(I)(a) STATEMENT SHOWING SHAREHOLDING PATTERN Name of the Company : AIA ENGINEERING LIMITED Scrip : AIAENG Name of the Scrip AIA ENGINEERING EQUITY SHARES Quarter ended 31.03.2012 Partly Paid-up Partly Paid-up Held by Promoter / Held by Public Outstanding Convertible Outstanding % of total partly paid-up shares % of total Outstanding Convertible % of total shares % of total of Company, assuming full conversion of the Convertible Securites Held by Promoter / Held by Public % of total no. of % of total no. of shares of the company, assuming full conversion of Held by Promoter / Held by Public Paid-up Capital of the Company, assuming full conversion of Convertible (1)
(I)(a) STATEMENT SHOWING SHAREHOLDING PATTERN Name of the Company : AIA ENGINEERING LIMITED Scrip : AIAENG Name of the Scrip AIA ENGINEERING EQUITY SHARES Quarter ended 31.03.2012 Category Shareholders shares in dematerialized form shareholding as a total pledged or otherwise encumbered (A+B) (A+B+C) (IX) = (VIII)/ (IV)*100 (A) (1) Indian (a) Individuals / Hindu Undivided 6 58149120 58149120 61.65 61.65 0.00 0.00 Family (b) Central Govt./State Govt. (s) 0 0 0 0.00 0.00 0.00 0.00 (c ) Bodies Corporate 0 0 0 0.00 0.00 0.00 0.00 (d) Financial Institutions /Banks 0 0 0 0.00 0.00 0.00 0.00 (e) Any Other (Specify) 0 0 0 0.00 0.00 0.00 0.00 Sub- (A)(1) 6 58149120 58149120 61.65 61.65 0.00 0.00 (2) Foreign (a) Individuals (Non Resident 0 0 0 0.00 0.00 0.00 0.00 Individuals /Foreign Individuals (b) Bodies Corporate 0 0 0 0.00 0.00 0.00 0.00 (c ) Institutions 0 0 0 0.00 0.00 0.00 0.00 (d) Any Other (Specify) 0 0 0 0.00 0.00 0.00 0.00 (B) Shareholding of Promoter and Sub- (A)(2) 0 0 0 0.00 0.00 0.00 0.00 Shareholding of Promoter and A= (A)(1) + (A)(2) Public Shareholding 6 58149120 58149120 61.65 61.65 0.00 0.00 (1) Institutions N.A. N.A. (a) Mutual Funds / UTI 14 7043628 7043628 7.47 7.47 0.00 0.00 (b) Financial Institutions /Banks 1 500 500 0.00 0.00 0.00 0.00 (c ) Central Govt. / State Govt. (s) 0 0 0 0.00 0.00 0.00 0.00 (d) Venture Capital Funds 0 0 0 0.00 0.00 0.00 0.00 (e) Insurance Companies 0 0 0 0.00 0.00 0.00 0.00 (f) Foreign Institutional Investors 35 24032873 24032873 25.48 25.48 0.00 0.00 (g) Foreign Venture Capital 0 0 0 0.00 0.00 0.00 0.00 Investors (h) Any Other 0.00 0.00 0.00 0.00 Sub- (B) (1) 50 31077001 31077001 32.95 32.95 0.00 0.00 (2)
Category Shareholders shares in dematerialized form shareholding as a total pledged or otherwise encumbered (A+B) (A+B+C) (2) Non-institutions N.A. N.A. (a) Bodies Corporate 198 3569553 3569553 3.78 3.78 0.00 0.00 (b) Individuals - (i) Individual shareholders holding 8271 1085399 1084769 1.15 1.15 0.00 0.00 nominal share capital upto Rs.1 Lakh. (ii) Individual shareholders holding 18 379046 379046 0.40 0.40 0.00 0.00 nominal share capital in excess of Rs.1 lakh. (c ) Any Other (Specify) Clearing 45 4167 4167 0.00 0.00 0.00 0.00 Member NRI/OCB/NRN 105 55564 55564 0.06 0.06 0.00 0.00 Trust 1 520 520 0.00 0.00 0.00 0.00 Sub- (B) (2) 8638 5094249 5093619 5.40 5.40 0.00 0.00 Public Shareholding (B) = (B)(1) + (B)(2) (IX) = (VIII)/ (IV)*100 8688 36171250 36170620 38.35 38.35 N.A. N.A. TOTAL(A) + (B) 8694 94320370 94319740 100.00 100.00 0.00 0.00 (C ) by Custodians 0 0 0 N.A. 0.00 N.A. N.A. and against which Depository Receipts have been issued (1) Promoter and 0 0 0 N.A. 0.00 N.A. N.A. (2) Public 0 0 0 N.A. 0.00 N.A. N.A. GRAND TOTAL (A)+ (B)+( C) 8694 94320370 94319740 100.00 100.00 0.00 0.00 Sr. No. Name of the Shareholder Category of Shareholders (Promoters / Public) Locked-in as a total shares (i.e. Grand (A) +(B) +(C ) indicated in Statement at para (I)(a) above) 1 Balkrishna Fatehlal Shah Public 42054 0.0446 2 Omprkash Fatehlal Shah Public 42054 0.0446 TOTAL 84108 0.0892 (II)(a) Sr. No. Type of Outstanding DR (ADRs, GDRs, SDRs, etc.) Statement showing details of Depository Receipts (DRs) outstanding DRs underlying outstanding DRs as a total number of shares (i.e. Grand (A) + (B) +(C) indicated in Statement at para (I) (a) above) TOTAL (II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares are in excess of 1% of the total shares Sr. No. NAME OF THE DR HOLDER Type of Outstanding DR (ADRs, GDRs, SDRs, etc.) outstanding DRs underlying outstanding DRs as a total shares (i.e. Grand (A) + (B) +(C) indicated in Statement at para (I) (a) above) TOTAL
AIA ENGINEERING LTD. (I)(b) Statement showing holding of securities (including shares, warrants, securities) of persons belonging to the category "Promoter and Promoter Group" Sr. No. Name of the Shareholder Details of shares % of Grand (A)+(B) +( C) Encumbered (*) Details of No. % % of Grand (A)+(B)+ ( C) of sub-clause (I)(a) % total warrants of the same class Details of Convertible securites % total securities of the same class (including underlying shares assuming full conversion of securities) as a % of diluted share capital (I) (II) (III) (IV) (V) (VI) = (V)/ (VII) (VIII) (IX) (X) (XI) (XII) (III)*100 1 Bhadresh K. Shah 39618505 42.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 42.00 2 Bhadresh K. Shah - 18502025 19.62 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19.62 HUF 3 Bhadresh K. Shah & 8370 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.01 Gita B. Shah 4 Mrs. Khusali B. Shah 10210 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.01 5 Mrs. Bhumika B. Shah 10005 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.01 6 Mrs. Gita B. Shah 5 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 TOTAL 58149120 61.65 0.00 0.00 0.00 0.00 0.00 0.00 0.00 61.65
AIA ENGINEERING LTD. (I)(c) (i) Statement showing holding of securities (including shares, warrants, securities) of persons belonging to the category "Public" and holding more than 1% of the total shares of the Company. Sr. No. Name of the Shareholder Details of as a total shares (i.e. Grand (A) +(B) +(C ) indicated in Statement at para (I)(a) above) % total warrants of the same class Details of Convertible securities % total securities of the same class (including underlying shares assuming full conversion of securities) as a % of diluted share capital 1 HDFC Trustee Company Ltd.-HDFC Prud. Fund 4944218 5.24 0.00 0.00 0.00 0.00 5.24 2 T Rowe Price International Discovery Fund 2035104 2.16 0.00 0.00 0.00 0.00 2.16 3 Pinebridge Investments Asia Ltd. A/C 1202345 1.27 0.00 0.00 0.00 0.00 1.27 4 Genesis Indian Investment Company Ltd. 3857489 4.09 0.00 0.00 0.00 0.00 4.09 5 ICICI Prudential Life Insurance Company 1391473 1.48 0.00 0.00 0.00 0.00 1.48 6 Small Cap World Fund Inc 2915050 3.09 0.00 0.00 0.00 0.00 3.09 7 Mathews India fund 1916264 2.03 0.00 0.00 0.00 0.00 2.03 8 Nalanda India Equity Fund Limited 7918845 8.40 0.00 0.00 0.00 0.00 8.40 TOTAL 26180788 27.76 0.00 0.00 0.00 0.00 27.76 (I)(c) (ii) Statement showing holding of securities (including shares, warrants, securities) of persons belonging to the category "Public" and holding more than 5% of the total shares of the Company. Sr. No. Name of the Shareholder Details of as a total shares (i.e. Grand (A) +(B) +(C ) indicated in Statement at para (I)(a) above) % total warrants of the same class Details of Convertible securities % total securities of the same class (including underlying shares assuming full conversion of securities) as a % of diluted share capital 1 Nalanda India Equity Fund Limited 7918845 8.40 0.00 0.00 0.00 0.00 8.40 2 HDFC Trustee Company Ltd.-HDFC Prud. Fund 4944218 5.24 0.00 0.00 0.00 0.00 5.24 TOTAL 12863063 13.64 0 0 0 0 8.4
III (a) Statement showing the voting pattern of shareholders, if more than class of shares / securities is issued by the Issuer. NOT APPLICABLE AS THE COMPANY HAS ISSUED ONLY ONE CLASS OF SECURITY i.e. EQUITY SHARES. (Give description of voting rights for each class of security Class X : Class Y : Class Z :) Category Voting Rights in each class of securities Class X Class Y Class Z Voting Rights (III+IV+V) Voting Rights i.e. (VI) of (A + B) (A + B + C) (A) (1) Indian (a) Individuals / Hindu Undivided Family (b) Central Govt./State Govt. (s) (c ) Bodies Corporate (d) Financial Institutions /Banks (e) Any Other (Specify) Sub- (A)(1) (2) Foreign (a) Individuals (Non Resident Individuals /Foreign Individuals (b) Bodies Corporate (c ) Institutions (d) (B) Any Other (Specify) Sub- (A)(2) Public Shareholding (1) Institutions (a) Mutual Funds / UTI (b) Shareholding of Promoter and Shareholding of Promoter and Promoter Group A= (A)(1) + (A)(2) Financial Institutions /Banks (c ) Central Govt. / State Govt. (s) (d) (e) (f) (g) (h) Venture Capital Funds Insurance Companies Foreign Institutional Investors Foreign Venture Capital Investors Any Other -Trust Sub- (B) (1)
Category Voting Rights in each class of securities Class X Class Y Class Z Voting Rights (III+IV+V) Voting Rights i.e. (VI) of (A + B) (A + B + C) (2) Non-institutions N.A. N.A. (a) Bodies Corporate (b) Individuals - (i) Individual shareholders holding nominal share capital upto Rs.1 Lakh. (c ) (ii) Individual shareholders holding nominal share capital in excess of Rs.1 lakh. Any Other (Specify) Clearing Member NRI/OCB/NRN Sub- (B) (2) Public Shareholding (B) = (B)(1) + (B)(2) TOTAL(A) + (B) (C ) by Custodians and against which Depository Receipts have been issued GRAND TOTAL (A)+ (B)+( C)