Axions Theory SLAC Summer Institute 2007

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Axions Theory p. 1/? Axions Theory SLAC Summer Institute 2007 Helen Quinn Stanford Linear Accelerator Center

Axions Theory p. 2/? Lectures from an Axion Workshop Strong CP Problem and Axions Roberto Peccei hep-ph/0607268 Astrophysical Axion Bounds Georg Raffelt hep-ph/0611350 Axion Cosmology Pierre Sikivie astro-ph/0610440

Axions Theory p. 3/? Symmetries Symmetry Invariance of Lagrangian Familiar cases: Lorentz symmetries Invariance under changes of coordinates Other symmetries: Invariances under field redefinitions e.g (local) gauge invariance in electromagnetism: A µ (x) A µ (x) + δ µ Ω(x) F µν = δ µ A ν δ ν A µ F µν

Axions Theory p. 4/? How to build an (effective) Lagrangian Choose symmetries to impose on L: gauge, global and discrete. Choose representation content of matter fields Write down every (renormalizable) term allowed by the symmetries with arbitrary couplings (d 4) Add Hermitian conjugate (unitarity) - Fix renormalized coupling constants from match to data (subtractions, usually defined perturbatively) "Naturalness" - an artificial criterion to avoid arbitrarily "fine tuned" couplings

Axions Theory p. 5/? Symmetries of Standard Model Gauge Symmetries Strong interactions: SU(3) color unbroken but confined; quarks in triplets Electroweak SU(2) weak X U(1) Y more later:representations, "spontaneous breaking" Discrete Symmetries CPT any field theory (local, Hermitian L); C and P but not CP broken by weak couplings CP (and thus T) breaking - to be explored below - arises from quark-higgs couplings Global symmetries U(1) B L accidental; more?

Axions Theory p. 6/? Chiral symmetry Massless four component Dirac fermion is two independent chiral fermions ψ = (1+γ 5) 2 ψ + (1 γ 5) 2 ψ = ψ R + ψ L γ 5 γ 0 γ 1 γ 2 γ 3 γ 5 γ µ = γ µ γ 5 Chiral Rotations: rotate L and R independently ψ e i(α+βγ 5) ψ ψ R e i(α+β) ψ R ; ψ L e i(α β) ψ L Kinetic and gauge coupling terms in L are chirally invariant ψγ µ ψ = ψ R γ µ ψ R + ψ L γ µ ψ L since ψ = ψ γ 0

Axions Theory p. 7/? Chiral symmetry breaking any fermion mass term violates chiral symmetry ψψ = ψ L ψ R + ψ R ψ L as it must chirality is a frame dependent concept for a complex mass term hermiticity requires: m ψ L ψ R + m ψ R ψ L = ψ[(m + m ) + (m m )γ 5 ]ψ can make any fermion Dirac mass real by a chiral rotation in QED no other consequences

Axions Theory p. 8/? Standard Model Weak SU(2) Left handed quarks and leptons in doublets ql i = ( u i ) L d and ll = ( ν L ) i L e L Right handed quarks and leptons in singlets do not couple to W Explicit violation of P and C (but not CP) no SU(2) singlet quark or lepton mass term SU(N F ) L X SU(N F ) R chiral symmetry

Axions Theory p. 9/? Higgs-gauge couplings Higgs field is a (color singlet) weak SU(2) doublet: φ = ( φ ) 0 φ φ φ T = ( φ ) + φ 0 Higgs potential such that φ 0 = v Spontaneously breaks SU(2) X U(1) Y to U(1) EM gives Massive W s and Z; (removes 3 of 4 Higgs degrees of freedom) v = 174 GeV scale set by e, W and Z masses Z is a mixture of "B" and Y; photon is the orthogonal mixture

Axions Theory p. 10/? Higgs-Fermion couplings Can write Yukawa couplings of the form Yu ijφūi R qj L + Y ij φ d d i R qj L + hermitian conjugate explicitly breaks chiral symmetries, distinguishes generations (i,j) quark mass terms arise from φ 0 = v diagonalize quark mass matrices W couplings not diagonal in mass eigenstate basis coupling matrix is called CKM matrix Cabibbo; Kobayashi and Maskawa

Axions Theory p. 11/? CP Violation? quantum interference between two paths (two different Feynman amplitudes) f i = A 1 + A 2 = g 1 a 1 + g 2 a 2 where g i product of all coupling constants, a i all else Then hermiticity of L gives f CP i = ±(g1 a 1 + g2 a 2) CP violating rate differences f i 2 f CP i 2 = 2Im(g 1 g 2 )Im(a 1 a 2 ) only relative phases are physically meaningful!

Axions Theory p. 12/? Case of QED -Dirac Equation CP symmetry is automatic Gauge invariance plus hermiticity makes gauge coupling real Fermion mass can be made real by a chiral rotation Pauli 1933 (after positron discovery) I do not believe in the hole theory, I would like to have the asymmetry between positive and negative electricity in the laws of nature. (It does not satisfy me to shift the empirically established asymmetry to one of the initial condition.)

Axions Theory p. 13/? When do we get complex couplings? For couplings involving multiple different fields, field redefinitions can change coupling phases Y φ ψ i ψ j + Y φ ψj ψ i redefine any (or all) of the three fields e.g φ e iη φ equivalent to Y Y e iη ; can choose η = ArgY Unless there are more (non-gauge) couplings than fields automatic CP symmetry For Standard Model Electroweak theory CP Violation three generations OR multiple Higgs multiplets Massive neutrinos possible lepton sector CP violation

Axions Theory p. 14/? What about QCD? Lagrangian looks very similar to QED F a µν F aµν Polyakov; t Hooft : Instantons, QCD theta vacuum many non-trivial ground states, n-vacua, gauge equivalent to A=0 n >= g2 32π 2 d 3 xǫ ijk f abc A a i Ab j Ac k A 0 = 0 gauge; SU(3): [λ a, λ b ] = f abc λ c instanton is a tunneling event n > n + 1 >

Axions Theory p. 15/? θ Vacua Vacuum must be gauge invariant superposition of n-vacua θ > = Σ n e iθn n > This looks like an additional coupling in L < θ e i d 4 xl θ >= Σ nf Σ ni < n f e i(θ(n i n f )+ d 4 xl) n i > where n f n i = d 4 x(f F ǫ µνρσ F a µν F a ρσ ) F a µν = δ µa a ν δ νa a µ + igfabc A b µ Ac ν is CP violating -an (E.B) type term

Axions Theory p. 16/? Physical Consequences of θ term? None if there are massless quarks remove it by a chiral rotation ψ e iαγ 5 ψ causes θ θ α F F is divergence of axial current of fermions If there are quark masses mass matrix M then θ eff = θ ArgDetM unchanged by chiral rotation Again the physically relevant thing is the relative phase!

Axions Theory p. 17/? Strong CP Problem theta term induces neutron electric dipole moment d eθm q /M 2 N experimental neutron electric dipole moment limit d 610 26 e cm θ eff 10 10 Why so small?

Axions Theory p. 18/? Peccei and Quinn 1977 Asked ourselves how to get rid of strong CP violation Cosmological Clue: Quarks are massless in the early Universe How can theta parameter be irrelevant there but not later? Its not chiral rotation changes Yukawa couplings to Higgs What fixes the phase of the < φ 0 >? Can we "tip" the Higgs potential so that θ eff = 0?

Axions Theory p. 19/? Theta dependence of Higgs Potential In Standard Model? Treat instantons as dilute gas (an interaction vertex) couples to all chiral fermions Integrate out fermions a multi-higgs interaction term V e iθ φ N (up) φ N (down) +hermitian conjugate (φφ ) N f ; no phase dependence θ eff arbitrary Can we change this?

Axions Theory p. 20/? Ways out 1. Keep one quark massless 2. Impose θ eff = 0 by requiring exact CP 3. Add additional Higgs-type fields; allows new U(1) P Q symmetry gives Higgs potential proportional to (1 cos(θ eff ))

Axions Theory p. 21/? Zero Quark mass? Pion masses and current algebra says no for physical up-quark mass (the lightest quark) Could bare up-quark mass be zero? Lattice calculations say no to that as well Seems this answer is ruled out

Axions Theory p. 22/? Imposing CP Symmetry Must have spontaneous CP violation to get observed CP breaking Spontaneous Weak CPV induces small strong CPV May be small enough in SM its a multi-loop effect Data on weak CP violation very contrived models CKM matrix has explicit CP violation and fits data beautifully

Axions Theory p. 23/? U(1) PQ Add additional Higgs multiplets arrange V to be invariant under U(1) fields type j redefined by a phase e iαqj P Q ) But theta term breaks this symmetry V eff is θ dependent (1 cos(θ cα)) c depends on PQ charges of fermions but V minimizes at θ eff = 0 U(1) excitations a not-quite Goldstone boson axion Roberto and I missed this Wilczek and Weinberg (separately) pointed it out

Axions Theory p. 24/? Our (wrong) parenthetical remark This same lack of U(1) symmetry was noted by t Hooft and explains the lack of a Goldstone boson in this theory even though one might naively have expected to find one. In a more physical model it explains the absence of a ninth light pseudoscalar meson. There is mixing between η and axion both get there masses from the chiral anomaly, F F but there are still two particles, with quite different properties. Isospin violation in Higgs couplings (m u m d ) π 0 mixes too

Axions Theory p. 25/? Many possible versions of U(1) PQ different additional Higgs multiplets and q i P Q PQ version (straw man): add a second doublet φ 0 i = v ie iαqi P Q doublet vacuum value contributes to W and Z mass, this restricts values of v i Σ i v 2 i = v2 = (174GeV) 2 Only free parameter is v 1 v 2 thus axion mass and couplings constrained PQ model ruled out eg by limits on K πa,

Axions Theory p. 26/? Invisible axion models Add singlet scalar (Higgs-type) multiplet φ S Kim; Shifman, Vainshtein, Zakharov (KSVZ) add just 1 singlet Dine, Fischler Srednicki; Zhitnitsky (DFSZ) add doublet and singlet vacuum value of singlet < φ S >= f a e iαqs P Q phenomenology defined by f a and three parameters λ i (all order 1, or maybe N f ) ( ) m a = λ mπ f π m f a Mixing Couplings to matter f ξ aπ = λ π f 3 f a ; ξ aη = λ π 0 f a = λ m ( 174GeV f a ) 25keV ;

Axions Theory p. 27/? Axions in Astrophysics Cooling mechanism for stellar interiors Astrophysical constraints e.g. lifetime of red giant stars, supernovae f a 10 9 GeV m a 10 5 ev A possible dark matter particle very light and very weakly coupled

Axions Theory p. 28/? Axion Cosmology Axion is so light How come it gives COLD dark matter? Dominant component of axion vacuum density is coherent not thermal axion mass is irrelevant until universe cools enough to see theta dependence ( GeV scale) initial value of axion field α 0 is random uniform over large regions due to expansion after T of order f a

Axions Theory p. 29/? Coherent axions Case 1 f a > T reheating axion field forms before inflation only a zero mode only zero momentum axions energy density in axions f 2 a α2 0 dark matter density either α 0 restricted or f a 10 12 GeV Case 2 f a T reheating a bit more complicated, domain walls, axion strings...but similar bound on f a There are early Universe axion fluctuations as well as gravitational fluctuations further model constraints

Axions Theory p. 30/? In conclusion Dominant axions today are still non-relativistic Axion dark matter is viable, but not WIMP-like SUSY is more popular but not more motivated! Axion searches tomorrow van Bibber