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Electronic upplementary Material (EI) for ChemComm. This journal is The Royal ociety of Chemistry 016 upporting information to Facile Access to Thermoresponsive Filomicelles with Tuneable Cores Nghia P. Truong, a John F. Quinn, a Athina Anastasaki, a,b David M. Haddleton, a,b Michael R. Whittaker* a and Thomas P. Davis* a,b a ARC Centre of Excellence in Convergent Bio-Nano cience & Technology, Monash Institute of Pharmaceutical ciences, Monash University, Parkville, Melbourne, Victoria 305, Australia. b Department of Chemistry, University of Warwick, Coventry CV4 7AL, United Kingdom. 1

Experimental ection Materials Ethanethiol (97%), carbon disulfide (>99.9%), p-toluenesulfonyl chloride (>99%), sodium dodecyl sulfate (D, >99%), and dimethyl sulfoxide (>99.9%, anhydrous) were purchased from igma- Aldrich and used as received. Potassium hydroxide (pellet, AR grade) was obtained from Chemupply and used as received. Di(ethylene glycol) methyl ether methacrylate (DEGMA, 95%, igma-aldrich), N-(-hydroxypropyl)methacrylamide (HPMA, Polysciences), styrene (>99%, igma-aldrich), methyl methacrylate (MMA, >99%, igma-aldrich), benzyl methacrylate (BzMA, 96%, igma-aldrich), ethyl methacrylate (EMA, 99%, igma-aldrich), propyl methacrylate (PMA, 97%, igma-aldrich), and butyl methacrylate (BMA, 99%, igma-aldrich) were passed through a column of basic alumina (activity I) to remove inhibitor prior to use. 4,4'-Azobis(4-cyanopentanoic acid) (ACPA, 98%, Alfa Aesar) and azobisisobutyronitrile (AIBN) were recrystallized twice in methanol prior to use. MilliQ water (resistivity > 18. MΩcm -1 ) was generated using a Millipore MilliQ Academic Water Purification ystem. All other chemicals and solvents used were of at least analytical grade. ynthesis of chain transfer agent (CTA), 4-cyano-4-(ethylthiocarbonothioylthio)pentanoic acid (ECT). The synthesis of ECT was carried out as previously described. 1 ynthesis of macromolecular chain transfer agent (macro-cta), P(DEGMA 30 -co-hpma 7 )- C(=)C H 5. The polymerization was carried out in a 50 ml vial equipped with a magnetic stir bar. DEGMA (3.50 g, 1.86 x 10 - mol), HPMA (1.33 g, 9.3 x 10-3 mol), ECT (1 mg, 4.65 x 10-4 mol), and ACPA (11 mg, 3.7 x 10-5 mol) were dissolved in DM (0 ml, anhydrous). The vial was sealed with a rubber septum and the solution was deoxygenated by sparging with nitrogen for 60 min at room temperature (3 C). After polymerizing for 7 h at 70 C, the reaction was quenched by cooling to 0 C (by immersing the vial in an ice bath) and exposing the solution to air. A 50 µl aliquot of the solution was sampled to determine conversion by 1 H NMR. The solution was then

dialyzed against acetone (1 L) for 1 h using a dialysis membrane with molecular weight cut-off of 3.5 kda, principally to reduce the amount of DM. The polymer was recovered by precipitating into a large excess of a diethyl ether / petroleum ether mixture (:1 v/v), after which the precipitated polymer was isolated by centrifugation and redissolved in acetone. This purification process was repeated three times. The product was dried under high vacuum for 4 h to give a sticky yellow solid (.81 g, yield 57%). Kinetic investigation of the RAFT-mediated emulsion polymerization of benzyl methacrylate in water at 60 C using P(DEGMA 30 -co-hpma 7 )-C(=)C H 5 as macro-cta. Macro-CTA (10 mg, 1.76 x 10-5 mol), and D (.0 mg, 7.0 x 10-6 mol) were dissolved in MilliQ water (4 ml) in a chlenk tube. The tube was sealed with a rubber septum and the solution was deoxygenated by sparging with nitrogen for 30 min at ambient temperature, and then heated to 60 C for 10 min to form a latex under a nitrogen atmosphere. AIBN (1 mg, 6.1 x 10-6 mol) was dissolved in benzyl methacrylate (0.5 ml) in a 1.5-mL vial. The vial was sealed with a rubber septum and the solution was deoxygenated by sparging with nitrogen for 10 min at room temperature. After 40 min of deoxygenating and heating at 60 C, a portion of the deoxygenated benzyl methacrylate (00 µl) was added into the chlenk tube using a gas-tight syringe to start the polymerization. Approximately 0.1 ml of the emulsion was sampled periodically during the polymerization using a gas-tight syringe. These samples were used to evaluate conversion (by 1 H NMR), and molecular weight (by EC) as a function of reaction time. After 3.5 h stirring at 60 C and 700 rpm, the emulsion polymerization was stopped by exposing the latex to air at 60 C. Formation of poly(benzyl methacrylate) nanoparticles with different morphologies from hot latexes after the RAFT-mediated emulsion polymerization and exposing the latex to air at 60 C. 0.5 ml aliquots of hot latex from the chlenk tube were transferred to 1.5-mL vials each having a different amount of benzyl methacrylate (i.e., 10 µl, 0 µl, 40 µl µl). These vials were sealed, 3

vortexed for seconds, and then slowly cooled to room temperature (3 C) over 4 h by leaving these vials to sit on the bench. RAFT-mediated emulsion polymerization of methacrylate monomers in water at 60 C using P(DEGMA 30 -co-hpma 7 )-C(=)C H 5 as macro-cta. Macro-CTA (60 mg, 8.80 x 10-6 mol), and D (1.0 mg, 3.5 x 10-6 mol) were dissolved in MilliQ water ( ml) in a chlenk tube. The tube was sealed with a rubber septum and the solution was deoxygenated by sparging with nitrogen for 30 min at ambient temperature, and then heated to 60 C for 10 min to form a latex under a nitrogen atmosphere. AIBN (1 mg, 6.1 x 10-6 mol) was dissolved in the chosen methacrylate monomers (0.5 ml) in a 1.5-mL vial. The vial was sealed with a rubber septum and the solution was deoxygenated by sparging with nitrogen for 10 min at room temperature prior to use. After 40 min, a portion of the deoxygenated methacrylate monomers (100 µl) was added into the chlenk tube using a gas-tight syringe to start the polymerization. After the chosen reaction time for the particular methacrylate (see Table 1), the emulsion polymerization was stopped by exposing the latex to air at 60 C. Formation of methacrylate filomicelles from hot latexes after the RAFT-mediated emulsion polymerization and exposing the latex to air at 60 C. 1 ml aliquots of hot latex from the chlenk tubes were transferred to 1.5-mL vials each having a 40 µl of the same methacrylate monomer used for the polymerization. These vials were sealed, vortexed for seconds, and then slowly cooled to room temperature (3 C) over 4 h by leaving these vials to sit on the bench. All samples were then dialyzed again MilliQ water for 3 days (4 x 500 ml). RAFT-mediated emulsion polymerization of styrene in water at 70 C using P(DEGMA 30 -co- HPMA 7 )-C(=)C H 5 as macro-cta. Macro-CTA (60 mg, 8.80 x 10-6 mol), and D (1.0 mg, 3.5 x 10-6 mol) were dissolved in MilliQ water ( ml) in a chlenk tube. The tube was sealed with a rubber septum and the solution was deoxygenated by sparging with nitrogen for 5 min at ambient temperature, and then heated to 70 C for 5 min to form a latex under a nitrogen atmosphere. AIBN 4

(1 mg, 6.1 x 10-6 mol) was dissolved in styrene (0.3 ml) in a 1.5-mL vial. The vial was sealed with a rubber septum and the solution was deoxygenated by sparging with nitrogen for 10 min at room temperature prior to use. After 30 min of deoxygenating and heating at 60 C, a portion of the deoxygenated styrene (60 µl, 5. x 10-4 mol) was added into the chlenk tube using a gas-tight syringe to start the polymerization. After 4 h stirring at 70 C and 700 rpm, the emulsion polymerization was stopped by exposing the latex to air at 70 C. Aliquots were taken to evaluate conversion (by gravimetric analysis), and molecular weight (by EC). Formation of styrene filomicelles from hot latex after RAFT-mediated emulsion polymerization and exposing the latex to air at 70 C. A 1 ml aliquot of hot latex from the chlenk tube was transferred to a 1.5-mL vial containing 40 µl of toluene. The vial was sealed, vortexed for seconds, and then slowly cooled to room temperature (3 C) over 4 h by leaving the vial sit on the bench. The latex was then dialyzed again MilliQ water for 3 days (4 x 500 ml). Characterization Techniques 1 H Nuclear Magnetic Resonance (NMR). All NMR spectra were recorded on a Bruker Advance III 400 MHz spectrometer using an external lock and referenced to the residual non-deuterated solvent. ize Exclusion Chromatography (EC). EC analyses of polymer samples were performed using a himadzu modular system comprising a DGU-1A degasser, an IL-0AD automatic injector, a 5.0 μm bead-size guard column (50 7.8 mm) followed by three KF-805L columns (300 8 mm, bead size: 10 μm, pore size maximum: 5000 Å), an PD-0A ultraviolet detector, and an RID-10A differential refractive-index detector. The temperature of the columns was maintained at 40 C using a CT-0A oven. The eluent was tetrahydrofuran and the flow rate was kept at 0.8 ml/min using an LC-0AD pump. A molecular weight calibration curve was produced using commercial narrow molecular weight distribution polystyrene standards with molecular weights ranging from 5

500 to x 10 6 g mol -1. Polymer solutions at approx. mg ml -1 were prepared and filtered through 0.45 μm filters prior to injection. Dynamic Light cattering (DL). Cloud point temperature (T cp ) was identified by a sudden change in particle size using DL. 3 Dynamic light scattering measurements were performed using a Malvern Zetasizer Nano eries running DL software and operating a 4 mw He-Ne laser at 633 nm. Analysis was performed at an angle of 173 and a constant temperature of 5 C. The sample refractive index (RI) was set at 1.59 for polystyrene. The dispersant viscosity and RI were set to 0.89 Ns.m - and 1.33, respectively. 10 mg of macro-cta was dissolved in cold MilliQ-water (1 ml) by vortexing for 10 min. The measurement was carried out by slowly increasing the temperature from 15 C to 60 C using the standard operating procedures function of the DL software. The sample was incubated for 5 min at each temperature prior to measurement. Transmission Electron Microscopy (TEM). TEM images were recorded using a Tecnai F0 or Tecnai F30 transmission electron microscope at an accelerating voltage of 00 kv at ambient temperature. A typical TEM grid preparation was conducted as follow: a μl aliquot of a 0.1 wt% solution was dropped onto a Formvar-film copper grid (GCu100F-50, Proscitech), after which the sample was allowed to dry under air overnight. For samoples requiring negative staining, another μl aliquot of uranyl formate solution ( % in MilliQ water) was dropped onto the dried sample on the Formvar-film copper grid. The staining solution was allowed to dry overnight before characterization. Differential canning Calorimetry (DC). DC measurements were performed on a PerkinElmer DC8500 instrument at a heating rate of 50 C min -1 under nitrogen atmosphere. 4 A typical measurement was conducted by the following method: Initially, approx. 10 mg of sample was sealed in an aluminum pan by compression molding, after which the sample was inserted into the sample holder of the calorimeter and subjected to two heating/cooling cycles. Glass transition temperature (T g ) was determined by identifying the inflection point in final DC heating curve using the PerkinElmer Pyris software. 5 6

upporting chemes, Tables and Figures cheme 1. (A) ynthesis of P(DEGMA30-co-HPMA7)-C(=)CH5 macro-cta. (B) RAFTmediated emulsion polymerization of benzyl methacrylate in water. A ACPA H H CN HN DM, 70oC H HN 7 H 30 B 7 HN H 30 AIBN, D H CN Water, 60oC a HN 30 7 b c d e f H H CN CN g h e c a 6 di H i 7 30 g h 8 7 z HN H H CN 5 DM f b 4 3 1 0 Figure 1. 1H NMR spectrum for P(DEGMA30-co-HPMA7)-C(=)CH5 macro-cta in DMd6. 7

dwt/d(logm) 1.6E-04 1.4E-04 1.E-04 1.0E-04 8.0E-05 6.0E-05 4.0E-05.0E-05 0.0E+00 3 3.5 3.5 3.75 4 4.5 4.5 4.75 5 LogMW Figure. EC of P(DEGMA 30 -co-hpma 7 )-C(=)C H 5 macro-cta. 8

Mn Conversion (%) 100 90 80 70 60 50 40 30 0 10 0 0,000 18,000 16,000 14,000 1,000 10,000 8,000 6,000 4,000 1.4E-04 1.E-04 0 50 100 150 00 50 Time (min). Mn PDI.0 1.8 1.6 1.4 1. 1.0 0 10 0 30 40 50 60 70 80 90 100 Conversion (%) 30 60 90 10 150 10 PDI dwt/d(logm) 1.0E-04 8.0E-05 6.0E-05 4.0E-05.0E-05 0.0E+00 3.5 3.5 3.75 4 4.5 4.5 4.75 5 LogMW Figure 3. (A) Conversion vs time, (B) number-average molecular weight and dispersity vs conversion, and (C) molecular weight distributions (MWDs) for the RAFT-mediated emulsion polymerization of benzyl methacrylate in water at 60 C using P(DEGMA 30 -co-hpma 7 )- C(=)C H 5 as Macro-CTA and AIBN as initiator. 9

Figure 4. Representative TEM images of the latex of benzyl methacrylate copolymer at 60 C after 3.5 h of polymerization and dried on the Formvar-film copper grid at 60 C. cheme. A 3D cartoon represents PBzMA nanoaggregates with different morphologies in water via temperature-induced morphological transformation (TIMT). n 7 30 CN HN H H 10

A H 7 30 CN HN R AIBN, D Water, 60 o C R n 7 30 CN HN H H R = CH 3, H C CH 3,, CH CH CH 3, CH MMA EMA BzMA PMA CH CH CH 3 BMA H B AIBN, D H 7 30 Water, 70 o C 56 CN 7 30 HN CN HN H H H cheme 3. (A) RAFT-mediated emulsion polymerization of methacrylate monomers in water. (B) RAFT-mediated emulsion polymerization of styrene in water. 11

Table 1. ummary of thermoresponsive diblock copolymers synthesized via RAFT-mediated emulsion polymerization in water using AIBN as initiator and P(DEGMA 30 -co-hpma 7 )- C(=)C H 5 as macro-cta. EC b 1 H NMR DC Copolymer Monomer [M]:[Macro- CTA]:[I] Time (h) Temp. ( C) Conv. a M n (g/mol) Đ DP c (n) M n d (g/mol) T g e ( C) P1 MMA 106:1:0.1 3.0 60 96 13,500 1.1 99 17,31 101 P TY 59:1:0. 4.0 70 9 14,700 1.17 56 10,18 95 P3 EMA 91:1:0.1 3.0 60 94 16,100 1.19 85 14,565 61 P4 BzMA 67:1:0.1 3.5 60 96 17,700 1.19 61 10,897 51 P5 PMA 80:1:0.1 3.5 60 91 15,100 1.16 75 1,777 31 P6 BMA 71:1:0.1 4.5 60 93 16,00 1. 68 11,664 14 a Conversions were determined by gravimetric analysis. b EC data measured in THF solution using PTY standards for calibration. c Degree of polymerization of styrene was calculated by comparing the 1 H NMR intensity of 90 protons of --CH 3 of the DEGMA component (I j ) to the protons of phenyl rings (I ) using the following equation: n TY = I / I j * 90 / 5. Degree of polymerization of MMA was calculated by comparing the 1 H NMR intensity of 90 protons of --CH 3 of the DEGMA component (I i ) to the protons of -C(=)--CH 3 of methacrylate blocks (I t ) using the following equation: n = I t / I i * 90 / 3. Degree of polymerization (DP) of EMA, BzMA, PMA, and BMA were calculated by comparing the 1 H NMR intensity of 90 protons of --CH 3 of the DEGMA component (I i ) to the protons of -C(=)--CH - of methacrylate blocks (I j ) using the following equation: n = I j / I i * 90 /. d M n were calculated using the following equation: M n = n x M monomer + 6087. e Glass transition temperatures (T g ) were determined by identifying the inflection points in final DC heating curves using Pyris software. 1

dwt/d(logm) 1.0E-04 8.0E-05 6.0E-05 4.0E-05.0E-05 0.0E+00 3.5 3.5 3.75 4 4.5 4.5 4.75 5 LogMW Figure 5. EC traces for P(DEGMA 30 -co-hpma 7 )-b-(mma 99 )-C(=)C H 5 prepared by the RAFT-mediated emulsion polymerization of methyl methacrylate in water at 60 C using P(DEGMA 30 -co-hpma 7 )-C(=)C H 5 as macro-cta and AIBN as initiator. 8.0E-05 dwt/d(logm) 6.0E-05 4.0E-05.0E-05 0.0E+00 3.5 3.5 3.75 4 4.5 4.5 4.75 5 LogMW Figure 6. EC traces for P(DEGMA 30 -co-hpma 7 )-b-(ty 56 )-C(=)C H 5 prepared by the RAFT-mediated emulsion polymerization of styrene in water at 70 C using P(DEGMA 30 -co- HPMA 7 )-C(=)C H 5 as macro-cta and AIBN as initiator. 13

8.0E-05 dwt/d(logm) 6.0E-05 4.0E-05.0E-05 0.0E+00 3.5 3.5 3.75 4 4.5 4.5 4.75 5 LogMW Figure 7. EC traces for P(DEGMA 30 -co-hpma 7 )-b-(ema 85 )-C(=)C H 5 prepared by the RAFT-mediated emulsion polymerization of ethyl methacrylate in water at 60 C using P(DEGMA 30 -co-hpma 7 )-C(=)C H 5 as macro-cta and AIBN as initiator. 8.0E-05 dwt/d(logm) 6.0E-05 4.0E-05.0E-05 0.0E+00 3.5 3.5 3.75 4 4.5 4.5 4.75 5 LogMW Figure 8. EC traces for P(DEGMA 30 -co-hpma 7 )-b-(bzma 61 )-C(=)C H 5 prepared by the RAFT-mediated emulsion polymerization of benzyl methacrylate in water at 60 C using P(DEGMA 30 -co-hpma 7 )-C(=)C H 5 as macro-cta and AIBN as initiator. 14

8.0E-05 dwt/d(logm) 6.0E-05 4.0E-05.0E-05 0.0E+00 3.5 3.5 3.75 4 4.5 4.5 4.75 5 LogMW Figure 9. EC traces for P(DEGMA 30 -co-hpma 7 )-b-(pma 75 )-C(=)C H 5 prepared by the RAFT-mediated emulsion polymerization of propyl methacrylate in water at 60 C using P(DEGMA 30 -co-hpma 7 )-C(=)C H 5 as macro-cta and AIBN as initiator. 8.0E-05 dwt/d(logm) 6.0E-05 4.0E-05.0E-05 0.0E+00 3.5 3.5 3.75 4 4.5 4.5 4.75 5 LogMW Figure 10. EC traces for P(DEGMA 30 -co-hpma 7 )-b-(bma 68 )-C(=)C H 5 prepared by the RAFT-mediated emulsion polymerization of butyl methacrylate in water at 60 C using P(DEGMA 30 -co-hpma 7 )-C(=)C H 5 as macro-cta and AIBN as initiator. 15

Figure 11. 1 H NMR spectrum for P(DEGMA 30 -co-hpma 7 )-b-(mma 99 )-C(=)C H 5 in acetoned 6. Figure 1. 1 H NMR spectrum for P(DEGMA 30 -co-hpma 7 )-b-(ty 56 )-C(=)C H 5 in acetoned 6. 16

Figure 13. 1 H NMR spectrum for P(DEGMA 30 -co-hpma 7 )-b-(ema 85 )-C(=)C H 5 in acetoned 6. 17

Figure 14. 1 H NMR spectrum for P(DEGMA 30 -co-hpma 7 )-b-(bzma 61 )-C(=)C H 5 in acetone-d 6. Figure 15. 1 H NMR spectrum for P(DEGMA 30 -co-hpma 7 )-b-(pma 75 )-C(=)C H 5 in acetoned 6. 18

Figure 16. 1 H NMR spectrum for P(DEGMA 30 -co-hpma 7 )-b-(bma 68 )-C(=)C H 5 in acetoned 6. Figure 17. Representative TEM images of the latexes of P6 formed in water after: emulsion polymerization, subsequent addition of 40 μl/ml of butyl methacrylate, then cooling to room temperature (3 C) overnight. ample was negatively stained with uranyl formate solution ( % in MilliQ water). Figure 18. Representative TEM images of the latexes of P5 formed in water after: emulsion polymerization, subsequent addition of 40 μl/ml of propyl methacrylate, then cooling to room temperature (3 C) overnight, dialysis against MilliQ water for 7 h, heating to 50 C for 1 min, 19

and finally cooling to room temperature. ample was negatively stained with uranyl formate solution ( % in MilliQ water). Figure 19. Representative TEM images of the latexes of P5 formed in water after: emulsion polymerization, subsequent addition of 40 μl/ml of propyl methacrylate, then cooling to room temperature (3 C) overnight, dialysis against MilliQ water for 7 h, and finally dialysis against PB buffer for 7 h. ample was then stored for a week before negatively staining with uranyl formate solution ( % in MilliQ water) for TEM characterization. References (1) Truong, N. P.; Dussert, M. V.; Whittaker, M. R.; Quinn, J. F.; Davis, T. P. Polym Chem-Uk 015, 6, 3865. () Truong, N. P.; Whittaker, M. R.; Anastasaki, A.; Haddleton, D. M.; Quinn, J. F.; Davis, T. P. Polym Chem-Uk 016, DI: 10.1039/c5py01467k. (3) (a) Plummer, R.; Hill, D. J. T.; Whittaker, A. K. Macromolecules 006, 39, 8379; (b) Yu, B.; Chan, J. W.; Hoyle, C. E.; Lowe, A. B. J. Polym. ci., Part A: Polym. Chem. 009, 47, 3544; (c) Tran, N. T. D.; Truong, N. P.; Gu, W. Y.; Jia, Z. F.; Cooper, M. A.; Monteiro, M. J. Biomacromolecules 013, 14, 495. (4) Ward, M. A.; Georgiou, T. K. Polym Chem-Uk 013, 4, 1893. (5) Yu, K.; Liu, Y. J.; Leng, J.. RC Adv. 014, 4, 961. 0