Computational Advances in Nuclear and Hadron Physics, Kyoto, Constraining the Relativistic Nuclear Energy Density Functional

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Computational Advances in Nuclear and Hadron Physics, Kyoto, 21.09.-30.10. 2015 Constraining the Relativistic Nuclear Energy Density Functional N. Paar Department of Physics, Faculty of Science, University of Zagreb, Croatia

WORKING HYPOTHESIS Final understanding of how supernova explosions and nucleosynthesis work, with self-consistent microscopic description of all relevant nuclear physics included, has not been achieved yet. OUR GOAL: Universal relativistic nuclear energy density functional (RNEDF) for properties of finite nuclei (nuclear masses, radii, excitations, ) nuclear equation of state (EOS) è supernova equation of state (with M. Hempel) neutron star properties (mass/radius, ) electron capture in presupernova collapse neutrino-nucleus reactions and beta decays of relevance for the nucleosynthesis other astrophysically related phenomena RNEDF FINITE NUCLEI NEUTRON STARS SUPERNOVAE NUCLEOSYNTHESIS

A FEW EXAMPLES Neutron matter energy per particle Stellar electron capture rates T. Fischer et al. EPJ A 50, 46 (2014). N. P. et al. (2015). S. W. Bruenn, A.J. Supp. 58, 771 (1985).

THEORY FRAMEWORK The implementation of relativistic nuclear energy density functional The basis is an effective Lagrangian with four-fermion (contact) interaction terms; isoscalar-scalar, isoscalar-vector, isovector-vector, derivative term L = (i @ m) 1 2 S(ˆ )( )( ) many-body correlations encoded in density-dependent coupling functions that are motivated by microscopic calculations but parameterized in a phenomenological way In addition: pairing correlations in finite nuclei - Relativistic Hartree-Bogoliubov model (with separable form of the pairing interaction Y. Tian, Z. Y. Ma, P. Ring, PLB 676, 44 (2009).) Relativistic Q(RPA) 1 2 V (ˆ )( µ )( µ ) 1 2 TV(ˆ )( ~ µ )( ~ µ ) 1 2 S (@ )(@ ) e A (1 3) 2 T. Niksic, et al., Comp. Phys. Comm. 185, 1808 (2014).

THEORY FRAMEWORK Density dependence of the couplings i ( ) =a i +(b i + c i x)e d ix (i S, V, T V ) x = / sat 12 model parameters: a s,b s,c s,d s a v,b v,d v b TV,d TV s g n,g p isoscalar-scalar isoscalar-vector isovector-vector derivative term pairing correlations (strength parameters)

CONSTRAINING THE FUNCTIONAL p =(p 1,...,p n ) The model parameters are constrained directly by many-body 2 observables using minimization 2 (p) = mx ı=1 O theo. ı (p) Oı ref. 2 Oı ref. Calculated values can be compared to experimental, observational, and pseudo-data, e.g. properties of finite nuclei e.g., binding energies, charge radii, diffraction radii, surface thicknesses, pairing gaps, etc., 60 40 symmetric nuclear matter neutron matter nuclear matter properties equation of state, binding energy and density at the saturation, symmetry energy J & L, incompressibility E/A[MeV] 20 0 SYMMETRY ENERGY -20 0 0.1 0.2 0.3 0.4 ρ[fm -3 ] Isovector channel of the EDF is weakly constrained by exp. data such as binding energies and charge radii. Possible observables for the isovector properties: neutron radii, neutron skins, dipole polarizability, pygmy dipole strength, neutron star radii

COVARIANCE ANALYSIS IN THE FRAMEWORK OF EDFs The quality of Χ 2 minimization to exp. data is an indicator of the statistical uncertainty Curvature matrix: Covariance between two quantities A & B: M ij = 1 2 p i pj 2 p0 A B = ij p i A( ˆM 1 ) ij pj B 1) variance 2 A defines statistical uncertainty of calculated quantity 2) correlations between quantities A & B: c AB = A B A 2 B 2 see: J. Dobaczewski, W. Nazarewicz, P.-G. Reinhard, JPG 41, 074001 (2014) X. Roca Maza et al., JPG 42, 034033 (2015) T. Niksic et al., JPG 42, 034008 (2015) Correlation matrix shows the correlations between various quantities.

CORRELATIONS: NUCLEAR MATTER vs. PROPERTIES OF NUCLEI 208 Pb c AB PDR E PDR m 1 PDR m 0 IVGDR IVGQR r np r n κ L J α D ISGMR K ISGQR m/m* E(ρ 0 ) ρ 0 6420246 1.0 0.8 0.6 0.4 0.2 Correlation matrix between nuclear matter properties and several quantities in 208 Pb (DDME-min1) - neutron skin thickness, properties of giant resonances, pygmy strength c AB =1: A & B strongly correlated c AB =0: A & B uncorrelated ρ 0 E(ρ 0 ) m/m* ISGQR K ISGMR α D J L κ r n r np IVGQR IVGDR PDR m 0 PDR m 1 PDR E

CONSTRAINTS ON THE NUCLEAR MATTER INCOMPRESIBILITY The compression modulus of nuclear matter K nm can be obtained from the energies of isoscalar giant monopole resonance (ISGMR) ISGMR energies extracted from inelastic scattering of alpha particles E ISGMR = ~ s K A mhr 2 i Strategy to reach K nm : 1) Build the energy density functional (EDF), each parameterization corresponds to a K nm 2) Calculate ISGMR excitation energy using the same EDF (e.g., RPA) 3) The K nm value associated with the EDF that best describes the experimental ISGMR energy is considered as the correct one.

CONSTRAINING THE SYMMETRY ENERGY Nuclear matter equation of state: 60 40 symmetric nuclear matter neutron matter E(, x) =E SNM ( )+E sym ( )(1 2x) 2 +... = n + p,x= p / Symmetry energy term: E/A[MeV] 20 0 SYMMETRY ENERGY -20 0 0.1 0.2 0.3 0.4 ρ[fm -3 ] E sym ( ) S 2 ( ) =J L + THEORY... FRAMEWORK =( 0 )/(3 0 ) L =3 0 ds 2 ( ) dr 0 J symmetry energy at saturation density L slope of the symmetry energy (related to the pressure of neutron matter) B. Tsang, NSCL

CONSTRAINING THE SYMMETRY ENERGY Isovector dipole transition strength is sensitive to the symmetry energy at saturation density (J) / slope of the symmetry energy (L). Set of effective DD-ME interactions constrained on the same data, but with different constraint on J (30,32,,38 MeV). : R[e 2 fm 2 /MeV] 10 8 6 4 2 132 Sn E1 J=30, L=30.0 MeV J=32, L=46.5 MeV J=34, L=62.1 MeV J=36, L=85.5 MeV J=38, L=110.8 MeV 0 5 10 15 20 25 30 E[MeV] Dipole polarizability D = 8 9 e2 m 1

CONSTRAINING THE SYMMETRY ENERGY L [MeV] 80 60 40 20 AGDR IVGQR PDR ( 208 Pb) α D ( 208 Pb) ( 208 Pb) ( 68 Ni) Klimkiewicz et al. 2007 (PDR 130,132 Sn) α D ( 68 Ni) α D J( 208 Pb) The same set of DD-ME interactions used in the analysis based of various giant resonances and pygmy strengths (consistent theory!) Excellent agreement, except for the AGDR new measurements are needed for the AGDR DDME 0 28 30 32 34 36 38 40 J [MeV] Exp. data for various excitations: α D ( 208 Pb) è A. Tamii et al., PRL 107, 062502 (2011) update A. Tamii et al. (2015) (no q-deuteron). α D ( 68 Ni) è K. Boretzky, D. Rossi, T. Aumann, et al., (2015). PDR ( 68 Ni) è O. Wieland, A. Bracco, F. Camera et al., PRL 102, 092502 (2009). ( 130,132 Sn) A. Klimkiewicz et al., PRC 76, 051603(R) (2007). IVGQR ( 208 Pb) è S. S. Henshaw, M. W. Ahmed G. Feldman et al, PRL 107, 222501 (2011). AGDR ( 208 Pb) è A. Krasznahorkay et al., arxiv:1311.1456 (2013)

NEUTRON STAR PROPERTIES Mass-radius relations of cold neutron stars for different EOS observational constraints on the neutron star mass rule out many models for EOS. P. B. Demorest et al., Nature 467, 1081 (2010) Building EDFs for finite nuclei and neutron stars Wei-Chia Chen and J. Piekarewicz, PRC 90, 044305 (2014). J. Erler. C.J. Horowitz, W. Nazarewicz et al., PRC 87, 044320 (2013). Constraints on the maximal neutron star mass from observation: J. Antoniadis, P. C. C. Freire, N. Wex et al. Science 340, 448 (2013) è 2.01(4) Msun P. B. Demorest et al., Nature 467, 1081 (2010) è 1.97(4) Msun

CONSTRAINTS ON THE NUCLEAR EOS BEYOND SATURATION The knowledge on the nuclear matter equation of state (EOS) beyond the saturation density ρ 0 is limited Some constraints on the EOS are possible from heavy ion collisions The FOPI (GSI) detector data on elliptic flow in Au+Au collisions between 0.4 and 1.5A GeV were used to establish empirical constraints on the nuclear EOS A. Le Fèvre, Y. Leifels, W. Reisdorf, J. Aichelin, Ch. Hartnack, arxiv:1501.05246 (2015). FOPI-IQMD (transport code) provides limits to the symmetric nuclear matter EOS up to 2ρ 0 FOPI-IQMD

Towards a universal relativistic nuclear energy density functional for astrophysical applications RNEDF1 (N.P., M. Hempel et al. 2015) The strategy to constrain the functional (relativistic point coupling model) Adjust the properties of 72 spherical nuclei to exp. data (binding energies (Δ=1 MeV), charge radii (0.02 fm), diffraction radii (0.05 fm), surface thickness (0.05 fm)) Improve description of open-shell nuclei by adjusting the pairing strength parameters to empirical paring gaps (n,p) (0.14 MeV) constrain the symmetry energy S 2 (ρ 0 )=J (2%) from exp. data on dipole polarizability ( 208 Pb) A. Tamii et al., PRL 107, 062502 (2011) + update (2015). constrain the nuclear matter incompressibility K nm (2%) from exp. data on ISGMR modes ( 208 Pb); D. Patel et al., PLB 726, 178 (2013).

the strategy to constrain the functional constrain the equation of state using the saturation point (ρ 0 ) and point at twice the saturation density (2ρ 0 ) from heavy ion collisions (FOPI-IQMD) (10%) A. Le Fevre et al., arxiv:1501.05246v1 (2015) constrain the maximal neutron star mass by solving the Tolman-Oppenheimer- Volkov (TOV) equations and using observational data (slightly larger value M max =2.2M (5%); J. Erler. et al., PRC 87, 044320 (2013).) J. Antoniadis, et al. Science 340, 448 (2013); P. B. Demorest et al., Nature 467, 1081 (2010) the fitting protocol is supplemented by the covariance analysis calculation of the curvature matrix, correlations, statistical uncertainties

RNEDF1: CORRELATIONS BETWEEN THE MODEL PARAMETERS g p g n s d TV b TV d v b v a v d s c s b s a s a s b s c s d s a v b v d v b TV d TV s g n g p

RNEDF1: DEVIATIONS FROM THE EXP. DATA - binding energies - pairing gaps - charge radii - diffraction radii - surface thickness

RNEDF1: NUCLEAR MATTER PROPERTIES 30 NEUTRON MATTER E/N [MeV] 25 20 15 10 5 EM 500 MeV EGM 450/500 MeV EGM 450/700 MeV QMC (2010) APR (1998) GCR (2012) RNEDF1 8 4 SYMMETRIC NUCLEAR MATTER DD2 SFHo RNEDF1 De et al. FOPI 0 E/A[MeV] 0 0.05 0.1 0.15 0.2 80 70 60 50 40 30 20 E SNM (RNEDF1) E SNM (DD-PC1) E SNM (DD-ME2) FOPI-IQMD ρ n [fm -3 ] E/A (MeV) 0-4 -8-12 10 0-10 -20 0 0.1 0.2 0.3 0.4 0.5 ρ[fm -3 ] -16 1 2 ρ/ ρ 0

GIANT RESONANCES, COMPRESSIBILITY, SYMMETRY ENERGY 20 15 ISOSCALAR GIANT MONOPOLE RESONANCE ISGMR EXP. 208 Pb IVGDR 20 ISOVECTOR GIANT DIPOLE RESONANCE EXP. 208 Pb Dipole polarizability: α D = (19.68 ± 0.21) fm 3 R[10 3 fm 4 ] 10 5 R[e 2 fm 2 ] 15 10 5 Exp. α D = (19.6 ± 0.6) fm 3 A.Tamii et al., PRL 107, 062502 (2011). + update (2015). 0 0 5 10 15 20 25 30 E[MeV] ISGMR energy determines the nuclear matter incompressibility: K nm =232.4 MeV E (Exp.) = (13.91 ± 0.11) MeV (TAMU) E (Exp.) = (13.7 ± 0.1) MeV (RCNP) 0 0 5 10 15 20 25 30 E[MeV] IVGDR α D constrain the symmetry energy of the interaction J = 31.89 MeV L = 51.48 MeV Lattimer & Lim, ApJ. 771, 51 (2013) J = 29.0 32.7 MeV L = 40.5 61.9 MeV

NL3 TM1 TMA SKa LS FSUgold DD2 IUFSU RNEDF1 SFHo SFHx Also see: Lattimer & Lim, ApJ. 771, 51 (2013)

RNEDF1: FROM FINITE NUCLEI TOWARD THE NEUTRON STAR Nuclear binding energies (calc. exp.) Neutron star mass-radius [MeV] - E B exp. E B cal. 8 6 4 2 0-2 -4-6 RNEDF1 PC-PK1 DD-PC1 DD-ME2 Gravitational Mass M G [M ] 3.0 2.5 2.0 1.5 1.0 0.5 J0348+0432 Steiner et al. HS(DD2) BHB SFHo RNEDF1, HS(DD2) crust -8 0 50 100 150 200 A 0.0 9 10 11 12 13 14 15 16 17 18 Radius R [km] PC-PK1: P.W.Zhao, Z. P. Li, J. M. Yao, and J. Meng, PRC 82, 054319 (2010) - (K=238 MeV, J=35.6, L = 113 MeV)

RNEDF1: ISOTOPE AND ISOTONE CHAINS [MeV] - E B exp. E B cal. 8 6 4 2 0-2 -4-6 -8 6 4 2 0-2 -4-6 -8 RNEDF1 PC-PK1 DD-ME2 DD-PC1 Ca Sn Pb N=20 N=50 N=82 N=126 50 100 150 200 A

RNEDF1: ISOTOPE CHAINS The evolution of statistical uncertainties of the nuclear binding energies 3.5 3 σ(e B )[MeV] 2.5 2 1.5 1 Ca Ni Sn Pb 0.5 0 0 50 100 150 200 250 300 A

RNEDF1: NEUTRON SKIN THICKNESS IN 208 Pb (γ,π 0 ): C.M. Tarbert et al., PRL 112, 242502 (2014) PREX: S. Abrahamyan et al., PRL. 108, 112502 (2012) (p,p ): A. Tamii et al., PRL 107, 062502 (2011) (p,p) J. Zenihiro et al., PRC 82, 044611 (2010) Antipr. at.: B. Kłos et al., Phys. Rev. C 76, 014311 (2007). LAND (PDR): A. Klimkiewicz et al., PRC 76, 051603 (2007). SV-min: P.G. Reinhard et al. SLy5-min: X. Roca-Maza, G. Colò et al. FSUGold: J. Piekarewicz et al. DDME-min1: N.P. et al.

to be continued

Strategy to determine the EDF parameters Unconstrained fit (only masses, radii, pairing gaps) DD-PC (min) : J=29.3 MeV L=30.8 MeV α D = 18.18 fm 3 SV-min: α D ~ 20.4 MeV (+ ls splitting in the fit) T. Hashimoto et al. arxiv: 1503.08321 (2015). Constrained fit (masses, radii, pairing gaps and additional constraints to nuclear matter and/or isovector observables, etc.) RNEDF1: J = 31.9 MeV L = 51.5 MeV α D = 19.68 fm 3 EXP. D ( 208 Pb) = 19.6 ± 0.6 fm 3

CONCLUDING REMARKS Toward self-consistent framework based on the relativistic nuclear energy density functional for astrophysical applications (RNEDF1): from finite nuclei toward neutron stars; new protocol used to constrain the functional - supplemented with the covariance analysis to determine correlations between various quantities and statistical uncertainties Future work supernova equation of state (with M. Hempel et al.) complete the mass table both for spherical and deformed nuclei (deformed nuclei necessitate additional rotational correction) implementation of charged-current quasiparticle RPA for the relativistic point coupling interaction (è Haozhao Liang) systematic calculations of presupernova electron capture rates at finite temperature neutrino-nucleus cross sections, both for neutral-current and charged current reactions neutron star properties mass/radius relationship, liquid-to-solid core-crust transition density and pressure