MAX300-BIO Bioreactor and Fermentation Gas Analyzer. Providing Solutions for Gas Analysis

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+ MAX300-BIO Bioreactor and Fermentation Gas Analyzer Providing Solutions for Gas Analysis

+ Quadrupole Mass Spectrometry (QMS) For 50 years Extrel has supplied Quadrupole Mass Spectrometers systems and components globally. Over 1300 Research Systems Over 1500 Laboratory and 1000 Process Systems 3 Nobel Prize Recipients 1985: Dudley R. Hershcbach & Yuan T. Lee for Chemistry 1995: Mario Molena for Chemistry

+ MAX300-BIO Features Speed Fast data updates to the control system Total plant monitoring with one analyzer Sensitivity Low level detection and quantitation Selectivity Flexibility: Mass Spectrometry detects all gases and vapors N2, O2, CO2, Ar, Ethanol, contaminants all on one analyzer Dynamic Range- 100% down to the LDL for all components

Extrel MAX300 Mass Spectrometers Mass Range: 1-250,300,500 AMU Dual Detector Faraday Plate Electron Multiplier Quantitative analysis performed at 0.4 seconds/ component Number of sample streams: 16, 31, 40, 80+ 19 mm Quadrupole for high ion transmission: Dynamic Range: 100 % down to 10 ppb Precision: < 0.25% RSD* Stability: < 0.5% RSD over 30 days* *on 1 % argon measurement Copyright 2015 Extrel CMS, LLC 4

+ Alternative Configurations for Industrial Environments Painted Steel Enclosure General purpose- Can be AC or fan cooled Class 1 Div 2 Groups, B, C, D, T3- Z Purge, explosion proof AC Stainless steel enclosure C1 Div 1 Groups, B,C,D T3 Stainless steel enclosure, can be AC or H2O cooled ATEX Zone 1, Group II B+H2, T3 X Purge, explosion proof, corrosive resistant cooling unit, FO for all external communications

+ Industrial Bioreactor Applications Biofuels Ethanol Pharmaceutical Products Enzymes Antibiotics Steroids Vitamins Biomass Biopolymers Alcoholic Beverages Bread Products Waste Treatment

+ Bioreactor and Fermentation Control Viability of the organism Ideal conditions are required to keep the cells alive and growing Desired metabolic pathway Cells can perform thousands of types of reactions The conditions inside the bioreactor can be altered to ensure the production of the desired compound Process Variables: Temperature- population growth is exothermic, cooling is often required Available Nutrients ph Dissolved O 2, CO 2 Enzymes, and biocatalysts Accumulation of waste products

+ Fermentation off-gas analysis on the MAX300 Name Min. Conc. (%) Max. Conc. (%) Det. Mass STD (+/-ppm) Water 0 2.5 18 54 Nitrogen 70 80 28 267 Oxygen 15 25 32 142 Argon 1 2 40 25 Carbon dioxide 5 10 44 4 Ethanol 0 0.2 46 30 Additional ppm-level Contaminant Analysis- Methanol, Acetic Acid, Formaldehyde

+ Process Efficiency and Quality Control Dynamic Modeling state equations are developed that rely on initial batch conditions and real time measurements as inputs Initial conditions: mass of substrate, starting cell mass, reactor volume, etc. Realtime Parameters: Oxygen uptake rate (OUR) Carbon dioxide evolution rate (CER) Respiratory Quotient (RQ): RQ = CO2 Produced / O2 Consumed Provides Accurate Cell growth, and Viability data RQ can indicate what metabolic pathway is being used For glucose metabolism:, RQ = 1 For Stearic acid, RQ =0.7 The output of the model calculates compares the current state of production to a predetermined ideal.

+ RQ on the Mass Spectrometer Single Analyzer Solution Simultaneously measures all gases thereby eliminating the need for independent flow monitoring For organisms that fix nitrogen, Argon In and Out can be used to determine total flow Additional contamination measurement can be performed simultaneously

+ RQ and Analysis Technique Dissolved O2, and CO2 Probes Depends on assuring the function and accuracy of independent probe systems, relatively long sample time (minutes), slow recovery times Paramagnetic gas analyzers Depends on the function and accuracy of multiple analyzers May mandate a discrete set of analyzers for each fermentor Requires the separate measurement of gas flow into and out of the reactor Low repeatability ± 5% FTIR and GC Slow analysis Limited dynamic range Complex calibration Requires the separate measurement of gas flow into and out of the reactor Low repeatability ± 5%

+ Bioreactor Scale up Benchtop- Multiple reactors (~1-10L) running in parallel under varied conditions Pilot Volume (200L)- Once an ideal parameter set is defined the approach is scaled up to further characterize the impact of potential control variables Process- Final outcome of the development work

+ MAX300-BIO, Laboratory Configuration Benchtop Gas Analyzer Real-Time Analysis with method cycle time in seconds Characterization of unknowns in dynamic samples Disposable ionizer with Dual Filaments Sample Points: 4, 8,16, 31 Questor5 software Ease of operation and application Connectivity: Ethernet, Modbus, Serial Copyright 2015 Extrel CMS, LLC

+ Sampling Requirements Requirements are the same for any Gas Analyzer Vapor Phase non-condensing Particulates 5 micron filter Pressure Range 20PSI to 0.1PSI (1034 torr to 5 torr) Flow 100 cc/min Temperature Max. 200C Copyright 2105 Extrel CMS, LLC

+ Rotary Valve Options - 16 and 31 ports Each port has a separate outlet Cal gases can be plugged Mount up to 3 valves in series Sample pump and flow rack can positioned outside of the analyzer cabinet for sub ambient sampling

+ Typical Sample Flow for Rotary Valve Vent System 1/16 OD 1/16 OD Secondary Fast Loop 10 l/min 100 ml/min Enclosure Fast Loop Valve 100 ml/min 1/16 OD 10 µl/min 30 micron Fused Silica Vacuum Chamber ~ 100 ml/min Turbo Pump Rough Pump ~ 10 µl/min

+

+ Typical Sample Flow for the FAST valve 1/4 OD Vent System 1/16 OD Individual Samples Points 100 ml/min Valve Sample Pump ~5L/min/Stream Enclosure Valve 1/16 OD 10 µl/min Fused Silica Vacuum Chamber Turbo Pump Rough Pump ~ 10 µl/min

+ Components of a Mass Spectrometer Inlet Sample Requirements Stream Selection Options Inlet Variations Ionizer Electron impact (EI) Ionization Mass Filter Quadrupole Technology Detector Faraday Plate, Electron Multiplier Data System Signal Acquisition, Processing and Display

+ Cutaway of Mass Spectrometer vacuum chamber Inlet Ionizer Quadrupole Mass Filter Detectors To Turbo Pump

+ The capillary A Positive current charged leaks is continuously a ions small are applied amount attracted to the of towards sample (active) the into the ionizer filament lens stack to where heat it there up and is emit a negative electrons voltage Ionizer -e -e -e -e -e -e -e -e Lens Stack 30 micron Fused Silica + + + + + + + + + + Ionizer block heated to 180C Quad the ions where are pulled it is bombarded out of the ionizer by electrons and propelled to make into positively the quadrupole charged ions mass filter. Copyright 2013 Extrel CMS, LLC

+ Mechanism of Electron Impact Ionization Filament Molecule - Electron (70 ev ) Electron M + e M + + 2e Single Ionization M + e M ++ + 3e Double Ionization M + e M 1+ + R. + 2e Fragmentation Copyright 2105 Extrel CMS, LLC

+ Simple Fragmentation of Methane (16) CH 4 + CH 3+ + H CH 2 + CH + C + (15) (14) (13) (12) Single Ionization occurs with the electron bombardment causing the CH4 to lose an electron and become CH4 + Largest peak at mass 16 (100) H + 100 81 (1) Additional interactions cause CH4 + to Fragment, losing a H and become CH3 + Mass 15 peak of (81) 7 15 9 1 Less frequently, the electrons will cause subsequent H losses to CH2 +,CH + and C + and H + 12 13 14 15 16 17

+ How does a mass filter work? Looking straight down the quad RF and DC voltage is applied to opposite rods + + + - + Only ions of the right mass make it all the way down the quad Other masses are unstable and will strike the quad and be neutralized and pumped away RF Voltage Supply - + DC Voltage Supply

+ What is going on inside the chamber? Inlet Ionizer Quadrupole Mass Filter Detectors To Turbo Pump

+ Fragment Deconvolution

+ Extrel 19mm Quadrupole Technology High Ion Transmission= High Sensitivity + High Stability Analysis precision: ±0.0025 absolute* Stability: ±0.05 absolute over 30 days* Detection Range: 100% - 10 ppm standard 10 ppb w/ electron multiplier 10 ppt w/ membrane inlet

+ Extrel 19 mm Quadrupole Technology Small Quadrupole analyzers (6 mm, 9 mm) Lower ion transmission means less ion current at the detector = higher LDL To compensate, the pressure is increased in the ionizer = poor resolution and stability (known as space charge effects ) CO 2 on 6 mm Quad with space charge CO 2 on a 19 mm Quad

+ Extrel 19mm Quadrupole Technology Magnetic Sector Mass Spectrometers Loss of resolution at higher mass means that as molecular weight increases analyzer selectivity breaks down To compensate, smaller high mass ion slits are used to block, these result in lower ion currents at the detector and decreased sensitivity Resolution vs. Mass Range Resolution Quad Mag Sec 10 20 30 40 50 60 70 80 90 m/z

+ Extrel 19mm Quadrupole Technology Constant resolution across the mass range = constant sensitivity

+ Example Benchtop Fermentation 31 Reaction Vessel 2 L 1L of distilled water 75g of Sugar 15g yeast Air was bubbled through the solution at a rate of 30 cc/min. Analysis was conducted at room temperature for 14 days by monitoring the outlet of the vessel. A method was created to observe components present N2, O2, CO2, H 2 O, Ar and Ethanol Copyright 2015 Extrel CMS, LLC

+ CO2 and Ethanol Trending During 32 Fermentation 4.00 0.14 0.12% 3.50 3.22% 0.12 Percent Concentration (%) 3.00 2.50 2.00 1.50 1.00 0.10 0.08 0.06 0.04 0.02 Ethanol Concentration (%) 0.50 0.00 0.00 0 1 2 3 4 5 6 7 8 9 10 11 12 13 Days -0.02 CO2 H2O AR C2H6O Copyright 2015 Extrel CMS, LLC

+ Data Summary- Calculated liquid 33 concentration from off gas data Production of CO2, began immediately and rapidly reaching its maximum value of 3.25% by hour 30 of the experiment. Ethanol production lagged behind CO2 roughly 30 hours and steadily increased until hour 150 of the experiment. Ethanol plateaued at 1200ppm and remained at this level until the experiment was concluded. Based on Henry s Law, 1200ppm in the head space equates to 1.5% alcohol in the liquid phase. Copyright 2015 Extrel CMS, LLC

Application Overview Fermentation Control + Data Precision 34 Data trend and precision calculation in the Questor5 control software This fermentation run also measured ppm-level formaldehyde contamination High precision ensures tight production control Copyright 2015 Extrel CMS, LLC

+ Ethanol Fermentation 35 Conclusion Reduced Cycle Time: Maximum alcohol was achieved after 150 hours, signifying the end of the batch concentration was achieved and the batch could be concluded. Analyze one component in approximately 400 milliseconds or one full sample analysis in less than 10 seconds. This speed of analysis enables multiple bioreactors to be analyzed with on analyzer. Improved Yields: Health of the Yeast is observed by monitoring the exponential increase of the CO2 output in the first 30 hours of the experiment. Continuous monitoring of the bio-reaction gives a full understanding of the health of the culture and the efficiency of the process. The analysis accuracy allows the calculation of the Respiratory Quotient in real-time. Reduced Waste: Fermentation process problems are indicated by the presence of part per million (ppm) level components. Dynamic range of 100% down to 10 ppb allows for rapid adjustments of the process without comprising the batch quality. Copyright 2015 Extrel CMS, LLC

+ Endpoint detection Industrial biosynthesis is a multistage process: The bioreactor is sterilized The growth media is added Contamination- CER <0 prior to inoculation indicates bacterial contamination Inoculation Cellular growth and multiplication- might use a primary carbon source ideal for logarithmic growth Secondary metabolite production- switch the nutrient source to drive the metabolic pathways toward the desired product Product harvest

+ Mass Spectrometer Advantages Efficiency- Increase product yield and decreased cycle time Fast updates for tight control of process variables Contamination detection Multiple reactors with a single analyzer Replace the cost and complexity of maintaining and several discrete sets of analyzers Simultaneous measurement of O2, CO2, N2, and Ar No need to coordinate and maintain multiple analytical systems for RQ Improved confidence RQ Measurement. Ex) RQ=1 ± 0.7% No need to rely on data from flow meters (± 5%)

+ Process Mass Spectrometry In Bioreactor Control Providing Solutions in Gas Analysis