Cyclic strength testing of Christchurch sands with undisturbed samples

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Cyclic strength testing of Christchurch sands with undisturbed samples M.L. Taylor, M. Cubrinovski & B.A. Bradley Dept. Civil & Natural Resources Engineering, University of Canterbury, Christchurch, New Zealand. 2013 NZSEE Conference ABSTRACT: Novel Gel-push sampling was employed to obtain high quality samples of Christchurch sands from the Central Business District, at sites where liquefaction was observed in 22 February 2011, and 13 June 2011 earthquakes. The results of cyclic triaxial testing on selected undisturbed specimens of typical Christchurch sands are presented and compared to empirical procedures used by practitioners. This comparison suggests cyclic triaxial data may be conservative, and the Magnitude Scaling Factor used in empirical procedures may be unconservative for highly compressible soils during near source moderate to low magnitude events. Comparison to empirical triggering curves suggests the empirical method generally estimates the cyclic strength of Christchurch sands within a reasonable degree of accuracy as a screening evaluation tool for liquefaction hazard, however for sands with moderate to high fines content it may be significantly unconservative, highlighting the need for high quality sampling and testing on important projects where seismic performance is critical. 1 INTRODUCTION 1.1 Cyclic Strength Curves A commonly used method to characterise a soils susceptibility to liquefaction is the cyclic strength curve. The curves are a key input in both simplified empirical liquefaction analyses (Seed & Idriss 1971) and also in advanced effective stress analyses that utilise an advanced soil constitutive model that replicates the complex dynamic soil response including liquefaction, such as the S-D model (Cubrinovski 1993). The cyclic strength curve consists of a plot of applied loading stress ratio (amplitude) against the number of cycles required to cause liquefaction 1. These curves are most commonly developed using a series of cyclic triaxial tests (ASTM D5311 2004), or from cyclic direct simple shear or torsional shear testing, although the latter are much less widely available. A minimum of three to four tests on ideally uniform samples are required to characterise the shape of the curve. For a cyclic triaxial test, performed under uniformly applied sinusoidal loading, the cyclic stress ratio CSR is defined as half the maximum cyclic deviator stress amplitude (q max /2) divided by the initial effective confining stress prior to testing (σ 3c ). Typical curves are presented in Figure 1. Due to the difficulties of sampling saturated sandy soils, tests are frequently conducted on reconstituted specimens prepared in the laboratory (Seed & Lee 1966; Ishihara 1993; Polito & Martin 2001). Based on cyclic testing of samples prepared using a variety of approaches, Mulilis et al. (1977) showed that sample preparation has a significant effect on the measured cyclic resistance, on account of the soil fabric (arrangement of particles) created (refer Fig. 1a). Layering within a sample has also been observed to affect the cyclic resistance (Yoshimine & Koike 2005). Further, it has been observed in both field and laboratory testing that the time since deposition has a significant effect on cyclic resistance (refer Fig 1b). This influence has been collectively attributed to ageing effects, and is thought to be due to a possible combination of stress history, mechanical creep, and the 1 Liquefaction is defined for laboratory testing as the state of zero effective stress in a saturated soil specimen (excess pore pressure ratio r u = u e /σ 3c = 1.0). 5% double amplitude axial strain (5% DA ε a ) is specified as a proxy for this state in cyclic triaxial tests. Paper Number XXX

Depth Z [m] development of physico-chemical bonding between particles (Mitchell 1976). Thus, if one desires to characterise the cyclic strength of a natural deposit, it is essential to perform cyclic testing on high quality undisturbed samples where the natural fabric, and any associated ageing effect, is preserved. a) b) Figure 1: Example cyclic strength curves showing, a) effect of sample preparation on cyclic strength (Mulilis et al. 1977), b) effect of fabric and ageing on cyclic strength (Yoshimi et al. 1989). 1.2 Gel-push sampling Gel-push sampling (GP-S) has been adopted as an economical approach to obtain high quality undisturbed samples without resorting to expensive ground freezing. Taylor et al. (2012b) briefly reviewed the GP-S procedure including comparison to other soil samplers in the literature, and an initial evaluation of the quality of the samples. A combination of shearing and loss of confining stress during sampling may cause irreversible changes to the fabric of the sample (destructuring) and result in a loss of ageing effects, which can be measured by a reduction in shear wave velocity, V s (lab vs. field measurements), and hence indicate the quality of the samples. Based on such assessments, high quality samples of silty sands were obtained from one of the two examined sites, but the other site had much poorer quality samples recovered. Consequently this paper focusses on the testing of the samples assessed to be of high quality, where little or no loss of ageing effects (and subsequently no gross deformation and change in void ratio) is thought to have taken place due to sampling. 0m 2m MADE GROUND: Sandy gravel [GW] 0 8m SILTY SAND: Grey, fine silty sand/ silt with fine sand [SM/ ML] [SPRINGSTON FM] 5 10 MEDIUM SAND: Brown, medium sand. [SP] [CHRISTCHURCH FM] 15 20m 21m SILT-CLAY: Grey silt-clay with fine sand, some peat. [ML/ MH] [CHRISTCHURCH FM] 20 0 100 200 q c1n 1 2 3 SBT Index I c 1 10 100 % Fines Figure 2: Summary of borehole K1 and adjacent CPT profile (q c1n, Soil Behaviour Type Index I c and measured FC of GP samples). 1.3 Site Investigation and soil profile encountered The sites where GP sampling was carried out were also profiled using electronic cone penetrometer testing (CPT). A simplified profile of the normalised CPT cone resistance, q c1n, trace with depth, including interpreted soil behaviour type index, I c (Robertson & Wride 1998) and measured fines content of GP samples, is presented in Figure 2, along with a summary borelog from the sampling hole at one of the sites on Kilmore Street (borehole K1), north of the Avon River. From observations at the ground surface, the extensive sand boils at the site comprised grey silty sands, typical of the soils 2

encountered between 2 and 8 m depth (Fig. 2) of the Springston Formation. These materials are considered to be typical of flood overbank deposits in the CBD, that were deposited during episodes of flooding through Christchurch via gravel channels associated with the Waimakiriri River (Brown & Weeber 1992; White 2008). GP samples were obtained from this unit between 3 m and 7 m depth, and also in clean medium sands between 10 m and 13 m depth. The clean sands are considered to be typical of marine sands associated with shoreline migration following the last glaciation (deposited < 7,000 years ago), attributed to the Christchurch Formation. Geotechnical investigations in the CBD commissioned by the Christchurch City Council following the Canterbury earthquakes, show both deposits to be fairly widespread in the CBD, particularly the marine sands at depths between ~9 and 22 m, while the flood overbank deposits of the Springston Formation tend to be found within the upper 10 m below ground level, between and immediately adjacent the gravel channels that penetrate into the CBD (Tonkin & Taylor Ltd. 2011). The site is between 70-100 m from the nearest gravel channel, and is therefore sandier than overbank material that is deposited farther from the gravel channels, but siltier than more proximate deposits. Photos of typical samples obtained are presented in Fig. 3. a) b) c) Figure 3: a) Typical gel-push samples of Springston Formation silty-sands recovered from one sample tube in borehole K1, b) close-up of a silty-sand sample, c) typical GP sample of Christchurch Formation marine beach/ dune sands. 2 CYCLIC TESTING Cyclic strength testing was performed at the University of Canterbury s geomechanics research laboratory on a recently acquired (2009) dynamic triaxial testing apparatus, developed by Seiken Inc. of Japan. The apparatus was designed specifically for dynamic testing with a separate upper pressure chamber to ensure the free movement of the loading piston, and the ability to precisely balance the weight of the loading ram, load cell and topcap against the pressure within the main pressure chamber housing the sample. A dynamic actuator, capable of applying stress or strain controlled loading at a specified amplitude and frequency, an in-cell high-sensitivity electromagnetic proximity-sensor capable of measuring axial strain to within the elastic range (~1E-5 strain), and bender elements mounted in the platens for V s measurement, complete the special capabilities of the apparatus (Fig. 4). a) b) c) d) Figure 4: a) Seiken dynamic triaxial testing apparatus, b) load actuator, c) proximity sensor, d) bender elements. 3

2.1 Materials tested The silty sands encountered between 2 and 8 m depth were highly variable in terms of fines content (FC 2 ), with interbedded layers of non-plastic silt and fine sand occurring throughout the profile. This variation is also expressed in the CPT soil behaviour type index I c plot (Fig. 2). The I c correlates approximately with FC, however the correlation is unique to typical Christchurch fluvial silty sands which have a high percentage of non-plastic fines (Taylor et al. 2012a). The gradation of all GP tested samples was obtained post testing by a combination of sieving and particle size analysis of the retained fines using the laser diffraction method (plotted in Fig. 5). a) b) Figure 5: Particle size distrubution curves of GP samples tested from, a) 2-8m depth and; b) 10-13 m depth. 2.2 Test Method 2.2.1 Sample Preparation Prior to testing, samples were extruded from the PVC sample tube liners (71 mm internal dia.) and cut to length (~ 120 mm) before trimming as a 100 x 50 mm cylinder (height x dia.) using a sharp straight edge blade. As the samples were cut progressively as they were extruded, some samples exhibited transitions between more and less silty and sand dominated layers, featuring fine laminations or indeed lenses of silt at ends or middle of otherwise fine sand-dominated samples. These variations are to be expected as part of the natural variability of the deposit, which occurs when the grains fall out of suspension under declining hydraulic gradient, and may represent different flood events. Figure 6 shows the harvesting and trimming operation, with excellent preservation of the natural soil structure (i.e. Fig. 6c). The trimmed samples were weighed and measured with a vernier, and a sample membrane applied over the sample, before placement in the triaxial apparatus. Samples were saturated, firstly with CO 2, followed by deaired water, with Skempton B values in excess of 0.97 typical. A back-pressure of 200 kpa was adopted to facilitate good saturation of the samples. a) b) c) Figure 6: Left to right; cutting samples to size with wire-saw; trimming; specimen showing natural soil structure. 2 The FC in liquefaction analyses is defined as the % passing the No. 200 (75 m) sieve, following US guidance on soil characterisation (e.g. ASTM D2487 2011). 4

2.2.2 Consolidation and Testing The testing was performed on isotropically consolidated samples (i.e. a principal stress ratio, K c =1) for reasons of simplicity; to enable ease of comparison with reconstituted testing on Christchurch sands; uncertainty with in situ stresses; and recognised differences in the loading regime between triaxial and simple shear condition. In addition, cyclic torsional shear tests performed on sand (representing the free field condition) show that during undrained cyclic loading, regardless of initial K c, the stress state rapidly tends to isotropic conditions (Cubrinovski 1993 p. 162). The consolidation stress, p c, was selected based on an estimate of the in situ vertical effective stress and increased by 10% to ensure samples were not overconsolidated (an exception to this however is presented and discussed). Figure 7 presents a typical test result for a single cyclic triaxial test, showing the applied sinusoidal loading (CSR, N), and resulting effective stress path (q, p ), stress-strain response (q, ε a ), development of strain (ε a, N), excess pore water pressure (r u, N), and relationship between strain and excess pore pressure (r u, ε a ). Figure 7: A GP sample cyclic triaxial (CTX) test result. The dot in each figure indicates 5% double amplitude strain, which provides a single point on the liquefaction strength curve of 0.2 (CSR) vs 13 (N). 2.3 GP sample cyclic triaxial test results The testing of natural materials means variations in density and gradation are expected, and presents a source of uncertainty in the determination of cyclic strength of the in situ material, as ideally a minimum of three samples with consistent material composition, state (density, confining stress), and microstructure are required to confidently define a cyclic strength curve over a useful number of loading cycles. Nevertheless, cyclic strength curves have been developed by considering firstly the geological formation and secondly the depth encountered. Figure 8 presents the cyclic strength curves for the GP-samples of silty sands acquired during the field trial in the Christchurch CBD. 2.4 Discussion of Results When the data has been normalised and corrected for the free field mode of shearing (equating to a factor of 0.6, Ishihara et al. 1985; Idriss & Boulanger 2008) and confining stress (K σ factor), they may be plotted together and the relative strengths compared (Fig. 8b). It appears that the uppermost silty sand layer tested (2.8-3.4 m) is more resistant to liquefaction (the cyclic resistance ratio at 15 cycles, CRR 15 = 0.14) with the strength curve positioned both higher and flatter than the other silty-sand layers (CRR 15 = 0.11-0.13). The differences in gradation and in situ state are minor, suggesting the variance in observed response may be due to fabric. The confining stress level (σ v0 = p 0 = 40 kpa) may have been slightly underestimated for these samples (and the additional 10% above the in situ estimate of σ v0 was not applied in this case). With the shallow depth of these samples (~ 2.8-3.5 m), they would be more sensitive to fluctuations in groundwater level and surcharge loading from nearby buildings than samples at greater depths (CPT based empirical estimates of OCR are between 1.2 and 1.8). If true this would explain the flatter curve and slightly higher tested cyclic strength of these samples, as the effective stress path during undrained cyclic loading would remain well within the previously 5

established yield surface, especially for lower applied CSRs (Ishihara & Okada 1978). Figure 8: a) GP cyclic strengths by sample depth. FC, and corresponding q c1n as indicated. b) Comparison, normalised for confining stress (K σ factor), and corrected to equivalent free field cyclic strengths. The marine sands at 11.5-12.8m exhibit two distinct responses. A single sample presents itself as an outlier among the other data, but exhibits a higher normalised CPT resistance (122 vs. 51-73). It is not immediately obvious the cause of the lower strength, however the discrepancy may be due to sample disturbance of either this sample, or all samples from the sample tube at 11.8-12.8m depth. This later sample tube had a slightly smaller internal diameter than the cutting shoe which would have caused an increase in density of the samples, which is exhibited by higher cyclic strength. A second heirarchy for determining cyclic strength curves is also presented (Fig. 9a), though indicative only due to the lack of data points, it seeks to group the test data points firstly by geological formation, then by range of fines content (as an indicator of soil type), and finally by penetration resistance (q c1n ) which acts as a proxy for variation in density once the data has been sorted for soil type. The data when presented in this way is not unreasonable, apart from one sample (FC 50-80%, 6

q c1n 40, N < 1), which shows a lower strength than samples of the same FC range and lower q c1n, indicating the test result may be an outlier. a) b) Figure 9: a) GP sample cyclic strengths by geological formation, fines content and penetration resistance in that order, b) Comparison normalised GP cyclic strengths and published Magnitude Scaling Factor of Idriss (1999). 2.5 Comparison to Empirical Procedures used in Engineering Practice Two components of the Seed-Idriss empirical procedure may be compared to the cyclic strength curves presented: 1.) The shape of the cyclic strength curves may be compared to the published magnitude scaling factor (MSF) used in the empirical procedure. An MSF is routinely used to adjust field estimates of cyclic resistance (normalised for 15 significant cycles corresponding to a M w 7.5 earthquake), for earthquakes of different magnitudes. Figure 9b, presents the widely adopted MSF (Idriss 1999) compared to normalised cyclic strengths (GP samples). It is clear that the GP sample data plots well below the MSF at high cyclic stresses/ low number of cycles. This is on account of both the difference in the loading regime (cyclic triaxial vs. free field /simple shear), but also in material compressibility. For relatively high compressibility silty and sandy soils, the published MSF may be unconservative for close proximity, low magnitude events. The use of cyclic triaxial data would be conservative for the same scenarios. Further consideration of these differences should lead to a revision of both the loadregime correction, and an MSF that is a function of soil compressibility. 2.) The liquefaction triggering strength based on penetration resistance, and the resistance measured using GP sample data. Figure 10a, presents the Idriss and Boulanger (2008) liquefaction strength curves and CRR 15 (field) data points corresponding to the cyclic strength curves presented in Figure 8b, i.e. based on depth of sample. The width of the error bars indicates the variation in q c1n over the sampling depth. Figure 10b presents the same plot but with GP sample points derived from the alternative cyclic strength curves presented in Figure 9a. The errors in q c1n are much reduced as the CRR 15 at a single corresponding depth point of the individual samples that comprise the curves are used here to convey variance, rather than a depth range as before. However to some extent the reduced variability is on account of the sorting process (e.g. high fines contents typically have lower q c1n ). Some points when sorted for soil type generally match the expected position on the Idriss and Boulanger empirical curve, e.g. points 2 and 3 are somewhat parallel to the 15% FC curve, and point 1 is further to the right as it is of both lower FC and higher density, whilst point 4 situated to the left of the plot represents higher FC and lower density. Points 5, 6 and 7 again appear as outliers within this plot, consistent with earlier noted concerns about these test results. In general, the silty sand material consistently plots below the cyclic strength predicted by the semi-empirical method, which may be on account of the uncertainty inherent in the development of the curves, particularly for sands with fines. 3 SUMMARY AND CONCLUSIONS This paper presents some results of cyclic testing on soil deposits prevalent in Christchurch. High quality undisturbed samples obtained using Gel push sampling, covering a wide variety of soil gradations and densities, and incorporating the natural soil fabric were tested for cyclic strength. Some 7

complexities in the interpretation of test results have been presented. Results show a relatively narrow variation in GP sample cyclic strength for silty sands, despite the wide variation in fines content and penetration resistance. An exception being one layer that was possibly tested in an overconsolidated state. The shape of the cyclic strength curve for silty sands was notably flatter and of lower strength than for the marine clean sands, however the marine sand results plot well outside the expected strength for this material on the empirical triggering assessment plot, and may have been densified during the sampling process. Some observations in relation to the empirical MSF are presented that suggest further work should be undertaken to develop an MSF that is a function of soil compressibility, as it may be unconservative for low magnitude near source events in such materials. The published empirical triggering curves that utilise the ubiquitious CPT appear to significantly under-predict the cyclic strength of sands with moderate to high fines content, typical of many sites in Christchurch. However, further investment in high quality sampling and testing would be required to confirm these findings beyond the initial trials presented in this paper, and should be considered by practitioners on important projects where seismic performance is critical. a) b) Figure 10: a) Comparison empirical liquefaction triggering curves of Idriss and Boulanger (2008) and GP sample CRR 15 by depth and, b) by soil type heirarchy. Corresponding q c1n values from adjacent CPT. 4 ACKNOWLEDGEMENTS New Zealand Government support (New Zealand Earthquake Commission (EQC), Environment Canterbury, and the University of Canterbury) for this research is gratefully acknowledged. REFERENCES: Brown LJ, Weeber JH 1992. Geology of the Christchurch urban area. Lower Hutt, New Zealand, Institute of Geological and Nuclear Sciences. Cubrinovski M 1993. A constitutive model for sandy soils based on a stress-dependent density parameter. Doctor of Engineering thesis, University of Tokyo, Tokyo. Idriss IM 1999. An update to the Seed-Idriss simplified procedure for evaluating liquefaction potential. TRB Workshop on New Approaches to Liquefaction. Publication No. FHWA-RD-99-165, Federal Highways Administration. Idriss IM, Boulanger RW 2008. Soil Liquefaction during Earthquakes. Oakland, CA, Earthquake Engineering Research Institute. Ishihara K 1993. Liquefaction and Flow Failure during Earthquakes. Géotechnique 43(3): 351-415. Ishihara K, Okada S 1978. Yielding of overconsolidated sand and liquefaction model under cyclic stresses. Soils and Foundations 18(1): 57-72. Ishihara K, Yamazaki H, Haga K 1985. Liquefaction of K0-Consolidated sand under cyclic rotation of principal stress direction with lateral constraint. Soils and Foundations 25(4): 63-74. Mitchell JK 1976. Fundamentals of soil behavior. New York, Wiley. Mulilis JP, Seed HB, Chan CK, Mitchell JK, Arulanandan K 1977. Effects of Sample Preparation on sand 8

liquefaction. American Society of Civil Engineers, Journal of the Geotechnical Engineering Division 103(2): 91-108. Polito C, Martin JRI 2001. Effects of Nonplastic fines on the liquefaction resistance of sands. Journal of Geotechnical and Geoenvironmental Engineering 127(5): 408-415. Robertson PK, Wride CE 1998. Evaluating cyclic liquefaction potential using the cone penetration test. Canadian Geotechnical Journal 35: 442-459. Seed HB, Lee KL 1966. Liquefaction of saturated sands during cyclic loading. Journal of the Soil Mechanics and Foundations Division, ASCE 92(SM6): 105-134. Seed HB, Idriss IM 1971. Simplified procedure for evaluating soil liquefaction potential. Journal of the Soil Mechanics and Foundations Division, ASCE 107(SM9): 1249-1274. Taylor ML, Cubrinovski M, Bradley BA 2012a. Characterisation of Ground Conditions in the Christchurch Central Business District. Australian Geomechanics Journal 47(4): 43-57. Taylor ML, Cubrinovski M, Haycock I 2012b. Application of new 'Gel push' sampling procedure to obtain high quality laboratory test data for advanced geotechnical analyses. 2012 New Zealand Society for Earthquake Engineering Conference. Christchurch, New Zealand, NZSEE. Tonkin & Taylor Ltd. 2011. Christchurch Central City Geological Interpretive Report. 79 p. White PA 2008. Avon River springs catchment, Christchurch City, New Zealand. Australian Journal of Earth Sciences 56(1): 61-70. Yoshimi Y, Takahashi K, Hosaka Y 1989. Evaluation of liquefaction resistance of clean sands based on high quality undisturbed samples. Soils and Foundations 29(1): 93-104. Yoshimine M, Koike R 2005. Liquefaction of clean sand with stratified structure due to segregation of particle size. Soils and Foundations 45(4): 89-98. 9