Alleged Vibratory Pile Driving Induced Settlement

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Alleged Vibratory Pile Driving Induced Settlement Charles H Dowding Northwestern University Smaller home replaced by the larger home A B Home owners A sue Home owners B & contractors

Allegation: Demolition and vibratory pile driving cracked residential structure,

Relative Size or Scale is Important Draw the project to scale

House A Allegation Upper 12 to 30 ft, N=7 loose sand, b) lower dense ( N ~ 57) layer PPV attenuated vertically upward to lower intensities from the lower dense layer. Employed Atwell Farmer to estimate higher PPV in lower dense layer Drabkin polynomial model employed to estimate settlement Literature support of opinion Lacy and Gould: Pile driving settlements with PPV as low as 0.1 to 0.2ips Clough & Chameau: Minimal vibratory driving settlements until accel > 0.05g Massarch: process of densification is initiated at a shear strain of 0.01%

Drabkin Multifactor Polynomial Model ASCE Jour Geotechnical Engineering Nov 1996 Drabkin, Lacy & Kim (from House A s report)

( f t ) Sett House A Calculates Large Settlements Case # Author PPV (ips) N # of layers layer Δ (in) Other Assumptions Comments or remarks 1 House A 0.24(top)- 0.68 (bottom) 500000 23 1 0.76 1. ground water table at 12ft 2.Surcharge = 7.78 psi 3. Atwell-Farmer anttenuation from the bottom 4.K0 = 0.47 miscalculated s, p' Confirmed with Dowding's recalculation 2 House A2 0.24(top)- 0.68 (bottom) 500000 23 1 1.36 Same as case 1 corrected s and p' Dowding's recalculation S = 1.41

Important Geotechnical and Geometrical Factors of Home A Elevation view looking west showing distance of 25 foot deep wind screen post to master bedroom (MB) 65 feet 30 foot deep sheet piles to MB 41-45 feet depth of footings - - - relative to original ground surface sand layers 7, 12 and dense example settlement from single row sheet pile driving (Clough case history) 0 (0 inches) at south edge of MB

Depth (ft) Drabkin does not apply Peak Particle Velocity (inch/sec) (X 1 ) 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0 Difference in Variation of PPV w/ depth 2 4 6 8 10 12 House A allegations (dark) vs Rayleigh wave (light) 15 Hz 14 16 18 20 22 24 Swallow 41ft - Case 1, 2, 3, 4 Swallow 65ft (large hammer) - Case 5 Distance = 41ft - Case A Distance = 65ft - Case B a) Distance = 65ft - Case B b) Distance = 65ft - Case C a) Distance = 65ft - Case C b)

Depth (ft) Differences in Effect of Surcharge Load on Deviatoric Stress Deviatoric stress, s (psi) (X 2 ) 0 1 2 3 4 5 6 7 8 9 10 0 2 4 6 As indicated by A2 in table above, House A miscalculated deviatoric stress Effect shown by arrow 8 10 12 However, even that change must be corrected for declination of vertical footing stress as shown by filled diamonds ( ) 14 16 18 20 22 24 Swallow miscalculated s (= z ' h ') - Case 1 Swallow Corrected s (= z ' p' ' '(1+2K z z 0 )/3) - Case 2,3 Correct s with Boussinesq (footing width 4ft) - Case 4,5,A,B,C Correct s without surcharge

Differences in Number of Maximum Amplitude Pulses Max Recorded PPV Does Not Occur for the Entire Time of Vibratory Driving ----- N is not Time/Frequency but more likely 2 x 7 -- x number of piles and then only for the closest at the max PPV

Differences in Settlement Calculated w/ Other Assumptions: far less to no settlement (0.086in) fits w/ measured floor tilt 1 House A 0.24(top)- 0.68 (bottom) 500000 23 1 0.76 1. ground water table at 12ft 2.Surcharge = 7.78 psi 3. Atwell-Farmer anttenuation from the bottom 4.K0 = 0.47 miscalculated s, p' Confirmed with Dowding's recalculation 2 House A2 2B Dowding 0.24(top)- 0.68 (bottom) 0.24(top)- 0.68 (bottom) 500000 23 1 1.36 Same as case 1 Same as case 1 but surcharge 500000 23 1 0.756 is redistributed by Boussinesq (footing width 4ft) corrected s and p' Dowding's recalculation S = 1.41 2N Dowding 0.24(top)- 0.68 (bottom) 600 or1200 23 1 0.552 (0.553) Same as case 1 N=600 (min) or 1200 make little difference 2R Dowding 0.22 ips (top) with R- wave attenuation 1200 23 1 0.083 Same as case 1 Rayleigh wave (15 Hz assumed) attenuation 2BNR Dowding 0.22 ips (top) with R- wave attenuation 1200 23 1 0.086 Same as case 1 but surcharge is redistributed by Boussinesq (footing width 4ft) Rayleigh wave (15 Hz assumed) attenuation

Sand Stiffness/Shear Wave Velocity House A estimate of low propagation velocity (450 fps) is low. Should have been C s Elev (ft) N 500 25-29 7 500-550 20-25 12 600-625 < 20 >20 Density immediately below house A > than that outside because of vibrations from construction of the House A. Can round, beach sand exist at a density (e) with a shear wave propagation velocity (PV) < 500 ft/s

Stresses or Strains Must be Measurable as with CTS and TS tests Vibration control Stress Control Kim-Drabkin Device Kim et al (1994) ASCE GSP 40 Cyclic Triaxial Shear or Torsional Shear Kramer (1996) Geotechnial Earthquake Engineering, Prentice Hall

Threshold, or minimum vibratory strain necessary to induce volume change ~ 0.01% 0.01% Strain ~ PPV/PV = 0.22/500(12) = 0.000037 = 0.0037% (0.0037<0.01) Borden, Shao, & Gupta (1994) Construction Related Vibrations, NCSU, FHWA/NC/94-007

Measured floor elevations of nearest room show ~0.1 ft (1 in) tilt AWAY from vibration source Vibration Source to Right

Conclusions Avoid signing indemnification clauses Scale and relative size are important Low hanging fruit research project Motions at depth at distance Understand limitations of polynomial factor analyses Develop 3D, physics-based, simulation models Conduct experiments with measurable/controllable stresses or strains Its all about strain