Lecture 20: Semiconductor Structures Kittel Ch 17, p , extra material in the class notes

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Lecture 20: Semiconductor Structures Kittel Ch 17, p 494-503, 507-511 + extra material in the class notes MOS Structure Layer Structure metal Oxide insulator Semiconductor Semiconductor Large-gap Semiconductor Small-gap Semiconductor Large-gap Physics 460 F 2006 Lect 20 1

Outline What is a semiconductor Structure? Created by Applied Voltages Conducting channels near surfaces Controlled by gate voltages MOSFET Created by material growth Layered semiconductors Grown with atomic layer control by MBE Confinement of carriers High mobility devices 2-d electron gas Quantized Hall Effect Lasers Covered briefly in Kittel Ch 17, p 494-503, 507-511 - added material in the lecture notes Physics 460 F 2006 Lect 20 2

Semiconductor Structure MOS Structure Layer Structure metal Oxide insulator Semiconductor Semiconductor Large-gap Semiconductor Small-gap Semiconductor Large-gap Physics 460 F 2006 Lect 20 3

MOS Structure If the metal gate is biased positive, holes are repelled and electrons are attracted to Interface Insulator prevents direct contact with the metal conduction band minimum Semiconductor p-type Metal (+ bias) Oxide insulator µ Layer of electrons valence band maximum at interface Physics 460 F 2006 Lect 20 4

MOS channel If the metal is biased positive, there can be an electron layer formed at the interface Insulator prevents direct contact with the metal Electrons are bound to interface but free to move along interface across the full extent of the metal region How can this be used? Semiconductor p-type Layer of electrons at interface Metal (+ bias) Oxide insulator Physics 460 F 2006 Lect 20 5

MOSFET Transistor - I The structure at the right has n regions at the surface of the p-type semiconductor Contacts to the n regions are source and drain If there is no bias on the metal gate, no current can flow from source to drain Why? There are two p-n junctions one is reverse biased whenever a voltage is applied Off state Semiconductor p-type Drain n-type region created by doping Metal gate Oxide insulator Source Physics 460 F 2006 Lect 20 6

MOSFET Transistor - II A positive bias on the metal gate creates an n-type channel Current can flow from source to drain through the n region On state MOSFET transistor! Semiconductor p-type Drain Metal gate (+ bias) Layer of electrons at interface Oxide insulator Source Physics 460 F 2006 Lect 20 7

Semiconductor Layered Structures Electrons and holes can be confined and controlled by making structures with different materials Different materials with different band gaps fi electrons and/or holes can be confined Structures can be grown with interfaces that are atomically perfect - sharp interface between the different materials with essentially no defects Physics 460 F 2006 Lect 20 8

Semiconductor Layered Structures Can be grown with interfaces that are atomically perfect - a single crystal that changes from one layer to another Example: GaAs/AlAs Single crystal (zinc blende structure) with layers of GaAs and AlAs Grown using MBE (Molecular Beam Epitaxy) Can tune properties by making an alloy of GaAs and AlAs, called Ga 1-x Al x As Semiconductor Small-gap e.g. GaAs Semiconductor Large-gap e.g. Ga 1-x Al x As Semiconductor Large-gap e.g. Ga 1-x Al x As Physics 460 F 2006 Lect 20 9

Semiconductor Layered Structures Example of bands in GaAs-AlAs structures Both electrons and holes are confined (Other systems can be different) Ga 1-x Al x As GaAs Ga 1-x Al x As conduction band minimum Small-gap valence band maximum Physics 460 F 2006 Lect 20 10

Uses of Layered Structures Confinement of carriers can be very useful Example - light emitting diodes Confinement of both electrons and holes increases efficiency p-type n-type conduction band minimum electrons valence band maximum holes light Physics 460 F 2006 Lect 20 11

Uses of Layered Structures Confinement of light can be very useful Example - light emitting diodes, lasers Confinement of light is due to larger dielectric constant of the low band gap material - total internal reflection electrons holes light - confined to direction along layer Used to make the lasers in your CD player! Physics 460 F 2006 Lect 20 12

Uses of Layered Structures The highest mobility for electrons (or holes) in semiconductors are made with layer structures Example pure GaAs layer between layers of doped n-type Ga 1-x Al x As Pure GaAs n-type Ga 1-x Al x As electrons n-type Ga 1-x Al x As electrons High mobility for the electrons in GaAs because the impurity dopant atoms are in the Ga 1-x Al x As Physics 460 F 2006 Lect 20 13

Quantum Layered Structures If the size of the regions is very small quantum effects become important. How small? Quantum effects are important when the energy difference between the quantized values of the energies of the electrons is large compared to the temperature and other classical effects In a semiconductor the quantum effects can be large! Physics 460 F 2006 Lect 20 14

Electron in a box Here we consider the same problem that we treated for metals the electron in a box see lecture 12 and Kittel, ch. 6 There are two differences here: 1. The electrons have an effective mass m* 2. The box can be small! This leads to large quantum effects We will treat the simplest case a box in which each electron is free to move except that it is confined to the box To describe a thin layer, we consider a box with length L in one direction (call this the z direction and define L = L z ) and very large in the other two directions (L x, L y very large) Physics 460 F 2006 Lect 20 15

Schrodinger Equation Basic equation of Quantum Mechanics [ - ( h/2m ) 2 + V( r ) ] Ψ ( r ) = E Ψ ( r ) where m = mass of particle V( r ) = potential energy at point r 2 = (d 2 /dx 2 + d 2 /dy 2 + d 2 /dz 2 ) E = eigenvalue = energy of quantum state Ψ ( r ) = wavefunction n ( r ) = Ψ ( r ) 2 = probability density From Lecture 12 See Kittle, Ch 6 Physics 460 F 2006 Lect 20 16

Schrodinger Equation - 1d line Suppose particles can move freely on a line with position x, 0 < x < L 0 L Schrodinger Eq. In 1d with V = 0 -( h 2 /2m ) d 2 /dx 2 Ψ (x) = E Ψ (x) Solution with Ψ (x) = 0 at x = 0,L Ψ (x) = 2 1/2 L -1/2 sin(kx), k = m π/l, m = 1,2,... (Note similarity to vibration waves) Factor chosen so 0 L dx Ψ (x) 2 = 1 E (k) = ( h 2 /2m ) k 2 Boundary Condition From Lecture 12 See Kittle, Ch 6 Physics 460 F 2006 Lect 20 17

Electrons on a line Solution with Ψ (x) = 0 at x = 0,L Examples of waves - same picture as for lattice vibrations except that here Ψ (x) is a continuous wave instead of representing atom displacements Ψ 0 L From Lecture 12 See Kittle, Ch 6 Physics 460 F 2006 Lect 20 18

Electrons on a line For electrons in a box, the energy is just the kinetic energy which is quantized because the waves must fit into the box E (k) = ( h 2 /2m ) k 2, k = m π/l, m = 1,2,... E In Lecture 12 we emphasized the limit that the box is very large Approaches continuum as L becomes large k From Lecture 12 See Kittle, Ch 6 Physics 460 F 2006 Lect 20 19

Quantization for motion in z direction E n = ( h 2 /2m ) k z 2, k z = n π/l, n = 1,2,... Lowest energy solutions with Ψ n (x) = 0 at x = 0,L Ψ n (x) n = 1 n = 3 Here we emphasize the case where the box is very small n = 2 x Physics 460 F 2006 Lect 20 20

Total energies of Electrons Including the motion in the x,y directions gives the total energy for the electrons: E (k) = ( h 2 /2m* ) (k x 2 + k y 2 + k z 2 ) = E n + ( h 2 /2m* ) (k x 2 + k y2 ) = ( h 2 /2m* ) (n π/l) 2 + ( h 2 /2m* ) (k x 2 + k y2 ) n = 1,2,... This is just a set of two-dimensional free electron bands (with m = m*) each shifted by the constant ( h 2 /2m* ) (n π/l) 2, n = 1,2,... Physics 460 F 2006 Lect 20 21

Quantized two-dimensional bands E n (k x, k y ) = ( h 2 /2m* ) (n π/l) 2 + ( h 2 /2m* ) (k 2 x + k y2 ) n = 1,2,... E n = 3 n = 2 n = 1 k x, k y Physics 460 F 2006 Lect 20 22

Quantized two-dimensional bands What does this mean? One can make twodimensional electron gas in a semiconductor! Example - electrons fill bands in order E n = 3 n = 2 Electrons can move in 2 dimensions but are in one quantized state in the third dimension µ n = 1 k x, k y Physics 460 F 2006 Lect 20 23

Density of States in two-dimensions Density of states (DOS) for each band is constant Example - electrons fill bands in order E n = 3 n = 2 n = 1 DOS Physics 460 F 2006 Lect 20 24

Quantum Layered Structures If wells are very thin one gets quantization of the levels and they are called quantum wells Confined in one direction - free to move in the other two directions Let thickness = L L conduction band minimum electrons Small-gap valence band maximum holes Physics 460 F 2006 Lect 20 25

MOS Structure - Again Electrons form layer Mobile in two dimensions Confined in 3rd dimension If layer is thin enough, can have quantization of levels due to confinement Similar to layer structures discussed next conduction band minimum Semiconductor p-type Metal (+ bias) Oxide insulator µ Layer of electrons valence band maximum at interface Physics 460 F 2006 Lect 20 26

Electrons in two dimensions If the layer is think enough all electrons are in the lowest quantum state in the direction perpendicular to the layer but they are free to move in the other two directions E (k) = ( h 2 /2m* ) (n π/l) 2 + ( h 2 /2m* ) (k 2 x + k y2 ) n = 1,2,... L This can happen in a heterostructure (the density of electrons is controlled by doping) electrons Small-gap holes Or a MOS structure (the density of electrons is controlled by the applied voltage) µ Layer of electrons at interface Physics 460 F 2006 Lect 20 27

Hall Effect See lecture 18 here we consider only electrons of density n = #/area The Hall effect is given by ρ Hall = E Hall / J B = -(1/ne) (SI units) Electrons confined to thin layer B e J E Hall E y z x Physics 460 F 2006 Lect 20 28

Hall Effect Expected result as the density n is changed The Hall constant = is given by ρ Hall = E Hall / J B = V Hall /IB = -(1/ne) where I = J x L y, V Hall = E Hall x L y ρ Hall 1/n n Physics 460 F 2006 Lect 20 29

Hall Effect Consider a MOS device in which we expect n to be proportional to the applied voltage µ Layer of electrons at interface ρ Hall 1/n V Physics 460 F 2006 Lect 20 30

Quantized Hall Effect (QHE) What really happens is ----- Quantized values at the plateaus ρ Hall = (h/e 2 )(1/s), s = integer Now the international standard for resistance! ρ Hall How can we understand this? 1/n V Physics 460 F 2006 Lect 20 31

Quantized Hall Effect In a magnetic field, electrons in two dimensions have a very interesting behavior The energies of the states are quantized at values hω c (ω c = qb/m* = cyclotron frequency from before) (Similar to figure 10, Ch 17 in Kittel) E Landau levels n = 1 hω c DOS Physics 460 F 2006 Lect 20 32

Quantized Hall Effect Now what do you expect for the Hall effect, given by R H = 1/(nec) As a function of the applied voltage V, the electrons fill the Landau levels E When a level is filled the voltage must increase to fill the next level n = 1 DOS Physics 460 F 2006 Lect 20 33

Quantized Hall Effect (QHE) The Hall constant is constant when the levels are filled Elegant argument due to Laughlin that it work in a dirty ordinary semiconductor! Quantized values at the plateaus ρ Hall = (h/e 2 )(1/s), s = integer ρ Hall Values are fixed by fundamental constants Now the international standard 1/n for resistance! Voltage determined by details of device V Physics 460 F 2006 Lect 20 34

Summary What is a semiconductor Structure? Created by Applied Voltages Conducting channels near surfaces Controlled by gate voltages MOSFET Created by material growth Layered semiconductors Grown with atomic layer control by MBE Confinement of carriers High mobility devices 2-d electron gas Quantized Hall Effect Lasers Covered briefly in Kittel Ch 17, p 494-503, 507-511 - added material in the lecture notes Physics 460 F 2006 Lect 20 35

Next time Semiconductor nanostructures Physics 460 F 2006 Lect 20 36

Semiconductor Quantum Dots Structures with electrons (holes) confined in all three directions Now states are completely discrete Artificial Atoms Semiconductor Small-gap e.g. GaAs Semiconductor Large-gap e.g. AlAs Physics 460 F 2006 Lect 20 37

Quantization in all directions Now we must quantize the k values in each of the 3 directions E = ( h 2 /2m* ) [(n x π/l x ) 2 + (n y π/l y ) 2 + (n z π/l z ) 2 ] n x, n y, n x = 1,2,... Lowest energy solutions with Ψ n (x,y,z) = 0 at x = 0,L x, y = 0,L y, z = 0,L z has behavior like that below in all three directions n = 1 n = 3 Ψ n (x) n = 2 x Physics 460 F 2006 Lect 20 38

Confinement energies of Electrons The motion of the electrons is exactly like the electron in a box problems discussed in Kittel, ch. 6 Except the electrons have an effective mass m* And in this case, the box has length L in one direction (call this the z direction - L = L z ) and very large in the other two directions (L x, L y very large) Key Point: For ALL cases, the energy E (k) = ( h 2 /2m* ) (k x 2 + k y 2 + k z 2 ) We just have to figure out what k x, k y, k z are! Physics 460 F 2006 Lect 20 39

Quantization in the confined dimension For electrons in a box, the energy is quantized because the waves must fit into the box (Here we assume the box walls are infinitely high - not true but a good starting point) E (k z ) = ( h 2 /2m* ) k z 2, k z = n π/l, n = 1,2,... E k Physics 460 F 2006 Lect 20 40

Electrons in a thin layer To describe a thin layer, we consider a box with length L in one direction (call this the z direction and define L = L z ) and very large in the other two directions (L x, L y very large) Solution Ψ = 2 3/2 L -3/2 sin(k x x) sin(k y y) sin(k z z), k x = m π/l, m = 1,2,, same for y,z E (k) = ( h 2 /2m ) (k E x2 + k y2 + k z2 ) = ( h 2 /2m ) k 2 Approaches continuum as L becomes large k Physics 460 F 2006 Lect 20 41