P. Diomede, D. J. Economou and V. M. Donnelly Plasma Processing Laboratory, University of Houston

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P. Diomede, D. J. Economou and V. M. Donnelly Plasma Processing Laboratory, University of Houston 1

Outline Introduction PIC-MCC simulation of tailored bias on boundary electrode Semi-analytic model Comparison with data Summary 2

Introduction / Motivation Control of the energy of ions bombarding a substrate in contact with plasma is critical for plasma processing. The ion energy must be high enough to drive anisotropic etching, but not too high to induce substrate damage and/or loss of selectivity. As device dimensions continue to shrink, precise control of the ion energy distribution (not just the average ion energy) becomes increasingly important. 3

Goal and Approach Goal: Develop methodologies to achieve tailored ion energy distributions 1 (IEDs). Approach: Use combination of modeling/simulation and experiments. Particle-In-Cell simulation with Monte Carlo Collisions (PIC- MCC). 2 Semi-analytic model 3. 1 P. Diomede et al., J. Appl. Phys., 109, 083302 (2011); X.V. Quin, Y.-H. Ting and A.E. Wendt, Plasma Sources Sci. Technol., 19, 065014 (2010). 2 S. K. Nam, D. J. Economou and V. M. Donnelly, IEEE Trans. Plasma Sci., 35, 1370 (2007); V. Vahedi, G. DiPeso, C. K. Birdsall, M. A. Lieberman, and T. D. Rognlien, Plasma Sources Sci. Technol., 2, 261 (1993); J. Verboncoeur, M. Alves, V. Vahedi, and C. K. Birdsall, J. Comp. Phys., 104, 321 (1993); P. Diomede et al. PSST, 14, 459 (2005) 3 P. Diomede et al., PSST, 20, 045011 (2011). 4

PIC MCC Simulation of Pulsed CCP Reactor with DC Bias in Afterglow Argon plasma V RF = 300 V RF = 13.56 MHz p = 10 mtorr d = 6cm 10 khz pulse 50% duty ratio Pulsed plasma is sustained in capacitively coupled plasma (CCP) reactor. DC bias is applied on the upper (boundary) electrode in the afterglow to modify the IED on the lower (substrate) electrode. 5

Application of DC Bias in the Afterglow of a Pulsed Plasma After plasma power turn off (afterglow), T e and V p decay rapidly. Apply synchronously tailored positive bias voltage V dc during specified time window in the afterglow. Bias raises plasma potential, modifying the IED on the wafer. 6

IED without Bias 12 1.2 12 1.2 (a) 1.0 1.0 (b) IED Normalized 0.8 0.6 0.4 Normalized IE ED 0.8 0.6 0.4 0.2 0.2 0.0 0 50 100 150 200 0.0 0 50 100 150 200 Ion energy (ev) Ion energy (ev) (a) IED for continuous wave (cw) plasma w/o bias (b) IED for pulsed plasma (10 khz, 50% duty cycle) w/o bias 7

IEDs with Staircase DC Bias Applied in Afterglow Afterglow starts at time t = 50 s. Additional peaks appear in the IED. Peak location can be controlled by the value of the applied bias voltage. 8

IEDs with Staircase DC Bias Applied in Afterglow (2) Peak strength can be controlled by the duration of the respective DC bias voltage. P. Diomede et al., J. Appl. Phys., 109, 083302 (2011) 9

EEPF and Electron Density Evolution 3-3 ) n e (10 15 m - 2 1 0 0 10 20 30 40 50 60 70 80 90 100 Time (s) In the afterglow of pulsed CCP, apply 50 V DC during t = 70-85 s, followed by 300 V DC during t = 85-100 s. EEPF is temporarily heated when the bias is applied but the electron density evolution is hardly affected. 10

Plasma Excitation Frequency of 60 MHz 1.2 (a) 1.2 (b) 10 1.0 10 1.0 Normaliz zed IED 0.8 0.6 0.4 ized IED Normal 0.8 0.6 0.4 0.2 0.2 0.0 0 50 100 150 200 250 0.0 0 50 100 150 200 250 Ion energy (ev) Ion energy (ev) IED for cw plasma w/o bias IED for pulsed plasma with staircase DC bias applied in afterglow (50 V during 70-85 s, 200 V during 85-100 s). Increasing frequency to 60 MHz boosts the electron density (n ~f 2 e f ), yields thinner sheath, reduces the collisionality of the sheath, and results in sharper IEDs. Ion energy peak location and fraction of ions under each peak can be controlled. 11

Comparison of PIC Simulation with Experimental Data (1) PS2-TuA9 0.03 50-98s 60-98s 70-98s 80-98s t = 48 s t = 38 s 4.4x10 11 4.0x10 11 3.6x10 11 3.2x10 11 simulation PS+SS-WeM6 IEDF 0.02 0.01 t = 28 s t = 18 s Ion flux (a.u.) 2.8x10 11 2.4x10 11 2.0x10 11 1.6x10 11 1.2x10 11 8.0x10 10 4.0x10 10 0.00 0 2 4 6 8 101214161820222426283032 Energy (ev) 0 2 4 6 8 101214161820222426283032 Energy (ev) IEDs predicted by the PIC simulation of the afterglow (right) compared to data # (left). The low energy peak of the data is due to the active glow (not simulated by PIC). 3.0 0.0 T e (ev) 2.5 20 2.0 1.5 1.0 0.5 0.0 30 40 50 60 70 80 90 100 Time (s) Pulsed plasma, 10 KHz Electron temperature in the afterglow predicted by PIC (line), modulation, 20% duty, compared to data # (points). 14 mtorr, 120 W average power, 24.4 V DC bias applied in afterglow during time windows shown above. # H. Shin et al., PSST, 20 055001 (2011). 12

Comparison of PIC Simulation with Experimental Data (2) 1.0 1.0 H + 2 H + 3 0.8 0.8 Normalized IED 0.6 0.4 02 0.2 0.0 0 50 100 150 Ion energy (ev) Normalized IED 0.6 0.4 02 0.2 0.0 0 50 100 150 Ion energy (ev) Hydrogen plasma V RF = 300 V RF = 13.56 MHz p = 50 mtorr d = 6 cm experiment experiment IEDs for cw plasma w/o bias Experiments: D. O Connell et al. Phys. Plasmas 14, 103510 (2007) Model: P. Diomede et al. PSST, 14, 459 (2005) 13

Electrode in Contact with Plasma Bulk Plasma (n 0, T e ) Sheath Electrode (Target) Blocking capacitor, C b Applied rf, V rf 14

Semi-analytic Model (1) Schematic of the sheath region 1. Electrode immersed in semi-infinite plasma Electrode Sheath Pre-sheath Plasma (bulk) x I d I e I i n 0, T e of given electron (ion) density and electron temperature. 2. Electron, ion and displacement currents flow through the sheath. 3. Non-linear sheath capacitance C s is calculated from the electric field at the electrode, E. C s E E 0 A V s V=V S V=V 1 V=0 2nkT 1 e e(vs V 1 ) Vs E [exp( ) ] kt V 0 e 1 1 2 2 / A. Metze et al., J. Appl. Phys.,, 60,, 3081 (1986). P. Miller and M. Riley, J. Appl. Phys., 82, 3689 (1997). T. Panagopoulos and D. Economou, JAP, 85, 3435 (1999). 15

Semi-analytic Model (2) Equivalent circuit model, A. Metze et al., J. Appl. Phys., 60, 3081 (1986). V rf C b I T V T V P C T Subscripts T and G refer to target and ground electrodes, respectively. d d C b (Vrf V T ) C T (VP V T ) IT dt dt d d C T (VP V T ) CG VP IT IG 0 dt dt 0 I G CG dv V d d ( VT V dt i p ) Ions respond to a damped potential V d Voltage V rf is applied through blocking capacitor, C b. Given n 0, T e, V rf and C b, calculate l V T, V p, and V d. 16

Ion Energy Distribution Support (y,y+dy) V d (t) 0 y+dy y 0 t 2 1 1 f( y) 2 # of points in 0< t2 dvd such that dy V d ( t ) y d ( t ) f( y) IED V V ( t) " damped " sheath voltage d d Sample damped sheath potential waveform y V t t V y 1 d( ) d ( ) 1 dv 1 d ( y ) f ( y ) 2 dy # of points in 0< t2 such that V ( t) y d P. Diomede et al., Plasma Sources Sci. Technol., 20, 045011 (2011). E. Kawamura et al., Plasma Sources Sci. Technol., 8, R45 (1999). 17

IED for a sinusoidal sheath voltage (Forward problem) Damped sheath potential Resulting IED V(t) 0 0 2 t f(y) V m +V 0 V m V m -V 0 0 0 V m -V 0 V m V m +V 0 y y Vd( t) Vm V0 sin t 1 1 f( y) 2 Vm V0, Vm 0, 0 t 2 y V V0 1 m V0 18

Voltage Waveform Required to Obtain Desired IED (Inverse problem) V rf = rf voltage before blocking cap C b = 500 pf, n 0 = 2 10 10 cm -3, T e = 3 ev, V d = damped sheath potential M = 40 amu (Ar + ), AG/ G /AT = 20, i = 1 V T = target electrode potential Desired IED is Gaussian with specified peak and standard deviation. Required voltage waveform V rf is a rectangular pulse with a slope. Slope is needed because of blocking capacitor charging. P. Diomede et al., Plasma Sources Sci. Technol., 20, 045011 (2011). 19

PS2-TuA9 Comparison of Semi-analytic Model with Experimental Data Argon Plasma 1.2 1.0 experiment 1.2 1.0 model PS+SS-WeM6 Normalized IED 0.8 0.6 0.4 Normalized IED 0.8 0.6 0.4 0.2 0.2 0.0 0 5 10 15 20 25 30 Ion energy (ev) 0.0 0 5 10 15 20 25 30 Ion energy (ev) IEDs predicted by the semi-analytical model (right) compared to data # (left). V p (V) 22 20 18 16 14 12 10 8 6 4 2 Plasma potential w/o DC bias predicted by the semi-analytical model (line), compared to data # (points). 0 0 20 40 60 80 100 Time (s) Pulsed plasma, 10 KHz modulation, 20% duty, 14 mtorr, 120 W average power, 24.4 V DC bias applied in afterglow during t b = 45-95 µs. b µ # H. Shin et al., PSST, 20 055001 (2011). 20

Summary The energy distribution of ions bombarding the wafer can be tailored by applying voltage waveforms with special shapes (square wave, staircase, etc.). Both the location of the peak(s) of the IED and the fraction of ions under each peak can be controlled. Semi-analytic model can identify voltage waveforms that result in desired IED (inverse problem). Semi-analytic model executes much faster, but PIC simulation provides detailed information about both the IED and the EEDF upon application of bias. Experimental measurements were in good agreement with model and simulation predictions. 21

Acknowledgements Prof. M. Nikolaou, University of Houston Dr. H. Shin, University of Houston PhD candidate W. Zhu, University of Houston Prof. S. Longo, University of Bari and CNR/IMIP, Italy Prof. M. Capitelli, University of Bari and CNR/IMIP, Italy Funding: DoE Plasma Science Center NSF 22