Computational and spectroscopic investigation of 7-azaindole: Solvation and intermolecular interactions

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Computational and spectroscopic investigation of 7-azaindole: Solvation and intermolecular interactions Michael Kamrath, Krista Cruse, Nathan Erickson, Molly Beernink

Abstract We report results of an experimental and computational study of 7-azaindole 7 (7AI). This system has been studied extensively due to its role as a simplified model for hydrogen bonding interactions in DNA base pairs. In this study we use laser resonance Raman spectroscopy to investigate excited state dynamics of 7AI and its dimer.. We selectively probe the monomer and dimer by varying concentration and excitation wavelengths. The trend in stability of the dimer is quantified in various solvents using ab initio and DFT calculations with implicit and explicit solvation models.

Overview Project background Resonance Raman spectroscopy primer Computational theory Computational results with interpretation Experimental and simulated spectral overlay Conclusions Future work

Background It has been well established that 7AI readily forms H-bonded dimers in solution 1. In a formal sense, the N---N ---H-N N bonds contained in the 7AI dimer are nearly identical to the ones in the adenine-thymine base pairs. Another similarity between 7AI and DNA base pairs is that these systems all have higher than expected Gibbs energies of association 2 indicating that there are other significant factors that contribute to the great stability of these systems. (1) Ingham, K.; El-Bayoumi, C. M. J. Am. Chem. Soc. 1971, 93, 5023. (2) Kyogoku, Y.; Lord, R. C.; Rich, A. J. Am. Chem. Soc. 1967, 89, 496.

7-azaindole dimer

Computational Overview 7-azaindole energetics and solvation dimer geometry Enthalpy and Gibbs energy of association Resonance Raman spectral simulation Correlate with experiment Excited state double proton transfer?

7-azaindole dimer geometry B3LYP/6-31G(d) 31G(d) CPCM

Gas Phase Results HF/6-31G(d) B3LYP/6-31G(d) 31G(d) Hartree kj/mole Gas Phase H G Species HF B3LYP HF B3LYP Monomer -377.3349-379.7353-377.3714-379.7725 Dimer -754.6858-759.4954-754.7424-759.5523 Monomer w/2 Explicit -529.3293-532.5450-529.3799-532.5944 2H 2 O -151.9670-152.7667-152.0135-152.800737 dimer-2 monomer -42.1-65.0 1.1-19.3 monomer w/2 H 2 O - 2H 2 O -71.8-112.9 13.1-55.6 experimental 1-39.7 1 Chou, P.-T.; Wei, C.-Y.; Chang, C.-P.; Kuo, M.-S. Structure and Thermodynamics of 7-Azaindole Hydrogen-Bonded Complexes J. Phys. Chem. 1995, 99, 11994.

Continuum Solvation HF/6-31G(d) PCM B3LYP/6-31G(d) 31G(d) PCM Hartree kj/mole Gas Phase Continuum Solvation H G H G Species HF B3LYP HF B3LYP HF B3LYP HF B3LYP Monomer -377.3349-379.7353-377.3714-379.7725-377.3529-379.7639-377.3894-379.8010 Dimer -754.6858-759.4954-754.7424-759.5523-754.7035-759.5099-754.7607-759.5672 Monomer w/2 Explicit -529.3293-532.5450-529.3799-532.5944-529.3477-529.4021 2H 2 O -151.9670-152.7667-152.0135-152.800737-151.9981-152.7972-152.0332-152.8281 dimer-2 monomer -42.1-65.0 1.1-19.3 6.2 46.9 47.7 91.7 monomer w/2 H 2 O - 2H 2 O -71.8-112.9 13.1-55.6 8.6 53.8 experimental 1-39.7 1 Chou, P.-T.; Wei, C.-Y.; Chang, C.-P.; Kuo, M.-S. Structure and Thermodynamics of 7-Azaindole Hydrogen-Bonded Complexes J. Phys. Chem. 1995, 99, 11994.

Counterpoise Correction Correction for basis set superposition error Fragments are able to utilize basis functions on other fragments providing a different description of the system than in the monomer error in energy of association To study energetics of A+B AB cluster Association Energy AB cc (G) = E AB (G,AB) - E A (G,AB) - E B (G,AB) Where E AB (G,AB) is AB energy at geometry of cluster and E A (G,AB) and E B (G,AB) are the energies of each fragment individually with ghost atoms in place of other fragment at cluster geometry.

Counterpoise corrected results Species gas phase solvated dimer -759.7614605-759.744052 A -379.8710769-379.853668 B -379.87108-379.853671-0.019303641-0.036713 couterpoise corrected energy kj/mole -50.7-96.4 Hartree Solvated results utilize PCM model and may not correctly reflect ghost atom properties

Laser Raman Spectroscopy Raman Resonance Raman 300 Virtual Level 400 Ground State Laser Rayleigh Raman Wavelength [nm] 500 600 700 800 Resonance enhancement: 1. ~10 5 2. Chromophore selective 3. Sensitive to local structure

Computational Theory Resonance Raman Intensity Calculation Short time wave-packet propagation approximation I k Intensity of the k th vibrational band: ω 3 2 2 ( ω ω ) Δ ω L L k k k I k ω L ( ω ) Φ( ω ω ) 2 3 2 ( ω ω ) Δ Φ L k k L L k + scaled quantum mechanical force constants (SQM) ~15 cm -1 vibrational frequency accuracy Baker, Jarzecki, Pulay, J. Phys. Chem. A., 102, (1998) Jarzecki and Spiro, J. Phys. Chem. A., 109 (2005)

Resonance Raman spectral Simulation: Three Computational Steps: 1.) Ground State: B3LYP/6-31G(d) frequency and optimization. 2.) Excited State (resonant state): CIS/6-31G(d) frequency using the optimized geometry from calculation #1. 3.) HF/6-31G(d) frequency to correct the gradient predicted in calculation #1. The vibrational modes are then scaled by Quantum mechanical force constants based on internal coordinates.

Web Interface for Spectral Simulation Three steps: 1 2 3

Resonance Raman of 7AI: Experiment Meets Theory Concentration: 0.0033M Solvent: Methanol Wavelength: 274 nm

Conclusions The calculations indicate that the dimerization process of 7AI is unfavorable (positive ΔG) in aqueous solution.. This can be explained by a loss of favorable solvent interactions with solvent and an entropic gain balanced by favorable hydrogen bonding between 7AI monomers. Previous studies of DNA base pairs have yielded similar findings but also show that the interaction of a second base pair with the first is a favorable process (negative ΔG). Less polar and non-hydrogen bonding solvents should make dimerization more favorable. The Raman simulation of the 7AI monomer provides relatively good agreement with the experimental spectrum in methanol. However, further investigation will be required to determine whether or not n the experimental spectrum shows evidence of the 7AI dimer and related excited state double proton transfer.

Future Investigations Further develop the Raman simulator methodology to more accurately predict Raman spectra To explore the dimer in the gas phase using fluorescence spectroscopy to accompany the computational gas phase calculations Study the solvent interactions by tuning solvent properties.

Cold Isolated Gas Phase Molecular beam: Molecules 100 psi He + X Vacuum: 10-6 Torr Laser Cold molecules Clusters Detection: Collect Fluorescence Time of flight mass spectrometer

Acknowledgements Funding: NSF-MRI ACS-PRF NSF-CCLI Gustavus Adolphus College Sigma Xi local chapter RSC Grant