(1)(a) STATEMENT SHOWING SHAREHOLDING PATTERN IN CLAUSE-35 NAME OF THE COMPANY:BHARAT HEAVY ELECTRICALS LIMITED SCRIP CODE: 500103 Name of the Scrip: Class of Security: QUARTER ENDED: 31/12/2011 Partly paid-up shares No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the Company. Held by promoter/promoter group NA NA NA Held by Public NA NA NA Total: NA NA NA As a % of total no. of shares of the Outstanding convertible securities: No. of outstanding securities As a % of total no. of outstanding convertible securities. Company assuming full conversion of the convertible securities Held by promoter/promoter group NA NA NA Held by Public NA NA NA Total: NA NA NA Warrants: No. of warrants As a % of total no. of warrants As a % of total no. of shares of the Company, assuming full conversion of warrants Held by promoter/promoter group NA NA NA Held by Public NA NA NA Total: NA NA NA Total paid-up capital of the Company, assuming full conversion of warrants and convertible securities 2447600000 0 100.00
BHARAT HEAVY ELECTRICALS LIMITED CLAUSE 35 31 12 2011 TOTAL SHAREHOLDING AS A % OF TOTAL NO SHARES PLEDGc na OTHERWISE NO OF SHARES OF ;HARES ENCUMBERED HELD IN CATEGORY NO OF TOTAL NUMBER OF DEMATERIALIZED AS a PERCENTAGE of As a PERCENTAGE of NUMBER LODE CATEGORY OF SHAREHOLDER SHAREHOLDERS SHARES FORM (A+9) (A+01-C) OF SHARES AS a PERCENTAGE (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)=(VIII)/(IV) + 100 (A) PROMOTER AND PROMOTER GROUP (1) INDIAN (a) Individual /HUF 0 0 0 0.00 0.00 0 0.00 (hi Central Gov nment/state Government(s) 1 1657552000 1657552000 67.72 67.72 0 0.00 (c) Bodies Corporate 0 0 0 0.00 0.00 0 0.00 (d) Financial Institutions/Banks 0 0 0 0.00 6.00 0 0.00 (e) -.hers 0 0 0 0.00 0.00 0 0.00 Sub-Total A(1) : 1 1657552000 1657552000 67.72 67.72 0 0.00 (2) FOREIGN (a) Individuals (Ms/Foreign Individuals) 0 0 0 0.00 0.00 0 0.00 (b) Bodies Corporate 0 0 0 0.00 0.00 0 0.00 (c) Institutions 0 0 0 0.00 0.00 0 0.00 (d) Others 0 0 0 0.00 0.00 0 0.00 Sub-Total A(2) : 0 0 0 0.00 0.00 0 0.00 Total A=A(1)+A(2) 1 1F57552000 1657552000 67.72 9 f.72 0 0.00 (B) PUBLIC SHAREHOLDING NA - A (1) INSTITUTIONS NA NA Mut Ai ands /UTI 214 144241190 144225190 5.89 5.89 (b) Financial Institutions /Banks 52 24870922 24866922 1.02 1.02 (r; Central Government / State Ge-ernment), 0 0 0 0.00 0.00 (d) Venture Capital Funds 0 0 0 0.00 0.00 (e) Insurance Companies 8 162174616 162172616 6.63 6.63 (f) For tin Institutional Investors 454 299370070 299361070 12.23 12.23,...L Foreign Venture Capital Investors 0 0 0 0.00 0.00 (h) Others 0 0 0 0.00 0.00 Sub-Total B 1 : 728 630656798 6306257.a 25.77 25.77 NON-INSTITUTIONS NA NA (a) Bodies Corporate 3313 91783409 91777409 3.75 3.75 (b) Individuals (- 'ndividuals holding nominal share capital upto Rs.1 lath 324129 58154083 56549686 2.38 2.38 (Ii) Individuals holding nominal share capital in excess of Rs.1 lakh 17 1751645 1751645 0.07 0.07 (c) Others
TOTAL SHAREHOLDING AS A % OF TO (AL NO SHARES PLEDGE OR OTHERWISE OF SHARES ENCUMBERED CATEGORY NO OF TOTAL NUMBER OF NO OF SHARES HELD IN DEMATERIALIZED AS a PERCENTAGE of As a PERCENTAGE of NUMBER CODE CATEGORY OF SHAREHOLDER SHAREHOLDERS SHARES FORM (A+B) (A+B+C) OF SHARES AS a PERCENTAGE (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)v(VIII)/(1V) 100 NON RESIDENT INDIANS 7548 4478415 4478415 0.18 0.18 TRUSTS 41 1071363 1071363 0.04 0.04 FOREIGN NATIONALS 2 790 790 0.00 0.00 DIRECTORS 3 3100 1100 0.00 0.00 CLEARING MEMBERS 332 2148397 2148397 0.09 0.09 Sub-Total B(2) : 335385 159391202 157778805 6.51 6.51 Total B=B(1)+B(2) : 336113 790048000 788404603 32.28 32.28 NA NA Total (A+B) : 336114 2447600000 2445956603 100.00 100.00 (C) Shares held by custodians, against which Depository Receipts have been Issued NA NA (1) Promoter and Promoter Group (2) Public 0 0 0 0.00 0.00 GRAND TOTAL (A+B+C) : 336114 2447600000 2445956603 100.00 6.00 0 0.00
(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Promoter and Promoter Group" Sr.No Name of the Shareholder Details of Shares held No. of Shares held Encumbered shares ( ) As a % of grand total (A)+(B)+(C) Pledge Shares AS a percentage AS a % of grand total (A) + (B) + (C) of sub-clause (I)(a) warrants held Details of Warrants As a % total number of warrants of the smae class Details of convertible securities convertible securities held As a % total number of convertible securities of the same class (I) (II) (III) (IV) (V) (VI)'(V)/(111) 100 (VII) (VIII) (IX) (X) (XI) (XII) Total Shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital 1 PRESIDENT OF INDIA 1657552000 67.72 0 0.00 0.00 0 0.00 0 0.00 0.00 TOTAL : 1657552000 67.72 0 0.00 0.00 0 0.00 0 0.00 0.00
(I)(C)(i Statement showing holding of securities (Including shares, warrants,convertible securities) of persons belonging to the category "Public and holding more than IX of the total number of shares Sr.No. Name of the shareholder shares held Shares as a percentage of total number of shares (i.e., Grant total (A)+(1)*(C) Indicated in Statement at pare (I)(a) above) Details of warrants Details of convertible securities Total shares (including undedying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital) % w.r.t total warrants he'd As a %total number of warrants of the same class convertible securities held number of convertible securities of the same class 1 LIFE INSURANCE CORPORATION OF INDIA 137441526 5.62 0 0.00 0 0.00 0.00 2 LAZARD ASSET MANAGEMENT LLC A/C LAZARD EMERGING MARKETS PORTE 33889160 1.38 0 0.00 0 0.00 0.00 3 LIC OF INDIA MARKET PLUS -1 25605005 1.05 0 0.00 0 0.00 0.00 TO rm.: 196935691 8.05 0 0.00 0 0.00 0.00
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(I)(d) STATEMENT SHOWING DETAILS OF LOCKED-IN SHARES" SLNO NAME OF THE SHAREHOLDER CAT. CODE NO OF SHARES PERCENTAGE TOTAL : 0 0
(II)(a) STATEMENT SHOWING DETAILS OF DEPOSITORY RECEIPTS (DRS) Shares underlying outstanding DRs as a percentage of total number of Sr.No. Type of outstanding DR (ADRs,GDRs,SDRs,etc.) outstanding DRs shares underlying outstanding DRs shares (i.e., Grand Total (A)+(B)+(C) indicated in Statement at Para(I)(a) above) TOTAL : 0 0 0
(II)(b) Statement showing Holding of Depository Receipts DRs), where underlying shares held by "Promoter/Promoter group" are in excess of 1% of the total number shares. Sr.No. Name of the DR Holder Type of outstanding DR (ADRs,GDRs,SDRs, etc.) shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares (i.e., Grand Total (A)+(B)+(C) indicated in Statement at para(i)(a) above} TOTAL : 0 0