Dual-Regression Surface and Atmospheric Sounding Algorithm for Initializing Physical Retrievals and Direct Radiance Assimilation

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SPACE SCIENCE AND ENGINEERING CENTER Dual-Regression Surface and Atmospheric Sounding Algorithm for Initializing Physical Retrievals and Direct Radiance Assimilation W. L. Smith Sr. 1,2,3, E. Weisz 1, S. Kireev 2, D. Zhou 3, A. Larar 3, H. Revercomb 1, et. al., 1 University of Wisconsin-Madison 2 Hampton University 3 NASA LaRC 17 th International TOVS Study Conference (ITSC), 14-20 April 2010

Objective Provide a single field-of-view linear surface and atmospheric variable specification methods, which can be applied hyperspectral satellite data (e.g., AIRS, IASI, and CrIS) in order to: -- Provide a fast non-linear the regression solution enabling high vertical resolution for all cloud and moisture conditions Provide initial surface and cloud parameters, and initial temperature and moisture profiles, useful for 1-d variational physical retrievals or for the direct assimilation of satellite radiances. Test the algorithm's) using regional IASI and NAST radiance data for a very complex cloud situation Validate the algorithm using radiosonde and dropsonde data obtained during the JAIVEx campaign

Dual-Regression Technique Clear-trained and Cloud-trained EOF regression retrievals of: surface skin temperature, surface emissivity PC-scores, CO 2 concentration, cloud top altitude, effective cloud optical depth, and atmospheric temperature, moisture, and ozone profiles above the cloud and below thin or scattered cloud (i.e., cloud effective optical depth < 1.5 and a cloud induced temperature profile attenuation < 15 K. Clear-trained - Regression trained to predict a clear sky equivalent perturbed profile from a clouded radiance spectrum (e.g., an isothermal profile below an opague cloud cover). Cloud-trained - Regression trained predict the true profile, both above and below cloud level, from a clouded radiance spectrum

Training Atmospheric Profiles Clear Training We use 15,000 (NOAA- 88, TIGR, ECMWF) clear sky soundings uniformly distributed throughout the globe plus 15000 additional soundings made to be isothermal and saturated below the cloud pressure for each cloud height within each of 8 overlapping cloud height classes: 100-300, 200-400,,,,800-sfc. Equal number of unperturbed original and isothermal perturbed soundings provide representation Of any cloud fraction between 0 and 100%. Radiances simulated with Clear Sky RTM Cloud Training cloud height specified using probability function P(T,RH) and uniformly distributed with altitude. Use uniform distribution of cloud optical thickness ranging from 0 10 and effective cloud particle diameter (10-50 m for ice and 5-35 m for water). Ice cloud top between 600 hpa and the tropopause; water cloud tops between the surface and 400 hpa. Radiances simulated with Cloudy Sky

Dual-Regression Technique Selection of Optimal Cloud Class (Two Methods): IASI/AIRS: Iterative cloud pressure EOF regression algorithm (cloud class for which the predicted cloud pressure lies within the same cloud class providing the predicting regression relation. NAST-I: Cloud class for which the residual between the observed spectrum and that calculated for the clear-trained retrieval is a minimum Final Estimate of Highest Possible Cloud Altitude: Altitude below which the clear-trained temperature retrieval remains colder than the cloud-trained: temperature retrieval Final Profile Estimate: The clear-trained solution above cloud level The cloud-trained solution below cloud level * Profile below cloud top rejected when the maximum difference between the cloud-trained and clear-trained solution exceeds 15 K.

Number of Spectral Channels for Retrieval For AIRS: 1500 Channels For IASI/NAST: 7021/5006 Channels Used Used

Some IASI Examples 10 0.5 l l Relative Humidity (%) Temperature (K) Relative Humidity (%) Temperature (K) 10 0.5 l l Relative Humidity (%) Temperature (K) Relative Humidity (%) Temperature (K)

JAIVEx IASI Mesoscale Case Study GOES Visible Retrieval Cloud Mask (Blue = Cloud)

Surface Parameters Surface Pressure (hpa) Surface Air Temperature (K) Surface Relative Humidity (%) Surface Skin Temperature (K)

Temperature & Relative Humidity (850 hpa). IASI Temperature (K) ECMWF Temperature (K) IASI Relative Humidity (%) ECMWF Relative Humidity (%)

Temperature & Relative Humidity (500 hpa) Dropsondes IASI Temperature (K) ECMWF Temperature (K) IASI Relative Humidity (%) ECMWF Relative Humidity (%)

Temperature & Relative Humidity (100 hpa) Dropsondes IASI Temperature (K) ECMWF Temperature (K) IASI Relative Humidity (%) ECMWF Relative Humidity (%)

NAST I Multi cloud Level Classification Regression Technique Similar to IASI Dual regression retrieval except we use 44 Cloud classes of which 34 are two cloud layer classes (e.g., 100 300 hpa and 700 900 hpa) The optimal cloud class (i.e., one of the 44 possible) is found by choosing that one in which the residual between observed radiance spectrum and that calculated from the clear trained retrieval for that cloud classification is a minimum.

NAST Data For April 27, 2010 Skin Temperature 37 36 36 35 35 34 34 Latitude 37 276 278 280 282 284 286 288 290 292 294 Longitude Relative Humidity 500 hpa 37 37 36 35 35 34 34 Latitude 36 Longitude 0 10 20 30 40 50 60 70 80 90 100

Comparison with BAe-146 Dropsondes

NAST Vs IASI Vs CART-site Radiosonde NAST Dual-Rgn Closest to Raob IASI Dual-Rgn NAST Dual-Rgn Closest to IASI IASI Physical

Summary & Conclusion Mesoscale Weather (JAIVEx April 27, 2007 Example) Dual (EOF) regression retrieval provides all-sky condition vertical temperature and moisture profiles with profiles being retrieved down to cloud level and below thin and/or scattered to broken clouds. For IASI and AIRS, a very fast iterative cloud pressure EOF regression approach is used to select the optimal cloud classification for the dual regression retrieval. 9 single layer cloud height classes are considered. For NAST, 44 two cloud layer height classes are assumed. The optimal class for the dual regression retrieval is chosen as that one for which the radiance calculated from the clear-trained retrieval agrees best with the observed radiance. The radiance residual cloud class selection is much more time consuming than the iterative cloud height regression method. For the JAIVEx case study presented here, dual regression retrievals are shown to have a vertical resolution and accuracy comparable to a physical retrieval using an unstratified (by cloud height) regression initial guess. Dual regression surface and cloud parameters, as well as temperature and moisture profiles, should useful for initializing 1-d variational physical retrievals and for assimilation of radiances into NWP models.