Analysis of Bakken Oil Samples

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Analysis of Bakken Oil Samples conducted by Iowa State University Chemical Instrumentation Facility July-August 2016 A local landowner obtained a small volume of oil from an employee at an undisclosed well near New Town, North Dakota. The Bakken oil samples were then sent for analysis at Iowa State University's Chemical Instrumentation Facility. Tests were performed using a high-resolution gas chromatograph mass spectrometer, and mass defect filters, to determine whether the Bakken oil samples contained cancer-causing compounds like benzene, toluene and ethyl benzene, or aromatic and poly-aromatic hydrocarbons (PAH s). The tests came back positive for benzene, toluene, ethyl benzene and several other VOC's ("volatile organic compounds") that are known to cause cancer and other serious negative health impacts, including heart, liver, kidney and lung damage. Any spill on the proposed Dakota Access "Bakken" pipeline into the environment and ground water would release these cancer-causing and otherwise toxic compounds as well. Bottom line: It's nearly impossible to remediate these "volatile organic compounds" like benzene and toulene once they are in the ground water, and it's an expensive and time-consuming process to bring levels to within acceptable thresholds. Full results of the Bakken oil sample analysis are attached.

1234 Hach Hall Iowa State University Ames, IA 50011 Chemical Instrumentation Facility Memo To: From: Tim Hooper Steve Veysey CC: files Date: 8/23/2016 Re: Crude Oil Analysis SCOPE On July 29, 2016, at 2:30 PM I received two samples of crude oil from Mr. Tim Hooper. These samples were presented to me in 1L plastic bottles, labeled 1 and 2. I transferred duplicate aliquots of each into glass 10 ml vials with caps. These vials were labeled 1, 1A, 2, and 2A. The vials were then stored in a secure refrigerator in 1238 Hach Hall. We discussed characterizing whether the samples were authentic Bakken crude. I explained that to do that a certified reference sample would be needed so that GCMS and IR data could be obtained on reference and unknown samples for comparison. We discussed characterizing the nature of the unknown samples. I suggested FTIR using ATR sampling as a costeffective means of obtaining a gross characterization of the samples. I also suggested a basic GCMS analysis as a means of obtaining partial characterization of the components of the mixture. The major chromatographic peaks would be tentatively identified using the mass spec library search match program and the mass spec elemental composition program. The data would be available should you also request that we search for specific compound(s). The only specific compound discussed today was benzene. On August 9, 2016, at 10:30 AM I received two additional samples of crude oil from Mr. Tim Hooper. These samples were presented to me in 1L plastic bottles, labeled 1 and 2. It was stated that these were the same bottles presented on July 29. It was stated that these bottles each contained the same oil, taken sequentially from a common source. The bottles were 75% full. I transferred 20 aliquots of each into glass 1.5 ml vials with caps. These vials were each labeled 1 or 2. The vials were then stored in a secure (locked) refrigerator in 1238 Hach Hall. A quantitative analyses of these samples was requested for benzene, toluene and ethyl benzene. A characterization of the oil was also requested with respect to other compounds in the mixture less saturated than alkenes or alkynes, specifically aromatic and poly-aromatic hydrocarbons (PAH s). This characterization was to be done using chromatograms acquired from the samples received on July 29 or on the samples received August 9. We discussed the use of Chemical Abstract Service (CAS) numbers to provide direction when requesting searches for specific compounds, and we discussed the use of mass defect filters to search generally for less saturated and/or aromatic compounds in the mixture. 1

ANALYSES and RESULTS FTIR Measurements - July 29. Aliquots of samples 1A and 2A were transferred with disposable glass pipettes into a Horizontal Attenuated Total Reflectance (HATR) boat assembly; the surface of the germanium crystal was completely covered with material. Infrared spectral data was acquired in the spectral range from 4000 850 wavenumbers (cm -1 ). The instrument used was a Tensor 37 FTIR (Bruker Instruments, Billerica, MA). Data was acquired at 2 cm -1 resolution; 16 scans were co-added for the reference (empty boat assembly) and sample single-beam curves. The y-axis was scaled in ATR Units (similar to absorbance units). Both spectra showed features consistent with hydrocarbon molecules. The infrared spectra of the two samples were extremely similar; I was unable to discern differences. The spectrum of 2A was searched against the NIST Vapor Phase Infrared Spectra Library which contains ~3500 entries. The top two matches were with OCTANE and N-DECANE. It should be noted that all n-alkanes of the formula CnH n+2, regardless of the value of n, have similar infrared spectra. For example, the match with Vaseline, petroleum jelly composed of alkanes with n>25, was also good. GCMS Measurements - August 1 Four GCMS analyses were performed, three on sample 1A and one on sample 2A. All analyses were performed using a Waters GCT high-resolution gas chromatograph mass spectrometer system (GCMS). The gas chromatograph potion of the instrument is an Agilent 6890 GC. MassLynx software was used to acquire and process the data. Neat samples were injected (0.5 to 1 ul) at a split ratio of 100:1. The injector temperature was 280 o C; the GC oven was programmed from 40 o C to 310 o C. The column used for all analyses was an Agilent J&W DB-5MS column (p/n 122-5532) with dimensions 30 meters x 0.25 mm i.d. x 0.25 micron film thickness. Carrier gas was UHP grade helium. The mass spectrometer was scanned over the mass range 35-650 Daltons, at a speed of 0.5 seconds per scan, with a resolution of ~6000 (FWHM). All of the data was acquired with accuratemass precision (+/- 0.001 Daltons, typical), and one run was acquired with accurate-mass accuracy (data acquired in the presence of an internal lock-mass compound). Complete typical GC and MS configuration details are included in the accompanying instrument log file, Appendix A. 1. A preliminary run of a neat sample taken from vial 1A was obtained by programming at 15 degrees per minute. This data was used to help establish reasonable injection parameters for these samples, including injection volume, GC split ratio, et cetera. The goal was to inject a small enough sample so that the mass spectrometer detector would not saturate. That is difficult with neat samples, but injection parameters and mass spectrometer parameters were adjusted so that most of the hundreds of GC peaks in the mixture were not saturating, or only slightly saturating, the detector. 2. A slow run under "accurate mass conditions" (programming at 2.5 degrees per minute) was performed for the sample taken from vial #1A. The lock-mass compound used was 2,4,6-Tris(difluoromethyl)-1,3,5-triazine. Data from this run was used to assist in evaluating library search-match results obtained in runs 3 and 4. 3. A slow run under "precise mass conditions" of the same sample taken from vial #1A was performed. This data is more suitable for library "search-match", and can be used in conjunction with the accurate mass data to help suggest compound identifications. 4. A slow run under "precise mass conditions" of a sample taken from vial #2A was performed. The data was processed with the intent of generally characterizing the two samples, and suggesting identifications for the 20-30 largest peaks in the mixture. The only targeted compound search initially performed was for benzene, however I considered the data acquired to be suitable for later targeted compound searching should that be requested. The chromatograms for samples 1A and 2A were essentially the same when adjusted for the injection amount variability. See Figure 1. Expansions of the chromatogram for sample 2A are shown in Figure 2a thru 2f. Page 2

Figure 1 Chromatographic comparison of sample 1A and 2A. Runs swv-08-01-16-03 and swv-08-01-16-04 Figure 2a Chromatographic expansion of sample 2A; 0 10 minutes.. Run swv-08-01-16-04 Page 3

Figure 2b Chromatographic expansion of sample 2A; 10 20 minutes.. Run swv-08-01-16-04 Figure 2c Chromatographic expansion of sample 2A; 20 30 minutes.. Run swv-08-01-16-04 Page 4

Figure 2d Chromatographic expansion of sample 2A; 40 60 minutes.. Run swv-08-01-16-04 Figure 2e Chromatographic expansion of sample 2A; 60 80 minutes.. Run swv-08-01-16-04 Page 5

Figure 2f Chromatographic expansion of sample 2A; 80 100 minutes.. Run swv-08-01-16-04 Spectra and library match results for approximately thirty of the largest peaks were provided shortly after these initial runs were performed. As seen in the chromatograms, this sample is an extremely complex mixture. Upon inspection, many of the chromatographic peaks shown above consist of overlapping, unresolved peaks. A reasonable estimate of the number of compounds in this sample would be >500. Page 6

Analysis for Benzene, Toluene, and Ethyl benzene - August 16 The quantitative analysis for three compounds present in the oil was conducted on August 16 and August 17. Standards were reagent grade obtained from Fisher Scientific and from Sigma Aldrich. The internal standard chosen was fully deuterated benzene (D6 benzene). Dilution was in diethyl ether. The purity of all of the standards was verified by GCMS. See Figure 3. Figure 3 Testing purity of the quantitation standards and diethyl ether solvent. Page 7

The spectra of the standards were evaluated to determine appropriate quantitation ion(s). Since benzene and D6 benzene partially co-elute, the spectra were examined to ensure suitable quantitation ions. See Figures 4-5 Figure 4 Spectra of ethyl benzene and toluene standards Figure 5 Spectra of benzene and D6-benzene standards Page 8

The quantitation ions chosen were: Benzene m/z 78.043 +/- 0.05 R.T. = 2.70 min D6 benzene m/z 84.08 +/- 0.05 R.T. = 2.67 min Toluene m/z 92.061 +/- 0.05 R.T. = 4.80 min Ethyl benzene m/z 106.078 +/- 0.05 R.T. = 7.67 min The response factors used were the average of four runs. Relative response factors were then calculated with respect to the internal standard, D6-benzene. A typical response factor chromatogram is shown in Figure 6. Figure 6 Typical response factor chromatogram (four replicates were performed) Page 9

Table 1 Response Factor and R R F Calculations swv-18-16-16-01 Compound - quant mass RT (min) Pk Ht Pk Area Area Ratio Resp. Fac. Rel. Resp. Fac Benzene - 78.04 2.699 3334 72.92 0.881 0.834 0.958 D6 benzene - 84.08 2.666 3638 82.74 1.000 0.871 1.000 Toluene - 92.06 4.808 803 40.26 0.487 0.465 0.534 Ethyl benzene - 106.08 7.658 375 20.62 0.249 0.238 0.273 swv-18-16-16-02 Compound RT (min) Pk Ht Pk Area Area Ratio Resp. Fac. Rel. Resp. Fac Benzene - 78.04 2.699 2950 66.09 0.884 0.756 0.961 D6 benzene - 84.08 2.674 3267 74.72 1.000 0.787 1.000 Toluene - 92.06 4.799 808 40.29 0.539 0.466 0.592 Ethyl benzene - 106.08 7.667 352 17.74 0.237 0.205 0.260 swv-18-16-16-03 Compound RT (min) Pk Ht Pk Area Area Ratio Resp. Fac. Rel. Resp. Fac Benzene - 78.04 2.700 3259 73.98 0.880 0.846 0.957 D6 benzene - 84.08 2.675 3481 84.07 1.000 0.885 1.000 Toluene - 92.06 4.800 908 40.56 0.482 0.469 0.530 Ethyl benzene - 106.08 7.667 375 20.79 0.247 0.240 0.271 swv-18-16-16-04 Compound RT (min) Pk Ht Pk Area Area Ratio Resp. Fac. Rel. Resp. Fac Benzene - 78.04 2.700 2819 65.46 0.885 0.749 0.962 D6 benzene - 84.08 2.667 3087 73.97 1.000 0.779 1.000 Toluene - 92.06 4.800 876 41.28 0.558 0.477 0.613 Ethyl benzene - 106.08 7.659 366 18.67 0.252 0.215 0.277 Density Amt (ul) Mass (mg) Vol (ml) Conc (ug/ml) Benzene 0.874 10.0 8.74 100.0 87.400 D6 benzene 0.950 10.0 9.50 100.0 95.000 Toluene 0.865 10.0 8.65 100.0 86.500 Ethyl benzene 0.867 10.0 8.67 100.0 86.700 RRf (avg) RRf (stdev) Benzene 0.959 0.003 D6 benzene 1.000 0.000 Toluene 0.567 0.042 Ethyl benzene 0.270 0.007 Response factors (Rf)are in units of area/weight per unit volume Page 10

Two vials of crude oil #1 obtained on August 9 were weighed into a volumetric flask and diluted with diethyl ether. A D6-benzene standard was prepared in diethyl ether and an aliquot was added to the crude oil volumetric. This solution was analyzed in duplicate. A fresh solution using two vials of crude oil #2 was prepared. A new D6- benzene standard was prepared and added to the crude oil volumetric. This solution was then analyzed in duplicate. Typical chromatographic results are shown in Figure 7. Note the presence of additional C2-alkylbenzenes. Figure 7. Quantitation chromatographic results, typical (four replicates were performed) Page 11

Table 2 Quantitation Calculations Crude oil #1, vials 2&3, first d6-benzene std swv-08-16-16-05 m/z RT (min) Pk Ht Pk Area Area Ratio Wt (ppm) Wt (%) benzene 78.044 2.700 3149 66.9 2.58 406 0.0406 d6 benzene 84.084 2.675 1225 25.9 1.00 toluene 92.059 4.809 3874 132.2 5.10 1357 0.1357 ethyl benzene 106.078 7.668 979 31.3 1.21 674 0.0674 swv-08-16-16-06 m/z RT (min) Pk Ht Pk Area Area Ratio Wt (ppm) Wt (%) benzene 78.044 2.708 6059 124.6 2.59 408 0.0408 d6 benzene 84.084 2.674 2017 48.1 1.00 toluene 92.059 4.825 7215 237.7 4.94 1315 0.1315 ethyl benzene 106.078 7.675 1827 54.5 1.13 633 0.0633 Crude oil #2, vials 1&2, new d6-benzene std swv-08-16-16-07 m/z RT (min) Pk Ht Pk Area Area Ratio Wt (ppm) Wt (%) benzene 78.044 2.700 6996 148.5 2.88 454 0.0454 d6 benzene 84.084 2.674 2516 51.5 1.00 toluene 92.059 4.817 9018 280.9 5.46 1453 0.1453 ethyl benzene 106.078 7.675 2149 68.4 1.33 743 0.0743 swv-08-16-16-08 m/z RT (min) Pk Ht Pk Area Area Ratio Wt (ppm) Wt (%) benzene 78.044 2.707 7495 150.1 2.97 467 0.0467 d6 benzene 84.085 2.682 2299 50.6 1.00 toluene 92.059 4.824 8830 276.5 5.47 1456 0.1456 ethyl benzene 106.079 7.675 2248 67.8 1.34 750 0.0750 NOTE: d6-benzene internal standard added: 151 ppm by weight RRf (avg) Benzene 0.959 D6 benzene 1.000 Toluene 0.567 Ethyl benzene 0.270 Page 12

Quantification Results (average of four runs) Wt Wt (ppm) Stdev (%) Stdev Benzene 434 32 0.043 0.003 Toluene 1395 71 0.140 0.007 Ethyl benzene 700 56 0.070 0.006 Data Analysis to Identify Unsaturated Compounds August 19 and 21 Data file swv-08-01-16-04 acquired on August 1 was re-examined to determine the presence of unsaturated compounds where rings+double bonds is four or greater. Because the data was acquired with accurate mass precision, two approacheds were used to find unsaturated compounds. First, alkyl-benzenes were located by searching for the predicted or observed masses of the molecular ions. RDB=4 for this class of compounds. Results are summarrized in Table 3 below, and shown in Figures 8 and 9. TABLE 3 Presence of Alkyl-Benzenes Sum of sat. alkyl groups Formula Mol.Wt Target Ion Notes # of compounds C=0 C6H6 78..043 benzene 1 C=1 C7H8 92.061 toluene 1 C=2 C8H10 106.076 Figure 8 4 C=3 C9H12 120.091 Figure 8 8 C=4 C10H14 134.111 Figure 8 ~17 C=5 C11H16 148.127 Figure 8 ~29 C=6 C12H18 162.143 Figure 9 ~26 C=7 C13H20 176.157 Figure 9 ~39 C=8 C14H22 190.174 Figure 9 ~30 C=9 C15H24 204.188 Figure 9 ~13 Note: Quantitation was only performed for benzene, toluene, and ethyl-benzene. Approximate amounts of the other alkyl benzenes with respect to ethyl benzene could be determined from the areas of the single-ion chromatograms, but this would only be a rough approximation. Note: The presence of unsaturated alkyl-benzenes where RDB=5 was also observed. A systematic approach to find these compounds using accurate target ions for RDB=5 and RDB=6 could be performed with this data. Page 13

Figure 8 Alkyl benzene profiles, C=2,3,4,5 Page 14

Figure 9 Alkyl benzene profiles, C= 6, 7, 8, 9 Page 15

Another approach to finding unsaturated compounds in the crude oil sample involved using mass defect filters to create mass-defect chromatograms. The approach used above to locate specific alkyl-benzenes requires a knowledge of their molecular weights and also relies on the molecular ion being significant in the spectrum. The approach can be used (although not as selectively) with less precise quadrupole mass spec data. Mass defect filters rely only on the fact that as a hydrocarbon becomes more unsaturated (RDB increases) the mass defect of the accurate mass from the integer mass, while still positive, becomes less as the degree of unsaturation increases. If the compound contains O, N, or other heteroatoms such as P, S or Cl, the mass defect will also be less than for saturated alkanes. Mass defect filters can only be used with precise mass spec data. The mass defect filters used to extract data were: Filter Name Mass Range Mass Defect Range A 100 450 0.02-0.04 B 100-450 0.04 0.06 C 100 450 0.06 0.08 D 130 450 0.08-0.10 E 140 450 0.10 0.12 F 160 450 0.12 0.14 G 180 450 0.14 0.16 Figure 10 Mass Defect algorithms used Using mass defect chromatograms, poly-unsaturated compounds with various molecular weights were extracted as examples. At m/z values of 156.092, 160.129, 170.111, 184.127, 188.160, and 210.144. These are shown in Figures 11-16. Representative spectra and library match results are also shown. Page 16

Figure 11 M/Z 156.092. These appear to be substituted naphthalenes, where R = 2 carbons Page 17

Figure 12 M/Z 160.129. These appear to be C12H16 substituted benzenes, naphthalenes and indenes Page 18

Figure 13 M/Z 170.111. These appear to be C13H14 substituted naphthalenes and indenes Page 19

Figure 14 M/Z 184.127. These appear to be C14H16 substituted naphthalenes and azulenes Page 20

Figure 15 M/Z 188.160. C14H20 complex ring structure compounds Page 21

Figure 16 M/Z 210.144. Appear to be C16H18 anthracenes, naphthalenes, and biphenyls Page 22