Esterification of Hydroxylated Polymers with 2-Sulfobenzoic Acid Cyclic Anhydride

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Esterification of Hydroxylated Polymers with 2-Sulfobenzoic Acid Cyclic Anhydride Peter D. Iddon, Duan C. Vo, and Steven P. Armes Department of Chemistry, University of Sheffield, UK Macro Group Meeting, Sheffield 2005 Email: P.Iddon@shef.ac.uk

Background Usually the synthesis of polyacids with narrow polydispersity (PDI) involves protecting group chemistry. Direct synthesis via living radical polymerisation techniques can be problematic. Liu and coworkers partial esterification of PtBA-b-PHEMA diblock copolymers with succinic anhydride (SA) (13-18 mol %). 1 Bories-Azeau et al. first complete derivatisation of PHEMA, PHPMA, and PGMA using SA and 1,2-cyclohexanedicarboxylic anhydride (CDA). 2 Dr Duan Vo esterification of diblock copolymers using SA and 2-sulfobenzoic acid cyclic anhydride (SBA). Benefits: synthetically undemanding (no protecting group chemistry), mild reaction conditions, and atom efficient. Succinic anhydride (SA) 1,2-Cyclohexanedicarboxylic anhydride (CDA) S 2-Sulfobenzoic acid cyclic anhydride (SBA) 1. Li, Z.; et al. Biomacromolecules 2002, 3, 984. 2. Bories-Azeau, X.; et al. Macromolecules 2004, 37, 8903. 2

Introduction SA and CDA give carboxylic acid functionality these are weak acids. The ph sensitivity of these groups has been exploited to prepare block copolymers with interesting aqueous solution properties. 1 However there may be situations in which a ph insensitive polyacid block is required. SBA introduces a sulfonate group a strong acid (ph insensitive). Similarity/analogous to poly(sodium 4-styrenesulfonate) (PNaStS) polymers. 2 We can derive low PDI weak polyacids from PHEMA, PHPMA or PGMA using SA is it possible to obtain low PDI strong polyacids using SBA? These precursor polymers can be easily synthesised with low PDI via atom transfer radical polymerisation (ATP). H + S base General base-catalysed reaction of SBA with a hydroxy group 1. Bories-Azeau, X.; et al. Macromolecules 2004, 37, 8903. 2. Iddon, P. D.; et al. Polymer 2004, 45, 759; Choi, C. K.; Kim Y. B. Polymer Bulletin 2003, 49, 433. 3 S H+

Hydroxylated Polymers PHEMA [poly(2-hydroxyethyl methacrylate)], PHPMA [poly(2-hydroxypropyl methacrylate)], and PGMA [poly(glycerol monomethacrylate)] homopolymers: n X n X n X n X n X H H H H 75 % 25 % H H 92 % 8 % H PHEMA PHPMA isomers PGMA isomers Where = N Possible applications for sulfonated polymers include: Proton conducting cell membranes for fuel cells. Layer-by-layer deposition of polyelectrolyte multilayers. ph-insensitive charge stabiliser for micelles. 4

Experimental Design Pyridine was the preferred solvent for the previous work using SA reported by X. Bories-Azeau et al. 1 However, this solvent is toxic and malodorous, so a more benign esterification solvent would be ideal. In addition, SBA is only slightly soluble in pyridine, and the homopolymer precursors become increasingly insoluble as the degree of esterification (D est ) increases. Preliminary experiments indicated that of the alternative solvents studied, THF gave higher D est values for PHEMA and PHPMA, whereas acetone was the better reaction solvent for PGMA. Unfortunately, only the PHPMA homopolymer precursor is fully soluble in the alternative reaction solvent (THF). PHEMA and PGMA are only swelled in their respective alternative solvents. In addition, none of the esterified homopolymers are fully soluble in their reaction solvents. As the reaction conditions are heterogeneous, care must be taken to ensure efficient mixing during the reaction. 1. Bories-Azeau, X.; et al. Macromolecules 2004, 37, 8903. 5

Experimental Design Despite the solubility issues, it is possible to obtain high D est values in pyridine, THF, and acetone (depending on the homopolymer). Pyridine is basic, so catalyses the reaction. However, it may be necessary to add a base to catalyse reactions carried out in THF and acetone. Preliminary studies showed that triethylamine (TEA) was a suitable base. Dialysis was used to purify the esterified polymers. 1 H NM was used to determine D est (after dialysis to remove excess SBA/TEA). Polymer H + S pyridine or acetone/tea or THF/TEA 48-66 h at 20 ºC Polymer S H+ Esterification reaction of SBA with a polymeric hydroxy residue 6

Determination of D est by 1 H NM A Hydrolysed SBA A H S H+ B n H X D 2 C S n X B PHEMA precursor NH+ CD 3 D C Esterified SBA:PHEMA (after dialysis) D 2 8 7 6 5 4 δ / ppm 3 2 1 0 7

Esterification in Pyridine Despite the low solubility of SBA and esterified polymers in pyridine, it is still possible to attain high D est values in this solvent. Data for the esterification of hydroxylated homopolymers with SBA, in pyridine at 20 ºC. Polymer a atio of SBA to H Groups eaction Time (h) D est of H Groups (%) b PHEMA 2.0 48 100 PHPMA 2.0 48 34 PGMA 2.0 48 87 PHEMA 2.0 168 100 PHPMA 2.0 168 87 PGMA 2.0 168 100 a Precursor polymer concentration was 2.5 w/v %. b Measured by 1 H NM 8

Esterification in THF or Acetone An equimolar ratio of TEA to SBA has proved to be necessary to obtain the highest D est values. There is evidence of side reactions in these solvents. Data for the esterification of hydroxylated homopolymers with SBA at 20 ºC for 64 h. Polymer a Solvent atio of SBA to H Groups atio of TEA to H Groups D est of H Groups (%) b PHEMA THF 2.0 2.0 98 PHPMA THF 2.0 2.0 95 PGMA Acetone 2.0 2.0 93 PHEMA THF 2.0 1.0 79 PHPMA THF 2.0 1.0 69 PGMA Acetone 2.0 1.0 62 PHEMA THF 2.0 no TEA 88 PHPMA THF 2.0 no TEA 77 PGMA Acetone 2.0 no TEA 7 a Precursor polymer concentration was 2.5 w/v %. b Measured by 1 H NM 9

Effect of SBA Concentration Dest of Hydroxy Groups (%) 100 90 80 70 60 50 40 30 20 10 0 A TEA:H group molar ratio = 1.0 0.0 0.5 1.0 1.5 2.0 SBA/H Group atio Dest of Hydroxy Groups (%) 100 90 80 70 60 50 40 30 20 10 0 B TEA:H group molar ratio = 2.0 0.0 0.5 1.0 1.5 2.0 SBA/H Group atio Degree of esterification (D est ) of PHEMA in THF ( ), PHPMA in THF ( ), and PGMA in acetone ( ), with SBA at 20 ºC for 66 h, with either a TEA:H group molar ratio = 1.0 (A) or a TEA:H group molar ratio = 2.0 (B). Precursor polymer concentration was 2.5 w/v %. 10

Homopolymer Esterification Kinetics Dest of Hydroxy Groups (%) 100 80 60 40 20 0 The THF soluble PHPMA ( ) reacts rapidly at the start of the reaction, but the rate decreases as the esterified polymer becomes increasingly insoluble PHEMA ( ) and PGMA ( ) react more slowly initially, yet attain similar D est values to PHPMA as the reaction progresses 0 8 16 24 32 40 48 56 64 eaction Time (h) Degree of esterification (D est ) against reaction time for PHEMA in THF ( ), PHPMA in THF ( ), and PGMA in acetone ( ) with SBA at 20 ºC. SBA:H group molar ratio = 2.0, TEA:H group molar ratio = 2.0, and precursor polymer concentration was 2.5 w/v %. 11

GPC Data GPC data obtained in a DMF eluent for the PHPMA precursor and corresponding SBA:PHPMA after esterification. There is a clear increase in molecular weight, and there is no apparent evidence of chain scission or cross-linking during the esterification reaction. Polymer M n M w PDI (M w /M n ) Increase in molecular weight PHPMA 10,500 15,100 1.44 SBA:PHPMA 14,200 21,500 1.52 I esponse 18 20 22 24 26 etention Time (min.) GPC analysis conditions: DMF eluent, 1.0 ml flow rate, PLgel mixed B column set, 70 ºC run temperature, and calibrated with PMMA standards. Data collected by Dr Duan Vo. Although the values for M n and M w GPC are not directly comparable due to the differences in chemical structure between the PMMA calibration standards, PHPMA, and SBA:PHPMA; the peaks are both unimodal and similar in shape 12

Esterification at Elevated Temperature The esterification reaction is relatively slow at room temperature. Previous work with a different esterification agent (SA) showed that increasing the reaction temperature decreased D est. 1 A preliminary experiment esterifying PHPMA using SBA in refluxing THF (66 ºC) was carried out (in collaboration with Dr Duan Vo). Comparison of data for the esterification of PHPMA homopolymer with SBA at 66 ºC for 8 h, with previous data collected at 20 ºC. atio of SBA:H groups = 2.0 and ratio of TEA:H groups = 2.0. Polymer a Temperature (ºC) eaction Time (h) D est of H Groups (%) b PHPMA 66 8 92 PHPMA 20 8 41 c PHPMA 20 61 92 c a Precursor polymer concentration was 2.5 w/v %. b Measured by 1 H NM. c Values interpolated from kinetics plot. 1. Bories-Azeau, X.; et al. Macromolecules 2004, 37, 8903. 13

Conclusions Although THF and acetone are more benign solvents (compared to pyridine), there are some issues regarding side reactions in these solvents. TEA reacts/interacts with SBA. SBA reacts with acetone. The heterogeneous reaction conditions makes synthesis more difficult and potentially prone to reproducibility problems. However, high degrees of esterification for hydroxylated homopolymers are possible using SBA in THF and acetone. eaction conditions are mild, and there is no evidence of chain scission or cross-linking for reactions carried out at 20 ºC (by GPC). Initial experiments suggest that higher reaction temperatures can significantly increase the rate of reaction. These promising results provide a basis for investigating the esterification of block copolymers with SBA, to produce novel block copolymers with interesting properties. 14

Further Work Continue with study of high temperature esterification reactions. Investigate the use of a microwave reactor to increase the reaction rate even further. Explore the use of DMF or DMS as homogenous reaction solvents. Extend preliminary results for the esterification of diblock and triblock copolymers, using optimised reaction conditions from homopolymer study. Professor Steve Armes. EPSC and Avecia for funding this work. Acknowledgements Dr Duan Vo for DMF GPC data, high temperature experiments, and other collaborative work. The rest of the Armes esearch Group. 15