BOREL MOORE HOMOLOGY AND THE SPRINGER CORRESPONDENCE BY RESTRICTION

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BOREL MOORE HOMOLOGY AND THE SPRINGER CORRESPONDENCE BY RESTRICTION SIMON RICHE 1. Introduction The modular Springer correspondence was first studied by Juteau [Ju], as an analogue of the ordinay (i.e. characteristic zero) Springer correspondence due to Springer [Spr]. This theory relates simple objects of the category Perv G (N, k) of G-equivariant perverse sheaves on the nilpotent cone N of a complex reductive algebraic group G (with coefficients in a field k) and of the category Rep(W, k) of k-representations of the Weyl group W of G. This correspondence was extended to noetherian rings of finite global dimension in [AHJR]. The main player of this correspondence is the Springer sheaf Spr, a certain object of Perv G (N, k) endowed with an action of W. More precisely, there exist two natural ways of defining this action: one by restriction, and one via a Fourier transform. The action considered in [Ju, AHJR] was the one defined by Fourier transform. The main goal of this note is to explain that one can also define a Springer correspondence (for general coefficients) using the action by restriction. The main point is to show that this action induces an algebra isomorphism ( ) k[w ] End PervG (N,k)(Spr). (The analogous property for the action by Fourier transform is immediate.) Then, the observation that Spr is a projective object in Perv G (N, k) (as proved in [AHR]) readily implies that there exists a Springer correspondence over k, see 3.2 for a precise statement. Note that isomorphism ( ) was also proved in [AHJR] by comparing the two actions of W on Spr. Here we do not use the Fourier action at all. Instead we use an interpretation of the space End PervG (N,k)(Spr) in terms of Borel Moore homology due to Ginzburg, see e.g. [CG]. In fact, our proof is essentially a reformulation of some considerations in [CG, 3.4]. For this reason, this text will not be published. 2. Reminder on Borel Moore homology We begin with some generalities on (equivariant) Borel Moore homology, from the sheaf-theoretic point of view. Let k be a noetherian ring of finite global dimension. All our sheaves will have coefficients in k. We fix a connected complex algebraic group A. By a variety we mean a complex algebraic variety. By an A-variety we mean a variety endowed with an algebraic action of A. 2.1. Notation. If X is an A-variety, we denote by DA b (X, k) the constructible A- equivariant derived category of X with coefficients in k, as defined in [BL]. We 1

2 SIMON RICHE let k X DA b(x, k), respectively D X D A b (X, k), denote the constant sheaf, respectively the dualizing sheaf, of X. Then the A-equivariant n-th Borel Moore homology of X (with coefficients in k) is defined by H A n (X; k) := Hom n D b A (X,k)(k X, D X ). As usual, when A = {1} we omit it from the notation. We will use the same conventions as in [MR2, Appendix A]: if X, Y, Z are A- varieties and f : X Y, g : Y Z are A-equivariant morphisms, then there exist canonical composition isomorphisms g f = (g f), g! f! = (g f)!, f g = (g f), f! g! = (g f)!, which we will all indicate by (Co). Similarly, given a cartesian square X g f Y g X f Y of A-varieties and A-equivariant morphisms, there exist canonical base change isomorphisms f g! = g! f, f! g = g f!, which we will indicate by (BC). Finally, if f : X Y is an A-equivariant morphism of A-varieties, there exist natural adjunction morphisms id f f, f f id, id f! f!, f! f! id, which we will indicate by. Below we will use some results of [MR2] which are stated in loc. cit. only in the case k = C. One can easily check that this assumption is not used in the proof of these results, so that they hold in our level of generality. 2.2. Proper pushforward. Let f : X Y be an A-equivariant proper morphism of A-varieties. Then the adjunction morphism f! f! id applied to D Y induces, via the canonical isomorphism f! D Y = DX, a morphism f! D X D Y. Taking cohomology we deduce a pushforward morphism PF(X, Y ) : H A i (X; k) H A i (Y ; k). 2.3. Open restriction. Let X be an A-variety, and let U X be an A-stable open subvariety. Denote by j : U X the inclusion. Then the adjunction morphism id j j applied to D X induces, via the canonical isomorphism j D X = DU, a morphism D X j D U. Taking cohomology we deduce a pullback morphism PB(X, U) : H A i (X; k) H A i (U; k). 2.4. Long exact sequence. Let X be an A-variety, and let U X be an A-stable open subvariety, with complement Y. Consider the inclusions U j i X Y. Then the canonical triangle of functors i! i! id j j +1 applied to D X induces a long exact sequence H A n (Y ; k) PF(Y,X) H A n (X; k) PB(X,U) H A n (U; k) H A n 1(Y ; k)

BOREL MOORE HOMOLOGY AND THE SPRINGER CORRESPONDENCE 3 2.5. Restriction with supports. Let X be a smooth A-variety of dimension d, and X X be a smooth A-stable locally closed subvariety of dimension d. Note that there exist canonical isomorphisms D X = CX [2d] and D X = C X [2d ], so that we obtain a canonical isomorphism (2.1) f D X = f C X [2d] = C X [2d] = D X [2d 2d ]. Let Z X be a non necessarily smooth A-stable closed subvariety, and set Z := Z X. Consider the cartesian diagram f Z i Z i The adjunction morphism id f f induces a morphism of functors i! i! f f. Applying the base change theorem we obtain a canonical morphism of functors X f X i! f i! f. Applying this morphism to D X and using isomorphism (2.1) we obtain a canonical morphism (2.2) D Z f D Z [2d 2d ]. Applying equivariant cohomology we obtain a restriction with supports morphism RS(Z, X, X ) : H A n (Z; k) H A n+2d 2d(Z ; k). Note that this morphism depends on f (and not only on f ). Later we will need the following easy result. Let V be an A-module and V 1, V 2 be submodules of V. We denote by g : V 1 V 2 V 2 the inclusion Lemma 2.1. If V 1 + V 2 = V, the morphism k V2 [2 dim(v 2 )] g k V1 V 2 [2 dim(v 2 )] obtained from (2.2) (in the case X = V, X = V 1, Z = V 2 ) using the canonical isomorphisms D V2 = kv2 [2 dim(v 2 )] and D V1 V 2 = kv1 V 2 [2 dim(v 1 V 2 )] coincides with the shift by 2 dim(v 2 ) of the morphism k V2 g k V1 V 2 obtained from the adjunction (g, g ). Proof. Using a standard reduction (see [BL, Theorem 3.7.3]) we can assume A is reductive, hence V is completely reducible. Then, using the compatibility of our constructions with exterior products, one can assume that either V 1 = V or V 2 = V ; in both cases the result is obvious. 2.6. Compatibility with closed inclusion. Let us use the same notation as in 2.5. Let also Z c Z be an A-stable closed subvariety, and set Z c := Z c X. Consider the following diagram, where all squares are cartesian and all triangles are commutative: Z c f c i c k c Z i f i c Z c Z X f i X. k c

4 SIMON RICHE The following lemma is a generalization of [MR2, Lemma A.5.3] (where the case Z = X is considered). Lemma 2.2. For any n Z the following diagram is commutative: RS(Z c,x,x ) H A n (Z c ; k) H A n+2d 2d (Z c; k) PF(Z c,z) PF(Z c,z ) H A n (Z; k) RS(Z,X,X ) H A n+2d 2d (Z ; k). Proof. Consider the following diagram, where unlabelled arrows are induced by the natural identifications f c = f c! and f = f! : i c! k! c (Co) i c! i! ci! i c! k! cf f (Co) i c! i! ci! f f (BC) (BC) ( ) i c! i! cf i! f (BC) i c! f c k c! f (Co) i c! f c i c! i! f i c! f c!k c! f (Co) i c! f c! i c! i! f i! i! f f (BC) f i! f ( ) (Co) f! i c!i c! i! f f! i! f. The commutativity of part ( ) of the diagram follows from [AHR, Lemma B.7(c)]. The commutativity of part ( ) follows from [MR2, Lemma A.4.4]. The commutativity of other parts of the diagram is obvious. Hence the diagram as a whole is commutative. Now we observe that (when applied to D X ) this diagram describes the morphisms of the lemma. (In this argument we also use [AHR, Lemma B.4], which implies that one can forget about (Co) isomorphisms for ( ) functors if they are followed by taking cohomology, and similar isomorphisms for ( )! functors when they are applied to dualizing sheaves.) 2.7. Compatibility with open inclusion. Let us use the same notation as in 2.5. Let also Z o Z be an A-stable open subvariety, and set Z o := Z o X. Consider the following diagram, where all squares are cartesian and all triangles are commutative: Z o f o j o k o Z i f j o Z o Z X i X. f k o The proof of the following lemma is easy and left to the reader.

BOREL MOORE HOMOLOGY AND THE SPRINGER CORRESPONDENCE 5 Lemma 2.3. For any n Z the following diagram is commutative: H A n (Z; k) PB(Z,Z o) H A n (Z o ; k) RS(Z,X,X ) H A n+2d 2d (Z ; k) RS(Z o,x,x ) PB(Z,Z o ) H A n+2d 2d (Z o; k) 3. Restriction for Springer and Grothendieck sheaves 3.1. Notation. In this section we consider a complex connected reductive group G, and we choose a Borel subgroup B G and a maximal torus T B. We denote by U and U the unipotent radical of B and of the opposite Borel subgroup (with respect to T ), and by g, b, t, u the Lie algebras of G, B, T, U. If α is a root of G, we denote by U α the corresponding root subgroup (either in U or in U ). We let B := G/B be the flag variety of G. We will consider the following vector bundles over B: Ñ := {(ξ, gb) g G/B ξ g b = 0}, g := {(ξ, gb) g G/B ξ g u = 0}, called respectively the Springer resolution and the Grothendieck resolution. We choose a non-degenerate G-invariant bilinear form on g, and denote by N g the image of the nilpotent cone of G under the associated isomorphism g = g. Then there exist natural morphisms µ : Ñ N, π : g g induced by projection on the first factor. We set d := dim(g) = dim( g) and N := dim(n )/2, and let r be the rank of G, so that we have d = 2N + r. The main players of this section will be the k-perverse sheaves Spr := µ! kñ [2N], Groth := π! k g [d]. Let iñ : Ñ g and i N : N g be the inclusions; then the following diagram is cartesian: Ñ iñ g µ π N f g. Hence using the base change isomorphism i N π! isomorphism (3.1) i N Groth = Spr[r]. = µ! i Ñ we obtain a canonical 3.2. Statement and the Springer correspondence. Let A be a connected closed subgroup of G C which satisfies the following condition: (3.2) H i A(pt; k) = 0 if i is odd. Note that this condition is automatically satisfied if the reductive part A red of A is a torus, or more generally if torsion primes for A red are invertible in k; see [Bo]. The group G C (hence also its subgroup A) acts on N and on g, where G acts by the coadjoint action and C acts by x ξ = x 2 ξ for x C and ξ g.

6 SIMON RICHE Isomorphism (3.1) holds in the equivariant derived category DA b (N, k), so that the functor i N [ r] induces a morphism ϕ : Hom DA b (g,k) (Groth, Groth) Hom DA b (N,k)(Spr, Spr). The main result of this note is the following. Theorem 3.1. Assume that condition (3.2) is satisfied. Then the morphism ϕ is an isomorphism. Consider in particular the case A = {1}, and denote by Perv G (N, k) D b (N, k) the category of G-equivariant perverse sheaves sheaves on N. Let also W be the Weyl group of (G, T ), and denote by Rep(W, k) the category of k-representations of W. There exists a natural action of W on Groth (induced by the natural W -action on the regular semi-simple part of g), which induces a ring isomorphism r : k[w ] End D b (g,k)(groth). see e.g. [AHJR, 3.4]. Composing r with ϕ (or more precisely its restriction to degree 0 morphisms) we obtain a ring morphism ι : k[w ] End PervG (N,k)(Spr) (or in other words an action of W on Spr by restriction ). The following is an immediate corollary of Theorem 3.1. This result is well known (and was first proved in [BM]) in the case k is a field of characteristic 0. It was already proved in this level of generality, using completely different methods, in [AHJR]. Corollary 3.2. The morphism ι is an isomorphism. Note that the arguments in [AHJR, 5.1] show that Corollary 3.2 (together with the fact that Spr is a projective object of Perv G (N, k), as proved in [AHR, Proposition 7.10]) implies that there exists a Springer correspondence over k, i.e. that the assignment M Hom PervG (N,k)(Spr, M) induces a bijection between isomorphism classes of simples objects M of Perv G (N, k) such that Hom PervG (N,k)(Spr, M) 0 and isomorphism classes of simple objects of the category Rep(W, k) of k-representations of W. 3.3. Reinterpretation in terms of Borel Moore homology. To prove Theorem 3.1 we will re-interpret the morphism ϕ in terms of Borel Moore homology. Consider the varieties Z := Ñ N Ñ, Z := g g g. We observe that we also have Z := g g Ñ. In other words the following diagram is cartesian, where all maps are the natural inclusions: Z Z g Ñ g g. Hence the construction of 2.5 provides a restriction with supports morphism Res := RS(Z, g g, g Ñ ) : HA (Z; k) H A 2r(Z ; k).

BOREL MOORE HOMOLOGY AND THE SPRINGER CORRESPONDENCE 7 Proposition 3.3. There exist canonical isomorphisms Hom D b A (g,k) (Groth, Groth) = H A 2d (Z; k), such that the following diagram commutes: Hom D b A (g,k) (Groth, Groth) ϕ Hom D b A (N,k)(Spr, Spr) = H A 4N (Z ; k), H A 2d (Z; k) Res Hom D b A (N,k)(Spr, Spr) H A 4N (Z ; k). Proof. By [MR2, Lemma A.4.6], the morphism Groth i N i N Groth (3.1) i N Spr[r] coincides with the morphism Groth = π! C g [d] π! iñ i Ñ k g[d] = π! iñ kñ [d] = i N Spr[r] (Co) where the final isomorphism is induced by π! iñ = π iñ i N µ = i N µ!. By adjunction (and isomorphism (3.1)) there exists an isomorphism Hom D b (N,k) (Spr, Spr) = Hom D b A (g,k) (Groth, i N Spr[r]) which identifies the morphism ϕ with the morphism (3.3) Hom D b A (g,k) (Groth, Groth) Hom D b A (g,k) (Groth, i N Spr[r]) induced by the morphism Groth i N Spr[r] considered above. Now in [MR2, 1.3] we recall (following [CG]) the construction of canonical isomorphisms Hom D b A (g,k) (Groth, Groth) = H A 2d ( g g g; k), Hom D b A (g,k) (Groth, i N Spr) = H A 4N ( g g Ñ ; k) such that the following diagram commutes (see [MR2, Proposition 2.2.1(1)]): Hom DA b (g,k)(groth, Groth) (3.3) Hom D b A (g,k) (Groth, i N Spr) H A 2d ( g g g; k) RS(Z, g g, g Ñ ) H A 4N ( g g Ñ ; k). The proposition follows. Using Proposition 3.3 we see that Theorem 3.1 follows from the following result, which will be proved in 3.5. Theorem 3.4. Assume that condition (3.2) is satisfied. Then the morphism Res is an isomorphism. Remark 3.5. (1) We have explained in 3.2 the interpretation of Theorem 3.4 in terms of the Springer correspondence. But there are also other cases where H A (Z ; k) can be described explicitly, at least in the case k = C. For instance it is proved in [DR] that H (Z ; C) is isomorphic to the smash product C[W ]#C C where C C = S(t)/S(t) W + is the coinvariant algebra of

8 SIMON RICHE W, and in [Ka, Theorem 3.1] that H G (Z ; C) is isomorphic to the smash product C[W ]#S(t). It is also known that H G C (Z ; C) is isomorphic to Lusztig s graded affine Hecke algebra, see [L1, L2]. (2) See [MR1, Lemma 5.2] for a sketch of proof (based on the same ideas) of a similar claim in equivariant K-theory. 3.4. A preliminary lemma. Consider the (Bruhat) decomposition of B B into G-orbits: B B = w W where X w := G (B/B, wb/b). For all w W we denote by Z w (respectively Z w) the restriction of Z (respectively Z ) to the orbit X w. Note that Z w and Z w are vector bundles over X w. The following diagram is cartesian: X w Z w i w g Ñ f w Z w i w g g, where all morphisms are the natural inclusions. Hence we can consider the corresponding restriction with supports morphism Res w := RS(Z w, g g, g Ñ ) : HA (Z w ; k) H A (Z w; k). Lemma 3.6. The morphism Res w is an isomorphism. Proof. By construction (see 2.5), the morphism Res w is obtained by taking equivariant cohomology from a morphism D Zw f f w D Z w [2r] in D b A (Z w, k). Now both Z w and Z w are smooth (of respective dimension d and 2N), so that we have canonical isomorphisms D Zw = kzw [2d], D Z w = kz w [4N]. It follows that the preceding morphism can also be interpreted as a morphism (3.4) k Zw [2d] f w k Z w [2d] in DA b(z w, k). We claim that (3.4) is the shift by 2d of the morphism k Zw f w k Z w induced by adjunction (fw, f w ). This will imply the lemma: indeed the following diagram commutes, where all morphisms are restriction in equivariant cohomology: H A (Z w; k) H A (X w; k). H A (Z w; k) (Here X w is considered as the zero-section in Z w and Z w.) By our claim the morphism on the upper line identifies in the natural way with Res w (up to changing the grading), and the other morphisms are isomorphisms since Z w and Z w are vector bundles over X w ; the invertibility of Res w follows. By compatibility of all our constructions with forgetful functors (see [AHR, B.10.1 & Lemma B.11]), it is enough to prove the claim in the case A = G C.

BOREL MOORE HOMOLOGY AND THE SPRINGER CORRESPONDENCE 9 Now let Z := {(ξ, (η, gb)) (g/b) Ñ ξ = η}, Z := {(ξ, (η, gb)) (g/u) g ξ = η}, so that we have Z = G B Z, respectively Z = G B Z, as subvarieties of G ( B (g/b) Ñ ) = Ñ Ñ, respectively G ( B (g/u) g ) = g g. We define Z w and Z w as the restrictions of Z and Z to X w := BwB/B B, and denote by g w : Z w Z w the inclusion. Then we have an induction equivalence (see [BL, 2.6.3] or [AHR, B.17]) and the forgetful functor D b G(Z w, k) = D b B(Z w, k), D b B(Z w, k) D b T (Z w, k) is fully faithful (see [BL, Theorem 3.7.3]). As these functors commute with adjunction morphisms and base change, to prove the claim about morphism (3.4) it is enough to prove that the morphism (3.5) D Zw g w D Z w [2r] in D b T (Z w, k) obtained by the constructions of 2.5 from the cartesian diagram Z w k w (g/u) Ñ g w Z w k w (g/u) g (where all morphisms are natural inclusions) coincides, via the canonical isomorphisms D Zw = kzw [2d 2N] and D Z w = kz w [2N], with a shift of the morphism k Zw g w k Z w induced by the adjunction (g w, g w ). Consider the projections p : (g/u) Ñ Ñ, g p : (g/u) g g. Then p k w and p k w are locally closed inclusions, and the following diagram is cartesian: (3.6) Moreover, the morphism D (g/u) g coincides with the composition D (g/u) g = p! D g Z w g w p k w Ñ Z w p k w g. g g (2.1) D (g/u) g g D (g/u) Ñ [2r] iñ p! iñ i Ñ D g (BC) g p! i Ñ D g (2.1) g p! DÑ [2r] = g D (g/u) Ñ [2r].

10 SIMON RICHE Using the compatibility of the base change isomorphism with composition (see [AHR, Lemma B.7(c)]) we deduce that our morphism (3.5) coincides with the similar morphism defined using the cartesian square (3.6). Now consider the open subset U w := wu B/B B, and let Ũw, respectively Ũ w, be the restriction of g, respectively Ñ, to U w. Let also U w + := U α U, Uw := U α U α>0,w 1 α<0 α<0,w 1 α<0 (where we have fixed an arbitrary order on each set of roots). Then X w U w, and we have an isomorphism U w = U w U + w which identifies X w with {1} U + w. Since Z w is included (via p k w ) in Ũw, it is easy to check that (3.5) coincides with the similar morphism defined using the the cartesian square Z w Ũ w Z w Ũ w. Identifying the latter diagram with the following one: U + w (g/u + wb) U + w (g/u + wu) in the natural way, we conclude using Lemma 2.1. U w U + w (g/wb) U w U + w (g/wu) 3.5. Proof of Theorem 3.4. For any subset I W, we denote by Z I, respectively Z I, the restriction of Z, respectively Z, to w I X w. Then as above the following diagram is cartesian, where all morphisms are natural inclusions: Z I Z I g Ñ g g so that one can define a restriction with supports morphism Res I : H A (Z I ; k) H A 2r(Z I; k). We will prove by induction on #I that Res I is an isomorphism for any I W ; the case I = W will prove Theorem 3.4. The case #I = 1 is proved in Lemma 3.6. Now let I W be a subset of cardinality at least 2, and let w I be maximal. Let J = I {w}. We claim that the Borel Moore homology groups H A (Z I ; k) and H A (Z I ; k) are concentrated in even degrees. Indeed, this claim holds if A = {1} since Z I and Z I have affine pavings. The general case follows, using the fact that the natural spectral sequence E p,q 2 = H p A (pt; k) H q(z I ; k) H A p q(z I ; k) degenerates by a parity vanishing argument using (3.2), and similarly for Z I. A similar claim holds also for Z J, Z J, Z w and Z w; it follows that the long exact sequence of 2.4 associated with the decompositions Z I = Z w Z J and Z I = Z w Z J

BOREL MOORE HOMOLOGY AND THE SPRINGER CORRESPONDENCE 11 are in fact collections of short exact sequences. Moreover, by Lemma 2.2 and Lemma 2.3 the following diagram commutes: H A (Z J ; k) H A (Z I ; k) H A (Z w ; k) RS(Z J, g g, g Ñ ) H A (Z J ; k) RS(Z I, g g, g Ñ ) H A (Z I ; k) RS(Z w, g g, g Ñ ) H A (Z w; k). The right and left vertical morphisms are isomorphisms by induction; using the five-lemma it follows that the middle one is also an isomorphism, which finishes the proof. References [AHR] P. Achar, A. Henderson, S. Riche, Geometric Satake, Springer correspondence, and small representations II, preprint arxiv:1205.5089 (2012). [AHJR] P. Achar, A. Henderson, D. Juteau, S. Riche, Weyl group actions on the Springer sheaf, preprint arxiv:1304.2642 (2013). [BL] J. Bernstein, V. Lunts, Equivariant sheaves and functors, Lecture Notes in Math. 1578, Springer, 1994. [Bo] A. Borel, Sur la cohomologie des espaces fibrés principaux et des espaces homogènes de groupes de Lie compacts, Ann. of Math. 57 (1953), 115 207. [BM] W. Borho and R. MacPherson, Représentations des groupes de Weyl et homologie d intersection pour les variétés nilpotentes, C. R. Acad. Sci. Paris Sér. I Math. 292 (1981), 707 710. [CG] N. Chriss, V. Ginzburg, Representation theory and complex geometry, Birkhäuser, 1997. [DR] J.M. Douglass, G. Röhrle, Homology of the Steinberg variety and Weyl group coinvariants, Doc. Math. 14 (2009), 339 357. [Ju] D. Juteau, Modular Springer correspondence and decomposition matrices, Ph.D. thesis, Université Paris 7, 2007. [Ka] S. Kato, A homological study of Green polynomials, preprint arxiv:1111.4640, 2011. [L1] G. Lusztig, Cuspidal local systems and graded Hecke algebras. I. Inst. Hautes Études Sci. Publ. Math. 67 (1988), 145 202. [L2] G. Lusztig, Cuspidal local systems and graded Hecke algebras. II. CMS Conf. Proc., 16, Representations of groups (Banff, AB, 1994), 217 275, Amer. Math. Soc., Providence, RI, 1995. [MR1] I. Mirković, S. Riche, Iwahori Matsumoto involution and linear Koszul duality, preprint arxiv:1301.4098, to appear in Int. Math. Res. Not. [MR2] I. Mirković, S. Riche, Linear Koszul duality and Fourier transform for convolution algebras, in preparation. [Spr] T. A. Springer, A construction of representations of Weyl groups, Invent. Math. 44 (1978), 279 293. Université Blaise Pascal - Clermont-Ferrand II, Laboratoire de Mathématiques, CNRS, UMR 6620, Campus universitaire des Cézeaux, F-63177 Aubière Cedex, France E-mail address: simon.riche@math.univ-bpclermont.fr