The k p Method. Electronic Properties of Semiconductors. Bearbeitet von Lok C Lew Yan Voon, Morten Willatzen

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The k p Method Electronic Properties of Semiconductors Bearbeitet von Lok C Lew Yan Voon, Morten Willatzen 1. Auflage 2009. Buch. xi, 445 S. Hardcover ISBN 978 3 540 92871 3 Format (B x L): 15,5 x 23,5 cm Gewicht: 1830 g Weitere Fachgebiete > Technik > Werkstoffkunde, Mechanische Technologie > Materialwissenschaft: Elektronik, Optik Zu Leseprobe schnell und portofrei erhältlich bei Die Online-Fachbuchhandlung beck-shop.de ist spezialisiert auf Fachbücher, insbesondere Recht, Steuern und Wirtschaft. Im Sortiment finden Sie alle Medien (Bücher, Zeitschriften, CDs, ebooks, etc.) aller Verlage. Ergänzt wird das Programm durch Services wie Neuerscheinungsdienst oder Zusammenstellungen von Büchern zu Sonderpreisen. Der Shop führt mehr als 8 Millionen Produkte.

Contents Acronyms... xxi 1 Introduction... 1 1.1 What Is k p Theory?..... 1 1.2 Electronic Properties of Semiconductors.... 1 1.3 Other Books...... 3 Part I Homogeneous Crystals 2 One-Band Model... 7 2.1 Overview... 7 2.2 k p Equation... 7 2.3 Perturbation Theory...... 9 2.4 Canonical Transformation..... 9 2.5 EffectiveMasses... 12 2.5.1 Electron... 12 2.5.2 LightHole... 13 2.5.3 HeavyHole... 14 2.6 Nonparabolicity.......... 14 2.7 Summary... 15 3 Perturbation Theory Valence Band... 17 3.1 Overview... 17 3.2 Dresselhaus Kip Kittel Model........ 17 3.2.1 Hamiltonian... 17 3.2.2 Eigenvalues... 21 3.2.3 L, M, N Parameters... 22 3.2.4 Properties...... 30 3.3 Six-Band Model for Diamond......... 32 3.3.1 Hamiltonian... 32 3.3.2 DKKSolution... 40 3.3.3 KaneSolution... 43 xiii

xiv Contents 3.4 Wurtzite... 45 3.4.1 Overview... 45 3.4.2 BasisStates... 46 3.4.3 Chuang Chang Hamiltonian...... 46 3.4.4 Gutsche Jahne Hamiltonian...... 52 3.5 Summary... 54 4 Perturbation Theory Kane Models... 55 4.1 Overview... 55 4.2 First-Order Models....... 55 4.2.1 Four-Band Model.... 56 4.2.2 Eight-Band Model... 57 4.3 Second-Order Kane Model..... 61 4.3.1 LöwdinPerturbation... 61 4.3.2 Four-Band Model.... 62 4.4 Full-Zone k p Model..... 64 4.4.1 15-Band Model...... 64 4.4.2 Other Models... 69 4.5 Wurtzite... 69 4.5.1 Four-Band: Andreev-O Reilly.... 70 4.5.2 Eight-Band: Chuang Chang...... 71 4.5.3 Eight-Band: Gutsche Jahne...... 71 4.6 Summary... 77 5 Method of Invariants... 79 5.1 Overview... 79 5.2 DKKHamiltonian HybridMethod... 79 5.3 Formalism... 84 5.3.1 Introduction.... 84 5.3.2 SpatialSymmetries... 84 5.3.3 SpinorRepresentation... 88 5.4 Valence Band of Diamond..... 88 5.4.1 NoSpin... 89 5.4.2 Magnetic Field...... 90 5.4.3 Spin-OrbitInteraction... 93 5.5 Six-Band Model for Diamond.........114 5.5.1 Spin-OrbitInteraction...115 5.5.2 k-dependent Part.... 115 5.6 Four-Band Model for Zincblende......116 5.7 Eight-Band Model for Zincblende...... 117 5.7.1 WeilerHamiltonian...117 5.8 14-Band Model for Zincblende........ 120 5.8.1 SymmetrizedMatrices...121 5.8.2 InvariantHamiltonian...123

Contents xv 5.8.3 T BasisMatrices...125 5.8.4 Parameters...128 5.9 Wurtzite...132 5.9.1 Six-Band Model..... 132 5.9.2 Quasi-CubicApproximation...136 5.9.3 Eight-Band Model...137 5.10 MethodofInvariantsRevisited...140 5.10.1 Zincblende..... 140 5.10.2 Wurtzite...146 5.11 Summary...151 6 Spin Splitting...153 6.1 Overview...153 6.2 Dresselhaus Effect in Zincblende......154 6.2.1 Conduction State.... 154 6.2.2 Valence States...154 6.2.3 Extended Kane Model....... 156 6.2.4 Sign of Spin-Splitting Coefficients........ 160 6.3 Linear Spin Splittings in Wurtzite......161 6.3.1 Lower Conduction-Band e States...163 6.3.2 A, B, C Valence States......164 6.3.3 Linear Spin Splitting........165 6.4 Summary...166 7 Strain...167 7.1 Overview...167 7.2 Perturbation Theory...... 167 7.2.1 StrainHamiltonian...167 7.2.2 Löwdin Renormalization..... 170 7.3 Valence Band of Diamond.....170 7.3.1 DKKHamiltonian...171 7.3.2 Four-BandBir PikusHamiltonian...171 7.3.3 Six-BandHamiltonian...172 7.3.4 MethodofInvariants...174 7.4 StrainedEnergies...177 7.4.1 Four-Band Model.... 177 7.4.2 Six-Band Model..... 179 7.4.3 DeformationPotentials...179 7.5 Eight-Band Model for Zincblende...... 180 7.5.1 Perturbation Theory.........181 7.5.2 MethodofInvariants...182 7.6 Wurtzite...183 7.6.1 Perturbation Theory.........183 7.6.2 MethodofInvariants...184

xvi Contents 7.6.3 Examples...186 7.7 Summary...186 Part II Nonperiodic Problem 8 Shallow Impurity States...189 8.1 Overview...189 8.2 Kittel Mitchell Theory.... 190 8.2.1 Exact Theory...191 8.2.2 Wannier Equation.... 193 8.2.3 Donor States.... 194 8.2.4 Acceptor States...... 197 8.3 Luttinger Kohn Theory...198 8.3.1 Simple Bands...199 8.3.2 Degenerate Bands...210 8.3.3 Spin-OrbitCoupling...213 8.4 Baldereschi Lipari Model..... 214 8.4.1 Hamiltonian...216 8.4.2 Solution...217 8.5 Summary...219 9 Magnetic Effects...221 9.1 Overview...221 9.2 Canonical Transformation..... 222 9.2.1 One-Band Model.... 222 9.2.2 Degenerate Bands...230 9.2.3 Spin-OrbitCoupling...232 9.3 Valence-Band Landau Levels..........235 9.3.1 Exact Solution...... 235 9.3.2 General Solution..... 239 9.4 Extended Kane Model..... 240 9.5 Landé g-factor...240 9.5.1 Zincblende..... 241 9.5.2 Wurtzite...243 9.6 Summary...244 10 Electric Field...245 10.1 Overview...245 10.2 One-Band Model of Stark Effect....... 245 10.3 Multiband Stark Problem...... 246 10.3.1 Basis Functions..... 246 10.3.2 MatrixElementsoftheCoordinateOperator...248 10.3.3 Multiband Hamiltonian...... 249 10.3.4 Explicit Form of Hamiltonian Matrix Contributions... 253

Contents xvii 10.4 Summary...255 11 Excitons...257 11.1 Overview...257 11.2 ExcitonicHamiltonian...258 11.3 One-Band Model of Excitons..........259 11.4 Multiband Theory of Excitons.........261 11.4.1 Formalism...261 11.4.2 ResultsandDiscussions...266 11.4.3 Zincblende..... 267 11.5 Magnetoexciton...268 11.6 Summary...270 12 Heterostructures: Basic Formalism...273 12.1 Overview...273 12.2 Bastard s Theory.........274 12.2.1 Envelope-Function Approximation....... 274 12.2.2 Solution...276 12.2.3 Example Models..... 277 12.2.4 General Properties...279 12.3 One-Band Models........280 12.3.1 Derivation...280 12.4 Burt Foreman Theory..... 282 12.4.1 Overview...283 12.4.2 Envelope-Function Expansion....283 12.4.3 Envelope-Function Equation...... 287 12.4.4 Potential-EnergyTerm...294 12.4.5 Conventional Results........299 12.4.6 Boundary Conditions........305 12.4.7 Burt ForemanHamiltonian...306 12.4.8 Beyond Burt Foreman Theory?...316 12.5 Sercel Vahala Theory..... 318 12.5.1 Overview...318 12.5.2 Spherical Representation..... 319 12.5.3 CylindricalRepresentation...324 12.5.4 Four-Band Hamiltonian in Cylindrical Polar Coordinates... 329 12.5.5 WurtziteStructure...336 12.6 Arbitrary Nanostructure Orientation....350 12.6.1 Overview...350 12.6.2 RotationMatrix...350 12.6.3 General Theory...... 352 12.6.4 [110] Quantum Wires....... 353 12.7 Spurious Solutions........360 12.8 Summary...361

xviii Contents 13 Heterostructures: Further Topics...363 13.1 Overview...363 13.2 Spin Splitting..... 363 13.2.1 Zincblende Superlattices..... 363 13.3 StraininHeterostructures...367 13.3.1 ExternalStress...367 13.3.2 StrainedHeterostructures...369 13.4 ImpurityStates...371 13.4.1 Donor States.... 371 13.4.2 Acceptor States...... 372 13.5 Excitons...373 13.5.1 One-Band Model.... 373 13.5.2 Type-IIExcitons...376 13.5.3 Multiband Theory of Excitons....377 13.6 Magnetic Problem........378 13.6.1 One-Band Model.... 379 13.6.2 Multiband Model.... 382 13.7 StaticElectricField...384 13.7.1 TransverseStarkEffect...384 13.7.2 LongitudinalStarkEffect...386 13.7.3 Multiband Theory...388 14 Conclusion...391 A Quantum Mechanics and Group Theory...393 A.1 Löwdin Perturbation Theory...393 A.1.1 Variational Principle........ 393 A.1.2 PerturbationFormula...394 A.2 Group Representation Theory.........397 A.2.1 Great Orthogonality Theorem..... 397 A.2.2 Characters...398 A.3 Angular-Momentum Theory...399 A.3.1 Angular Momenta...399 A.3.2 Spherical Tensors...399 A.3.3 Wigner-Eckart Theorem..... 400 A.3.4 Wigner 3 j Symbols...400 B Symmetry Properties...401 B.1 Introduction......401 B.2 Zincblende...401 B.2.1 PointGroup...402 B.2.2 Irreducible Representations....... 403 B.3 Diamond...406 B.3.1 SymmetryOperators...406 B.3.2 Irreducible Representations....... 407

Contents xix B.4 Wurtzite...407 B.4.1 Irreducible Representations....... 410 C Hamiltonians...413 C.1 BasisMatrices...413 C.1.1 s = 1 2...413 C.1.2 l = 1...413 C.1.3 J = 3 2...413 C.2 JM J States...414 C.3 Hamiltonians...414 C.3.1 Notations...416 C.3.2 Diamond...416 C.3.3 Zincblende..... 416 C.3.4 Wurtzite...416 C.3.5 Heterostructures...416 C.4 Summary of k p Parameters...416 References...431 Index...443