Arthur Frankel, William Stephenson, David Carver, Jack Odum, Robert Williams, and Susan Rhea U.S. Geological Survey

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Probabilistic Seismic Hazard Maps for Seattle: 3D Sedimentary Basin Effects, Nonlinear Site Response, and Uncertainties from Random Velocity Variations Arthur Frankel, William Stephenson, David Carver, Jack Odum, Robert Williams, and Susan Rhea U.S. Geological Survey Presentation for 4 th IASPEI/ IAEE International Symposium on the Effects of Surface Geology on Seismic Motion

Outline of Talk Observations of 3D basin effects and site response for Seattle, WA region Modeling basin effects with 3D finite difference simulations; validating 3D velocity model Methodology for producing urban seismic hazard maps for Seattle using 3D simulations Evaluating effects of 3D random velocity variations on peak velocities and spectral accelerations from simulations

1 Hz amp from M6.8 Nisqually Earthquake From 19 events M2.7-4.8 From M6.8 Nisqually EQ (dep=52 km)

M6.8 Nisqually EQ seismograms; 0.67-1.33 Hz; stiff-soil sites south of basin basin edge Vs30 320 m/s 430 m/s 670 m/s 370 m/s basin surface waves produced at southern edge of Seattle basin 600 m/s

1 Hz Amplification at stiff-soil sites in Seattle basin wrt rock site Amplification depends on direction to earthquake

3D finite difference modeling Used viscoelastic code of Pengcheng Liu (U.S. Bureau of Reclamation); 4 th order in space, 2 nd order in time Variable grid spacing with depth; finest spacing we used was 70m We used minimum Vs of 600m/s, similar to observed Vs30 of glacially-overridden soils Accurate to at least 1 Hz (9 grid points per wavelength) Validated 3D model with 5 earthquakes to date

S-wave velocity model used in finite-difference simulations. Model developed by Bill Stephenson N

Observed (black) and synthetic (red) velocity waveforms for The Nisqually earthquake (0.2-0.4 Hz)

Nisqually earthquake N Examples of observed and predicted basin surface waves (SW), 0.5-1.0 Hz U synth obs synth From Frankel et al. (2009) E obs M4.8 deep earthquake west of Seattle

1 Hz Stiff-soil sites

Putting the results of 3D groundmotion simulations into seismic hazard maps: Seattle hazard maps; USGS Open-File Report 2007-1175 Frankel, Stephenson, Carver, Williams, Odum, Rhea

541 3D finite-difference simulations used in Seattle seismic hazard maps 458 simulations for earthquakes in Seattle fault zone (M6.6-M7.2) 9 simulations for earthquakes on Southern Whidbey Island fault 10 simulations for point sources on Cascadia subduction zone 48 simulations for shallow earthquakes: 8 azimuths, 3 distances and two depths (10 and 15 km) 16 simulations for deep earthquakes (50 km depth): 8 azimuths and 2 distances Calculated synthetics at 7236 sites, with 280m spacing Used about 7.8 million synthetic seismograms

Procedure to Make Urban Seismic Hazard Maps Used fault parameters and recurrence times from 2002 national seismic hazard maps PSHA= Probabilistic Seismic Hazard Assessment

Probabilistic seismic hazard with site and source dependent amplification and rupture directivity Annual probability of having ground motion exceeding u 0 at site i: P( u u ) rate( M, source ) P( u u site, source, M) 0 j 0 i j M source j For stiff-soil sites: u=u rock (M,D)A 3D (site i,source j ) For soft-soil sites: u=u rock (M,D)A 3D (site i,source j )A soft (site i,pga rock ) Amp factor A 3D contains 3D basin effects and rupture directivity determined by 3D simulations for various scenarios A soft determined from Vs30 using Choi and Stewart (2005) empirical amplification factors

Float rupture zones along Seattle fault traces, do nine 3D simulations for each rupture zone (3 slip distributions, 3 hypocenters) 37 rupture zones M6.6-M7.2 on each of three fault traces, two dips

Two scenarios for Seattle fault earthquakes M6.6 Ground-motion Maps (1 Hz) slip on fault surface Used kinematic description of rupture on fault surface

Epicenters used in simulations to determine azimuthal dependence of amplification for hazard from background earthquakes Black shallow: 10, 15 km depth Red: 50 km depth Distances chosen from dominant values from hazard deaggregation

Possible configurations for rupture zone of great Cascadia Earthquake Figure from Petersen et al. (2002) zones from Flück et al. (1997)

5 4 3 Point sources used to quantify amplification expected from great Cascadia earthquakes 2 1

SW W NW 1 Hz amplification maps for Cascadia point sources, from 3D simulations

Aleatory Uncertainty To calculate hazard from each source grid cell or each rupture scenario we applied aleatory sigma from empirical GMPE s for firm-rock site condition We also tried applying aleatory sigma to median of 1 sec S.A. for the 9 scenarios for each rupture zone. This produces very similar results at 10% and 2% PE as first approach. Our approach ensures hazard values of new maps will be consistent with NSHM s for firm-rock sites outside of Seattle basin

1 Hz Spectral Acceleration (%g) with 2% chance of being exceeded in 50 years one of 2002 national seismic hazard maps; Firm-rock site condition Using 3D simulations with basin effects and directivity Using 3D simulations and nonlinear ampl. for fill/alluvium

Map of thickness of fill/alluvium, determined by Susan Rhea using compilation of borehole data by Kathy Troost (Univ. of WA) This map of thickness was then used to make a map of Vs30, using an average Vs profile for fill/alluvium sites Amplification at soft-soil sites determined from Vs30 using Choi and Stewart (2005) empirical amplification factors

We need to include basin amplification terms in building codes 1 Hz S.A. (%g) with 2% Prob. Of Exceedance in 50 Years From 2002 national seismic New map with basin effects, hazard maps and NEHRP amplification rupture directivity, factors based on Vs30 from surficial geology and nonlinear soil response at soft-soil sites

What are the effects of realistic 3D random spatial variations of Vs and Vp on the ground motions in the 3D simulations?

Vertical slices through 3D model with shear-wave velocity variations Colors represent shear wave velocity variations

Von Karman correlation function, stddev of Vs = 10% in top 1.3 km; 5% from 1.3-10.8 km depth; correlation distance of 5 km Randomness in Vs is fractal for length scales less than about 30 km (equal variance of Vs over equal log increments of wavelength Vs and Vp variations are correlated Minimum Vs = 500 m/s; minimum of mean Vs = 600 m/s This stddev for shallow basin Vs is consistent with variations found in borehole studies (e.g., ROSRINE; Thelan et al., 2006)

Figure from Thelan et al. (2006) showing variability in Vs30 in Los Angeles basin and San Gabriel Valley as a function of site separation; from borehole measurements compiled by Wills and Silva (1998) and Gibbs et al., (2000,2001)

Power spectrum P(k) of random variations for von Karman correlation function (with order m=0) P(k) = C (1 + (ka) 2 ) -3/2 k is radial wave number for 3D medium a is correlation distance C is a constant

Shear-wave velocity (m/s) at 1.4 km depth Original model With 3D random variations Used 10% std dev in top 1.3 km, 5% std dev from 1.3 to 10.8 km depth, von Karman correlation function (wide range of scale lengths); Hurst exponent = 0

PGV s (m/s) for simulations of M6.7 earthquake on Seattle fault Original 3D Velocity Model With Random Variations in Vs, Vp PGV s plotted are geometrical mean of PGV of two horizontal components

Ratio of PGV s between randomized and original models Random variations in Vs produce epistemic uncertainty in ground motions

Random variations in Vs strongly affect amplitudes of basin surface waves in simulations All synthetic seismograms are NS velocity

Observations of variability of basin surface waves (SW) across a 500m aperture array in San Leandro, CA (transverse acceleration records from M4.1 Alamo earthquake, filtered between 0.5 and 1.0 Hz) Perhaps this is caused by random spatial variations of Vs in East Bay sediments

PGV in two East-West lines across basin

Random variations in seismic velocity tend to reduce PGV and spectral accelerations in the direction of maximum forward directivity

Ratios of PGV s between randomized and original models Different seeds for random variations; same slip distribution on fault Dashed ellipse is approximate location of Seattle basin Rectangles are areas of reduced average PGV in forward rupture direction caused by scattering from random variations

Ratio of 1.0 sec Spectral Accelerations between randomized and original models Ratio of 3.0 sec Spectral Accelerations between randomized and original models Ratios of spectral accelerations are taken from geometrical mean of spectral acceleration at each site over two horizontal components Note low ratios (deamplification) north of ends of fault at sides of basin Higher ratios in center of basin and outside the basin

Simulations using eastern segment of fault: Shifting hypocenter changes location of deamplification

Histograms of ratios of 1.0 sec S.A. between random and original models Excess of low values caused by decrease of amplitude at updip sites

Random Vs variations produce epistemic uncertainty in spectral acceleration that is a significant portion of the so-called aleatory uncertainty of the misfit of GMPE s to data Standard deviation (ln units) for stiff-soil sites: From random variations of Vs Campbell and Bozorgnia (2008) 1.0 sec S.A. 3.0 sec S.A 0.34 0.27 0.62 0.65

Random variations produce larger stddev (sigma) at basin sites than hanging wall sites because basin surface waves are more sensitive to random variations than are steeply propagating S-waves in hanging wall. May be tendency to reduce median amplitude of hanging wall sites

Why Should We Care? Earthquake scenarios in 3D models without random variations in Vs may overestimate areas with focused basin surface waves; may overestimate PGV and 1.0 and 3.0 sec S.A. in forward rupture direction for sites and underestimate amplitudes in other directions Probabilistic hazard maps such as Seattle maps using hundreds of scenarios mitigate this problem Random variations in Vs (stddev of 10%) can produce localized amplification of a factor of two in PGV and 1.0 and 3.0 sec S.A. over distances of a km or so; could explain some cases of localized differences in damage from earthquakes

Why Should We Care? For PSHA: random variations in Vs produce significant epistemic (modeling) uncertainty of ground-motion values that will affect calculations of hazard; epistemic ln sigma of 0.3 for basin sites (for PGV, 1.0 and 3.0 sec S.A.), a substantial portion of observed sigma from GMPE misfit of data We need to better assess the variability of basin surface waves caused by small-scale fluctuations of Vs, using array observations and simulations, to improve our estimates of ground-motion uncertainty (sigma) for urban seismic hazard maps and to provide synthetic seismograms that capture the variability of basin surface waves for the design of long-period buildings