Exothermic reaction induced by high density current in metals Possible nuclear origin JACQUES DUFOUR, DENIS MURAT, XAVIER DUFOUR, JACQUES FOS

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Annales de la Fondation Louis de Broglie, Volume 29, Hors série 3, 2004 1081 Exothermic reaction induced by high density current in metals Possible nuclear origin JACQUES DUFOUR, DENIS MURAT, XAVIER DUFOUR, JACQUES FOS Laboratoire des sciences nucléaires CNAM 2, rue Conté, 75141 Paris cedex 03 1 The low energy nuclear reaction (LENR) dilemmas Experimenters working in the field of LENR face two dilemmas. 1. The experimental dilemma: on one hand, an unexplained exothermic reaction that seems to occur in a rather complex system and on the other hand, the necessity of an irrefutable experimental proof which requires simple and well-proven devices. 2. The theoretical dilemma: if we trust the experiments, the magnitude of the exothermic reactions observed rules out most of the explanations (chemical reactions, thermo-electrical effects...) The only known phenomenon to explain these high exothermic phenomenon is nuclear reactions. Then on one hand, nuclear reactions seems to occur during the experiments and on the other hand, no radiation (or almost no radiation) are observed! Experimental part Strategy The first step is to define a working hypothesis then an experimental device is designed in order to test this hypothesis. The objective being to achieve a correct energy and mass balance, thus enabling to asses the validity of the working hypothesis and at least enabling to establish the veracity of low energy nuclear phenomenon. Several authors had worked in the field of low energy nuclear reaction using various working hypothesis:

1082 J. Dufour, D. Murat, X. Dufour, J. Fos - collective behavior of deuterium in palladium lattice (Fleishmann and Pons [1]) - spin/spin interaction in hydrogen atom (Barut / Vigier [2-5]) - virtual neutron (Russel [6], Dufour [7], Kozima [8]) - hydrino (Mills) - hydrex (Dufour [9]) - magnetic monopole (Ouroutskoiev / Lochak) - charged clusters (Shoulders, Rambaut) -... They also used various experimental devices: - electrolysis (Fleishmann and Pons [1] and many others) - focused plasma (Vigier) - sparks (Dufour [7]) - plasma electrolysis (Mizuno [10], Naudin...) - current thru metals (Ouroutskoiev, Dufour [9, 11-13], Miley [14]...) - current thru proton conductors (Biberian) - hydrogen diffusion thru palladium -... According to most of these authors several "ingredients" or experimental conditions seems to be required for LENR to happen: - hydrogen and / or its isotopes needs to be in the system - a metal and especially an hydride forming metal need to be used in the system - diffusion of electrical charges in the metal (diffusion of proton, current) is also required - a magnetic field is almost always present. Several hypothesis were used in the laboratory: virtual neutron, spin/spin interaction and now hydrex. The hydrex is an hypothetical metastable state of hydrogen predicted by quantum electrodynamic calculation [15]. We assume the existence of this specie. Different experimental devices were built using from sparks to currents thru a metal with or without a magnetic field. The main results indicate that an exothermal reaction occurs. Its energy goes up to 10% of the energy input in the system [16]. New elements at ppm level were also observed. [9, 12, 16]. For example, the sample 3H06 was a palladium wire used as electrode in an ozonizer type reactor filled with hydrogen and was thus submitted to the action of partial discharges breaking thru the hydrogen gap. This partial discharges were in contact only with the Pyrex tube used as dielectric and with the palladium. We can compare the composition of a Pyrex glass (Table 1) with the analysis of the sample before and after experiment (Table 2,

Exothermic reaction induced by high density current in metals 1083 Table 3). The variation of Al can be explained by a transport of these elements from the Pyrex to the electrode by the discharge but it's more difficult to explain the origin of Zn or Cu and even the large variation of Mg. Oxyde % SiO 2 80.6 B 2 O 3 12.6 Al 2 O 3 2.2 Na 2 O 4.2 C a O 0.1 M g O 0.05 Fe 2 O 3 0.05 Table 1: Pyrex typical composition Element 3H06 (ppm) Blank (ppm) H 43 ± 7 28 ± 10 Li 0.05 ± 0.02 = 0.01 Be = 0.01 = 0.01 B = 0.08 = 0.08 Na nm nm Mg 85 ± 9 7.3 ± 0.8 Al 27 ± 3 = 1 Si nm nm P nm nm K nm nm Ca nm nm Ti = 0.1 = 0.1 V = 0.2 = 0.2 Cr 7.9 ± 0.8 0.9 ± 0.3 Mn 0.3 ± 0.1 = 0.2 Fe 22 ± 10 = 10 Co = 0.05 = 0.05 Cd 0.7 ± 0.2 0.7 ± 0.2 Sn nm nm

1084 J. Dufour, D. Murat, X. Dufour, J. Fos Element 3H06 (ppm) Blank (ppm) Sb nm nm Te nm nm Cs = 0.05 = 0.05 Ba = 0.07 = 0.07 La = 0.15 = 0.15 Ce nm nm Pr = 0.07 = 0.07 Nd nm nm Sm = 0.4 = 0.4 Eu = 0.01 = 0.01 Gd = 0.1 = 0.1 Tb = 0.02 = 0.02 Dy = 0.08 = 0.08 Ho nm nm Er = 0.05 = 0.05 Ni 2.7 ± 9 = 2 Cu 4.1 ± 0.4 1.6 ± 0.2 Zn 43 ± 5 4.3 ± 1.5 Ga = 0.05 = 0.05 Ge = 0.7 = 0.7 As nm nm Se = 8 = 8 Rb = 0.15 = 0.15 Sr = 0.15 = 0.15 Y = 0.05 = 0.05 Zr = 0.1 = 0.1 Nb = 0.1 = 0.1 Mo = 0.6 = 0.6 Ru = 80 = 80 Rh = 10 = 10 Pd bulk bulk

Exothermic reaction induced by high density current in metals 1085 Element 3H06 (ppm) Blank (ppm) Ag = 20 = 20 Tm = 0.01 = 0.01 Yb = 0.08 = 0.08 Lu 0.05 ± 0.02 0.02 ± 0.01 Hf = 0.15 = 0.15 Ta = 2 = 2 W = 0.15 = 0.15 Re = 0.1 = 0.1 Ir 0.6 ± 0.2 0.5 ± 0.2 Pt 0.8 ± 0.1 1.4 ± 0.2 Au 0.8 ± 0.1 1.1 ± 0.1 Hg 0.4 ± 0.1 0.4 ± 0.1 Tl = 0.04 = 0.04 Pb = 0.08 = 0.08 Bi = 0.05 = 0.05 Th = 0.15 = 0.15 U = 0.05 = 0.05 Table 2: sample 3H06 analysis (ppm wt) / nm : not measured

1086 J. Dufour, D. Murat, X. Dufour, J. Fos Elements 3H06 (atom) Blank (atom) 3H06 Blank (atom) Li 5.2x10 14 1.0x10 14 4.2x10 14 Mg 2.5x10 17 2.2x10 16 2.3x10 17 Al 7.2x10 16 2.7x10 15 7.0x10 16 Cr 1.1x10 16 1.3x10 15 0.97x10 16 Mn 3.9x10 14 2.6x10 14 1.3x10 14 Fe 2.8x10 16 1.3x10 16 1.6x10 16 Ni 3.3x10 15 2.5x10 15 0.9x10 15 Cu 4.7x10 15 1.8x10 15 2.9x10 15 Zn 4.8x10 16 4.8x10 15 4.3x10 16 Ir 2.3x10 14 1.9x10 14 3.8x10 13 Pt 3.0x10 14 5.2x10 14-2.2x10 14 Au 2.9x10 14 4.0x10 14-1.1x10 14 Table 3: sample 3H06 analysis (number of atom in 1/4 of the sample) The hydrex working hypothesis We assume the existence of a non proven metastable state of hydrogen predicted by the calculation [15]. We call this state hydrex. It has the following properties: - a nuclear size (some fm to some tens of fm) - an energy of formation from 0.7 to 4 ev (available in the lattice) - a life time from hundredths of second to seconds (far greater than the time of a nuclear reaction) - a magnetic moment (spin magnetic moment of the electron). We can imagine the formation of a cluster (Figure 1: a nucleous of the lattice surrounded by n hydrex). The nucleus of the lattice undergoes a fission like reaction. Excess neutrons and hydrex form helium. As it is a multi-body reaction no γ-ray is necessary: the reaction energy can be transform in kinetic energy of the products. We can also imagine that this hydrex could react with a proton yielding deuterium and a neutrino. In this case also, no γ- ray is necessary. This hypothesis solve the second dilemma: no neutron and no γ-ray observed.

Exothermic reaction induced by high density current in metals 1087 Figure 1: an artist view of the cluster 1.5 fm The calorimetric device in use Experimental set-up The goal is to measure the thermal energy generated in the sample under study by using a device as simple as possible. Unfortunately an ice calorimeter is not adapted for a long duration experiment. An other phase-change calorimeter would be a steam calorimeter but it is not reliable because steam can carry along water droplets and the separation of these droplets from the steam is not a trivial problem. Thus, a water mass flow calorimeter was designed (Figure 2, Figure 3). The water conductivity is between 0.8 and 1µScm -1. It is possible to test various condition (nature of the metal: palladium, tungsten,...; different current shape : AC, DC, pulse...; hydrogen loading: in situ electrolysis, presence of permanent magnet to modify the magnetic field...)

1088 J. Dufour, D. Murat, X. Dufour, J. Fos Figure 2: The experiment cell Figure 3: The calorimeter set-up

Exothermic reaction induced by high density current in metals 1089 Energy balance P in = P m + P e + P w (1) P out = f (T out C p (T out )! T in C p (T in ) + L (2) L = L r + L a (3) - P m is the main current power - P e is the electrolysis current power - P w is the power due to the water pressure drop (measured by the difference of water level) - F is the water mass flow - C p (T) is the water heat capacity - L r are the radial losses - L a are the axial losses. If no reaction occurs, then P out - P in =0 but if an exothermic reaction occurs in the sample then P out - P in =W r > 0. Losses The wire under experiment exchanges heat with the water by convection (70-80%) and with the copper of the reactor by conduction (20-30%). After the heat exchanger, the axial losses are about 0 to 1.5% of the total heat generated in the experiment. The radial losses thru the insulation are proportional to the temperature difference between the room air temperature and the water temperature. We assume that the axial losses are proportional to P out thus: " L r = K T + T % out in $! T 2 room ' (4) # & L a = K '(T out! T in ) (5) using (3), (4) and (5) we can write

1090 J. Dufour, D. Murat, X. Dufour, J. Fos (" L = K T + T out * in $ )* # 2 %! T room ' + K ' + & K (T! T out in )-,- (6) For a given experiment K and K' are constants. We can then measure the losses by varying T in and T room when P in =0 and when P in 0. K is typically from 0.3 to 0.4 WK -1 and K' from 0 to 0.2 WK -1. Trueness of the measure Experiments using a commercial carbon resistor where performed in order to check that we have no systematic errors. These experiments yield to P out P in inferior to the greater value between 0.3W and 0.004P in Precision of the measure The three thermal sensors are calibrated together. This yield to a relative temperature precision better than 0.01K. The precision of the wattmeter is typically 1% The precision of the balance used for the mass flow measurement is 0.2g. For one set of measurements, the dispersion on the energy balance, when no exothermic reaction occurs, P out P in is typically inferior to the greater value between 0.3W and 0.02Pin Confidence interval on the mean value For one set of operating condition i.e. 400 to 500 sets of measurements, the confidence interval for the averages values of P in and P out are typically { P in } = (1± 0.0001) P true { in } (7) average Main results { P out } = (1± 0.0003) P true { out } (8) average A blank experiment was perform using a commercial carbon resistance of 5Ω (Figure 4). Whatever is the current in the resistance {P out } average - {P in } average = 0 ± 0.004W

Exothermic reaction induced by high density current in metals 1091 Figure 4 : carbon resistance The firsts experiments were on palladium. The samples were 100µm diameter, 6cm long palladium wires. An hydrogen processed sample reference 031107 (200 C - 2MPa H2-1 hour) tested with a direct current and near a magnet leads to an exothermal reaction (Figure 5). The mean reaction power is 0.731±0.036W.

1092 J. Dufour, D. Murat, X. Dufour, J. Fos Discussion Figure 5 : experiment 031107 In this experiment, the sample weight was 6mg which represent 3.2x10 19 palladium atom or 5.3x10-5 mol. The total energy produced by the exothermic reaction is 125kJ or 2.3x10 9 J per palladium mole. This value overrule any known chemical reaction. If we assume that the reaction has a nuclear origin we can expect about 1.6x10 16 heteroatom which represent a composition variation of 480ppm. We need to design a special experimental set-up to perform correct sample analysis. Our calorimeter is built with commercial materials thus we can't perform any correct analysis with the sample used. No γ-ray was observed which is consistent with the hydrex hypothesis. Références [1] Fleischmann, M. and S. Pons, Electrochemically induced nuclear fusion of deuterium. J. Electroanal Chem., 1989. 261: p. 301-308. [2] Vigier, J.P., On cathodically polarized Pd/D systems. Physics Letters A, 1996. 221: p. 138-140.

Exothermic reaction induced by high density current in metals 1093 [3] Barut, A.O. and J. Kraus, Solution of the Dirac equation with Coulomb and magnetic moment interactions. Journal of Mathematical Physics, 1976. 17: p. 506-8. [4] Barut, A.O. and N. Ünal, A new approach to bound-state quantum electrodynamics. I. Theory. Physica, 1987. 142A: p. 467-487. [5] Barut, A.O. and N. Ünal, A new approach to bound-state quantum electrodynamics. II. Spectra of positronium, muonium and hydrogen. Physica, 1987. 142A: p. 488-497. [6] Russel, J.L., Virtual electron capture in deuterium. Ann.nucl.Energy, 1991. 18(2): p. 75-79. [7] Dufour, J., Cold fusion by sparking in hydrogen isotopes. Fusion Technology, 1993. 24: p. 205-228. [8] Kozima, H. and K. Arai, Local coherence, condensation and nuclear reaction of neutrons at crystal boundary of metal hydrides and deuterides. International Journal of Hydrogen Energy, 2000. 25: p. 845-51. [9] Dufour, J., et al., Experimental observation of nuclear reactions in palladium and uranium - Possible explanation by hydrex mode. Fusion Science and Technology / ex Fusion and Technology, 2001. 40: p. 91-106. [10] Mizuno, T., et al. Heat and products induced by plasma electrolysis. in 2000 International Conference on Nuclear Science and Technology - Supporting Sustainable Development Worldwide. 12-16 Nov. 2000;. 2000. Washington, DC, USA. [11] Dufour, J., et al., Hydrogen triggered exothermal reaction in uranium metal. Physics Letters A, 2000. 270: p. 254-64. [12] Dufour, J., et al. Hydrex catalyzed transmutation or uranium and palladium - Experimental part. in ICCF-8. 2000. Lerici - Italy. [13] Dufour, J., et al. Experimental observation of nuclear reactions in palladium and uranium. in 2000 International Conference on Nuclear Science and Technology - Supporting Sustainable Development Worldwide. 12-16 Nov. 2000. 2000. Washington, DC, USA. [14] Miley, G., et al. Advances in thin-film proton-reaction cell experiments. in International Conference on Nuclear Science and Technology - Supporting Sustainable Development Worldwide. 12-16 Nov. 2000;. 2000. Washington, DC, USA. [15] Spence, J.R. and J.P. Vary, Electron-proton resonances at low energy from a relativistic two-body wave equation. Physics Letters B, 1991. 271: p. 27-31. [16] Dufour, J., et al., Interaction of palladium/hydrogen and palladium/deuterium to measure the excess energy per atom for each isotope. Fusion Technology, 1997. 31: p. 198-209.