Design of Restricted Orifice Surge Tank

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Design of Restricted Orifice Surge Tank August 3, 13 Contents 1. Necessity of Surge Tank 1. Requirements for Hydraulic Design of Restricted Orifice Surge Tank 1 3. Fundamental Differential Equations 1 3.1 Equation of Motion........................................ 1 3. Equation of Continuity...................................... 3.3 Resistance of Port........................................ 3.4 Fundamental differential equations............................... 4. Equations for the basic design of Restrict Orifice Surge Tank 4.1 Formula to calculate the maximum water level in the tank.................. (1) Vogt-Forchheimer s Formulas................................. () Required conditions to calculate water level of reservoir and head loss.......... 3 4. Requirement for Stability of Water Level Vibration...................... 4 4.3 Equation of Critical Discharge.................................. 4 5. Procedure of Basic Design of Surge Tank 4 5.1 Correction of Head Loss..................................... 4 5. Check of Static Stability..................................... 4 5.3 Set Targeted Movement Range of Water Level......................... 4 5.4 Relationship between Port Diameter and Shaft Diameter................... 5 5.5 Relationship between Port Diameter, Shaft Diameter and Maximum Water Level..... 5 5.6 Selection of the shaft and port diameter............................ 5 5.7 Check of Dynamic Stability................................... 6 5.8 Arrangement of Chamber.................................... 6 6. Surging analysis 6 7. Examples of Surging Analysis 7 i

1. Necessity of Surge Tank In general, a long pressure tunnel, the headrace / tailrace of pumped storage power plant needs a surge tank. The necessity of surge tank is judged whether length of pressure tunnel exceeds 5m or not. A surge tank has following functions. To absorb abnormal pressure increase in the tunnel by water hammering when load rejection or input power rejection. To absorb the abnormal pressure decrease in the tunnel by supplying water when rapid increase of discharge. Surge tanks are categorized in following 4 types. Simple surge tank Differential surge tank Restricted orifice surge tank (An orifice of a surge tank is called a port ) Surge tank with chamber These days Restricted Orifice Surge Tanks are usually adopted. This type can effectively attenuate amplitude of the water level in the tank and has comparatively simple design. In addition, in the case that a surge tank is constructed deep under the ground, such as a tailrace surge tank, the diameter of vertical shaft can be reduced by adding upper chamber.. Requirements for Hydraulic Design of Restricted Orifice Surge Tank The following conditions are required for the design of Restricted Orifice Surge Tank. The maximum amplitude of water level by surging is between the elevation of top and bottom of the tank. To meet the required stability conditions (dynamic and static conditions) of water level amplitude. Maximum discharge does not exceed the following critical discharge. (Critical Discharge) Critical Discharge is defined as discharge when amount of water rise at partial load rejection exceeds that at full load rejection in a restricted orifice surge tank. If the maximum discharge is smaller than the critical discharge, the amount of water rise in the tank at full load rejection is the largest. Although it is quit the thing to confirm the highest level of water rise at the critical discharge in the case that the maximum discharge exceeds the critical discharge, in practical, a surge tank is designed so that maximum discharge does not exceed critical discharge. 3. Fundamental Differential Equations 3.1 Equation of Motion Euler s equation of fluid motion in one-dimensional problem is as follows. dv dt = 1 dp ρ dx = g dh dx where v : Flow velocity t : Time ρ : Density of the water p : Pressure x : Position h : Water head g : Acceleration of gravity When the flow direction from reservoir to surge tank is positive, and the direction of water surface movement from up to dawn on the basis of reservoir water level in a surge tank is positive, positive gradient of water head is upward movement of water level in the surge tank. dv dt = g dh dx = g z L 1

where z : Variation of the water level in surge tank (positive is the downward as standard at reservoir water level) L : Length of the pressure tunnel v : Flow velocity of the pressure tunnel If head loss h exists, the acceleration of the water in the pressure tunnel is reduced by h. dv dt = g z L g h L = z h L/g Because friction loss (h = c v v) in the pressure tunnel and resistance loss of the port (k = v p v p //g) are caused in the case of Restricted Orifice Surge Tank, the equation of motion is given as follows taking into consideration the flow direction. 3. Equation of Continuity dv dt = z h = z c v v k L/g L/g When all flow direction of tunnel discharge, discharge in a surge tank and discharge of turbine is assumed positive, equation of continuity is given as follows. Q = f v + F dz dt where Q : Discharge of the turbine f : Area of the pressure tunnel F : Area of the surge tank shaft dz dt = Q f v F 3.3 Resistance of Port Because the port velocity (v p ) is what discharge in a surge tank is divided by the effective area of the port, the resistance of the port (k) can be given as follows, considering the flow direction. v p = Q f v k = v p v p = 1 f v Q C d F p g g C d F p f v Q C d F p 3.4 Fundamental differential equations Equation of motion : Continuous equation : Resistance of the port : dv dt = z c v v k L/g dz dt = Q f v F k = v p v p g = 1 g f v Q C d F p (1) () f v Q (3) C d F p v p F p C d v z g c L f F Q : Flow velocity of the port : Area of the port : Discharge coefficient of the port : Flow velocity of the pressure tunnel (positive is from reservoir to surge tank) : Variation of the water level in surge tank : Acceleration of gravity : Head loss coefficient : Length of the pressure tunnel (from reservoir to the port) : Area of the pressure tunnel : Area of the shaft : Discharge (in the interception current of the time) 4. Equations for the basic design of Restrict Orifice Surge Tank 4.1 Formula to calculate the maximum water level in the tank (1) Vogt-Forchheimer s Formulas Vogt-Forchheimer s Formulas are used to calculate the highest rising water level in the basic design stage. This is the one rewritten to be convenient equation after solving the fundamental differential equation on the condition of instant intercept of initial discharge.

Vogt-Forchheimer s formulas { m k < 1 (1 + m z m ) ln(1 + m z m ) = (1 + m h ) ln(1 m k ) m k > 1 (m z m 1) + ln(m z m 1) = ln(m k 1) (m h + 1) (4) h = c v k = 1 g ( Q C d F p ) m = gf (h + k ) Lfv z m : Maximum water level in the tank (Positive is the downward as astandard at reservoir level) h : Total head loss of the pressure tunnel k : Resistance of the port v : Flow velocity of the pressure tunnel c : Head loss coefficient (h = c v ) Q : Maximum discharge F p : Area of the port C d : Discharge coefficient of the port L : Length of the pressure tunnel (from reservoir to the port) f : Area of the pressure tunnel F : Area of the shaft g : Acceleration of gravity To calculate (z m ) in the formula above, Newton-Raphson Method is leveraged. z which makes f(z) = is the maximum water level (z m ) in the function of f(z) and f (z). Here, f (z) is a derived function of f(z). f(z) = { {(1 + m z) ln(1 + m z)} {(1 + m h ) ln(1 m k )} (m k < 1) {m z 1) + ln(m z 1)} {ln(m k 1) (m h + 1)} (m k > 1) m (1 f (z) = m (1 + 1 1 + m z ) 1 m z 1 ) (m k < 1) (m k > 1) Calculation of the below equation is iterated until f(z i + 1) becomes nearly equal. z i+1 = z i f(z i) f (z i ) Initial value z is defined as below so that the value in the logarithm paragraph of f(z) can be positive. z = 1 m +.1 (m k < 1) z = 1 m +.1 (m k > 1) () Required conditions to calculate water level of reservoir and head loss To calculate water level, following issues are considered. To adopt the most rigid condition of water level of the reservoir corresponding to the discharge conditions. To set the roughness small in the case of load rejection or input power rejection, and to set the roughness large in the case of rapid increase of discharge on the safe side. 3

Table1 Conditions of the water level and roughness Discharge Water level Headrace Tailrace and roughness surge tank surge tank Total Reservoir water level HWL of Upper Res. LWL of Lower Res. Load Checked water level Upper surge W.L. Down surge W.L. interception Variation of roughness.15.15 Load Reservoir water level LWL of Upper Res. HWL of Lower Res. Rapidly Checked water level Down surge W.L. Upper surge W.L. increase Variation of roughness +.15 +.15 Total Reservoir water level LWL of Upper Res. HWL of Lower Res. Input Checked water level Down surge W.L. Upper surge W.L. interception Variation of roughness.15.15 Notes) Variation of roughness is for the concrete lining. (Supplemental Explanation) The roughness of concrete to calculate surging water level are set by adding the value above or subtracting it from the normal value of.13.15. In the case of steel lining,.1, and in the case of no lining,.3 is added or subtracted from the normal value to set the roughness respectively. 4. Requirement for Stability of Water Level Vibration Thoma-Schüller s formulas Static stability conditions : Dynamic stability conditions : F > h < H g 3 H g 6 Lf c(1 + η)gh g Lf cg(h g z m ) (5) (6) η = k h h = c v k = 1 ( ) Q g C d F p H g z m : Gross head : Maximum water level as a standard at reservoir water level 4.3 Equation of Critical Discharge To calculate the critical discharge Q c, Calame-Garden equation is leveraged. Q c = 1 c ( 1 g Lf 3 ) 1/ (7) F η 5. Procedure of Basic Design of Surge Tank 5.1 Correction of Head Loss Head loss coefficient (c) is calculated by using the head loss of intake and headrace for a headrace surge tank, the head loss of tailrace and outlet for a tailrace surge tank, taking into consideration correction of head loss according to Table 1. The representative velocity of headrace / tailrace can be used as v in the calculation. 5. Check of Static Stability Requirement of static stability is determined by only total water head H g as shown in the equation (5). Therefore, if this requirement is not satisfied, head loss should be reduced by increasing of tunnel diameter and so on. 5.3 Set Targeted Movement Range of Water Level The targeted movement range of water level is set corresponding to the low water level of the reservoir and bottom elevation of the tank. Since surging is attenuating vibration, even though full load rejection while reservoir water level is low water level is taken place, the drawdown depth does not exceed the rise up depth. However, in practical, the targeted movement range of water level is set as both depths are the almost same. 4

5.4 Relationship between Port Diameter and Shaft Diameter The available ranges of the port diameter and the shaft diameter, which are calculated from the requirement of dynamic stability and critical discharge, are to be set. Relationship between the port diameter and shaft diameter is given by following expressions. h Lf F > F 1 = from equation (6), 1st term of right side (8) c(h + k )gh g F > F = Lf cg(h g z m ) from equation (6), nd term of right side (9) F < F 3 = h Lf 3 gc k Q from the condition Q < Q c in equation (7) () (Supplementary Explanation) Necessary ranges of the port diameter and shaft diameter are found by equation (8) and (). Minimum value of the shaft diameter is found by substituting the targeted movement range of water level to zm in the equation (9). Since requirement of equation (9) is usually more rigid than that of equation (8), the shaft diameter needs to be larger than the value found by equation (9). 5.5 Relationship between Port Diameter, Shaft Diameter and Maximum Water Level The correlation between the port diameter and maximum upper water level by the equation (4) is calculated by making shaft diameter a parameter within the range which meets the requirement of dynamic stability. The correlation between the port diameter and resistance loss of port at the load rejection and input power rejection is calculated. z rm = k h ( z rm Resistance loss of the port at the cut-off) 5.6 Selection of the shaft and port diameter The optimal port diameter is found so that the resistance loss of the port z rm at the load rejection is equal to the maximum upper water level z m. z rm = z m (Condition of optimal port diameter) Therefore, the shaft diameter and the port diameter are determined to meet the above condition and requirement of within the targeted fluctuation range. (Supplementary Explanation) Reservoir Water Level + z z rm h k Q Q 5

The tank water level before interception is lowered only head loss h of the pressure tunnel from the reservoir water level. If discharge Q before interception tends to flow in in a tank from the port at the moment of interception, the velosity head at the port tends to become k = 1 g (Q /C d /F p ), and tends to push up the tank water level with this energy (where C d is the discharge coefficient of the port, and F p is the area of the port). Therefore, the amount of the water level rise from the reservoir water level becomes z rm = k h. The absolute value is taken because positive is the downward on the basis of the reservoir water level. Here, evaluation of the highest rise water level is performed as follows. z m < z rm : diameter of the port is estimated as a small state because of large resistance of the port. z m = z rm : diameter of the port is the optimal. z m > z rm : diameter of the port is estimated as a large state because of small resistance of the port. where z m is calculated value from the Vogt-Forchheimer formula. In addition, the pressure head of the bottom of surge tank is denoted by the sum of the pressure head of water in the tank, and resistance of the port k. For this reason, in the structural design of the bottom of surge tank, it is necessary to carry out in consideration of the additional pressure head k. 5.7 Check of Dynamic Stability It should be checked that the selected shaft diameter and port diameter meet the requirement of dynamic stability and critical discharge, by plotting selected value on the figure of correlation between dynamic stability and critical discharge. 5.8 Arrangement of Chamber Excavation volume of the shaft can be reduced by adding a chamber for a surge tank which is constructed in deep underground, such as a tailrace surge tank. The figure of the chamber is designed so that the capacity of chamber can absorb the water volume of upper surge over the level of chamber bottom which is calculated by equation (4) in the case of shaft type surge tank. USWL V 1 USWL Air tunnel RWL RWL V = V 1 DSWL DSWL Simple shaft type Chamber type Fig.1 Design concept of Chamber type 6. Surging analysis The design of the surge tank is checked by surging analysis. Chronological movement of water level in the tank is found by solving differential equations of (1), (), (3). 6

7. Examples of Surging Analysis Analysis of Headrace surge tank and Tailrace surge tank Table Conditions of the calculation for the stability and maximum water lebel Headrace surge tank Tailrace surge tank Items Load Input Load Input interception interception interception interception H g (m) 713 713 L (m) 553.37 167.75 d (m) 8. 8. C d.9.9 z m (target value) (m) 35 65 Q (m 3 /s) 34 4 34 4 c.179.185.166.16 Decided Shaft dia. (m) 17.. Decided Port dia. (m) 4.6 4.9 d is the diameter of the pressure tunnel. c = h v c h v : Head loss coefficient : Total head loss of the pressure tunnel : Flow velocity of the pressure tunnel Table3 Conditions for the surging analysis Headrace surge tank Tailrace surge tank Items EL. Area Shape EL. Area Shape (m) (m ) (m) (m) (m ) (m) Top of Surge tank 1566. 6.98 φ17. 865. 5. 13x4 Bottom of Chamber 854.5 5. 13x4 Bottom of Surge tank 1461.6 6.98 φ17. 77.6 778.54 φ. Port 16.619 φ4.6 18.857 φ4.9 Case 1 3 1 3 R.W.L (m) 157 15 15 814 844 844 c (loss coefficient).179.53.185.166.77.16 Discharge (m 3 /s) 34 17 4 34 17 4 to to 34 to to to 34 to Interception time (sec) 8. 4. 5.6 8. 4. 5.6 Case 1 : Load interception (4 units) Case : Load rapidly increase (4 units) Case 3 : Input interception (4 units) R.W.L is the reservoir water level. Discharge + is the direction from Reservoir to Surge tank. 7

Load interception Input interception 4 KN No.1 Headrace ST (Load interception) Dreq > D1 Dreq > D Dreq < D3 4 KN No.1 Headrace ST (Input interception) Dreq > D1 Dreq > D Dreq < D3 Diameter of the surge tank (m) 18 16 14 1 8 6 17.m 8.496m (Target Zm=35.m) Diameter of the surge tank (m) 18 16 14 1 8 6 17.m 8.357m (Target Zm=35.m) 4 4 Maximum WL Zmax (m) or Difference of pressure Z rm (m)..5 1. 1.5..5 3. 3.5 4. 4.5 5. 5.5 6. 9 8 7 6 5 4 3 Stability conditions KN No.1 Headrace ST (Load interception) Z rm = k - h Target Zm=35.m..5 1. 1.5..5 3. 3.5 4. 4.5 5. 5.5 6. 4.6m Maximum or Minimum water level Fig. D=9m D=m D=11m D=1m D=13m D=14m D=15m D=16m D=17m D=18m Maximum WL Zmax (m) or Difference of pressure Z rm (m)..5 1. 1.5..5 3. 3.5 4. 4.5 5. 5.5 6. 9 8 7 6 5 4 3 Stability conditions KN No.1 Headrace ST (Input interception) Target Zm=35.m Headrace Surge tank..5 1. 1.5..5 3. 3.5 4. 4.5 5. 5.5 6. 4.6m Z rm = k - h Maximum or Minimum water level D=9m D=m D=11m D=1m D=13m D=14m D=15m D=16m D=17m D=18m 8

Load interception Input interception 4 KN No.1 Tailrace ST (Load interception) Dreq > D1 Dreq > D Dreq < D3 4 KN No.1 Tailrace ST (Input interception) Dreq > D1 Dreq > D Dreq < D3 Diameter of the surge tank (m) 18 16 14 1 8 6.m 8.315m (Target Zm=65.m) Diameter of the surge tank (m) 18 16 14 1 8 6.m 8.469m (Target Zm=65.m) 4 4 Maximum WL Zmax (m) or Difference of pressure Z rm (m)..5 1. 1.5..5 3. 3.5 4. 4.5 5. 5.5 6. 9 8 7 6 5 4 3 Stability conditions KN No.1 Tailrace ST (Load interception) Z rm = k - h Target Zm=65.m..5 1. 1.5..5 3. 3.5 4. 4.5 5. 5.5 6. 4.9m Maximum or Minimum water level Fig.3 D=9m D=m D=11m D=1m D=13m D=14m D=15m D=16m D=17m D=18m Maximum WL Zmax (m) or Difference of pressure Z rm (m)..5 1. 1.5..5 3. 3.5 4. 4.5 5. 5.5 6. 9 8 7 6 5 4 3 Stability conditions KN No.1 Tailrace ST (Input interception) Target Zm=65.m Tailrace Surge tank..5 1. 1.5..5 3. 3.5 4. 4.5 5. 5.5 6. 4.9m Z rm = k - h Maximum or Minimum water level D=9m D=m D=11m D=1m D=13m D=14m D=15m D=16m D=17m D=18m 9

158 KN No.1 Headrace ST (Load interception :4 units) 157 156 1561.54 (56.8s) Top of Surge tank EL.1566. 155 154 Elevation (m) 153 15 15 15 156.41 (164.1s) RWL EL.157. 149 148 147 146 Bottom of Surge tank EL.1461.6 145 6 18 4 3 36 4 48 54 6 Time (sec) 158 KN No.1 Headrace ST (Load increase: 4 units) 157 156 Top of Surge tank EL.1566. 155 154 Elevation (m) 153 15 15 15 1497.378 (.s) RWL EL.15. 149 148 147 146 1474.33 (77.1s) Bottom of Surge tank EL.1461.6 145 6 18 4 3 36 4 48 54 6 Time (sec) 158 KN No.1 Headrace ST (Input interception: 4 units) 157 156 Top of Surge tank EL.1566. 155 154 Elevation (m) 153 15 15 15 1517.888 (161.6s) RWL EL.15. 149 148 147 146 1473.375 (55.s) Bottom of Surge tank EL.1461.6 145 6 18 4 3 36 4 48 54 6 Time (sec) Fig.4 Results of the surging analysis for Headrace surge tank

Elevation (m) 88 87 86 85 84 83 8 8 8 79 78 77 76 75 74 73 KN No.1 Tailrace ST (Load interception: 4 units) Top of Surge tank EL.865. 855.7 (9.7s) Bottom of Chamber EL.854.5 RWL EL.814. 75.84 (3.5s) Bottom of Surge tank EL.77.6 7 7 6 18 4 3 36 4 48 54 6 Time (sec) Elevation (m) 88 87 86 85 84 83 8 8 8 79 78 77 76 75 74 73 KN No.1 Tailrace ST (Load increase: 4 units) 861.979 (83.1s) Top of Surge tank EL.865. Bottom of Chamber EL.854.5 844.696 (1.9s) RWL EL.844. Bottom of Surge tank EL.77.6 7 7 6 18 4 3 36 4 48 54 6 Time (sec) Elevation (m) 88 87 86 85 84 83 8 8 8 79 78 77 76 75 74 73 KN No.1 Tailrace ST (Input interception: 4 units) 863.795 (53.s) Top of Surge tank EL.865. Bottom of Chamber EL.854.5 RWL EL.844. 8.169 (136.7s) Bottom of Surge tank EL.77.6 7 7 6 18 4 3 36 4 48 54 6 Time (sec) Fig.5 Results of the surging analysis for Tailrace surge tank 11