The 2-blocking number and the upper chromatic number of PG(2, q)

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The 2-blocking number and the upper chromatic number of PG(2, q) Tamás Héger Joint work with Gábor Bacsó and Tamás Szőnyi Eötvös Loránd University Budapest September 18, 2012

The problem Color the vertices of a hypergraph H. A hyperedge is rainbow, if its vertices have pairwise distinct colors. The upper chromatic number of H, χ(h): the maximum number of colors that can be used without creating a rainbow hyperedge. Determining χ(π q ) and χ(pg(2,q)) has been of interest since the mid-1990s.

Example: χ(pg(2, 2)) = 3

Example: χ(pg(2, 2)) = 3

Example: χ(pg(2, 2)) = 3

Example: χ(pg(2, 2)) = 3

Example: χ(pg(2, 2)) = 3

Trivial coloring v := q 2 + q + 1, the number of points in Π q. τ 2 := the size of the smallest double blocking set in Π q. Then χ(π q ) v τ 2 + 1. We call this a trivial coloring. Remark: if a coloring contains a monochromatic 2BS, it is not

Theorem (Bacsó, Tuza, 2007) As q, χ(π q ) v (2q + q/2)+o( q); for q square, χ(pg(2,q)) v (2q+ 2 q+ 1) = v τ 2 + 1; χ(pg(2,q)) v (2q + q)+o( q); for q non-square, χ(pg(2,q)) v (2q + Cq 2/3 )+o( q).

Theorem Let q = p h, p prime. Let τ 2 (PG(2,q)) = 2(q + 1)+c. Suppose that one of the following two conditions holds: 1 206 c c 0 q 13, where 0 < c 0 < 1/2, q q(c 0 ) = 2(c 0 + 2)/(2/3 c 0 ) 1, and p p(c 0 ) = 50c 0 + 24. 2 q > 256 is a square. Then χ(pg(2,q)) = v τ 2 + 1, and equality is reached only by trivial colorings. Simpler form of the above theorem: Theorem Let q = p h, p prime. Suppose that either q > 256 is a square, or h 3 odd and p 29. Then χ(pg(2,q)) = v τ 2 + 1, and equality is reached only by trivial colorings. Remark: if τ 2 (PG(2,q)) < 8q/3, q > q(τ 2 ), then χ v τ 2 + 10.

C 1,...,C n : color classes of size at least two (only these are useful) C 1 C i colors the line l iff l C i 2. All lines have to be colored, so B = n C i is a double blocking set. i=1 We use v B +n colors. B C 2 Cn To reach the trivial coloring, we must have v B +n v τ 2 +1, thus we need n B τ 2 + 1 colors in B. Also n B /2, so B 2τ 2 6q.

C 1,...,C n : color classes of size at least two (only these are useful) C 1 C i colors the line l iff l C i 2. All lines have to be colored, so B = n C i is a double blocking set. i=1 We use v B +n colors. B C 2 Cn To reach the trivial coloring, we must have v B +n v τ 2 +1, thus we need n B τ 2 + 1 colors in B. Also n B /2, so B 2τ 2 6q.

Eliminating color classes of size two B So there is at most one color class of size two.

Eliminating color classes of size two B So there is at most one color class of size two.

Eliminating color classes of size two B So there is at most one color class of size two.

Eliminating color classes of size two B So there is at most one color class of size two.

Eliminating color classes of size two B So there is at most one color class of size two.

Eliminating color classes of size two B So there is at most one color class of size two.

Eliminating color classes of size two B So there is at most one color class of size two.

B 3q ε Recall that τ 2 2.5q. Say, τ 2 2.5q. L(C i ) := the number of lines colored by C i. Then L(C i ) ( C i 2 By convexity, to satisfy q 2 + q + 1 L(C i ) ( ) C i, 2 the best is to have one giant, and many dwarf color classes. But as B C giant 0.5q B τ 2 + 1 n 1+, 3 C g iant 3τ 2 2 B, too small. C giant 1.5q However, if C giant q + 2, we use L(Ci ) (q+1) 2 C i. ).

B 3q ε Recall that τ 2 2.5q. Say, τ 2 2.5q. L(C i ) := the number of lines colored by C i. Then L(C i ) ( C i 2 By convexity, to satisfy q 2 + q + 1 L(C i ) ( ) C i, 2 the best is to have one giant, and many dwarf color classes. But as B C giant 0.5q B τ 2 + 1 n 1+, 3 C g iant 3τ 2 2 B, too small: C giant 1.5q. However, if C giant q + 2, we use L(Ci ) (q+1) 2 C i. ).

B 3q ε Recall that τ 2 2.5q. Say, τ 2 2.5q. L(C i ) := the number of lines colored by C i. Then L(C i ) ( C i 2 By convexity, to satisfy q 2 + q + 1 L(C i ) ( ) C i, 2 the best is to have one giant, and many dwarf color classes. But as B C giant 0.5q B τ 2 + 1 n 1+, 3 C g iant 3τ 2 2 B, too small: C giant 1.5q. However, if C giant q + 2, we use L(Ci ) (q+1) 2 C i. ).

τ 2 +ε B 3q ε Lemma Let B be t-fold blocking set in PG(2, q), B = t(q + 1) + k, and P B be an essential point of B. Then there are at least (q + 1 k t) t-secants of B through P. Corollary Let B be a t-fold blocking set with B (t + 1)q points. Then there is exactly one minimal t-fold blocking set in B, namely the set of essential points. Remark Harrach has a recent result on the unique reducibility of weighted t-fold (n k)-blocking sets in the projective space PG(n,q).

τ 2 +ε B 3q ε Lemma Let B be t-fold blocking set in PG(2, q), B = t(q + 1) + k, and P B be an essential point of B. Then there are at least (q + 1 k t) t-secants of B through P. Corollary Let B be a t-fold blocking set with B (t + 1)q points. Then there is exactly one minimal t-fold blocking set in B, namely the set of essential points. Remark Harrach has a recent result on the unique reducibility of weighted t-fold (n k)-blocking sets in the projective space PG(n,q).

τ 2 +ε B 3q ε Lemma Let B be t-fold blocking set in PG(2, q), B = t(q + 1) + k, and P B be an essential point of B. Then there are at least (q + 1 k t) t-secants of B through P. Corollary Let B be a t-fold blocking set with B (t + 1)q points. Then there is exactly one minimal t-fold blocking set in B, namely the set of essential points. Remark Harrach has a recent result on the unique reducibility of weighted t-fold (n k)-blocking sets in the projective space PG(n,q).

τ 2 +ε B 3q ε Lemma Let B be t-fold blocking set in PG(2, q), B = t(q + 1) + k, and P B be an essential point of B. Then there are at least (q + 1 k t) t-secants of B through P. Corollary Let B be a t-fold blocking set with B (t + 1)q points. Then there is exactly one minimal t-fold blocking set in B, namely the set of essential points. Remark Harrach has a recent result on the unique reducibility of weighted t-fold (n k)-blocking sets in the projective space PG(n,q).

Proof of the lemma Let P B essential, and suppose to the contrary that there are more than k + t long secants through P. Let l be t-secant, P / l. t 1 R(M,B) = (M m i ) i=1 tq+k i=1 As B is a t-fold blocking set, tq+k (Mx i +B y i ) = g(m) i=1 (Mx i +B y i ). R(M,B) = (B q B) t g(m)f 0(M,B)+(M q M)h(M,b), t (M q M) j (B q j=0 where deg(f 0 ) k. Then for any m / {m 1,...,m t 1 }, {Y = mx+b} B > t (B q B) t+1 R(m,B) (B b) F 0 (m

Proof of the lemma Let P = (x 1,y 1 ). More than k + t long sec s on P more than k long sec s with m / {m 1,...,m t 1 }. So Mx 1 + B y 1 = 0 and F0 (M,B) = 0 have more than k common points. Thus (Mx 1 + B y 1 ) is a factor of F0 (M,B), thus the lines through P and a point of l\b are long secants. This gives a contradiction if P is essential.

τ 2 +ε B 3q ε Clear: if l is a 2-secant to B, then l B is monochromatic. Let B = 2(q + 1)+k. Then Proposition Every color class containing an essential point of B has at least (q k) 3q B points. B = B B, where B is the set of essential points, B τ 2. We have B τ 2 +1 n B B + B 3 q k, so 2 3 ( B τ 2)(q k) τ 2. B B B

B τ 2 +ε, q > 256 square (so τ 2 = 2(q + q + 1)) Blokhuis, Storme, Szőnyi: B contains two disjoint Baer subplanes, B 1 and B 2. B = B 1 B 2 can not be monochromatic. Let P B 1 be purple. There are at least (q q ε 1) 2-secants on P, so there are a lot of purple points in B 2. The same from B 2 : we have at least 2(q q ε 1) purple points. If we have brown points as well: B 4(q q ε 1)

B τ 2 +ε, q > 256 square (so τ 2 = 2(q + q + 1)) Blokhuis, Storme, Szőnyi: B contains two disjoint Baer subplanes, B 1 and B 2. B = B 1 B 2 can not be monochromatic. Let P B 1 be purple. There are at least (q q ε 1) 2-secants on P, so there are a lot of purple points in B 2. The same from B 2 : we have at least 2(q q ε 1) purple points. If we have brown points as well: B 4(q q ε 1)

B τ 2 +ε, q > 256 square (so τ 2 = 2(q + q + 1)) Blokhuis, Storme, Szőnyi: B contains two disjoint Baer subplanes, B 1 and B 2. B = B 1 B 2 can not be monochromatic. Let P B 1 be purple. There are at least (q q ε 1) 2-secants on P, so there are a lot of purple points in B 2. The same from B 2 : we have at least 2(q q ε 1) purple points. If we have brown points as well: B 4(q q ε 1)

B τ 2 +ε, q > 256 square (so τ 2 = 2(q + q + 1)) Blokhuis, Storme, Szőnyi: B contains two disjoint Baer subplanes, B 1 and B 2. B = B 1 B 2 can not be monochromatic. Let P B 1 be purple. There are at least (q q ε 1) 2-secants on P, so there are a lot of purple points in B 2. The same from B 2 : we have at least 2(q q ε 1) purple points. If we have brown points as well: B 4(q q ε 1)

B τ 2 +ε, q > 256 square (so τ 2 = 2(q + q + 1)) Blokhuis, Storme, Szőnyi: B contains two disjoint Baer subplanes, B 1 and B 2. B = B 1 B 2 can not be monochromatic. Let P B 1 be purple. There are at least (q q ε 1) 2-secants on P, so there are a lot of purple points in B 2. The same from B 2 : we have at least 2(q q ε 1) purple points. If we have brown points as well: B 4(q q ε 1)

B τ 2 +ε, q > 256 square (so τ 2 = 2(q + q + 1)) Blokhuis, Storme, Szőnyi: B contains two disjoint Baer subplanes, B 1 and B 2. B = B 1 B 2 can not be monochromatic. Let P B 1 be purple. There are at least (q q ε 1) 2-secants on P, so there are a lot of purple points in B 2. The same from B 2 : we have at least 2(q q ε 1) purple points. If we have brown points as well: B 4(q q ε 1)

B τ 2 +ε By melting color classes, we may assume n = 2, B = B r B g, and let B = B = 2(q + 1)+k < 2.5q. Theorem (Blokhuis, Lovász, Storme, Szőnyi) Let B be a minimal t-fold blocking set in PG(2,q), q = p h, h 1, B < tq +(q + 3)/2. Then every line intersects B in t (mod p) points. For a line l, let n r l = B r l, n g l = B g l, n l = n r l + ng l = B l.

B τ 2 +ε Define the set of red, green and balanced lines as L r = {l L: nl r > ng l }, L g = {l L: n g l > nr l }, L = = {l L: nl r = ng l }. Using double counting, we get n l = B (q + 1), hence l L l l L: n l >2n (n l 2) = B (q + 1) 2(q 2 + q + 1) kq. l L

B τ 2 +ε On the other hand, l L r : n l >2 l L r : n l >2 l L: n l >2 (n r l + ng l )+ 2n r l + l L g : n l >2 n l = l L g : n l >2 2n g l + (n r l + ng l )+ l L = : n l >2 l L = : n l >2 2n r l 4 (n r l + ng l ) l L r L = : n l >2 Recall B r B B g 2q + k (q k) = q + 2k < 2q. Thus for the average number of long red secants through a red point, l L r L = : n l >2 nr l B r kq 4 B r k 8. n r l.

B τ 2 +ε So we see: kp 16 red points on the red long secants through P, q k red points on the red two-secants through P, and q k green points. Thus 2q + k B 2q 2k + kp 16

Two disjoint blocking sets Let q = p h, h 3 odd, p not necessarily prime, p odd. Let m = (q 1)/(p 1) = p h 1 + p h 2 +...+1. Note that m is odd. Let f(x) = a(x p + x), a { GF(q). Then f } is GF(p)-linear, and determines the directions f(x) f(y) (x y) : x y ={f(x)/x: x 0}= {(1 : f(x)/x : 0): x 0}= {(x : f(x) : 0): x 0}. Thus B 1 = {(x : f(x) : 1)} {(x : f(x) : 0)} }{{} x 0 }{{} A 1 I 1 is a blocking set of Rédei type. Similarly, for g(x) = x p, is also a blocking set. B 2 = {(y : 1 : g(y))} {(y : 0 : g(y))} }{{} y 0 }{{} A 2 I 2

Two disjoint blocking sets B 1 = {(x : f(x) : 1)} {(x : f(x) : 0)} }{{} x 0 }{{} A 1 I 1 B 2 = {(y : 1 : g(y))} {(y : 0 : g(y))} }{{} y 0 }{{} A 2 I 2 f(x) = 0 iff x p + x = x(x p 1 + 1) = 0. As 1 = ( 1) m x (p 1)m = x q 1 = 1, f(x) = 0 iff x = 0. Also g(x) = 0 iff x = 0. I 2 B 1 is empty, as (0 : 0 : 1) / I 2. If (x : f(x) : 0) (y : 1 : g(y)) I 1 A 2, then g(y) = 0, hence y = 0 and x = 0, a contradiction. So I 1 A 2 =.

Two disjoint blocking sets B 1 = {(x : f(x) : 1)} {(x : f(x) : 0)} }{{} x 0 }{{} A 1 I 1 B 2 = {(y : 1 : g(y))} {(y : 0 : g(y))} }{{} y 0 }{{} A 2 I 2 Now we need A 1 A 2 =. (y : 1 : g(y)) (x : f(x) : 1) (x 0) iff (y;1;g(y)) = (x/f(x);1;1/f (x)), in which case 1/f(x) = g(x/f(x)) = g(x)/g(f(x)). Thus we need that g(x) = g(f(x))/f(x) = f(x) p 1 that is, x p = (a(x p + x)) p 1 = a p 1 x p 1 (x p 1 + 1) p 1 has no solution in GF(q).

Two disjoint blocking sets Equivalent form: 1 a p 1 = (xp 1 + 1) p 1 x should have no solutions x GF(q). = (x p 1 + 1) p 1 x q 2 =: h(x) Let D = {x m : x GF(q) } = {x (p 1) : x GF(q) }. Then 1/a p 1 D. Note that h(x) D x D. So to find an element a such that 1/a (p 1) is not in the range of h, we need that h D : D D does not permute D.

Permutation polynomials Theorem (Hermite-Dickson) Let f GF(q)[X], q = p h, p prime. Then f permutes GF(q) iff the following conditions hold: f has exactly one root in GF(q); for each integer t, 1 t q 2 and p t, f(x) t (mod X q X) has degree at most q 2. A variation for multiplicative subgroups of GF(q) : Theorem Suppose d q 1, and let D = {x d : x GF(q) } be the set of nonzero d th powers, m = D = (q 1)/d. Assume that g GF(q)[X] maps D into D. Then g D is a permutation of D if and only if the constant term of g(x) t (mod x m 1) is zero for all 1 t m 1, p t.

Two disjoint blocking sets Recall that h(x) = (X p 1 + 1) p 1 X q 2. Let t = p 1, that is, consider h p 1 (X) = (p 1) 2 k=0 ( (p 1) 2 k ) X k(p 1)+(p 1)(q 2) (mod X m 1). Since k(p 1)+(p 1)(q 2) (k 1)(p 1) (mod m), the m exponents reduced to zero have k = 1+l(m,p 1). Let r be the characteristic of the field GF(q). As ( (p 1) ) 2 1 1 (mod r), it is enough to show that ( (p 1) 2 ) k 0 (mod r) for the other possible values of k. Suppose h 5. Then m/(m,p 1) > m/p > p h 2 > p 2, thus by k (p 1) 2, l 1 does not occur at all. The case h = 3 can also be done.

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