Shareholdin Pattern under Reulation 31 of SEBI (Listin Obliations and Disclosure Requirements) Reulations, 2015 1. Name of Listed Entity: Patel Enineerin Limited 2. Scrip Code/Name of Scrip/Class of Security: 531120 3. Share Holdin Pattern Filed under: Re. 31(1)(a)/Re. 31(1)(b)/Re.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter endin 31st March 2017 b. If under 31(1)(c) then indicate date of allotment/extinuishment 4. Declaration: The Listed entity is required to submit the followin declaration to the extent of submission of information:- Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any aainst which depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? Yes 5 Whether any by promoters are plede or otherwise? No
Patel Enineerin Limited Table I - Summary Statement holdin of specified fully paid up Depositor Shareholdin as a no. of (calculated as per SCRR, Number of Votin Rihts in each class of Number of pleded or otherwise Cateory Cateory of er ers y Receipts Total nos. 1957) Class e: X Class e: y Total (A+B+C) Warrants) capital) (b) (b) d form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) As a (A+B+C2) (IX) (X) (XI)=(VII)+(X) As a (XII) (XIII) (XIV) (A) Promoter & Promoter Group 11 38883431 0 0 38883431 24.7674 38883431 0 38883431 24.7674 0 24.7674 6979131 17.9488 0 0.0000 38883431 (B) Public 59880 112082360 0 0 112082360 71.3925 112082360 0 112082360 71.3925 0 71.3925 80188409 71.5441 NA NA 111151320 (C) Non Promoter - Non Public 0 0 0 0.0000 NA NA (C1) DRs 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (C2) Held By Employee Trust 2 6028900 0 0 6028900 3.8400 0 0 0 0.0000 0 3.8400 0 0.0000 NA NA 6028900 Total 59893 156994691 0 0 156994691 100.0000 150965791 0 150965791 100.0000 0 100.0000 87167540 55.5226 0 0.0000 156063651 Shareholdin, as a % assumin full conversion of ( as a percentae of diluted share As a As a Number of in dematerialise
Patel Enineerin Limited Table II - Statement showin in pattern of the Promoter and Promoter Group Cateory & Name of the ers PAN ers fully paid up Depositor y Receipts Total nos. (VII) = (IV)+(V)+ (VI) (A+B+C2) Total (VIII) As a (A+B+C2) (IX) (X) (XI)= (VII)+(X) As a (A+B+C2) Number of pleded or otherwise (I) (II) (III) (IV) (V) (VI) (XII) (XIII) (XIV) 1 Indian (a) Individuals / Hindu Undivided Family 5 2923300 0 0 2923300 1.8620 2923300 0 2923300 1.8620 0 1.8620 0 0.0000 0 0.0000 2923300 Patel Rupen Pravin AACPP8986C 1 1352600 0 0 1352600 0.8616 1352600 0 1352600 0.8616 0 0.8616 0 0.0000 0 0.0000 1352600 Alina Rupen Patel APCPP5823K 1 1290000 0 0 1290000 0.8217 1290000 0 1290000 0.8217 0 0.8217 0 0.0000 0 0.0000 1290000 Patel Chandrika Pravin AACPP7971P 1 149900 0 0 149900 0.0955 149900 0 149900 0.0955 0 0.0955 0 0.0000 0 0.0000 149900 Ryan Rupen Patel APCPP5880J 1 90000 0 0 90000 0.0573 90000 0 90000 0.0573 0 0.0573 0 0.0000 0 0.0000 90000 Patel Pravin Arjunbhai AAGPP4933R 1 40800 0 0 40800 0.0260 40800 0 40800 0.0260 0 0.0260 0 0.0000 0 0.0000 40800 (b) Central Government / State Government(s) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (c) Financial Institutions / Banks 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (d) Any Other (Specify) 3 35409681 0 0 35409681 22.5547 35409681 0 35409681 22.5547 0 22.5547 6979131 19.7097 0 0.0000 35409681 Bodies Corporate 3 35409681 0 0 35409681 22.5547 35409681 0 35409681 22.5547 0 22.5547 6979131 19.7097 0 0.0000 35409681 Patel Corporation Llp AAMFP3196J 1 18665257 0 0 18665257 11.8891 18665257 0 18665257 11.8891 0 11.8891 4361957 23.3694 0 0.0000 18665257 Praham India Llp AAMFP3204H 2 16744424 0 0 16744424 10.6656 16744424 0 16744424 10.6656 0 10.6656 2617174 15.6301 0 0.0000 16744424 Sub Total (A)(1) 8 38332981 0 0 38332981 24.4167 38332981 0 38332981 24.4167 0 24.4167 6979131 18.2066 0 0.0000 38332981 2 Forein (a) Individuals (Non-Resident Individuals / Forein Individuals) 3 550450 0 0 550450 0.3506 550450 0 550450 0.3506 0 0.3506 0 0.0000 0 0.0000 550450 Sonal Patel AACPB1399R 2 350500 0 0 350500 0.2233 350500 0 350500 0.2233 0 0.2233 0 0.0000 0 0.0000 350500 Rianna Batra ALCPB9716B 1 199950 0 0 199950 0.1274 199950 0 199950 0.1274 0 0.1274 0 0.0000 0 0.0000 199950 (b) Government 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (c) Institutions 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (d) Forein Portfolio Investor 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (e) Any Other (Specify) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Sub Total (A)(2) 3 550450 0 0 550450 0.3506 550450 0 550450 0.3506 0 0.3506 0 0.0000 0 0.0000 550450 Total Shareholdin Of Promoter And Promoter Group (A)= (A)(1)+(A)(2) 11 38883431 0 0 38883431 24.7674 38883431 0 38883431 24.7674 0 24.7674 6979131 17.9489 0 0.0000 38883431 Sharehold in % calculated as per SCRR, 1957 As a Number of Votin Rihts in each class of Class e: X Class e: y (A+B+C) Warrants) Shareholdin, as a % assumin full conversion of ( as a percentae of diluted share capital) As a (b) As a (b) Number of in demateri alised form
Patel Enineerin Limited Table III - Statement showin in pattern of the Public er Cateory & Name of the ers PAN ers fully paid up Depositor Total nos. y Receipts Sharehold in % calculated as per SCRR, 1957 As a (A+B+C2) Number of Votin Rihts in each class of Number of pleded or otherwise (VII) = (VIII) As a (XI)=(VII)+(X) (IV)+(V)+ As a (I) (II) (III) (IV) (V) (VI) (VI) (A+B+C2) (IX) (X) (A+B+C2) (XII) (XIII) (XIV) 1 Institutions (a) Mutual Fund 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (b) Venture Capital Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (c) Alternate Investment Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (d) Forein Venture Capital Investors 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (e) Forein Portfolio Investor 5 92172 0 0 92172 0.0587 92172 0 92172 0.0587 0 0.0587 0 0.0000 NA NA 92172 (f) Financial Institutions / Banks 27 81592544 0 0 81592544 51.9715 81592544 0 81592544 51.9715 0 51.9715 80188409 98.2791 NA NA 81592544 Dena Bank AAACD4249B 12102989 0 0 12102989 7.7092 12102989 0 12102989 7.7092 0 7.7092 12102989 100.0000 NA NA 12102989 Idbi Bank Ltd. AABCI8842G 7147073 0 0 7147073 4.5524 7147073 0 7147073 4.5524 0 4.5524 6685461 93.5412 NA NA 7147073 Icici Bank Ltd AAACI1195H 7082490 0 0 7082490 4.5113 7082490 0 7082490 4.5113 0 4.5113 7082490 100.0000 NA NA 7082490 Bank Of India AAACB0472C 6602605 0 0 6602605 4.2056 6602605 0 6602605 4.2056 0 4.2056 6602605 100.0000 NA NA 6602605 Bank Of Baroda AAACB1534F 6600521 0 0 6600521 4.2043 6600521 0 6600521 4.2043 0 4.2043 6390891 96.8240 NA NA 6600521 Axis Bank Limited AAACU2414K 6429313 0 0 6429313 4.0952 6429313 0 6429313 4.0952 0 4.0952 6429313 100.0000 NA NA 6429313 Bank Of Maharashtra AACCB0774B 6070706 0 0 6070706 3.8668 6070706 0 6070706 3.8668 0 3.8668 6070706 100.0000 NA NA 6070706 Canara Bank-Mumbai AAACC6106G 5558410 0 0 5558410 3.5405 5558410 0 5558410 3.5405 0 3.5405 5558410 100.0000 NA NA 5558410 State Bank Of Patiala AACCS0143D 4636277 0 0 4636277 2.9531 4636277 0 4636277 2.9531 0 2.9531 4636277 100.0000 NA NA 4636277 Corporation Bank AAACC7245E 4204840 0 0 4204840 2.6783 4204840 0 4204840 2.6783 0 2.6783 4204840 100.0000 NA NA 4204840 Dbs Bank Limited AAACT4652J 3541117 0 0 3541117 2.2556 3541117 0 3541117 2.2556 0 2.2556 3541117 100.0000 NA NA 3541117 Standard Chartered Bank AABCS4681D 2867576 0 0 2867576 1.8265 2867576 0 2867576 1.8265 0 1.8265 2867576 100.0000 NA NA 2867576 Yes Bank Limited AAACY2068D 1997954 0 0 1997954 1.2726 1997954 0 1997954 1.2726 0 1.2726 1997954 100.0000 NA NA 1997954 Export- Import Bank Of India AAACE2769D 1600925 0 0 1600925 1.0197 1600925 0 1600925 1.0197 0 1.0197 1600925 100.0000 NA NA 1600925 () Insurance Companies 1 2266764 0 0 2266764 1.4438 2266764 0 2266764 1.4438 0 1.4438 0 0.0000 NA NA 2266764 Life Insurance Corporation Of India AAACL0582H 2266764 0 0 2266764 1.4438 2266764 0 2266764 1.4438 0 1.4438 0 0.0000 NA NA 2266764 (h) Provident Funds/ Pension Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (i) Any Other (Specify) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 Sub Total (B)(1) 33 83951480 0 0 83951480 53.4741 83951480 0 83951480 53.4741 0 53.4741 80188409 95.5176 NA NA 83951480 Central Government/ State Government(s)/ 2 President of India Central Government / State Government(s) 1 282 0 0 282 0.0002 282 0 282 0.0002 0 0.0002 0 0.0000 NA NA 282 Sub Total (B)(2) 1 282 0 0 282 0.0002 282 0 282 0.0002 0 0.0002 0 0.0000 NA NA 282 3 Non-Institutions (a) Individuals 0 0 0 NA NA i. Individual ers holdin nominal share capital up to Rs. 2 lakhs. 56366 19681618 0 0 19681618 12.5365 19681618 0 19681618 12.5365 0 12.5365 0 0.0000 NA NA 18776678 ii. Individual ers holdin nominal share capital in excess of Rs. 2 lakhs. 3 1788576 0 0 1788576 1.1393 1788576 0 1788576 1.1393 0 1.1393 0 0.0000 NA NA 1788576 (b) NBFCs reistered with RBI 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (c) Employee Trusts 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 Class e: X Class e: y Total (A+B+C) Warrants) Shareholdin, as a % assumin full conversion of ( as a percentae of diluted share capital) As a (b) As a (b) Number of in dematerial ised form
(d) Overseas Depositories(holdin DRs) (balancin fiure) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (e) Any Other (Specify) 3477 6660404 0 0 6660404 4.2424 6660404 0 6660404 4.2424 0 4.2424 0 0.0000 NA NA 6634304 Trusts 4 2107 0 0 2107 0.0013 2107 0 2107 0.0013 0 0.0013 0 0.0000 NA NA 2107 Hindu Undivided Family 1805 1087246 0 0 1087246 0.6925 1087246 0 1087246 0.6925 0 0.6925 0 0.0000 NA NA 1087246 Non Resident Indians (Non Repat) 209 125797 0 0 125797 0.0801 125797 0 125797 0.0801 0 0.0801 0 0.0000 NA NA 125797 Non Resident Indians (Repat) 602 660572 0 0 660572 0.4208 660572 0 660572 0.4208 0 0.4208 0 0.0000 NA NA 638372 Clearin Member 298 815200 0 0 815200 0.5193 815200 0 815200 0.5193 0 0.5193 0 0.0000 NA NA 815200 Bodies Corporate 559 3969482 0 0 3969482 2.5284 3969482 0 3969482 2.5284 0 2.5284 0 0.0000 NA NA 3965582 Sub Total (B)(3) 59846 28130598 0 0 28130598 17.9182 28130598 0 28130598 17.9182 0 17.9182 0 0.0000 NA NA 27199558 Total Public Shareholdin (B)= (B)(1)+(B)(2)+(B)(3) 59880 112082360 0 0 112082360 71.3925 112082360 0 112082360 71.3925 0 71.3925 80188409 71.5442 NA NA 111151320
Patel Enineerin Limited Table IV - Statement showin in pattern of the Non Promoter- Non Public er Cateory & Name of the ers PAN ers fully paid up Depositor y Receipts Total nos. Sharehold in % calculate d as per SCRR, 1957 As a (A+B+C2) Number of Votin Rihts in each class of Number of pleded or otherwise As a (b) (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII) As a (A+B+C2) (IX) (X) (XI)=(VII)+(X) As a (A+B+C2) (XII) (XIII) (XIV) 1 Custodian/DR Holder 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 Employee Benefit Trust (under SEBI (Share based 2 Employee Benefit) Reulations, 2014) 2 6028900 0 0 6028900 3.8402 6028900 0 6028900 3.8402 0 3.8402 0 0.0000 NA NA 6028900 Patel Enineerin Employees Welfare Trust AAATP6632R 5964850 0 0 5964850 3.7994 5964850 0 5964850 3.7994 0 3.7994 0 0.0000 NA NA 5964850 Total Non-Promoter- Non Public Shareholdin (C)= (C)(1)+(C)(2) 2 6028900 0 0 6028900 3.8402 6028900 0 6028900 3.8402 0 3.8402 0 0.0000 NA NA 6028900 X y Total (A+B+C) Warrants) Shareholdin, as a % assumin full conversion of ( as a percentae of diluted share capital) As a (b) Number of in demateri alised form