Combinatorial RF Magnetron Sputtering for Rapid Materials Discovery: Methodology and Applications Philip D. Rack,, Jason D. Fowlkes,, and Yuepeng Deng Department of Materials Science and Engineering University of Tennessee prack@utk utk.edu Definitions Plasma - partially ionized gas containing an equal number of positive and negative charges, as well as some other number of none ionized gas particles Glow discharge - globally neutral, but contains regions of net positive and negative charge Most thin film processes utilize glow discharges, but plasmas and glow discharges are often used interchangeably
Plasma Properties Plasma Density (n) number of species/cm3 10 7 10 20 Typical glow discharges and arcs have an electron and ion density ~ 10 8 10 14 DC Glow Discharge Before application of the potential, gas molecules are electrically neutral and the gas at room temperature will contain very few if any charged particles. Occasionally however, a free electron may be released from a molecule by the interaction of, for example, a cosmic ray or other natural radiation, a photon, or a random high energy collision with another particle. hv 0V A A + + e -
DC Glow Discharge When a large voltage is applied between the electrodes, say 100 V/cm, any free electrons which may be present are rapidly accelerated toward the anode. They quickly attain high velocity (kinetic energy) because THEY HAVE SUCH LOW MASS. Since kinetic energy can be related to temperature, the electrons are hot - they achieve extremely high temperatures because of their low mass, in an environment of heavy, slow-moving cold gas molecules. - + 100V slow cold A + e - fast hot Cathode Anode DC Glow Discharge Electrons begin to collide with gas molecules, and the collisions can be either elastic or inelastic. Elastic collisions deplete very little of the electron s energy and do not significantly influence the molecules because of the great mass difference between electrons and molecules: Mass of electron = 9.11 e-31 kg, Mass of Argon = 6.64e20 kg. Inelastic collisions excite the molecules of gas or ionize them by completely removing an electron. (The excitation - relaxation processes are responsible for the glow) - + 100V e - (100eV) + A elastic e - (100eV) + A e - (100eV) + A inelastic e - (<100eV) + A + + e - inelastic e - (100eV) + A e - (<100eV) + A * Cathode A* A + photon (glow) Anode
DC Glow Discharge Other electron/particleinelastic events e - (100eV) + AB inelastic e - (<100eV) + A + B + e - Dissociation/ Fragmentation e - (100eV) + AB inelastic e - (<100eV) + A + + B + 2e - Dissociative Ionization e - (100eV) + AB inelastic e - (<100eV) + A + + B - + e - Dissociative Ionization with Attachment DC Glow Discharge Newly produced electrons are accelerated toward the anode and the process cascades (Breakdown). - + 100V e - A + e - A + e - e - e - A +ee - A e +e- A - e +e- A - e +e- A - e +e- - Cathode Anode
DC Glow Discharge With sufficient voltage, the gas rapidly becomes filled with positive and negative particles throughout its volume, i.e. it becomes ionized. - + 100V Cathode Anode DC Glow Discharge Positive ions are accelerated toward the negative electrode (cathode). Collision with the cathode causes the emission of secondary electrons which are emitted from the cathode into the plasma. - + 100V e - A + Cathode Anode
Secondary Electron Coefficient Secondary Electron Coefficient (δ)vsincident Electron Energy Secondary Electron Coefficient (γ i ) vs Incident Ion Energy DC Glow Discharge Free electrons from secondary emission and from ionization are accelerated in the field to continue the above processes, and a steady state self-sustaining discharge is obtained. e - e - A + e - A + e - e - Cathode
Sputtering Substrate Angular Distribution I ( θ ) = I cos( θ ) Positive Glow 10V 0 45 Ar + Ar + Dark space Target V 0 Self bias Target 90 Rf Magnetron Sputtering System Load-lock chamber
Simultaneous 3 Source Sputtering substrate Source 2 Source 1 Source 3 Angular Distribution Modified Cosine Distribution I ( θ ) = I cos n ( θ ) n~10 0 45 Film Thickness (nm) 45 40 35 30 25 20 15 10 5 0 Ni Uniform Film Cu Uniform 0 1 2 3 4 5 6 7 8 Position (cm) 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 Target
θ substrate Ф Process Modeling r Input variables: Source power, voltage, current Material sputter yield Source tilt angle Substrate position Source time Determines substrate composition as a function of position 360 32.7 cosθsin θdφdθ 0 0 n { 1[ P] } PtS C 360 90 ( n+ 1cos ) φcosθ j k i 3 j k i 3 sinθdφdθ Vq = = = = 0 0 ntotal n = i = r θ 2 j= 1 i= 1 j 1 i 1 2π r j = = i j MATLab Process Model Binary Composition Profile Ternary Composition Profile Al Thickness Modeling Zr Al Cu Zr Cu
Recent Applications Ternary Phase Diagrams: Fe-Ni-Cr With Pharr et al. Catalysts for Carbon Nanofiber Growth: Cu- Ni With Simpson et al. Bulk Metallic Glass Alloy Development With Liaw et al. Ultraviolet Emitting Materials: Y 3 Al 5 O 12 :Gd Fe-Ni-Cr Ternary Phase Diagrams Co-sputter Fe (160W), Cr (60W), Ni (60W) onto (1 1 0 2) single crystal sapphire substrates Anneal 200, 400, 600, 800 o C for 2 hours Rapid synchrotron fluorescence and XRD measurements Future Work: Nano-indentation
Non-Equilibrium Ternary Phase Diagrams (Fe-Ni-Cr) Fe Cr CCD (diffraction) detector Fluorescence detector Ni With Pharr et al. synchrotron beam 12 kev 0.25 x 1 mm 2 Modeled versus Measured Composition Measured Composition Space Cr Modeled Composition Space Cr Fe Ni Fe Ni
Phase Diagram Temperature Evolution As deposited 200 o C 400 o C 600 o C 800 o C Equilibrium Phase Analysis versus Temperature
Particle Size XRD Particle Size (nm) 50 40 30 20 10 0 a-mn bcc sigma fcc 0 200 400 600 800 Annealing Temperature (oc) Carbon Nanofiber Catalyst Cu-Ni Alloy Modeled Results Alloy Strip Deposited on Si Ni Cu With Klien et al. Atomic Percent (Cu & Ni) 90 80 70 60 50 40 30 20 10 0 Measured Results -5-4 -3-2 -1 0 1 2 3 4 5 Distance from Center (cm)
10 at% Cu Carbon Nanofiber Catalyst Cu-Ni Alloy 20 at% Cu 37 at% Cu 250nm 80 at% Cu 90 at% Cu PVX Si (1500A) ITO (1500A) Glass substrate The morphology and shape of vertically aligned carbon nanofibers are a strong function of the composition of the Cu Ni catalyst particle that acts as the nucleation site for individual fiber growth. An optimum fiber geometry is realized at 80% Cu. With Klien et al. Lab 5: Al-Cu Phase Diagram 20 Magnetron Sputtering Configuration 15 z [cm] 10 5 0 20 10 y [cm] 0 0 10 20 30 40 x [cm] MSE 300
Al-Cu Phase Diagram Atomic % On Substrate 0 2 4 6 8 10 cm
Test Setup Base pressure = 6x10-7 Torr Operating pressure = 5 mtorr Q (Ar) = 25 sccm Power Al = 200W Power Cu = 34W S (Al) = 1.2 S (Cu) = 2.3 Gun Tilt (Al,Cu) = 7,7 mm Bias = 0 VDC Sustrate Height = 7.5 cm Temp = 30 ºC Time = 1.5 hr