Sol-Gel Methods. Hydrolysis Condensation Gelation Ageing Drying Densification

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Sol-Gel Methods Sol-gel process: Hydrolysis Condensation Gelation Ageing Drying Densification Powders: microcrystalline, nanocrystalline, amorphous Monoliths, Coatings, Films, Fibers Aerogels Glasses, Ceramics, Hybrid materials Sol-Gel Methods 1

Sol-Gel Methods Sol = a stable suspension of colloidal solid particles or polymers in a liquid Gel = porous, three-dimensional, continuous solid network surrounding a continuous liquid phase Colloidal (particulate) gels = agglomeration of dense colloidal particles Polymeric gels = agglomeration of polymeric particles made from subcolloidal units Agglomeration = covalent bonds, hydrogen bonds, polymeric chain entanglement Aggregation = van der Walls forces Sol-Gel Methods 2

Sol and Gel Sol-Gel Methods 3

Sol-Gel Methods 4

Sol-Gel Methods Sol-Gel Methods 5

Sol-Gel Chemistry Aqueous Colloid Route inorganic salts, ph, hydrolysis, polycondensation Metal-Oragnic Route metal alkoxides, amides, hydrolysis, polycondensation Pechini and Citrate Gel Method inorganic metal salts, complexing agent, chelate formation, polyesterification with polyfunctional alcohol Nonaqueous Hydroxylation Heterofunctional Condensations Sol-Gel Methods 6

Colloid Route Colloid Route metal salts in aqueous solution, ph and temperature control Hydrolysis M(H 2 O) Z+ b [M(H 2 O) b-1 OH] (Z-1)+ + H + Condensation-polymerization M(H 2 O) b Z+ [(H 2 O) b-1 M(OH) 2 M(H 2 O) b-1 ] (2Z-2)+ + 2H + Sol-Gel Methods 7

Colloid Route OH 2 3 OH 2 2 OH 2 B [Al(H OH 2 O) 4 (OH) 2 ] - 2 H 2 O Al OH 2 H 2 O Al OH H 2 O H 2 O OH 2 HB + ph = 5-7 OH 2 Al(OH) 3 [Al(OH) 4 ] - ph < 3 ph = 4-5 the Keggin cation [Al 13 O 4 (OH) 24 (OH 2 ) 12 ] 7+ Sol-Gel Methods 8

Fe 2+ (aq) + CO 3 2? Colloid Route Fe 3+ (aq) + CO 3 2? Reduction Acid addition Base addition Oxidation Sol-Gel Methods 9

Pechini Sol-Gel Route Major components Dopants Gelling agent Removal of solvents Removal of organics Doped YAG product Sol-Gel Methods 10

Metal-Oragnic (Alkoxide) Route Hydrolysis Metal Alkoxides [M() x ] n + H 2 O H + M-O-H Metal Amides [M(NR 2 ) x ] n + H 2 O R 2 NH + M-O-H Condensation 2 M-O-H M-O-M + H 2 O OXIDE Sol-Gel Methods 11

Metal Alkoxides and Amides Metal Alkoxides [M() x ] n formed by the replacement of the hydroxylic hydrogen of an alcohol (H) through a metal atom Metal Amides [M(NR 2 ) x ] n formed by the replacement of one of the hydrogen atoms of an amine (R 2 NH) through a metal atom Sol-Gel Methods 12

Metal Alkoxides and Amides Homometallic Alkoxides General Formula: [M() x ] n Heterometallic Alkoxides General Formula: M a M b () x ] n Metal Amides M = Metal or metalloid of valency x O = Oxygen Atom N = Nitrogen atom R = simple alkyl, substituted alkyl or aryl group n = degree of molecular association General Formula: [M(NR 2 ) x ] n Sol-Gel Methods 13

Sol-gel in Silica Systems Silicate (aq) Hydrolysis HO Si Condensation Si O H + -H 2 O H 2 O Si OH Si O Si Si -H -H Alkoxide (nonaq) Si Sol-Gel Methods 14

Metal-Oragnic Route Metal-organic Route metal alkoxide in alcoholic solution, water addition Acid catalysed hydrolysis H H O Si O H R H H O Si O H R H O Si + H + H Base catalysed hydrolysis H O Si H R O Si O H O Si + Sol-Gel Methods 15

Metal-Organic Route Oligomers formed by hydrolysis-condensation process -linear -branched -cyclic -polyhedral Never goes to pure SiO 2 n Si() 4 + 2n+(a b)/2 H 2 O Si n O 2n (a+b)/2 (OH) a () b + (4n b) H Sol-Gel Methods 16

GC of TMOS hydrolysis products Si(OMe) 4 + H 2 O Sol-Gel Methods 17

Neg. ion ESI-MS and 29 Si NMR of silicate aq with TMA ions Sol-Gel Methods 18

Silicate anions in aqueous alkaline media (detected by 29 Si-NMR) M = OSiR 3 D = O 2 SiR 2 T = O 3 SiR Q = O 4 Si Q 0 = O 4 Si Q 1 = O 3 SiOSi Q 2 = O 2 Si(OSi) 2 Q 3 = OSi(OSi) 3 Q 4 = Si(OSi) 4 Sol-Gel Methods 19

Si 50 O 75 (OH) 50 three-dimensional clusters formed by (A) four-rings (B) six-rings Sol-Gel Methods 20

Sol-Gel Methods 21

The electrical double layer at the interface of silica and a diluted KCl solution ψ, local potential OHP, outer Helmholtz plane u, local electroosmotic velocity Negative surface charge stems from deprotonated silanols Shielding of this surface charge occurs due to adsorbed ions inside the OHP and by mobile ions in a diffuse layer Potential and EOF velocity profiles are shown at right The shear plane is where hydrodynamic motion becomes possible; z is the potential at this plane The Electrical Double Layer Sol-Gel Methods 22

The Electrical Double Layer Sol-Gel Methods 23

Sol-Gel Methods Isoelectronic point: zero net charge ph = 2.2 for silica Sol-Gel Methods 24

Sol-Gel Methods Longest TEOS gel time = the slowest reaction Effects on hydrolysis rate: ph substituents solvent water Rate of H + catalyzed TEOS hydrolysis (gel time) as a function of ph Sol-Gel Methods 25

Sol-Gel Methods Precursor substituent effects Steric effects: branching and increasing of the chain length LOWERS the hydrolysis rate Si(OMe) 4 > Si(OEt) 4 > Si(O n Pr ) 4 > Si(O i Pr) 4 > Si(O n Bu) 4 > Si(OHex) 4 Inductive effects: electronic stabilization/destabilization of the transition state (TS). Electron density at Si decreases: R Si > Si > HO Si > SiO Si Sol-Gel Methods 26

Acid catalysed hydrolysis Hydrolysis Transition State H H O Si O H R H H O Si O H R H O Si + H + H Acidic conditions: Hydrolysis reaction rate decreases as more alkoxy groups are hydrolyzed TS (+) is destabilized by increasing number of electron withdrawing OH groups The reaction at terminal Si favored, as there is only one electron withdrawing SiO group Linear polymer products are favored, fibers RSi() 3 is more reactive than Si() 4 Sol-Gel Methods 27

Base catalysed hydrolysis Hydrolysis Transition State H O Si H R O Si O H O Si + Basic conditions: Hydrolysis reaction rate increases as more alkoxy groups are hydrolyzed TS ( ) is stabilized by increasing number of electron withdrawing OH groups The reaction at central Si favored, as there is more electron withdrawing SiO groups Branched polymer products are favored, spherical particles, powders RSi() 3 less reactive than Si() 4 Sol-Gel Methods 28

Sol-Gel Methods Si-OH becomes more acidic with increasing number of Si-O-Si bonds Nucleophilic catalysis: F - HMPA N-methylimidazol N,N-dimethylaminopyridin Sol-Gel Methods 29

Sol-Gel Methods Water:alkoxide ratio (R w ) effect stoichiometric ratio for complete hydrolysis = 4 Si() 4 + 4 H 2 O Si(OH) 4 + 4 H additional water from condensation Si-OH + HO-Si Si-O-Si + H 2 O Small amount of water = slow hydrolysis due to the reduced reactant concentration Large amount of water = slow hydrolysis due to the reactant dilution Sol-Gel Methods 30

Sol-Gel Methods Hydrophobic effect Si() 4 are immiscible with water cosolvent H is used to obtain a homogeneous reaction mixture polarity, dipole moment, viscosity, protic behavior alcohol produced during the reaction alcohols - transesterification sonication drying Sol-Gel Methods 31

Acid catalysed condensation fast protonation, slow condensation Condensation H H Si O TS H + O Si Si O Si + H 3 O Positively charged transition state, fastest condensation for () 3 SiOH > () 2 Si(OH) 2 > Si(OH) 3 > Si(OH) 4 TS (+) is destabilized by increasing number of electron withdrawing OH groups Hydrolysis fastest in the first step, i.e. the formation of () 3 SiOH Condensation for this species also fastest, the formation of linear chains Sol-Gel Methods 32

Condensation Base catalysed condensation fast deprotonation, slow condensation Si O TS Si OH Si O + Si + OH Negatively charged transition state, fastest condensation for () 3 SiOH < () 2 Si(OH) 2 < Si(OH) 3 < Si(OH) 4 TS ( ) is stabilized by increasing number of electron withdrawing OH groups Hydrolysis speeds up with more OH, i.e. the formation of Si(OH) 4 Condensation for the fully hydrolysed species fastest, the formation of highly crosslinked particles Sol-Gel Methods 33

Reaction limited cluster aggregation (RLCA) Acid catalysed Base catalysed Reaction limited monomer cluster growth (RLMC) or Eden growth Sol-Gel Methods 34

Acid catalysed condensation condensation to linear chains small primary particles microporosity, Type I isotherms Base catalysed condensation condensation to highly crosslinked particles large primary particles mesoporosity, Type IV isotherms Sol-Gel Methods 35

Gelation Gelation gel point - a spannig cluster reaches across the container, sol particles, oligomers and monomer still present a sudden viscosity increase at the gel point further crosslinking - increase in elasticity Sol-Gel Methods 36

Sol-Gel Methods Ageing Crosslinking condensation of the OH surface groups, stiffening and shrinkage Syneresis shrinkage causes expulsion of liquid from the pores Coarsening materials dissolve from the convex surfaces and deposits at the concave surfaces: necks Rippening Smaller particles have higher solubility thean larger ones Phase separation Fast gelation, different miscibility, isolated regions of unreacted precursor, inclusions of different structure, opaque, phase separation Sol-Gel Methods 37

Drying 1. The constant rate period the gel is still flexible and shrinks as liquid evaporates 2. The critical point the gel becomes stiff and resists further shrinkage, the liquid begins to recede (contact angle θ) into the pores (radius r), surface tension γ creates large capillary pressures P c, stress, cracking 3. The first falling -rate period a thin liquid film remains on the pore walls, flows to the surface and evaporates, the menisci first recede into the largest pores only, as these empty, the vapor pressure drops and smaller pores begin to empty 4. The second falling -rate period liquid film on the walls is broken, further liquid transport by evaporation P c = 2γ cosθ r Sol-Gel Methods 38

Drying Methods To avoid cracking: No meniscus Decrease surface tension Increase wetting angle (isopropanol) Increase pore size Make a stiff gel P c = 2γ cosθ r 1. Supercritical drying 2. Freeze-drying 3. Drying control chemical additives 4. Ageing 5. Large pore gels Sol-Gel Methods 39

Aerogels 1931 Steven S. Kistler J. Phys. Chem. 34, 52, 1932 Aerogels = materials in which the typical structure of the pores and the network is largely maintained while the pore liquid of a gel is replaced by air The record low density solid material - 0.001 g/cm 3 density of air 1.2 mg/cm 3 Sol-Gel Methods 40

Aerogels - Supercritical Drying Silica aerogel From sodium silicate 3 steps Salt washing Water replacement Supercritical drying From silicon alkoxides 1 step Supercritical drying Sol-Gel Methods 41

Supercritical Drying Cold supercritical drying path in the Pressure (P) Temperature (T) phase diagram of CO 2 Sol-Gel Methods 42

Supercritical Drying Sol-Gel Methods 43

Densification Densification Stage I. Below 200 C, weight loss, no shrinkage pore surface liquid desorption Stage II. 150-700 C, both weight loss and shrinkage loss of organics - weight loss further condensation - weight loss and shrinkage structural relaxation - shrinkage Stage III. Above 500 C, no more weight loss, shrinkage only close to glass transition temperature, viscous flow, rapid densification, large reduction of surface area, reduction of interfacial energy, termodynamically favored Sol-Gel Methods 44

Sintering mechanisms Sintering mechanisms solid, liquid, gas phase 1. Evaporation-condensation and dissolutionprecipitation 2. Volume diffusion 3. Surface diffusion 4. Grain boundary diffusion 5. Volume diffusion from grain boundaries 6. Volume diffusion from dislocations, vacancies Sol-Gel Methods 45

Densification Densification Sol-Gel Methods 46

Densification Sol-Gel Methods 47

Dehydration sequence of hydrated alumina in air Path (b) is favored by moisture, alkalinity, and coarse particle size (100µm) path (a) by fine crystal size (<10µm) Sol-Gel Methods 48

HT-XRD of the phase transitions g = Gibbsite γ-al(oh) 3 b = Boehmite γ-al(o)oh γ = γ-al 2 O 3 alumina α = α-al 2 O 3 Corundum Sol-Gel Methods 49

Gibbsite to Boehmite to Gamma Gibbsite γ-al(oh) 3 to Boehmite γ-al(o)oh to γ-al 2 O 3 alumina (defect spinel) CCP Sol-Gel Methods 50

27 Al Solid-State NMR spectra Sol-Gel Methods 51

Bayerite to Diaspore to Corundum Bayerite α-al(oh) 3 to Diaspore α-al(o)oh to α-al 2 O 3 Corundum HCP Sol-Gel Methods 52

Metal Coordination Oxygen Coordination Sol-Gel Methods 53

Metal-Oxide Clusters Sol-Gel Methods 54

Metal-Oxide Clusters Sol-Gel Methods 55