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EECE 460 : Control System Design SISO Pole Placement Guy A. Dumont UBC EECE January 2011 Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 1 / 29

Contents 1 Preview 2 Polynomial Pole Placement 3 Constraining the Solution 4 PID Design 5 Smith Predictor Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 2 / 29

Preview Preview Formal control design method The key synthesis question is: Given a model, can one systematically synthesize a controller such that the closed-loop poles are in predefined locations? This is indeed possible through pole assignment In EECE360, we saw a method for assigning closed-loop poles through state feedback (see review notes) Here we shall see a polynomial approach based on transfer functions This material is covered in Chapter 7 of the textbook Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 3 / 29

Polynomial Pole Placement Polynomial Pole Placement Consider the nominal plant G 0 (s) = B 0(s) P(s) A 0 (s) and the controller C(s) = L(s) in a simple feedback configuration as below Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 4 / 29

Polynomial Pole Placement The Design Objective Consider a desired closed-loop polynomial A cl (s) = a c n c s n c + a c n c 1 sn c 1 + + a c 0 Design Objective Given A 0 and B 0, can we find P and L such that the closed-loop characteristic polynomial is A cl (s)? The characteristic equation 1 + G 0 C = 0 gives the characteristic polynomial A 0 L + B 0 P. Does there exist P(s) and L(s) such that A 0 (s)l(s) + B 0 (s)p(s) = A cl (s) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 5 / 29

Polynomial Pole Placement A Simple Example Let A 0 (s) = s 2 + 3s + 2 and B 0 (s) = 1 Consider P(s) = p 1 s + p 0 and L(s) = l 1 s + l 0 Then A 0 (s)l(s) + B 0 (s)p(s) = (s 2 + 3s + 2)(l 1 s + l 0 ) + (p 1 s + p 0 ) Let A cl (s) = s 3 + 3s 2 + 3s + 1 Equating coefficients gives Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 6 / 29

Polynomial Pole Placement A Simple Example The above 4 4 matrix is non-singular, hence it can be inverted and we can solve for p 0, p 1, l 0 and l 1 Doing so, we find l 0 = 0, l 1 = 1, p 0 = 1 and p 1 = 1 Hence the desired characteristic polynomial is achieved by the controller Note that this is a PI controller! C(s) = P(s) L(s) = s + 1 s Note that in order to solve for the controller, a particular matrix has to be non-singular This matrix is known as the Sylvester matrix Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 7 / 29

Polynomial Pole Placement Sylvester s Theorem Theorem (Sylvester s Theorem) Consider the two polynomials A(s) = a n s n + a n 1 s n 1 +... + a 0 B(s) = b n s n + b n 1 s n 1 +... + b 0 and the eliminant matrix (also known as Sylvester matrix) Then A(s) and B(s) are coprime (i.e. have no common factors) if and only if det(m e ) 0 Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 8 / 29

Polynomial Pole Placement Pole Placement Design Lemma (Pole Placement Design) Consider the feedback loop with G 0 (s) = B 0(s) P(s) A 0 (s) and C(s) = L(s) Assume A 0 (s) and B 0 (s) are coprime with n = dega 0 (s) Let A cl (s) be an arbitrary polynomial of degree n c = 2n 1. Then, there exist P(s) and L(s) with degrees n p = n l = n 1 such that A 0 (s)l(s) + B 0 (s)p(s) = A cl (s) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 9 / 29

Polynomial Pole Placement The Diophantine Equation The equation A 0 (s)l(s) + B 0 (s)l(s) = A cl (s) is called Diophantine equation after Greek mathematician Diophantus 1. In its matrix form, it is also referred to as the Bezout Identity. It plays a central role in modern control theory. The previous Lemma presents the solution for the minimal complexity controller. The controller is said to be biproper, i.e. degp(s) = degl(s) Usually, the polynomials A 0 (s), L(s) and A cl (s) are monic i.e. coefficient of highest power of s is unity. 1 Diophantus, often known as the father of algebra, is best known for his Arithmetica, a work on the solution of algebraic equations and on the theory of numbers. However, essentially nothing is known of his life and there has been much debate regarding the date at which he lived. Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 10 / 29

Constraining the Solution Forcing Integration As seen before, it is very common to force the controller to contain an integrator To achieve this, we need to rewrite the denominator of the controller as The Diophantine equation can then be rewritten as Forcing Integration L(s) = s L(s) A 0 (s)l(s) + B 0 (s)p(s) = A cl (s) A 0 (s)s L(s) + B 0 (s)p(s) = A cl (s) Ā 0 (s) L(s) + B 0 (s)p(s) = A cl (s) with Ā 0 (s) = sa 0 (s) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 11 / 29

Constraining the Solution Forcing Integration Note that because we have increased the degree of the l.h.s. by 1, now we have dega cl = 2n and need to add a closed-loop pole. Also, since degl = deg L + 1, to keep a bi-proper controller, we should have degp = degl = deg L + 1 Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 12 / 29

Constraining the Solution Forcing Pole/Zero Cancellation Sometimes it is desirable to force the controller to cancel a subset of stable poles or zeros of the plant model Say we want to cancel a process pole at p, i.e. the factor (s + p) in A 0, then P(s) must contain (s + p) as a factor. Then the Diophantine equation has a solution if and only if (s + p) is also a factor of A cl To solve the resulting Diophantine equation, the factor (s + p) is simply removed from both sides Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 13 / 29

Example 1 Constraining the Solution Consider the system G 0 (s) = 3 (s + 1)(s + 3) The unconstrained problem calls for dega cl = 2n 1 = 3. Choose A cl (s) = (s 2 + 5s + 16)(s + 40). The polynomials P and L are of degree 1. The Diophantine equation is (s + 1)(s + 3)(s + l 0 ) + 3(p 1 s + p 0 ) = (s 2 + 5s + 16)(s + 40) which yields l 0 = 41, p 1 = 49/3 and p 0 = 517/3 and the controller C(s) is 49s + 517 C(s) = 3(s + 41) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 14 / 29

Example 1 Constraining the Solution Consider now the constrained case where we want the controller to contain integration. We need to add a closed-loop pole. Let us say that we want the controller to cancel the process pole at 1. The Diophantine equation then becomes (s+1)(s+3)s(s+l 0 )+3(s+1)(p 1 s+p 0 ) = (s+1)(s 2 +5s+16)(s+40) which after eliminating the common factor (s + 1) yields l 0 = 42, p 1 = 30 and p 0 = 640/3 and the controller C(s) is C(s) = (s + 1)(90s + 640) 3s(s + 42) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 15 / 29

Example 2 Constraining the Solution Assume the plant with nominal model G 0 (s) = 1 s 1 We want a controller that stabilizes the plant and tracks with zero steady-state error a 2 rad/s sinusoidal reference of unknown amplitude and phase The requirement for zero steady-state error at 2 rad/s implies T 0 (±j2) = 1 S 0 (±j2) = 0 G 0 (±j2)c(±j2) = This can be satisfied if and only if C(±j2) =, i.e. if C(s) has poles at ±j2 Thus C(s) = P(s) L(s)) = P(s) (s 2 + 4) L(s) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 16 / 29

Example 2 Constraining the Solution Since we have added 2 poles to the controller, we now need dega cl = 2n 1 + 2 = 3, degp(s) = 2 and deg L = 0 This leads to L(s) = 1 and P(s) = p 2 s 2 + p 1 s + p 0 Choosing A cl (s) = (s 2 + 4s + 9)(s + 10), the Diophantine equation is Ā 0 (s) L(s) + B 0 (s)p(s) = A cl (s (s 1)(s 2 + 4) + (p 2 s 2 + p 1 s + p 0 ) = (s 2 + 4s + 9)(s + 10) s 3 + (p 2 1)s 2 + (p 1 + 4)s + p 0 4 = s 3 + 14s 2 + 49s + 90 This yields p 2 = 15, p 1 = 45, p 0 = 94, i.e. This is not a PID! C(s) = 15s2 + 45s + 94 (s 2 + 4) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 17 / 29

PID Design Pole-Placement PID Design We already have seen how to derive a PID controller using a model-based technique such as the Dahlin controller, which is actually a special case of pole placement. Here we generalize this design Lemma The controller C(s) = n 2s 2 +n 1 s+n 0 d 2 s 2 +d 1 s equivalent when and the PID C PID (s) = K P + K I s + K Ds τ D s+1 are K P = n 1d 1 n 0 d 2 d 2 1 K I = n 0 d 1 K D = n 2d 2 1 n 1d 1 d 2 + n 0 d 2 2 d 3 1 τ D = d 2 d 1 Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 18 / 29

PID Design Pole-Placement PID Design To obtain a PID controller, we then need to use a delay-free second-order nominal model for the plant and design a controller forcing integration We thus choose dega 0 (s) = 2 degb 0 (s) 1 deg L(s) = 1 deg P(s) = 2 dega cl = 4 Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 19 / 29

Example 3 PID Design Consider the nominal plant G 0 (s) = 2 (s + 1)(s + 2) Synthesize a PID that gives closed-loop dynamics dominated by (s 2 + 4s + 9) Adding the factor (s + 4) 2 to the above so that dega cl = 4 With B 0 (s) = 2 and A 0 (s) = s 2 + 3s + 2 the following controller is obtained C(s) = P(s) s L(s) = 14s2 + 59s + 72 s(s + 9) From the previous Lemma we find that this a PID controller with K P = 5.67 K I = 8 K D = 0.93 τ D = 0.11 Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 20 / 29

Example 4 PID Design Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 21 / 29

Example 4 PID Design Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 22 / 29

The Smith Predictor Smith Predictor Of course, in general pole placement design will not yield a PID This is particularly the case when the plant model contains time delay Time delays are common in many applications, particularly in process control applications For such cases, the PID controller is far from optimal For the case of open-loop stable plants with delay, the Smith predictor provides a useful control strategy Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 23 / 29

Smith Predictor Handling Time Delay Consider a delay-free model Ḡ 0 (s) with a controller C(s) The complementary sensitivity function is then Assume we now have the plant T = Ḡ0 C 1 + Ḡ 0 C G 0 (s) = e τs Ḡ 0 (s) How can we get a controller C(s) for G 0 (s) from C(s)? Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 24 / 29

Smith Predictor Handling Time Delay The complementary sensitivity function for the delayed plant is T = G 0C 1 + G 0 C It is intuitively appealing to design the controller for the delayed system such that the closed-loop response for the delayed system is simply the delayed closed-loop response of the delay-free system Mathematically, it means that we want T(s) = e τs T(s) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 25 / 29

The Smith Predictor Smith Predictor The previous relationship between the two complementary sensitivities means G 0 C 1 + G 0 C = Ḡ 0 C e τs 1 + Ḡ 0 C i.e. Solving for C yields e τs Ḡ 0 C 1 + e τsḡ 0C = e τs Ḡ 0 C 1 + Ḡ 0 C The Smith Predictor C(s) = C 1 + Ḡ 0 C(1 e τs ) Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 26 / 29

The Smith Predictor Smith Predictor The Smith predictor corresponds to the structure below Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 27 / 29

The Smith Predictor Smith Predictor One cannot use the above architecture when the open loop plant is unstable. In the latter case, more sophisticated ideas are necessary. There are significant robustness issues associated with this architecture. These will be discussed later. Although the scheme appears somewhat ad-hoc, its structure is a fundamental one, relating to the set of all possible stabilizing controllers for the nominal system. We will generalize this structure when covering the so-called Youla parametrization or Q-design. Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 28 / 29

Example 5 Smith Predictor Guy A. Dumont (UBC EECE) EECE 460: Pole Placement January 2011 29 / 29