Recent Status of Polarized Electron Sources at Nagoya University

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Recent Status of Polarized Electron Sources at Nagoya University M. Kuwahara, N. Yamamoto, F. Furuta, T. Nakanishi, S. Okumi, M. Yamamoto, M. Kuriki *, T. Ujihara ** and K. Takeda ** Graduate School of Science, Nagoya University * High Energy Accelerator Research Organization, KEK ** Graduate School of Engineering, Nagoya University Seminar @ J_Lab., Nov. 14th 2006 1

Topics Photocathode R&D Field emission of spin-polarized electron extracted from GaAs tips Emittance of NEA photocathode Initial emittance comparing with bulk-gaas and GaAs-GaAsP superlattice Seminar @ J_Lab., Nov. 14th 2006 2

Research Purpose of PES Polarized Electron Source (PES) Necessary for high energy physics Linier collider project (ILC project) Powerful application for material sciences Spin-polarized electron microscopy e.g. SPLEEM (Spin-Polarized Low Energy Electron Microscope) Surface Analysis (SPEELS, SPIPES) Electron beam holography considering with spin effect Seminar @ J_Lab., Nov. 14th 2006 3

Topic 1: Photocathode R&D Photocathode developments { { by GaAs-GaAsP strained superlatttice Polarization ~90% @ QE 0.5% Generation of multi-bunch beam (by overcoming SCL effect) Few problems are still remained for photocathode Low emittance and long life time of photocathode 1. Low Emittance and High Brightness Polarized e- beam 2. Extraction of Polarized e- beam without NEA surface problem Seminar @ J_Lab., Nov. 14th 2006 4

Method 1. Low emittance spin polarized electron i) spin polarization GaAs type semiconductor ii) low emittance cross section of beam: very small Using tip-gaas (the feature is needle like) Field emission from very small area of the top 2. NEA surface lifetime problem (by avoiding NEA surface) Using a tunneling effect by a high gradient at the surface Field Emission Seminar @ J_Lab., Nov. 14th 2006 5

Method Basis of generation of polarized electron beam using semiconductor photocathode. Under illuminating circular light to GaAs semiconductor. Selective excitation from valence band to conduction band. (conserving the helicity) Bulk-GaAs has degeneracy of electron bands at Γ. Polarization: max. 50% By strained or super-lattice structure GaAs, the degeneracy at Γ point can be separated, Polarization > 50% enable In fact, Polarization ~ 90% by strained supper-lattice structure Seminar @ J_Lab., Nov. 14th 2006 6

Photocathode Photocathode sample (tip-gaas) (p-gaas substrate, Zn-dope:2 10 19 cm -3 ) H 3 PO 4 :H 2 O 2 :H 2 O=10:1:1 Temperature 20 SEM images (left: 25k, right: 100) Fabrication of tip-gaas Height : 10μm Radius : 25nm H 3 PO 4 :H 2 O 2 :H 2 O=5:1:1 Temperature -1 ratio temperature H 3 PO 4 etching solution s condition, mixing ratio and temperature Seminar @ J_Lab., Nov. 14th 2006 7

Apparatus Electron gun Laser 70keV PES I-V characteristics and polarization measurement Mott-scattering polarization analyzer Vacuum pressure : 3 10 11 Torr Field gradient at photocathode 0.6MV/m @70kV 20kV DC-gun I-V characteristics 20kV-DCgun, variable gap separation Field gradient at photocathode ~ 4.8MV/m (@20kV, gap=3.2mm) 20kV DC-gun 70keV PES Ti:Sapphire Laser Model3900 (Sp) CW-Laser 532nm, 5W seed) Wavelength 730nm 950nm Tsunami (SP) Pulse-Laser 532nm, 5W seed Seminar @ J_Lab., Nov. 14th 2006 wavelength 730nm 850nm Pulse width 20 ps repetition 81.25 MHz 8

Experimental results (1) I-V characteristics Behaviors ; under impressing high gradient and illuminating circular light I-V characteristic F-N(Fowler-Nordheim) plot Not observe by GaAs without tip Tunneling effect through a surface barrier (Field emission) QE vs. Photon energy at high gradient field ( E=3.4MV/m @ Flat) well fit Fitting curve is estimated by WKB approximation. Field-Emission is observed Photon-excited electrons were extracted by F.E.mechanism Demonstrated the tunneling yield depending on an excitation energy. Seminar @ J_Lab., Nov. 14th 2006 9

Estimation of electron affinity χ [Estimation of χ by the QE λ data] [Estimation of χ by F-N plot data] Assumption: proportional to a tunneling yield of surface barrier Tunneling yield T (WKB approximation) is written by T 4 2m ε z ) exp 3 ee The solid line is obtained by least-squares fitting in left figure. Therefore, χ is estimated as 2 ( χ ε ) 3 / ( Z χ = 1.710 1.428 Here, assumed that field enhancement factor is 66 (calculated by POISSON) for the tip feature (curvature is 50nm, distance is 200mm) Seminar @ J_Lab., Nov. 14th 2006 10 F-N plot is written as, Fowler-Nordheim equation 3 / 2 6 I 9 φ 1.54 10 ln 6.85 10 ln + 2ln + 2 = + E E β β φ By the gradient of F-N plot χ=1.64 10-2 β 2/3 0.23 ± 0.01 ev ln S 0.26 ± 0.08 ev Consistent with with each each result

Experimental results (2) Polarization of tip-gaas Spin Polarization 1) Polarization : 20 40% Bulk-GaAs Polarization 2) tip-gaas Polarization was higher than NEA/Bulk-GaAs at shorter wavelength λ < 760nm (1.6eV) Corresponding with the rising edge of Q.E. ESP and QE spectrum under irradiating circular light. In order to compare, NEA/Bulk-GaAs polarization is also drown. The results suggests that spin polarized electrons can be extracted by field emission mechanism Spin polarization did not get worse, while F.E. mechanism was substituted for NEA Seminar @ J_Lab., Nov. 14th 2006 11

Difference of each polarization Difference in generation process between NEA and FE process of extracting into a vacuum Dependent on excitation energy (Phenomena of hot-electron) @hν > 36 mev Scattering in drifting process LO phonon scattering is mainly Spin flip in scattering DP-process is main process for hot e - Spin relaxation time becomes smaller with rising electron energy τ E0 2 P~Pexp 0 - ((ε/ε0) -1) 2τ s0 Seminar @ J_Lab., Nov. 14th 2006 12

Difference of each polarization Process in extracting into vacuum Tunneling yield is sensitive to the excitation energy drifting electron T( ε Z) exp ( χ εz) Energy dispersion becomes wider in transport process by some scattering. Polarization of higher energy part : High polarization lower energy part : Low polarization (cause by scattering) High energy part is mainly extracted into vacuum. >Polarization becomes higher (cut off of depolarization part ) Surface tunneling is like a filter effect of polarization. Higher energy part of electrons can be extracted dominantly. Δε : narrow, Pol : high Fig. Generation process of spin polarized electrons with field emission. Blue color density means value of spin polarization. Seminar @ J_Lab., Nov. 14th 2006 13 3/2

Summary of GaAs tip photocathode Achievements : We demonstrated that F.E. can be used for PES as a substitute for using NEA surface. Extraction of polarized electrons by F.E. : O.K. Electrons extracted by F.E. have higher polarization than NEA s. Lifetime long lifetime compared with NEA surface NEA~1week F.E.>1month Problem Work function, fine structure, surface contamination Stability and uniformity of current Field emission characteristic (operation voltage, field enhancement) Extract more high current (melting of the top of tips) We can confirm that spin polarized electrons can be extracted by F.E., and demonstrate the fundamental characteristics. Ref. ; M. Kuwahara, et al.: Jpn. J. Appl. Phys. Vol. 45, No. 8A (2006) pp. 6245-6249. Seminar @ J_Lab., Nov. 14th 2006 14

Topic 2: Emittance of NEA photocathode Introduction NEA photocathode is expected to generate a very low emittance. Comparing with bulk-gaas and GaAs-GaAsP superlattice Dependence of electron beam energy, excitation energy and QE. We obtained the result which the emittance of beam with very low electron charge were almost 0.1 πmm.mrad. NEA photocathode is expected to generate very low initial emittance beam with high QE. Seminar @ J_Lab., Nov. 14th 2006 15

Measurement Setup Emittance Measurement System 1 m 200 kev DC-gun Emittance measurement system CCD camera Differential chamber Pepper-pot chamber 1 m drift space from 200 kev DC-gun to pepper-pot pot mask Seminar @ J_Lab., Nov. 14th 2006 16

Measurement Setup Electrodes High voltage test Separating e - gun and NEA activation chamber using Load-lock system Ceramic insulator are divided into some segments for separating high voltage 200kV can be supplied Seminar @ J_Lab., Nov. 14th 2006 17

Measurement Setup Emittance Measurement System Pepper-pot chamber CCD camera ~ 2 mm CCD image (30 shot integration) Pepper-pot method was adopted for this initial emittance measurement. The measurement system was consisted of a pepper-pot mask and a scintillation screen. Seminar @ J_Lab., Nov. 14th 2006 18

Measurement Setup Laser system 1.1 deg. Laser transverse profile Seminar @ J_Lab., Nov. 14th 2006 19

Emittance Measurement Results Beam energy dependence Sample : GaAs-GaAsP strained superlattice Wavelength : 759 nm Laser size : φ1mm Current : 10~15 na Y-normalized rms emittance Independent of beam energy Space charge effect was negligible in this measurements Seminar @ J_Lab., Nov. 14th 2006 20

Emittance Measurement Results Photon energy dependence (Bulk-GaAs) Sample : Bulk-GaAs R 2E ε = + 2 3mc B 2 2 mc e Beam energy : 120 kev Laser size E: : electron φ1mm extra energy R: beam spot size Current : 10~15 na QE = 7.0 e-3 y-normalized rms emittance Average in constant region: λ > 880 nm The k B T emittance -> 66 mev becomes (fit) almost QE constant. = 2.1 e-3 < Average 880 nmin constant region: e kt ε =0.18±0.03 πmm.mrad ε =0.12±0.02 πmm.mrad As the wavelength becomes shorter, k B T -> 29 the mev emittance (fit) increases Seminar @ J_Lab., Nov. 14th 2006 21

Emittance Measurement Results Photon energy dependence (GaAs-GaAsP) Sample : GaAs-GaAsP strained superlattice Beam energy : 120 kev Laser size : φ1mm Current : 10~15 na y-normalized rms emittance The behavior is similar to bulk-gaas. But the value is smaller. Average in constant region : ε =0.096±0.015 πmm.mrad Seminar @ J_Lab., Nov. 14th 2006 22

Emittance Measurement Results Photon energy dependence (by comparison with Bulk-GaAs) At superlattice photocathode, the increase of emittance is lower than bulk-gaas This effect is explained by the width of a joint density of state Seminar @ J_Lab., Nov. 14th 2006 23

Summary of Emittance Measurement The emittance of 0.1 πmm.mrad is available using NEA type photocathode To suppress space charge effect -> laser optimize, high gradient field gun,.. The superlattice structure has an advantage of low initial emittance Emittance increase by electron s extra energy is lower than Bulk-GaAs. Seminar @ J_Lab., Nov. 14th 2006 24

Summary of 2 topics Photocathode R&D GaAs tip as a new type photocathode could extract polarized electron without depolarization effect. Fundamental characteristics were clarified, including the difference of polarization between NEA and F.E. Emittance measurement We demonstrated the initial emittance of NEA photocathode had very low value of 1 πmm.mrad. The superlattice photocathode had smaller initial emittance than bulk semiconductor, as expected. Seminar @ J_Lab., Nov. 14th 2006 25