTICS 4411

sidered and solved by means of developing a dampedwave hyperbolic model with various mathematical models in a series of studies. 16 19 The participating media in such problems are usually anisotropic scattering, and the isotropic scaling law or the so-called equivalent isotropic scattering coefficient has been broadly used in transient radiative transfer by many researchers. Among them, Brewster and Yamada 10 compared the equivalent isotropic result with the strong forward anisotropically scattering prediction for a slab with collimated laser irradiation and found that the only differences come at early times and that the anisotropic and the scaled isotropic results are exactly the same for long times. However, the isotropic scaling formulation has not been systematically evaluated in transient radiative transfer in a range from strong forward anisotropic scattering to strong backward anisotropic scattering media subject to collimated andor diffuse irradiation. One reason for this may be that the scattering from tissues and turbid media is usually strong in the forward direction. Transient radiative transfer with a short-pulse laser passing through highly scattering media is important in optical tomography of tissues, in measurement of optical properties of absorbing scattering media, and in remote sensing of oceans and atmospheres. In the applications to oceanographic lidar, 20 22 for example, strong anisotropically backward scattering from fish schools is of practical significance. Other applications with forward- andor backward-scattering features may be found in meteorology and astronomy. 23 To evaluate the isotropic scaling formulation in a transient radiative transfer, a thorough inspection over a range from strong backward- to strong forward-scattering media subject to collimated andor diffuse irradiation is necessary. Our objective in the current study is to evaluate the isotropic scaling law in transient radiative transfer in forward and backward anisotropic scattering planar media. Radiation transport of an extremely shortpulse laser passing through highly scattering media is chosen as the research tool because the pulsed laser transport is transient and because the study is of practical importance. The pulse duration is very short, of the order of picoseconds, so that the effect of emission can be eliminated. When we select the value of the scattering albedo between 0 and 1, the entire range of materials can be evaluated for the equivalent isotropic scattering concept. However, scattering albedos near unity need to be examined with greater care, since the equivalent isotropic scattering is expected to match at lower albedos. Thus the problem selected is well suited for the evaluation of the scattering isotropic scaling formulation. In this study isotropic scaling is evaluated in the transient radiative transport of an ultra-short-pulse laser passing through forward- andor backwardscattering media. The scattering albedo is high. The incident laser irradiation is assumed to be collimated andor diffuse. The Monte Carlo technique is employed to simulate the problem, both for the exact solution and for the equivalent isotropic formulation. The transient and the time-integrated transmittance and reflectance are obtained. The temporal distributions of the transmitted and the reflected signals are compared among various forward and backward anisotropic scattering media and their equivalent isotropic scattering problems. The effects of optical thickness and incident type collimated or diffuse on the scaling accuracy are examined. 2. Scattering Phase Function The scattering of spherical particles can be described by Mie theory. 23 Since the Mie phase function is complicated in form and difficult to use in practical radiative transfer analysis, the phase function is usually expressed in terms of Legendre polynomials as n0 a n P n, (1) where P n are Legendre polynomials, a n are constants to be determined by fitting to the Mie results, and is the cosine of the scattering angle. Further simplifications of the scattering phase function have also been considered in the literature to facilitate radiative transfer calculations, and a number of approximate phase functions have been proposed. The Henyey Greenstein HG phase function is a reasonable approximation in highly scattering media, 10,14 15 which can be expressed by 1 g 2 1 g 2 32, (2) 2g where g is a dimensionless asymmetry factor that can vary from 1 to 1. This approximate phase function has been shown to produce good agreement with complete Mie scattering calculations. 24 We used the HG phase function in this study because of the advantages offered in reducing the complexity of the computations. Additionally, the HG phase function introduces only one controlling parameter, namely, g, the asymmetry factor. We can scale any given anisotropic scattering phase function into isotropic scattering by introducing the scaled equivalent isotropic scattering coefficient: si 1 g s. (3) Consequently, the equivalent isotropic extinction coefficient is ei si a 1 g e, (4) and the isotropic scattering albedo is I si 1 g ei 1 g. (5) The equivalent isotropic extinction coefficient is smaller than its original extinction coefficient for forward scattering positive g, whereas it is larger for backward scattering negative g. In other words, 4412 APPLIED OPTICS Vol. 39, No. 24 20 August 2000

the equivalent isotropic scattering reduces the optical thickness of a forward anisotropic scattering medium, whereas it increases the optical thickness of a backward anisotropic scattering medium. The isotropic scaling law in Eqs. 3 5 can be applied not only to the HG phase function but also to other phase functions. No matter what scattering phase function is adopted, it should be noted that g in Eqs. 3 5 is the average cosine of the scattering angle defined by 1 g 1 d. (6) 2 1 3. Monte Carlo Model The algorithm of the Monte Carlo method in transient radiative transfer was described by Guo et al. 25 in detail. According to Guo et al. 25 the effects of source pulse width FWHM and beam radius on the relative temporal distributions of transmittance and reflectance are negligible if the pulse width is shorter than picoseconds and if the beam radius is smaller than its dimension size. In the current study our main purpose is to evaluate the equivalent isotropic results. To eliminate the influence of many parameter inputs, we assume that the incident laser is in the form of a planar wave and is an impulse infinitesimal pulse width. The laser beam is normally incident on a homogeneous slab with finite thickness. The tracing of individual photons is three dimensional. The resulting radiation field is one dimensional in the planar medium, whereas the intensity at each location is directional i.e., at all angles in the sphere surrounding the point. Internal reflection at the media air boundaries is included by direct incorporation of the Fresnel reflection. 25 The direction of light propagation after scattering is determined by the HG phase function. In the Monte Carlo technique the direction after scattering is 2R, cos 1 1 g2 1 g 2 1 g 2gR 2 2g, (7) where is the circumferential angle, is the scattering angle measured relative to the forward direction, and R is the random number generated by the computer. In the current simulation each energy bundle is traced until it escapes from the boundaries of the medium, until the total flight time is more than 2000 ps, or until its energy is reduced to less than 0.1% of the initial bundle energy. The number of total emission bundles varied from 10 6 to 10 8, and several trial calculations were repeated to test the sensitivity of the results to the number of emission bundles. Convergent results were found, and the outcome of these exercises was satisfactory. The increase of emission number will reduce the fluctuations of the predictions and consequently increase the accuracy but results in Table 1. Medium Type Properties of Five Selected Media g s mm 1 a mm 1 F1 strong forward 0.835 6.0 0.012 0.99800 F2 forward 0.67 3.0 0.012 0.99602 I0 equivalent isotropic 0 0.99 0.012 0.98802 B2 backward 0.67 0.59281 0.012 0.98016 B1 strong backward 0.835 0.53951 0.012 0.97824 an increased computation time. To evaluate the results more accurately at a long time stage, 5 10 7 bundles were used in the current computations. 4. Results and Discussion The reflected signal from the incident interface and the transmitted signal that is penetrating through the medium are two important parameters for evaluating the transient behavior of light transport processes. We define the transient transmittance and the reflectance used in the following as the transmitted and the reflected photon energy per unit time normalized by the total incident photon energy. The time-integrated transmittance is the integral of transient transmittance. Five types of medium are selected for comparison. The asymmetry factor, scattering coefficient, absorption coefficient, and scattering albedo for the selected five media are listed in Table 1. The refractive index of the media is set as 1.33. The optical thickness of the media is listed in Table 2 for various values of slab thickness. Medium type I0 is the scaled equivalent isotropic scattering of the other four media. Evaluation of the scaling law is made to check whether all the selected media predict similar results. A comparison of the transient transmittance distributions for the five media is shown in Fig. 1 for a 10-mm-thick slab subject to collimated irradiation. For each medium the equivalent isotropic scattering optical depth is 10. Since the equivalent extinction coefficient is the same in each medium, this indicates from Eqs. 3 5 that the actual scattering properties are different for each medium. It is seen that the scaled isotropic results match the strong forward anisotropic results F1 closely except at an early time stage. The transmittance of scaled isotropic medium I0 rises faster than that of the strong forward anisotropic medium. These findings are con- Table 2. Optical Thickness of the Selected Media for Various Values of Slab Thickness Medium Type Slab Thickness L mm 2 10 30 F1 12.024 60.12 180.36 F2 6.024 30.12 90.36 I0 2.004 10.02 30.06 B2 1.210 6.048 18.144 B1 1.103 5.515 16.545 20 August 2000 Vol. 39, No. 24 APPLIED OPTICS 4413

Fig. 1. Comparison of temporal distributions of transient transmittance for various scattering media in 10-mm-thick slab subject to collimated irradiation. sistent with those of Brewster and Yamada. 10 The reason for the previously mentioned rise in transmittance is that the low extinction coefficient of the isotropic medium allows more of a snake unscattered or minimally scattered component 10,26 to be transmitted. Another factor is that the variation of the properties between the actual and the equivalent cases introduces variations in the time of flight, which leads to differences in the observed results. This effect is discussed in more detail in the paragraphs below. The two forward anisotropic scattering cases predict similar results even at early times, although the scattering coefficient of strong forward scattering medium F1 is twice of that of forward scattering medium F2. This may be because the medium is so diffuse for L 10 mm the actual optical thickness is 30 for F2 and 60 for F1; see Table 2 that the direct transmission of photons without interaction with a medium is negligible. As seen from Fig. 1 the temporal distribution of the transmitted pulse for backward scattering is quite different from the equivalent isotropic case. The two backward-scattering cases considered exhibit sharp peaks at the earliest time, followed by gradual temporal variations. The sudden peak at the earliest time corresponds to the direct transmission of photons. The stronger the backward scattering, the larger the sharp peak value. This is because the actual extinction coefficients of the backwardscattering media are small and significant portions of the incident beam passes through unscattered. At an early time stage, the transmittance of backward anisotropic scattering media is much larger than that of its scaled equivalent isotropic case. As time advances the transmittance of backward-scattering media reduces faster and becomes lower than that of equivalent isotropic media. This is because more photons are directly transmitted at earlier times for backward scattering so that the number of photons available that will undergo multiple scattering decreases. From Table 2 it is noted that the optical thickness for backward-scattering media is much smaller than Fig. 2. Comparison of temporal distributions of transient transmittance for various scattering media in 30-mm-thick slab subject to collimated irradiation. that for forward-scattering media. When the slab thickness is L 10 mm, the optical thicknesses for backward anisotropic scattering media B1 and B2 are less than 6 so that the direct transmitted components are large and the media may not be treated as optically diffuse. In the case of L 30 mm the optical thickness for strong backward-scattering medium B1 is larger than 16, and it can be treated as optically diffuse. The transient transmittance distributions for the five selected media are examined in Fig. 2 for the cases of L 30 mm equivalent isotropic scattering optical depth, 30. From Fig. 2 it is seen that the difference between forward scattering F1 and F2 and its equivalent isotropic scattering I0 becomes minor for an optically thick medium. However, the difference is still visible at early times. The difference in the transmission signals at given instances of time between F1 and I0 is several orders of magnitude greater than the difference in the direct transmission components as measured by exp e L. This indicates that the snake component or the direct transmission of photons is not the only reason for differences between the predictions of forward scattering and its equivalent isotropic scattering. Also, the variation between backward-scattering and scaled isotropic scattering results is large for L 30 mm. The magnitude of difference between B1 and I0 at any instant is approximately ten times larger than the snake component for B1. In addition, the transmitted pulse width for backward scattering is larger than that of the isotropic scattering, and the position of the maximum transmittance shifts to the short time side for backward media. The comparison is extended to the transient reflectance distributions as shown in Fig. 3 for L 10 mm. Again, it is found that the difference between backward scattering and equivalent isotropic scattering is significant. As expected, the reflectance for backward-scattering media is much larger than that of isotropic media at early times, because the backward-scattering component in the direction the reverse direction of the input laser is much larger for backward scattering media. However, as 4414 APPLIED OPTICS Vol. 39, No. 24 20 August 2000

Fig. 3. Comparison of temporal distributions of transient reflectance for various scattering media in 10-mm-thick slab subject to collimated irradiation. Fig. 5. Temporal distributions of transient transmittance for various scattering media in 10-mm-thick slab subject to diffuse irradiation. the value of time increases, the reflectance for backward-scattering decreases faster than for isotropic scattering. The difference in reflectance between forward-scattering media and equivalent isotropic media is also large at early times. But the difference becomes increasingly smaller as time advances. The difference between the two forward media is slight but still visible at early times. The variations of logarithmic transient reflectance with time are inspected in Figs. 4a and 4b for L 10 and 30 mm, respectively. It is believed that the asymptotic log slope of reflectance at long times is important for the measurement of optical properties. From Fig. 4a it is seen that the difference in asymptotic log slope of reflectance between forward scattering and equivalent isotropic scattering is not visible at long times. The difference between backward scattering and equivalent isotropic scattering is visible even at long times for a slab thickness of L 10 mm. However, as the slab thickness increases to L 30 mm, the difference becomes negligible as shown in Fig. 4b. In the case of L 30 mm the asymptotic log slope of reflectance at a long time is identical for the five selected media. It is also necessary to evaluate the equivalent isotropic results for transient radiative transfer subject to diffuse irradiation, since we found no previous research on this topic and since our objective is to evaluate isotropic scaling formulation for the entire range of the transient radiative transfer. The incident impulse laser is assumed to be emitted diffusely from the incident surface. The temporal transmittance profiles for the five selected media are displayed in Fig. 5 for a 10-mm-thick slab subject to diffuse irradiation. It was found that the difference between the two forward-scattering media F1 and F2 is negligible. The difference between forward-scattering media and equivalent isotropic media is small but obvious at early times and around the region of maximum transmittance. The difference between the two backward-scattering media B1 and B2 and isotropic medium I0 is still large but not so appreciable as in the case of collimated irradiation as shown in Fig. 1, because the amount of direct transmitted photons is not so large. The temporal distributions of reflectance are compared in Fig. 6 for a 10-mm-thick slab subject to diffuse irradiation. The differences between anisotropic scattering media and equivalent isotropic scattering media are still large for diffuse irradiation at early times. Compared with the collimated irradia- Fig. 4. Plots of logarithmic reflectance versus time for various scattering media subject to collimated irradiation with slab thickness a L 10 mm and b L 30 mm. Fig. 6. Temporal distributions of transient reflectance for various scattering media in 10-mm-thick slab subject to diffuse irradiation. 20 August 2000 Vol. 39, No. 24 APPLIED OPTICS 4415

Table 3. Values of Total Transmittance and the Largest Relative Errors between Anisotropic Scattering and Equivalent Isotropic Scattering Results for Several Calculation Examples Collimated Irradiation Diffuse Irradiation Medium Type L 2mm L 10 mm L 30 mm L 10 mm F1 0.47031 8.9735 10 2 1.9679 10 3 8.0137 10 2 F2 0.47253 9.0022 10 2 1.9749 10 3 7.9949 10 2 I0 0.48508 9.1211 10 2 2.0163 10 3 7.9257 10 2 B2 0.48311 8.9668 10 2 2.0572 10 3 8.0937 10 2 B1 0.48219 9.0330 10 2 2.1848 10 3 8.3138 10 2 Largest error 3.0% 1.7% 8.4% 4.9% tion case the difference in temporal reflectance profiles between the two backward-scattering media B1 and B2 becomes smaller, whereas the difference between the two forward-scattering media F1 and F2 becomes larger at early times. For less optically diffuse media, for example, when L 2 mm, we compared the transient transmittance and reflectance profiles of the five selected scattering types and found that the scaled isotropic results deviate significantly from the anisotropic results for both collimated and diffuse irradiations. The main findings of the current study are that the temporal distributions of transmittance and reflectance predicted by equivalent isotropic scattering match poorest with those predicted by exact simulation for backward scattering, and the difference is obvious even for very diffuse media L 30 mm. The difference between exact and isotropic scattering results at early time stages for forward scattering becomes smaller with increasing medium thickness but cannot be eliminated. These phenomena can be attributed to the shortcomings of the isotropic scaling technique. For a forward-scattering phase function the isotropic scaling technique treats forward scattering as one peak in the forward direction 0 by means of decreasing the scattering coefficient by a forward-scattering fraction g see Eq. 3. As a result it decreases the flight distance of photons and shortens the photon flight time. Consequently, the scaled isotropic results always rise faster than their actual forward-scattering results at early times. For the backward-scattering phase function the isotropic scaling increases the scattering coefficient and consequently increases the photon flight time. Hence the scaled isotropic results always rise more slowly than their actual backward-scattering results at early times. The isotropic scaling of a forwardscattering phase function is physically based on the fact that a forward-scattering fraction can be treated as a transmission. However, the isotropic scaling of a backward-scattering phase function is for artificial increase of the scattering coefficient to compensate for the reverse transmission of a backward-scattering fraction. By nature the increase of the photon flight time by isotropic scaling of backward scattering is more pronounced than the slight decrease of photon flight time by isotropic scaling of forward scattering. This is why the transient isotropic results always match poorest with the backward-scattering results even for optically very diffuse medium such as in the case of L 30 mm. However, it should be noted that the compensation of backward scattering is identical to the transmission of forward scattering in a steady-state radiative transfer. Table 3 lists the total transmittances, which are obtained by the time integral of the transient ones over a long time period in the present transient solutions. The largest error in the table is defined as the largest relative error between anisotropic results and the corresponding equivalent isotropic result. A larger number of energy bundles is used in the current simulations, and the numerical uncertainty is estimated within the range of 0.00002. From Table 3, as expected, the equivalent isotropic scattering can predict accurate anisotropic scattering results for steady-state onedimensional radiation transfer for both forward- and backward-scattering media. Even with L 2 mm, the isotropic scaling formulation is valid for a steadystate radiative transfer. With the increase of medium thickness, the relative differences between anisotropic scattering and scaled isotropic scattering results do not shrink. These behaviors are different from those in scattering media. 5. Conclusions Equivalent isotropic scattering results have been evaluated with various corresponding anisotropic scattering results in transient radiative transport of short-pulsed light passing through optically thick scattering absorbing planar media. Evaluation was performed for both collimated irradiation and diffuse irradiation problems. Comparison was focused on the temporal distributions of transmittance and reflectance. It was found that the transient behaviors predicted by the backward-scattering phase function are quite different from those predicted by the equivalent isotropic scattering, especially for a strong backwardscattering medium. Even for optically very diffuse medium L 30 mm the differences in temporal transmittance and reflectance profiles between backward-scattering and equivalent isotropic scattering predictions are obvious. Thus isotropic scal- 4416 APPLIED OPTICS Vol. 39, No. 24 20 August 2000

ing of the backward-scattering phase function is not appropriate for the transient radiative transfer. However, for optically thick backward-scattering media and at very long time stages much longer than the transmitted or the reflected pulse width, the transient transmittance and reflectance predicted by scaled isotropic scattering are in good agreement with the results predicted by anisotropic scattering. As expected, the scaled equivalent isotropic scattering predicts similar transient transmittance and reflectance for forward anisotropic scattering if the medium is optically thick. However, even for an optically very thick medium L 30 mm, the isotropic scaling always overestimates slightly the transient transmittance and reflectance at early time stages for forward anisotropic scattering. Except for the influence of the snake component phenomenon, which is due to the change of scattering coefficient, the transient equivalent isotropic results are also strongly affected by the change of photon flight time, owing to the change of flight direction. Appendix A: a n g L P n R t a e s Nomenclature Used in this Paper terms in expansion of phase function, asymmetry factor, thickness of slab, Legendre polynomials, random number, time, scattering angle measured relative to forward direction, circumferential angle, cos, absorption coefficient, extinction coefficient, scattering coefficient, phase function for scattering, scattering albedo. This study was supported in part by grant AW 9963 from the Sandia National Laboratories where Shawn Burns served as project manager for the grant. References 1. J. H. Joseph, W. J. Wiscombe, and J. A. Weinman, The Delta Eddington approximation for radiative flux transfer, J. Atmos. Sci. 33, 2452 2459 1976. 2. W. J. 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