Accretion Disks I. High Energy Astrophysics: Accretion Disks I 1/60

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Accretion Disks I References: Accretion Power in Astrophysics, J. Frank, A. King and D. Raine. High Energy Astrophysics, Vol. 2, M.S. Longair, Cambridge University Press Active Galactic Nuclei, J.H. Krolik, Princeton Series in Astrophysics High Energy Astrophysics: Accretion Disks I 1/60

1 Overview Accretion disks are important in a number of areas of astrophysics Accretion on stellar mass size compact objects (white dwarfs, neutron stars, black holes). Accretion onto newly forming protostars. Accretion onto supermassive ( holes in Active Galactic Nuclei. 10 7 9 solar masses) black The physics of accretion in these different environments is generic and much can be understood from a general theory. In this set of lectures therefore, we are concerned with the generic physics of accretion discs. This involves: High Energy Astrophysics: Accretion Disks I 2/60

1. Some general characteristics of turbulent flow. Turbulence is important in accretion discs as a source of viscosity which drives the accretion. 2.The derivation of equations of turbulent flow which are specific to accretion discs 3.The radiation properties of accretion discs. 4.The importance of magnetic fields to understanding the fundamental properties of accretion discs. We shall begin by deriving equations which relate to unmagnetised discs. However, we shall see that we cannot do without magnetic fields. This effectively brings us to current research on accretion discs. High Energy Astrophysics: Accretion Disks I 3/60

Generic accretion disc Compact object, e.g. black hole Path of an element of gas Innermost stable orbit Radiation Turbulent accretion disc Flow of angular momentum Heat generated by turbulence High Energy Astrophysics: Accretion Disks I 4/60

2 The equations of fluid dynamics with viscosity 2.1 General equations In accretion discs, dissipation is important and only avenue of dissipation available in an unmagnetised fluid is viscosity. We return to the general equations of fluid dynamics. Note that in the following we do not include the dynamical effects of magnetic fields. This suffices to introduce us to the general concepts of accretion discs. However, in the long run, we cannot do without magnetic fields. These are the ultimate source of the dynamic stresses which lead to accretion. High Energy Astrophysics: Accretion Disks I 5/60

Continuity t v i --------------- 0 x i (2.1-1) Momentum: vi t x j vi v j p ------ x i p ij G x j xi ij G --------- x j xi (2.1-2) High Energy Astrophysics: Accretion Disks I 6/60

The quantity form ij ij 2S ij v kk is the viscous tensor which is expressed in the ij 1 s ij 2 -- v 2 ij v ji --v 3 kk ij Shear tensor (2.1-3) The parameters and are the coefficients of shear and bulk dynamic molecular viscosity. The corresponding coefficients of kinematic viscosity are -- --, (2.1-4) High Energy Astrophysics: Accretion Disks I 7/60

and to order of magnitude Mean free path Thermal speed (2.1-5) Note that the dimensions of kinematic viscosity are length velocity. In classical applications of viscous flow, e.g. fluid flow in a pipe, the detailed form of the viscous tensor is important. However, for our application to turbulent flow, it is not important. 2.2 Reynolds number The Reynolds number is defined as: and in most astrophysical flows is large. R VL ------ (2.2-1) High Energy Astrophysics: Accretion Disks I 8/60

2.3 Dissipation due to viscosity The heat generated by a viscous fluid is described by: kt ds ---- v dt ij q i ij Heat flux q jj (2.3-1) (2.3-2) Since the rate of change of the entropy per unit mass can be expressed in the form: kt ds ---- dt d p ----- ---------------- d ----- dt dt d ----- p dt v i xi (2.3-3) High Energy Astrophysics: Accretion Disks I 9/60

then we have the equation for the change of internal energy as a result of viscous dissipation: d dt v i p xi ij v ij q i x i (2.3-4) This equations tells us that there is dissipation resulting from viscosity and loss of energy from a comoving volume resulting from the heat flux. High Energy Astrophysics: Accretion Disks I 10/60

3 Equations for statistically averaged turbulent flow 3.1 Definitions of mean dynamic variables Means of density and velocity The following formalism is suitable for treating all turbulent flows. We envisage a turbulent flow as consisting of a mean plus a fluctuating component so that we express the density and velocity in the form: v i v i and the means of the fluctuating components are defined by (3.1-1) (3.1-2) High Energy Astrophysics: Accretion Disks I 11/60 v i 0 v i 0

Mean in this case refers to either an ensemble mean (i.e. we envisage an infinite population of accretion discs, or a time averaged mean in which we average over a large enough time scale that the averaged flow has a smooth character). Note that the velocity is defined by a mass-weighted mean. This is similar to the way in which we define the bulk velocity of a fluid by defining it in terms of the velocity of the frame in which the total momentum is zero. V i High Energy Astrophysics: Accretion Disks I 12/60

Means of other quantities Other variables are also averaged and whether they are massweighted or not depends upon their dimensions and the way in which they appear in the hydrodynamic equations: p p p ij ij ij (3.1-3) h h h T T T and so on. We do not need to average the potential, in this case, since it is fixed, e.g. by the potential of the black hole. High Energy Astrophysics: Accretion Disks I 13/60

3.2 Continuity equation When we substitute the above into the continuity equation, we obtain ṽi t x v 0 i i (3.2-1) Taking the average of this equation gives ----- t ṽi 0 x i (3.2-2) The averaged equation of continuity has the same form as the non-averaged version mass is conserved in the mean flow. High Energy Astrophysics: Accretion Disks I 14/60

3.3 Momentum equation The momentum equation becomes: ṽi v t i ' ṽi v x i ṽ j v j j p p G ij x i x ij j xi (3.3-1) High Energy Astrophysics: Accretion Disks I 15/60

In constructing an average of this equation, we use v i 0 p 0 ij 0 ṽ i v i ṽ j v j ṽ i ṽ j ṽ i v j v i ṽ j v i v j (3.3-2) ṽ i ṽ j 0 0 v i v j so that the momentum equation becomes: ṽi t ṽi ṽ x j v i v j j p ------ x i ij x j G xi (3.3-3) High Energy Astrophysics: Accretion Disks I 16/60

This introduces the non-zero Reynolds stresses t ij R v i v j (3.3-4) component of the flux of turbu- which is the negative of the lent momentum ( v i ). Equivalently, t ij R j th is the mass-weighted correlation of the turbulent velocity components. This term is fundamental to all turbulent flows and describes the turbulent diffusion of momentum in such flows. High Energy Astrophysics: Accretion Disks I 17/60

The momentum equation may be put in the form: ṽi t x j ṽi ṽ j p ------ x i t ij R ------- x j ij x j G xi (3.3-5) and the Reynolds stresses appear as an additional force driving the mean motion. In the above equations, the gravitational potential G is regarded as prescribed (e.g. by the potential of the central black hole) so that no averaging of it is required. High Energy Astrophysics: Accretion Disks I 18/60

3.4 Importance of Reynolds stress in high Reynolds number flows This formalism introduces two additional terms that we do not usually deal with in classical gas dynamics applications v i v j and ij (3.4-1) In high Reynolds number flows, we can ignore the contribution of ij to the momentum, and we represent the mean momentum equations as ṽi t x j ṽi ṽ j p ------ x i v i v j G ------------------------ x j xi (3.4-2) High Energy Astrophysics: Accretion Disks I 19/60

For this reason the Reynolds stress is associated with the concept of turbulent viscosity, although that it is not a term which I personally like and which can also lead to misunderstandings of the physics. 3.5 The problem of closure The fundamental problem in modelling turbulent flows is that it is not obvious what has to be done to express the Reynolds stresses in terms of the fundamental dynamical variables. This is known as the Problem of Closure and has concerned hydrodynamicists since the 1900s. It is one of the outstanding theoretical physics problems. We shall see one approach to this when we discuss accretion discs. High Energy Astrophysics: Accretion Disks I 20/60

One approach to closure that has been used is to specify a socalled turbulent viscosity and to put t ij R t s ij (3.5-1) In this case the turbulent viscosity is written as (3.5-2) where and are appropriate turbulent length and velocity l t v t t l t v t scales. That is the momentum transport associated with the turbulence is treated as having some of the features of momentum transport associated with molecular processes. Note the distinction between molecular and turbulent viscosity. The former is usually small; the latter can be significant. High Energy Astrophysics: Accretion Disks I 21/60

4 Characterisation of turbulent flows 4.1 The turbulent cascade One of the features of fluid dynamic turbulence is the existence of the turbulent cascade. We regard turbulence as being constructed of turbulent eddies and that the energy in these eddies is dissipated on the eddy turnover timescale. What happens to the energy it makes smaller eddies, of course! High Energy Astrophysics: Accretion Disks I 22/60

L L 0 Eddies in turbulent flow High Energy Astrophysics: Accretion Disks I 23/60

Let v0 t be the turbulent velocity in the largest eddy of size L 0, 1 then the kinetic energy density is -- v0 and the eddy turnover time is -----. The volume rate of energy dissipation associated 2 t 2 L 0 v0 t with this turnover time is: 1 t -- v t 0 2 -------------------- 2L 0 v0 t 1 -- v t 0 3 ---------------- 2 L 0 Units are energy per unit time per unit volume. (4.1-1) High Energy Astrophysics: Accretion Disks I 24/60

In incompressible flow, this energy ends up in smaller eddies since there are no wave modes by which it can be radiated away. With a turbulent velocity and length scale L, the volume rate of dissipation is: V t 1 -- v t 3 -------- 2 L (4.1-2) High Energy Astrophysics: Accretion Disks I 25/60

This is equal to the volume rate of energy dissipation resulting from the largest eddies, so that 1 -- v t 3 ----- 2 L 1 -- v t 0 3 ------------ 2 L 0 v t v0 L t ----- 13 / (4.1-3) This is a classic result for incompressible hydrodynamic turbulence. The numerical situation is different for compressible turbulence and for turbulence in a magnetised fluid but the general physical principles are the same. L 0 High Energy Astrophysics: Accretion Disks I 26/60

4.2 The eventual fate of the cascaded energy We have just described what is referred to as a turbulent cascade. The energy which ends up on smaller and smaller scales is eventually dissipated by viscosity as we shall now show. First note, however, that the turbulent kinetic energy density is dominated by the large scale, since the kinetic energy density associated with each eddy, T 1 2 --v 2 1 t -- v0 2 t 2 L ----- 23 / L 0. (4.2-1) High Energy Astrophysics: Accretion Disks I 27/60

Consider the contribution of each eddy to the dissipation ij v ij. We have ij 2S ij v kk v t ij --- L (4.2-2) since the coefficients of viscosity have the same order of magnitude. Hence, the dissipation of turbulent energy into heat in an eddy of size L is given by: ij v ij v t --- L 2 v t 0 2 L ----- ----- 43 / L 0 L 0 (4.2-3) High Energy Astrophysics: Accretion Disks I 28/60

The volume rate of dissipation goes up as the length scale of the eddy decreases. Hence the rate of dissipation balances the rate of increase of energy within the eddy, when v t 0 2 ----- L ----- 43 / L 0 L 0 1 -- v t 0 ------------- 2 L 0 i.e. when the length scale is small enough that 3 (4.2-4) L ----- 43 L 0 / -- L0 v0 1 t ----------- L 0 v0 t 1 ---- R t (4.2-5) where R t is the Reynolds number of the turbulence. High Energy Astrophysics: Accretion Disks I 29/60

Now, the coefficient of kinematic viscosity is given to order of magnitude by L mfp c s. (4.2-6) Thus, the dissipative length scale L d, is determined from L ----- 43 L 0 v0 ----- t 1 / L mfp ----------- L 0 c s (4.2-7) L d Normally, the mean free path is much smaller than the typical length scale and the turbulent velocity may range (typically) from about 0.1 times the sound speed, to the sound speed. Thus in general is a very small length compared to the largest relevant length scale. High Energy Astrophysics: Accretion Disks I 30/60

The above describes the characteristics of all turbulence: An energy containing scale which determines the eventual dissipation rate An inertial range in which the velocity scales with the size of the eddy. This is the turbulent cascade A dissipative scale on which the turbulence is dissipated. 4.3 A famous poem The above physics is neatly encapsulated in the following famous poem: Larger whirls have lesser whirls that feed on their velocity And lesser whirls have smaller whirls And so on to viscosity High Energy Astrophysics: Accretion Disks I 31/60

This has been corrupted to the following: Larger fleas have lesser fleas upon their backs to bite em And lesser fleas have smaller fleas And so on ad infinitum 5 The generation and dissipation of turbulent kinetic energy 5.1 Development of the TKE equation It is important in any turbulent flow to know how turbulent energy is generated. The way we determine this is to construct an equation for the turbulent kinetic energy. High Energy Astrophysics: Accretion Disks I 32/60

The turbulent kinetic energy is defined by: TKE 1 --v 2 2 (5.1-1) We derive an equation for the TKE by first forming an equation for the kinetic energy. This is formed by taking the scalar product of the momentum equations with the velocity. That is, v i v i t v i p v j v x i j x v i x i j ij G v i x i (5.1-2) High Energy Astrophysics: Accretion Disks I 33/60

Using, v i v i t 1 --v t2 2 v i v i x j 1 --v x 2 2 (5.1-3) and the equation of continuity, we can put the above equation in the form: j 1 --v t2 2 ij 1 --v x j 2 2 v p j v i x v i x i j G v i x i (5.1-4) High Energy Astrophysics: Accretion Disks I 34/60

We now take the average of this equation using: 1 --v 2 2 1 --v 2 2 v j 1 --ṽ 2 2 1 --v 2 2 Mean Kinetic Energy TKE 1 --ṽ 2 2 1 ṽ j v i v j ṽ i --v 2 2 ṽ j 1 --v 2 2 v j (5.1-5) High Energy Astrophysics: Accretion Disks I 35/60

and p p p v i ṽ x i ------ v i x i i x i ij ij v i ṽ x i j x i ij v i x j (5.1-6) G G v i ṽ x i i x i High Energy Astrophysics: Accretion Disks I 36/60

Thus the averaged equation for the total kinetic energy is: 1 --ṽ t 2 2 1 --v 2 2 1 --ṽ x j 2 2 ṽ j v i v j ṽ i 1 --v x j 2 2 1 ṽ j --v 2 2 v j (5.1-7) ij p p ṽ i ------ v x i ṽ i x i i x i ij v i x j G ṽ i x i High Energy Astrophysics: Accretion Disks I 37/60

The next step is to take the scalar product of the velocity with the averaged momentum equation. This enables us to subtract out the parts of the above equation relating to the mean kinetic energy. We take the averaged momentum equation in the form: ṽ i t ṽ i ṽ j x j p ------ x i x j ij x j v i v j G xi (5.1-8) High Energy Astrophysics: Accretion Disks I 38/60

The scalar product of ṽ i with this equation is: ṽ i ṽ i ṽ i ------ ṽ t j ṽ i x j ṽ i x j v i v j p ṽ i ------ ṽ x --------- ij i i x ṽ --------- G i j x i (5.1-9) We rearrange the terms on the left of this equation in a similar way to the unaveraged equation, using this time, the mean continuity equation. High Energy Astrophysics: Accretion Disks I 39/60

The result is: 1 --ṽ t2 2 1 --ṽ x j 2 2 ṽ j ṽ i v x i v j j p ṽ i ------ x ṽ ij i x i j G ṽ i x i (5.1-10) High Energy Astrophysics: Accretion Disks I 40/60

The next step is to subtract this equation from the averaged energy equation. Let us put the equations together so that the terms that cancel can be seen clearly: 1 --ṽ t 2 2 1 --v 2 2 1 --ṽ x j 2 2 ṽ j v i v j ṽ i 1 --v x j 2 2 1 ṽ j --v 2 2 v j (5.1-11) ij p p ṽ i ------ v x i ṽ i x i i x i ij v i x j G ṽ i x i High Energy Astrophysics: Accretion Disks I 41/60

1 --ṽ t2 2 1 --ṽ x i 2 2 ṽ i ṽ i v x i v j j p ṽ i ------ x ṽ ij i x i j G ṽ i x i (5.1-12) High Energy Astrophysics: Accretion Disks I 42/60

The resulting TKE equation is: 1 --v t 2 2 x j 1 v i v j ṽ i --v 2 2 1 ṽ j --v 2 2 v j (5.1-13) ij p ṽ i v x i v j v i v j x i i x j High Energy Astrophysics: Accretion Disks I 43/60

The following terms give: x j v i v j ṽ i ṽ i v x i v j j v i v j The TKE equation becomes: 1 --v t 2 2 v ij 1 --v x j 2 2 1 ṽ j --v 2 2 v i ij p v i v x i v i x i v j j v ij (5.1-14) (5.1-15) High Energy Astrophysics: Accretion Disks I 44/60

5.2 Interpretation of terms The meanings of the various turbulent terms are as follows: 1 --v 2 2 Turbulent kinetic energy Rate of work done by turbulent stresses v i v j ṽ i on mean velocity 1 --v 2 2 ṽ i Flux of TKE due to mean velocity 1 --v 2 2 v i Turbulent flux of TKE (5.2-1) High Energy Astrophysics: Accretion Disks I 45/60

and p v i v x i i x j v i v j Note also that: only involves the symmetric components of is symmetric. ij v ij Work done by pressure and viscous stresses on turbulent fluctuations Rate of production of turbulent energy v i v j v ij v ij since (5.2-2) (5.2-3) v i v j High Energy Astrophysics: Accretion Disks I 46/60

We put for the symmetric part of : ṽ ij where 1 ṽ ij s ij 2 -- ṽ 2 ij ṽ ji --ṽ 3 kk 1 ij --ṽ 3 k k s ij 1 --ṽ 3 kk ij ij is the shear associated with the mean velocity. (5.2-4) High Energy Astrophysics: Accretion Disks I 47/60

The TKE equation then becomes: 1 --v t 2 2 1 -- v x j 2 2 1 ṽ j --v 2 2 v j 2 -- 3 1 --v 2 2 ṽ k k (5.2-5) ij p v i v x i v i x i v j s ij j High Energy Astrophysics: Accretion Disks I 48/60

One final rearrangement Put ij v i x j p v i x i x j ij v i v ij ij pv x i pv ii i (5.2-6) High Energy Astrophysics: Accretion Disks I 49/60

Our final form of the TKE equation is then: 1 --v t 2 2 2 -- 3 1 -- v x j 2 2 1 ṽ i --v 2 2 v i pv j ij v i 1 --v 2 2 ṽ k k pv ii v ij ij v i v j s ij (5.2-7) High Energy Astrophysics: Accretion Disks I 50/60

6 The dissipation of TKE into internal energy 6.1 The averaged internal energy equation The other energy equation we need to bring into play here is the equation for the internal energy density, As we shall see this complements the TKE equation that we have just derived. In unaveraged from this is: Using the relations: kt ds ---- dt ij v ij ktds d hd ktds dh dp q ii (6.1-1) (6.1-2) High Energy Astrophysics: Accretion Disks I 51/60

implies: s kt t P ---------------- t t t h t s ktv i x i h v i x i p v i x i (6.1-3) kt ds ---- dt t x i p hvi v i x i This energy equation then becomes: t p hvi v x i i x ij v ij i q ii (6.1-4) High Energy Astrophysics: Accretion Disks I 52/60

The averaged form of this equation is: ---- t Again, we write p h ṽ x i hv i v i i x i ij v ij q ii p p p v i ṽ x i ------ v i x i i x i ij v ij ij ṽ ij ij v ij (6.1-5) (6.1-6) High Energy Astrophysics: Accretion Disks I 53/60

The averaged energy equation is therefore: ---- t p h ṽ x i hv i ṽ i ------ i x i p v i x ij ṽ ij q ii ij v ij i (6.1-7) High Energy Astrophysics: Accretion Disks I 54/60

6.2 Interpretation of terms The interpretation of the terms in this equation are: ---- Time rate of change of mean internal energy t h ṽ i Mean heat flux hv i Heat flux due to turbulent diffusion (6.2-1) ṽ i p ------ Mean rate of work of pressure gradient on fluid x i High Energy Astrophysics: Accretion Disks I 55/60

The terms on the right hand side: p v i x i ij ṽ ij q ii Rate of work on turbulent velocity by pressure Rate of viscous dissipation due to mean velocity Mean heat flux ij v ij Viscous dissipation due to turbulent velocity (6.2-2) In a turbulent fluid of high Reynolds number the important dissipation term is the last one: ij v ij the rate of dissipation resulting from viscous stresses acting on the turbulent velocity. High Energy Astrophysics: Accretion Disks I 56/60

This equation tells us that the internal energy density of a fluid can increase as a result of the dissipation due to viscosity, that heat is removed from a given volume via mean heat flux due to the bulk motion of the fluid h ṽ i, turbulent diffusion hv i and molecular heat flux q ii. In a turbulent fluid at rest in the mean, the turbulent diffusive heat flux is the most important way of diffusing heat. 6.3 Relation to the TKE equation In the TKE equation the term v ij ij (6.3-1) High Energy Astrophysics: Accretion Disks I 57/60

appears with the opposite sign to the corresponding term in the energy equation. In the TKE equation this term represents a sink; in the energy equation it represents a source of internal energy. The physics of this is that TKE is being generated as a result of the term v i v j s ij (6.3-2) and is being dissipated as a result of the term v ij ij (6.3-3) The last term (with the opposite sign) becomes a source term in the energy equation. High Energy Astrophysics: Accretion Disks I 58/60

6.4 Turbulence in a quasi steady state The presence of the term ij v ij on the right hand side of the above equation shows clearly that the turbulent kinetic energy is viscously dissipated. However, other things happen as well. 1 The presence of the term --v also shows that it can be 2 2 v i diffused away from the point where it is created. One of the single most important terms in the above is the term v i v j s ij which is the rate at which the Reynolds stresses work on the mean shear and is the major source term for turbulence. High Energy Astrophysics: Accretion Disks I 59/60

6.5 Difference from standard accretion disc theory Note that in just about every treatment of accretion discs it is assumed that v i v j s ij is the rate at which turbulence is dissipated into heat. This is only true if we have the balance: ij v ij s ij v i v j (6.5-1) This is generally not locally true, but it is reasonable to assume that it is true in an averaged sense. The reason for this confusion in the literature is that the term turbulent viscosity which is really only in a model for the turbulent Reynolds stress but which has been used to treat the turbulent viscosity in a similar way to real viscosity. As we have seen the Reynolds stress governs the production of turbulent energy High Energy Astrophysics: Accretion Disks I 60/60