Optiform Technologies A Fit-for-Purpose Solution to Solid-State Issues

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Optiform Technologies A Fit-for-Purpose Solution to Solid-State Issues Dr. David Igo Director, Optiform Technologies Catalent Pharma Solutions AAPS 2010, New Orleans, LA November 15-17, 2010

Optiform Technologies High-throughput platform for salt, crystal-form, and cocrystal screening Developed and refined over the past ten years within GlaxoSmithKline Applied to more than 500 compounds, spanning from early stage lead compounds through launched products Team of scientists with diverse backgrounds Analytical Chemistry Synthetic Chemistry Physical Chemistry Materials Science Crystal Engineering Pharmaceutical Sciences Automation and Software Development

Optiform Technologies Optimizes API Performance Enables Robust Manufacturing Enhances Profitability High-Throughput Platform Proven Screening Workflows Material Efficient Faster to Market

Optimized API Performance Increase solubility - optimized in-vivo performance - speeds assessment of safety and efficacy Optimized shelf-life; Stability Hygroscopicity Particle attributes shape/habit and size-distribution Bulk attributes density and flow

Enabling Robust Manufacturing Operations Drug Substance/API Consistent production of suitable/stable salt. Knowledge of form space enables design of more reliable crystallization processes. Avoiding problematic forms Operating in a region where desired form is most-stable Optimized yield and purity. Drug Product Salt and crystal-form compatible with formulation. Salt and form stable during manufacturing operation (e.g., compression, wet-granulation)

Enhancing Profitability - Reducing costs and risks Product development usually costs 30-35% of overall cost of developing a drug Optimizing salt and form early in the development process can significantly reduce potential risks and contribute to overall cost savings Resource Investment Optimize salt and solid form Substantial risk if salt and form issues arise Risks Discovery Phase I Phase II Phase III Launch Time

Crystal Form Screen Stage EARLY (Lead to Candidate Selection) MID (Prior to DRF, 28 day GLP tox, FTIH studies) MID-LATE Post-FTIH LATE (post-poc, Phase II) Development Goal Lead optimization and selection Crystallizing previously amorphous material (to support PK/BA assessment). Produce crystalline material to enable purification and isolation. Cursory glance at crystal-form space Early Development Discovery of important crystalline forms (e.g., anhydrous, hydrated, and solvated). Assessing form-relationships (e.g., kinetic and thermodynamic) Recommend suitable form for development. Evaluate impact on bioavailability and formulation API and Drug Product Process Development Identify and evaluate forms that may present risk to process (e.g., forms stable at process temperatures and conditions; metastable forms) Perform risk-assessment employing metastable forms (e.g., seeding studies) Process and IP Protection Comprehensive evaluation of form space Process risk-assessment. Identifying product line extension opportunities Evaluate and strengthen intellectual property Increasing Form Space Knowledge

Crystal Form Screen Design Strategy Rigorous experimental design that is customizable for each API. Predicted solubility to achieve a diverse solvent set in the design. PC 3 methanol Variety of high-throughput crystallization modes: water PC 2 pentane Thermal treatment Isothermal PC 1 Cycling Cooling Evaporative Antisolvent Addition Vapor Diffusion

Salt Screening Stage EARLY (Lead to Candidate Selection) MID (Prior to DRF, 28 day GLP tox, FTIH studies) LATE (post-poc, Phase II) LAUNCH Development Goal Lead optimization and selection (material limitations) Enhancing solubility/bioavailability to support PK and tox studies. Optimize physical properties. Optimize developability attributes (e.g., stability, hygroscopicity, dosing compatibility). Early Development Optimized salt form identified to support DRF and GLP tox. Compatible with FTIH formulation. Can be reproducibly obtained from API process. API and Drug Product Process Development A salt decision may be revisited if the existing salt proves too problematic to progress or a new formulation is required. IP Protection A careful evaluation of the salt should be done around the time the product is going to be launched to ensure that relevant IP is protected. Exploration of possible product line extension should also commence. This may require a more thorough salt screen Increasing Scope and and Process Knowledge

Salt Screen Design Strategy The chemical structure and pk a of the parent are inspected Solubility and stability at different ph values & in different organic solvents are assessed The details of the formulation design such as route of administration, projected human doses, desired dosage form are used to direct the selection of counter-ions that will be employed 1.72 (B) N Q Q X O S Q N Q X 6.24 (A) O X

Cocrystal Screening and Design Strategy Strategic Provides an option for enhancing kinetic solubility and increase in BA Applicable to non-ionizable and ionizable compounds and salts Opportunities for lifecycle management. Technical Literature data and queries in structural databases can advise on potential for forming stable structural motifs Various approaches (e.g., solvent-drop grinding, evaporation) have shown effectiveness in inducing cocrystallization Manual and high-throughput modes

Screens Optimized to Maximize Success Solvents are selected based on a selection criteria Recipe is converted to a design and executed in the lab Selection is finalized with priority applied towards unique solvent systems Selection is converted to a recipe Seamless interface between design and execution.

Computationally Assisted Data Analysis and Visualization Enhances Speed Processing Initial clustering and sorting of FTRaman spectra is primarily using unsupervised clustering algorithm. The custom tool utilizes multivariate principal component analysis (PCA) to distinguish subtle spectral differences Visualization Clusters created in the initial step are visualized and closely inspected to reveal the relationships between samples Validation Representatives of clusters are identified for 2nd tier analysis

Case Study: Crystal Form Screen Objective: Examine form space of an API with moderate flexibility and MW API has several heteroatoms that can act as H-bond donors and acceptors thus propensity for polymorphism is expected to be high Screen was performed using 48 solvent systems and three crystallization modes (thermal treatments/temperature-cycling, evaporation, rapid cooling)

Case Study: Crystal Form Screen Several non-solvated forms discovered Series of isostructural solvates as well as distinct solvates have also been obtained Solid Form Identification Col DMF solvate (Isostructural Solvate) Form 1 (non-solvated)

Case Study: Single Crystal Structures Form 1 - intermolecular H-bonding motif involving C-O-H N(aromatic) interaction. DMF solvate - C=O H-O interaction replaces H-bonding motif The propensity for H-bonding could explain the occurrence of several solvates involving solvents that can interact via H-bonds. H-Bonding Motif Conformation Form 1 C-O-H N aromatic interaction C=O H-O interaction Form 1 DMF Solvate DMF Solvate

Optiform Technologies HT platform for salt, crystal-form, and co-crystal discovery Team of diverse and experienced scientists Industry-proven workflows Optimizing API Performance Enabling Robust Manufacturing Enhancing Profitability Faster to Market

Instrumentation X-Ray Diffraction Panalytical X Pert Pro Diffractometer Variable temperature and humidity capabilities Multi-sample Bruker D8 with area detector for automated wellplate analysis Vibrational Spectroscopy 3 Thermo-Nicolet FT-raman benches with microsampling capabilities Mid-IR spectrophotometers for ATR, thermogravimetric and microspectroscopy applications Dispersive raman spectrophotometer for microspectroscopy Thermal Analysis Equipment Differential scanning calorimeters with modulated capabilities Thermogravimetric analysis with inline mid-ir analysis Dynamic Vapor Sorption Analysis Multiple sample parallel operation HPLC Lyophilizers (up to ~10g) Scales of operation (up to 1L) Microscopy Polarized light microscopes with hot-stage Stereoscopes Automated Sample Preparation Tecan liquid-handling robots Symyx /Autodose powder handling robots Custom automation tools Access to Catalent network Multi-nuclear NMR Hyphenated mass spectrometric techniques Dissolution testing Formulation options to address unmet needs (Zydis Technology and Softgel capsules) Access to offsite instruments Electron microscopy Single crystal diffractometer Panalytical is a registered trademark of Panalytical B.V. Corp Tecan is a registered trademark of Tecan Group AG Corp Autodose is a registered trademark of Tandem Medical, Inc Bruker is a registered trademark of Bruker-Physik

Software Symyx,1 Automation Suite Primarily used for designing and executing high-throughput screens Custom widgets to enable custom workflows Aspen Properties,2 Solubility prediction via NRTL-SAC is incorporated in the crystal-form design Data Analysis Suites Utilized for multivariate analysis and visualization of screening data Symyx is a registered trademark of Symyx Solutions, Inc. Aspen Properties is a registered trademark of Aspen Technology, Inc. 2010 Catalent Pharma Solutions. All rights reserved