Introductory sub-table (I)(a) (1)(a) Statement showing Shareholding pattern under clause 35 of Listing Agreement. Name of the Company: THE KARUR VYSYA BANK LIMITED Scrip Code, Name of the scrip, class of security: 590003, KARURVY, Equity Quarter ended: 31-DECEMBER-2013 Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paid-up shares of the company Total - D 0 0 0 Outstanding convertible :- No. of outstanding As a % of total no. of outstanding convertible of the company, assuming full conversion of the convertible Total - E 0 0 0 Warrants:- No. of warrants As a % of total no. of warrants of the company, assuming full conversion of warrants Total - F 0 0 0 Total paid-up capital of the company, assuming full conversion of warrants and convertible (Grand Total (A+B+C)+ D+E+F ) 107181106
Categor y code Category of Shareholder Statement Showing Shareholding Pattern Table (I)(a) Number of shares Total shareholding as a held in percentage of total number of dematerialized form Number of Total Shareholder number s of shares h As a percentage of(a+b) 1 As a percentage of (A+B+C) Shares Pledged of otherwise encumbered No.of shares As a percentage of pledged shares to shares held (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)= (VIII)/(IV)*100 (A) Shareholding of Promoter and Promoter Group 2 1 Indian (a) Individuals/ Hindu Undivided Family 54 3263627 3263627 3.04 3.04 415213 12.72 (b) Central Government/ State Government(s) 0.00 0.00 0.00 (c) Bodies Corporate 0.00 0.00 0.00 (d) Financial Institutions/ Banks 0.00 0.00 0.00 (e) Any Others(Specify) 0.00 0.00 0.00 (e-i) 0.00 0.00 0.00 (e-ii) 0.00 0.00 0.00 Sub Total(A)(1) 54 3263627 3263627 3.04 3.04 415213 12.72 2 Foreign a Individuals (Non-Residents Individuals/ Foreign Individuals) 0.00 0.00 0.00 b Bodies Corporate 0.00 0.00 0.00 c Institutions 0.00 0.00 0.00 d Qualified Foreign Investor 0.00 0.00 0.00 e Any Others(Specify) 0.00 0.00 0.00 e-i 0.00 0.00 0.00 e-ii 0.00 0.00 0.00 Sub Total(A)(2) 0 0 0 0.00 0.00 0 0.00 Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 54 3263627 3263627 3.04 3.04 415213 12.72
(B) Public shareholding 1 Institutions (a) Mutual Funds/ UTI 46 11456630 11454850 10.69 10.69 (b) Financial Institutions / Banks 4 401356 401356 0.37 0.37 (c) Central Government/ State Government(s) 0.00 0.00 (d) Venture Capital Funds 0.00 0.00 (e) Insurance Companies 4 2551011 2551011 2.38 2.38 (f) Foreign Institutional Investors 78 26704381 26703111 24.92 24.92 (g) Foreign Venture Capital Investors 0.00 0.00 (h) Qualified Foreign Investor 0.00 0.00 (i) Any Other (specify) 0.00 0.00 (i-i) FOREIGN FINANCIAL INSTITUTIONS/BA 1 140 140 0.00 0.00 (i-ii) 0.00 0.00 Sub-Total (B)(1) 133 41113518 41110468 38.36 38.36 B 2 Non-institutions (a) Bodies Corporate 859 7424768 7402226 6.93 6.93 (b) Individuals 0.00 0.00 Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh I 70644 28202915 23217471 26.31 26.31 II ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh 650 24642096 22628354 22.99 22.99 (c) Qualified Foreign Investor 0.00 0.00 (d) Any Other (specify) 0.00 0.00 (d-i) TRUSTS 9 81233 81233 0.08 0.08 (d-ii) DIRECTORS & THEIR RELATIVES 16 407891 407891 0.38 0.38 (d-iii) FOREIGN NATIONALS 0.00 0.00 (d-iv) NON RESIDENT INDIANS 895 854414 846745 0.80 0.80 (d-v) CLEARING MEMBERS 242 134912 134912 0.13 0.13 (d-vi) HINDU UNDIVIDED FAMILIES 905 1055732 1054972 0.98 0.98 (d-vii) 0.00 0.00 Sub-Total (B)(2) 74220 62803961 55773804 58.60 58.60 (B) Total Public Shareholding (B)= (B)(1)+(B)(2) 74353 103917479 96884272 96.96 96.96
TOTAL (A)+(B) 74407 107181106 100147899 100 100 415213 0.39 (C) Shares held by Custodians and against which Depository Receipts have been issued 1 Promoter and Promoter Group 0.00 0.00 2 Public 0.00 Sub-Total (C ) 0 0 0 0 0 GRAND TOTAL (A)+(B)+(C) 74407 107181106 100147899 100 415213 0.39
(I)(c)(i) Statement showing holding of (including shares, warrants, convertible ) of persons belonging to the category Public and holding more than 1% of the total number of shares Sr. No. Name of the shareholder Number of shares Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of warrants Number of warrants held As a % total number of warrants of the same class Details of convertible Number % w.r.t of total convertibl number of e convertible of held the same class Total shares (including underlying shares assuming full conversion of warrants and convertible ) as a % of diluted share capital 1 WARHOL LIMITED 5226961 4.88 0.00 0.00 4.877 2 OLYMPUS INDIA HOLDINGS LIMITED 5145506 4.80 0.00 0.00 4.801 3 JHUNJHUNWALA RAKESH RADHESHYAM 4174297 3.89 0.00 0.00 3.890 4 CX SECURITIES LIMITED 2523052 2.35 0.00 0.00 2.354 5 M3 INVESTMENT PRIVATE LIMITED 2265871 2.11 0.00 0.00 2.114 6 GKFF VENTURES 2248435 2.10 0.00 0.00 2.098 7 ICICI PRUDENTIAL DISCOVERY FUND 1976654 1.84 0.00 0.00 1.844 8 SAIF ADVISORS MAURITIUS LIMITED A/C SAIF INDIA IV 1915809 1.79 0.00 0.00 1.787 9 SUNDARAM MUTUAL FUND A/C SUNDARAM SELECT MIDCAP 1322000 1.23 0.00 0.00 1.233 10 ACACIA PARTNERS, LP 1234964 1.15 0.00 0.00 1.152 11 G B INTERNATIONAL PRIVATE LIMITED 1200000 1.12 0.00 0.00 1.120 12 GOLDEN OAK (MAURITIUS) LIMITED 1100510 1.03 0.00 0.00 1.027 TOTAL 30334059 28.30 0.00 0.00 28.30