Tropical Cyclone Intensity and Structure Changes due to Upper-Level Outflow and Environmental Interactions

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DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited. Tropical Cyclone Intensity and Structure Changes due to Upper-Level Outflow and Environmental Interactions Russell L. Elsberry Trauma, Health, Hazards Center, University of Colorado-Colorado Springs Colorado Springs, CO 80918 phone: (831) 747-0757 fax: (831) 656-3071 email: elsberrylr@comcast.net Award Number: N0001414WX10275 LONG-TERM GOALS The long-term goals of this project are to investigate the hypotheses that changes in tropical cyclone (TC) intensity and structure depend on: ( i) characteristics of the upper-level environment; ( ii) TC structure; ( iii) phasing of the TC and the environmental features; and ( iv) feedback of the TC onto the environment. The hypotheses are to be addressed via observations of the interactions between a TC over tropical, subtropical, and midlatitude regions in the context of increasingly complex upper-level environments. The spatial and temporal variations in TC outflow and its interaction with the environment are examined with respect to impacts on changes in TC intensity, strength, and size. Results will lead to improvements in understanding, modeling, and analysis of TC intensity and structure changes in support of improved prediction of potentially high-impact weather that impacts shore- and sea-based operations over the western North Atlantic and Pacific Ocean basins. OBJECTIVES Structure and intensity changes occur throughout the life cycle of a TC due to asymmetries in lower boundary conditions, internal factors related to dynamics and convection, and environmental interactions. Environmental influences on a mature TC are known to be most critical at upper levels where the inertial stability of the vortex is reduced. As a TC moves poleward and approaches recurvature, the upper-level environment becomes increasingly complex such that interactions may ensue due to the proximity of a TC to semi-permanent mid-ocean troughs, midlatitude troughs and ridges, and upper-level jet systems. While the poleward movement of a TC eventually leads to weakening and transition to an extratropical cyclone, the initial poleward movement is often associated with intensification and structure changes (i.e., expansion of the radius of maximum winds or expansion of the total wind field) that can occur rapidly. A fundamental issue in TC intensity change is the push versus pull role of the outflow. That is, is the outflow simply pushing out the mass of air lifted in deep convective cells whose characteristics are determined by the air-ocean boundary layer processes? Alternately, do the processes in the outflow layer (specifically, interactions with the environment described above) establish jets/channels of enhanced outflow with upper-level divergence that pull up deep convective towers from a favorable atmospheric boundary layer? The key point is that coupling of that atmospheric boundary layer with the upper ocean is another environmental interaction that must be observed and predicted in TC intensity and structure change. 1

APPROACH While the preceding NASA Hurricane Severe Storm Sentinel (HS3) observations have been collected in the Atlantic, much can be learned from western North Pacific (WNP) studies (especially useful if the TC Intensity (TCI) initiative can move to that basin in the future). Indeed, the WNP provides a different environment for TC formation and intensity change processes. First, the WNP has a largescale monsoon environment, and is more affected by the Madden-Julian Oscillation (MJO). With the larger number of TCs in WNP than in the Atlantic, binary interactions with another TC are more common. The role of the Tropical Upper-Tropospheric Trough (TUTT) in TC formation and intensity is a topic that continues to be studied. Finally, the large areal extent of the warm water in the WNP must always be considered in studying WNP TCs. WORK COMPLETED What is common in TC formation and intensification in the WNP and the Atlantic is the importance of Mesoscale Convective Systems (MCSs). Indeed, this was the focus of the Tropical Cyclone Structure (TCS-08) field experiment, and our Park et al. (2015) article in the Monthly Weather Review was among the most downloaded articles. We document how the formation of TC Mekkhala (2008) over the South China Sea was affected by diurnally varying, over-land and over-water MCSs within an environment that included adjacent TCs and an active MJO phase. The environmental vertical wind shear with low-level monsoon westerlies and upper-level northeasterlies was an important factor, especially when the outflow from an adjacent TC added to that vertical wind shear. A follow-on manuscript has been submitted that utilizes mesoscale model sensitivity studies to further elucidate the importance of the land-based mesoscale convective system in the pre-mekkhala formation. Another special situation that must be considered in the WNP is the long-lasting, outer MCS that forms where the outer TC circulation interacts with monsoon southwesterly flow. Study of these OMCSs was prompted by the long-lasting, heavy rainfall (~ 3000 mm) about 300 km south of the center of Typhoon Morakot (2009), which was the deadliest typhoon to impact Taiwan in recorded history (Lee et al. 2011). Lee et al. (2012) documented 109 OMCSs in 22% of the WNP TCs during 1999-2009. Chen et al. (2014a) studied the development, kinematic structure, and maintenance mechanisms of an OMCS that occurred to the southwest of Typhoon Fengshen (2008) with a Weather Research and Forecasting model simulation. The reason this MCS formed in the outer region of the Fengshen circulation was in part due to the deflection of the TC outer circulation around the Luzon terrain. Consequently, an elongated north-south moisture band interacted with the low-level monsoon westerly flow about 300 km to the southwest of the TC center. The long duration of the OMCS was due to the continuous formation of new cells at the leading edge of a cold pool (Δ θ < - 3K). In addition to the heavy rainfall in these OMCSs, they have a feedback to the TC by decreasing the intensification rate (Chen et al. 2014b). Somewhat surprisingly, these OMCSs do not appear to have a statistically significant effect on the rate of size change even though latent heat release is occurring in the outer region. Chen et al. (2015) have examined the generality of the Fengshen-based conceptual model of the OMCS. Chen et al. define four types of OMCS formations that depend on the locations relative to the TC center and the monsoon flow. As in the Park et al. (2015) study, large (> 7 m s -1 ) vertical wind shear is a common characteristic that favors long-lasting, heavy rainfall in these OMCSs. However, differences in translation speeds and rotation directions lead to different conceptual models of where the threat of heavy rainfall may be expected relative to the TC center and monsoon flow. 2

Beattie and Elsberry (2012) had previously described the formation of monsoon depressions that are frequently the precursors for tropical cyclones. An important conclusion from that study was the role of cross-equatorial air streams from the Southern Hemisphere in the monsoon depression formation. Beattie and Elsberry (2013) documented the horizontal structure of these monsoon depressions in the western North Pacific at formation time. They demonstrated that most of these monsoon depressions were elliptical in shape with longitudinal and meridional dimensions of ~ 1100 n mi by ~ 850 n mi. Thus, the objective of Beattie and Elsberry (2015) was to describe how such a large monsoon depression may be transitioned into a tropical cyclone with an inner core of strong winds and deep convection on the order of 100 km. Our previous case study of the pre-typhoon Man-Yi monsoon depression formation is extended to show that the same cross-equatorial airstream continued and led to enhanced equatorial westerlies on the equatorward side of the pre-man-yi circulation, and a surge in the trade easterlies was also present on the poleward side. As these surges in the flow are unstable, inward-directed wave-activity fluxes then led to flux convergence over the eastern vorticity maximum of the monsoon depression, which resulted in a scale contraction to that of a pre-tropical cyclone seedling. Eight case studies of the transitions of monsoon depressions during 2009 were presented that document persistent inward-directed wave-activity fluxes over a vorticity maximum within the monsoon depression was a key feature of each transition. In some transitions, the same crossequatorial airstream as led to the monsoon depression formation continued as the primary airstream, and in other transitions another airstream to the west became the primary airstream. Analysis of 10 non-transitioning monsoon depressions during 2009 indicated the airstream wave-activity flux did not persist after the formation of the monsoon depression. In another 11 non-transitioning monsoon depressions, the inward-directed wave-activity flux was small and no region of wave-activity flux convergence was associated with the vorticity maximum in the monsoon depression. The combination of the Beattie and Elsberry (2012, 2013, and 2015) manuscripts was the basis of the Ph.D. dissertation (Beattie 2015) for LCDR Jodi Beattie (USN) at the Naval Postgraduate School. LCDR Beattie is now teaching at the Naval Academy. Our research group provided 15-day tropical cyclone track forecasts in the Atlantic and eastern North Pacific derived from the European Center for Medium-range Weather Forecasts (ECMWF) ensemble forecasts in support of the combined 2014 ONR Tropical Cyclone Intensity (TCI) and NASA Hurricane and Severe Storm Sentinel (HS3) field experiment. Unfortunately, no WB57 missions could be carried out during 2014 to test the hypotheses listed in the Objectives section above. During the 2015 TCI field experiment, our research group provided 16-day tropical cyclone tracks based on the National Centers for Environmental Prediction (NCEP) Global Ensemble Forecast System (GEFS) in addition to the 15-day ECMWF ensemble track forecasts. These 15-day or 16-day track forecasts are helpful in providing guidance for early decisions about deploying all of the ground support personnel and equipment for the WB57. Some excellent WB57observations have been achieved during these 2015 TCI missions, and these will be the subject of analyses during FY16. IMPACT/APPLICATIONS One reason why it is important to understand and predict both the TC intensity and wind structure changes is that both are critical factors in warnings to Navy ships at sea (remaining outside the 35 kt wind radius) and to Navy bases threatened by TCs. As an example, the Sasebo, Japan harbor has been considered to be a typhoon haven for Navy ships, but in October 2004 during the passage of Typhoon Tokage the strongest wind gust (49.3 m s -1, approximately 96 kt) during the past 50 years 3

was recorded in Sasebo. Feldmeier et al. (2014a, b) have demonstrated that knowledge of the wind structure (radius of 34, 50, and 60 kt winds) is important for accurate local wind forecasting in Sasebo harbor when TCs are within 200 n mi. They also have developed methods to account for land friction, terrain-blocking, and terrain-channeling effects for the Sasebo typhoon haven. The application will be that the local forecaster can provide more accurate guidance as to whether the Navy ships are safe to stay in the Sasebo harbor, or must be deployed to avoid damaging winds. RELATED PROJECT This project is carried out in close collaboration with the continuation of the Harr and Elsberry project N0001414WX20291 at the Naval Postgraduate School that supported Bob Creasey and Mary Jordan for the 2014 and 2015 TCI field experiments. REFERENCES Beattie, J.C., 2015: Western North Pacific monsoon depressions: Formation, structure, and transitions to tropical cyclones. Ph.D. dissertation, Naval Postgraduate School, 216 pp. Beattie, J. C., and R. L. Elsberry, 2012: Western North Pacific monsoon depression formation. Wea. Forecasting, 27, 1413-1432. Beattie, J. C., and R. L. Elsberry, 2013: Horizontal structure of monsoon depressions in the western North Pacific at formation time. Geophys. Res. Lett., 40, 983-987. Beattie, J. C., and R. L. Elsberry, 2015: Western North Pacific monsoon depressions: Transitions to pre-tropical cyclone seedlings. Submitted, Asia-Pacific J. Atmos. Sci. Chen, B.-F., R. L. Elsberry, and C.-S. Lee, 2014a: Origin and maintenance of the long-lasting, outer mesoscale convective system in Typhoon Fengshen (2008). Mon. Wea. Rev., 42, 2838 2859. Chen, B.-F., C.-S. Lee, and R. L. Elsberry, 2014b: On tropical cyclone size and intensity changes associated with two types of long-lasting rainbands in monsoonal environments. Geophys. Res. Lett., 41, 2575-2581. Chen, B.-F., R. L. Elsberry, and C.-S. Lee, 2015: Synoptic controls of outer mesoscale convective systems with high-impact rainfall in western North Pacific tropical cyclones. Submitted, Asia- Pacific J. Atmos. Sci. Feldmeier, J. W., W. A. Nuss, and R. L. Elsberry, 2014a: Terrain-influenced local wind forecasting for the Sasebo typhoon haven: Improved empirical techniques. Asia-Pacific J. Atmos. Sci., 50, 459-468. Feldmeier, J. W., W. A. Nuss, and R. L. Elsberry, 2014b: Terrain-influenced local wind forecasting for the Sasebo typhoon haven: Improved empirical techniques. Extended abstract 01, International Workshop Tropical Cyclone Landfall Processes III, Jeju, Korea, December 8-10, 2014. Lee, C.-S., C. C. Wu, C. C. Wang, and R. L. Elsberry, 2011: Advances in understanding the Perfect Monsoon-influenced Typhoon : Summary from International Conference on Typhoon Morakot (2009). Asia-Pac. J. Atmos. Sci., 47, 213-222. Lee, C.-S., B.-F. Chen, and R. L. Elsberry, 2012: Long-lasting convective systems in the outer region of tropical cyclones in the western North Pacific. Geophys. Res. Lett., 39, L21812. 4

Park, M.-S., H.-S. Kim, C.-H. Ho, R. L. Elsberry, and M.-I. Lee, 2015: Tropical cyclone Mekkhala (2008) formation over the South China Sea: Mesoscale, synoptic-scale, and large-scale contributions. Mon. Wea. Rev, 143, 88-110. PUBLICATIONS Beattie, J.C., 2015: Western North Pacific monsoon depressions: Formation, structure, and transitions to tropical cyclones. Ph.D. dissertation, Naval Postgraduate School, 216 pp. Beattie, J. C., and R. L. Elsberry, 2015: Western North Pacific monsoon depressions: Transitions to pre-tropical cyclone seedlings. Submitted, Asia-Pacific J. Atmos. Sci. Chen, B.-F., R. L. Elsberry, and C.-S. Lee, 2014a: Origin and maintenance of the long-lasting, outer mesoscale convective system in Typhoon Fengshen (2008). Mon. Wea. Rev., 42, 2838 2859. Chen, B.-F., C.-S. Lee, and R. L. Elsberry, 2014b: On tropical cyclone size and intensity changes associated with two types of long-lasting rainbands in monsoonal environments. Geophys. Res. Lett., 41, 2575-2581. Chen, B.-F., R. L. Elsberry, and C.-S. Lee, 2015: Synoptic controls of outer mesoscale convective systems with high-impact rainfall in western North Pacific tropical cyclones. Submitted, Asia- Pacific J. Atmos. Sci. Feldmeier, J. W., W. A. Nuss, and R. L. Elsberry, 2014a: Terrain-influenced local wind forecasting for the Sasebo typhoon haven: Improved empirical techniques. Asia-Pacific J. Atmos. Sci., 50, 459-468. Feldmeier, J. W., W. A. Nuss, and R. L. Elsberry, 2014b: Terrain-influenced local wind forecasting for the Sasebo typhoon haven: Improved empirical techniques. Extended abstract 01, International Workshop Tropical Cyclone Landfall Processes III, Jeju, Korea, December 8-10, 2014. Park, M.-S., H.-S. Kim, C.-H. Ho, R. L. Elsberry, and M.-I. Lee, 2015: Tropical cyclone Mekkhala (2008) formation over the South China Sea: Mesoscale, synoptic-scale, and large-scale contributions. Mon. Wea. Rev., 143, 88-110. 5