Vapor-Phase Cutting of Carbon Nanotubes Using a Nanomanipulator Platform

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Vapor-Phase Cutting of Carbon Nanotubes Using a Nanomanipulator Platform MS&T 10, October 18, 2010 Vladimir Mancevski, President and CTO, Xidex Corporation Philip D. Rack, Professor, The University of Tennessee at Knoxville 101017 Xidex Corporation 8906 Wall St., Suite 703, Austin, TX 78754 www.xidex.com

Outline Motivation for Vapor Phase Cutting of CNTs Electron Beam and Gas Precursor Parameters Precise, Site-Selective CNT Etching CNT Etching Efficiency CNT Etching in a Non-Environmental SEM Nanomanipulator-based gas delivery system

Motivation for Vapor-Phase Cutting of CNTs Damage-free, site-selective etching is needed for fabrication and repair in emerging CNT applications. Vapor-phase cutting has better resolution than laser ablative etching and mechanical abrasion with a microtip. Avoids gallium implantation, associated with FIB, which can change material properties. Avoids charging inherent to ion-solid interaction, which can lead to riverbed effects. Can be implemented in a non-environmental SEM, based on our new results.

Electron Beam Stimulated Deposition and Etching Electron Beam Electron Beam No E-Beam Substrate and precursor gas without electron beam. E-Beam Deposition Precursor gas is dissociated, leaving behind condensed material. E-beam etching Dissociated species react with substrate material, forming volatile species which desorb from the substrate surface.

Mass Transport of Precursor Mass transport of precursor species is controlled by localized partial pressure, temperature, and desorption activation energy of precursor. Surface density of adsorbed species (N a ) Molecular flux (Γmol) molecules N a = τ a Γmol 2 m P molecules Γmol = 2 2πmkT s m Mean stay time (τ a ) τ a 1 = exp υ E des kt ( s) P: molecular partial pressure m: molecular mass, k: Boltzmann s constant T: absolute temperature ν: Attempt frequency (typically related to vibrational energy of adsorbed species) E des : desorption energy of adsorbed molecule

Dissociation Rate of Precursor The reaction rate is a function of both the beam energy (σ) and the current density (Γ e ). Dissociation rate (k e ) k e = σγ e reactions s σ: electron beam stimulated dissociation cross-section Γ e : electron flux Electron flux is simply dependent on the electron beam current density. Electron beam stimulated dissociation cross-section is a function of the electron beam energy. These cross-sections are characterized by low energy threshold energy, a peak maximum at tens to hundreds of electron volts (ev) and a continual decline with increasing beam energy past the peak maximum.

Beam Energy Lower primary electron beam energies and higher currents increase the CNT etch rate in a reaction rate limited process. Lower primary electron beam energies increase the dissociation crosssection for the precursor and typically increase the secondary electron yield which also contribute to the electron beam induced etching process. 3 2.5 oxygen water Cross section (Angstroms 2 ) 2 1.5 1 0.5 0 10 100 1000 10000 Energy (ev)

Desorption of Volatile By-Products By-products not adequately desorbed can be trapped into the deposited structure thus contaminating the deposited material. Insufficient desorption of volatile etch products can rate limit the etch process by temporarily passivating the near surface region. By-product desorption can be described by the relationship for the mean stay time (τ a ) in which the residence time is a function of temperature and the by-product desorption activation energy. An article by Randolph et al. provides a more complete review [S.J. Randolph, J.D. Fowlkes, P.D. Rack, Critical Reviews of Solid State and Materials Sciences, Vol. 31, p. 55-89 (October 2006)].

Monte Carlo Electron Beam Induced Processing Simulation Developed by Philip Rack s group (*) 3D simulation uses a plural scattering electron-solid Monte Carlo routine to track the primary electron trajectories in the solid substrate. Allows for beam to be rastered so effects of beam energy, current density, and scan rates can be simulated. Used to design CNT etch experiments. (*) D. Fowlkes, S.J. Randolph, P.D. Rack, Growth and Simulation of High Aspect Ratio Nanopillars by Primary and Secondary Electron Induced Deposition Journal of Vacuum Science and Technology B, Microelectronics and Nanometer Structures, Vol 23, no 6, pp 2825-2832 (November/December 2005).

Micro- and Nano-Manipulators Needle Needle Gas injection flange Delivery needle near substrate Micromanipulator installed at The University of Tennessee Water vapor delivery Prototype Nanomanipulator and gas delivery system built by Xidex PTFE Tube

CNT Cleaning Pre-etch Post-etch CNT on Si surface cut using water vapor as a precursor Pre-clean Post-clean 1.5 x 0.75 µm area cleaned without modifying neighboring CNTs CNTs etching/cleaning using box scan

Cutting of CNTs on Surface CNT before (top) and after cutting (bottom)

Cutting of CNTs Suspended Above Surface CNT before (left) and after cutting (right) CNT before (top) and after cutting (bottom)

End Point Detection Secondary electron imaging example during line scanning across a CNT (top) and after CNT is cut (bottom)

CNT Cutting Time Relationship Between Time to Cut and the Initial Diameter of the CNT

Nanodevice Editing An extra CNT to be removed Lateral CNT emitter Si Post Si Post Example of a lateral (horizontal) CNT device fabricated by Xidex for use as a lateral field emitter Excess CNT strung from a silicon post (viewed top down) and the surface, before (top) and after (bottom) it was removed using selective CNT etching

CNT Etching/Deposition Factors Beam Energy 5 kev, 12.5 kev, 20 kev Beam Current 10 pa, 45 pa, 80 pa Cleaning Time 4 min, 20 min

Competitive Carbon Deposition The CNT was imaged by the SEM scanning the region highlighted by the dotted red line. There was significant deposition on the CNT due to carbon contamination in the SEM chamber deposited during exposure to the electron-beam

Plasma Cleaning Plasma cleaning can reduce competitive carbon deposition and enhance etching. XEI Scientific EVACTRON system schematic

CNT Etch Rate vs. Beam Current Probe size is diffraction limited and therefore the peak electron flux is proportional to the beam current. The scanning rate is fast enough that the precursor does not deplete during the beam dwell time. The chamber had been thoroughly cleaned of hydrocarbon contaminants. The y-axis (net deposit/etch rate) intercept is positive, indicating that there is a competitive deposition process that would dominate at low beam currents. Etch rate improves with increasing probe current.

Increasing the Beam Current Has Its Limitations Increasing the convergence angle will increase the electron flux in a perfect lens. However, realistically, spherical aberration increases with increasing convergence angle and provides an upper limit to the electron flux. Increasing the beam current by passing more current through the limiting aperture with the condenser lens makes the probe shape become brightness limited. Further increases to current do not increase the peak electron flux, but rather the width of the beam.

High Localized Pressure as an Alternative to High Beam Current 10 20 Effect of Pressure on the Etching Rate 10 19 10 18 10 17 Etch Rate (cm -2 s -1 ) 10 16 10 15 10 14 10 13 10 12 10 11 10 10 10 12 10 13 10 14 10 15 10 16 10 17 10 18 10 19 10 20 10 21 10 22 Molecular Impingement Rate (cm -2 s -1 ) As the pressure increases, the etch rate increases as well due to the higher coverage of water precursor on the surface. It would be desirable to design a system that operates at a higher localized pressure in order to increase the gas coverage of water and thus increase the etching rate.

Achieving High Local Pressure in a Non-Environmental SEM Fixing gas delivery nozzles to a precision XYZ nanomanipulator allows the nozzles to be positioned 10s of microns away from the sample. The resulting localized pressure can be two or three orders of magnitude higher than the background pressure, enabling E-beam induced etching and deposition in in a non-environmental SEM.

Precise Nozzle Positioning A gas delivery system fixed to a nanomanipulator allows precise positioning of the gas nozzle with respect to the sample in a range of 50 μm to 1000 μm. The resulting nozzle proximity results in improved CNT etching capabilities.

Improved CNT Etching Time vs. Nozzle-Sample Gap

Localized Pressure Enhancement Above Background Pressure To estimate the localized pressure/flux from the nozzle, a simulation was used that was initially developed by Kohlmann et al. [Kohlmann, K., Thiemann, M. and Bringer, W. E-beam induced X-ray mask repair with optimized gas nozzle geometry. Microelectronic Engineering 13 (1991), 279.]

Multi-Precursor Parallel Gas Delivery Using NanoBot The Xidex Gas Precursor Delivery System is integrated with Xidex's NanoBot nanomanipulator to enable precise interaction with micro- and nano-scale objects. The system accommodates up to four different gasses which are delivered via separate tubes and mix at the sample surface.

CONCLUSIONS 1. Damage-free, site-selective vapor phase cutting of CNTs is important tool for the nanotechnology. 2. CNT etching rate depends on the electron beam energy, electron beam current, and chamber cleanliness. 3. CNT etching rate improves dramatically at small nozzle-sample distance. 4. Using a nanomanipulator enables small nozzle-sample distances resulting in optimal localized precursor pressure and flux at reduced chamber pressures. 5. Use of separate delivery tubes for each gas precludes contamination from residual traces of previously used process gas and enables fast switching between multiple gasses without having to wait to purge the previous gas.

ACKNOWLEDGEMENTS NSF - Selective Carbon Nanotube Etching, National Science Foundation Phase I STTR project, Award # IIP- 0712036, July 2007-December 2008. SEMATECH - Conductive Carbon Nanotube AFM Tips for Scanning Probe Microscopy Applications, The Research Foundation of State University of New York and SEMATECH, Inc., Project #MFGM049M-N2, September 2009-June 2010.