Pharma Ingredients & Services. Lutrol L and Lutrol F-Grades. Technical Information. Poloxamers for Pharmaceutical Use

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Technical Information April 2010 Supersedes issue dated February 2010 Lutrol L and Lutrol F-Grades 03_100102e-03/Page 1 of 8 = Registered trademark of BASF group Poloxamers Ph. Eur., Poloxamer USP/NF Poloxamers for Pharmaceutical Use Pharma Ingredients & Services

03_100102e-03 April 2010 Page 2 of 8 Lutrol L and Lutrol F-Grades Chemical nature The Lutrol L and F-block copolymers are synthetic copolymers of ethylene oxide and propylene oxide represented by the following chemical structure: Wherein a and b blocks have the following values: Lutrol Poloxamer a b L 44 124 12 20 F 68 188 80 27 F 87 237 64 37 F 108 338 141 44 F 127 407 101 56 CAS-No. 9003-11-6 Description Lutrol L 44 is a milky white paste or liquid. The product contains d,l-alpha tocopherol as an antioxidant. The Lutrol F-grades are white, coarse-grained powders with a waxy consistency. They contain an appropriate quantity of the antioxidant BHT. PRD-Nos. 30471058 Lutrol L 44 30035118 Lutrol F 68 Poloxamer 188 30483944 Lutrol F 87 30484644 Lutrol F108 30035120 Lutrol F 127 Specifications See separate document: Standard Specification (not for regulatory purposes) available via BASF s WorldAccount: https://worldaccount.basf.com (registered access). US Drug Master File BASF maintains a Drug Master File for Poloxamers at the FDA and is familiar with supplying information to the FDA to assist customers in obtaining FDA authorizations.

03_100102e-03 April 2010 Page 3 of 8 Lutrol L and Lutrol F-Grades Further Typical Properties Lutrol L 44 F 68 F 87 F 108 F 127 Physical Form Liquid Solid, prill Solid, prill Solid, prill Solid, prill Cloud point, 10%, C 71 75 >100 >100 >100 >100 APHA Color 50 max. 100 max. 100 max. 80 max. 120 max. BHT, ppm 50 125 50 125 50 125 50 125 D,l-alpha tocopherol, ppm 50 125 Specific gravity 1.05 1.06 1.04 1.06 1.05 Viscosity,cps 440 1000 700 2800 3100 Pour/melt point 16 C 52 C 49 C 57 C 56 C Cloud point (1% aqueous) Surface tension (0.1% aqueous at 25 C) dynes/cm 65 C >100 C >100 C >100 C >100 C 45 50 44 41 41 HLB*-value 12 18 >24 >24 >24 18 23 Solubility in water at 25 C >10% >10% >10% >10% >10% * HLB = hydrophilic-lipophilic balance The poloxamers are not only readily soluble in water but also in polar and nonpolar organic solvents. The average particle size of the prilled Lutrol F-grades is around 1000 µm. Apart from the prilled products some microprilled poloxamers were developed for specific formulation needs. The microprilled products Lµtrol micro 68 (microprilled Poloxamer 188) and Lµtrol micro 127 (microprilled poloxamer 407) were microprilled to an average particle size of approximately 50 µm. Both products contain BHT. Product Properties and fields of application Lutrol L 44 For further information on the microprilled Lµtrol grades please refer to the individual Technical Information sheets. When dispersed in the liquid at low concentrations, Poloxamers exist individually as monomolecular micelles. When the concentration of the poloxamers in the system increases, this results in the formation of multimolecular aggregates. Polypropylene oxide (PPO) usually forms central hydrophobic cores wherein methyl groups interact via Van der Waals forces with the substance undergoing solubilization. However, water solubility is believed to be due to the polyethylene oxide (PEO) block by hydrogen bonding interactions of ether oxygen with water molecules. Due to these interactions, poloxamers are readily soluble in polar and non-polar organic solvents which allows a wide range of dosage forms to be formulated with these Excipients. Lutrol L 44 is the only monographed poloxamer that is liquid at room temperature. It is applied for liquid filled soft gel capsules as a dispersion medium for APIs.

03_100102e-03 April 2010 Page 4 of 8 Lutrol L and Lutrol F-Grades Lutrol F 68 and Lutrol F 87 Lutrol F 68 and Lutrol F 87 are used as wetting agents, as emulsifiers and solubilizers, Lutrol F 68 has been formulated in liquid dosage forms for parenteral use. Lutrol F 68 and Lutrol F 87 are suitable to prepare solid dispersions and to improve the solubility, absorption and bioavailability of low-solubility actives in solid oral dosage forms. The corresponding dosage forms are usually processed by melting or granulation. In addition, Lutrol F 68 can also act as a co-emulsifier in creams and emulsions. Aqueous solutions of Lutrol F 68 have Newtonian flow properties that change to non-newtonian behavior at higher concentrations. Aqueous solutions containing more than 20% Lutrol F 68 are thermoreversible, i.e. the minimum viscosity is between 15 and 60 C and the maximum viscosity between 75 and 80 C (see Fig. 1). Repeated heating and cooling does not affect this property. The gelling properties of individual poloxamers depend on their molecular weight. Those with higher molecular weights show a pronounced gelling effect at lower concentrations. Thus Lutrol F 108 and Lutrol F 127 are the preferred poloxamers for gels. At lower concentrations, the poloxamers can be used to modulate the viscosity of liquid formulations. 160 140 120 100 80 60 40 20 0 15 20 25 30 35 40 45 50 55 60 65 70 75 80 Temperature [ C] 10% poloxamer 188 15% poloxamer 188 20% poloxamer 188 Fig. 1: Dynamic viscosity of aqueous solutions of Lutrol F 68 as a function of temperature using a HAAKE Rheostress 6000 (RS) with a plate/plate configuration PP60Ti with 1,0mm distance and an amplitude of 0.010rad and a frequency of 1000/s Lutrol F 108 and Lutrol F 127 Lutrol F 108 and Lutrol F 127 are used primarily as thickening agents and gel formers, but also as co-emulsifiers and consistency enhancers in creams and liquid emulsions. Lutrol F 127 is also used as a solubilizer for certain active substances such as nifedipine, naproxen and fenticonazole as well as for essential oils in pharmaceutical formulations. Moreover, Lutrol F 127 is suitable for the formulation of active substances that show reduced solubility as well as chemical stability as a result of neutralization of gel formulations. Owing to its ability to affect viscosity, Lutrol F 108 and Lutrol F 127 are suitable as stabilizers for topically administered suspensions. Lutrol F 127 is also used in toothpastes, gargles and mouthwashes. In solid oral dosage forms the microprilled products Lµtrol micro 68 and Lµtrol micro 127 are successfully formulated because the very coarse prilled products are not very suitable as content uniformity of the solid oral dosage form will be influenced.

03_100102e-03 April 2010 Page 5 of 8 Lutrol L and Lutrol F-Grades Thermoreversible gelation Lutrol F 108 and Lutrol F 127 show the characteristic property of thermoreversible gelation. The reversible thermal behavior of these two poloxamers in case of dilute as well as concentrated solutions was studied extensively. Generally, this type of behavior is observed in aqueous solutions of concentration range 16 30% w/w. They are liquid when refrigerated (4 5 C) or heated to temperatures exceeding 70 C but turn into gel form when at room temperature. They exhibit maximum viscosity in the range of 30 60 C. The gels thus formed are reversible again on cooling or heating. Preparation of gels Gels may generally be prepared by two methods: 1. Cold process Lutrol F 108 or Lutrol F 127 are completely dissolved in water at room temperature or water pre-cooled to approx. 5 C. Active substances that are insoluble in water are dissolved in ethanol, isopropanol or propylene glycol and mixed with the aqueous phase containing the poloxamer at 5 C to form a homogeneous mass. 2. Hot process Lutrol F 127 is dissolved in water at approx. 70 C. Active substances that are insoluble in water are dissolved in ethanol, isopropanol or propylene glycol at 70 C and mixed with the warm aqueous phase to form a homogeneous mass. The gel forms when the solution cools to room temperature. Both methods of preparation will generally yield gels with comparable properties. Adding Lutrol F 108 or Lutrol F 127 to the hot aqueous phase to fast the formation of lumps may happen. These will only dissolve after standing for several hours. Any loss of solvent must be replaced, otherwise a thixotropic effect may be observed. The cold process for the preparation of gels, particularly if active substances sensitive to heat are formulated is highly recommended. In order to prevent the gel to entrap air bubbles, a vacuum should be applied to the formulation before it starts to gel. Gels using identical concentrations of Lutrol F 127 but being prepared by either of the two methods described above did not reveal differences in their viscosity (see figure 2). 20 16 12 8 4 Poloxamer 188 (20%) Poloxamer 407 (10%) Poloxamer 188 (10%) 0 0 300 600 900 1200 1500 1800 2100 2400 2700 3000 Sheat rate [1/ s ] Fig. 2: Viscosity of aqueous Lutrol F 127 prepared either by the hot (orange curve) or cold (black curve) process. Viscosity determination using a HAAKE Rotovisco 1 rotational viscometer with a double gap concentric cylinder measuring geometry DG43 with a cup.

03_100102e-03 April 2010 Page 6 of 8 Lutrol L and Lutrol F-Grades The following figure shows the influence of increasing concentrations of Lutrol F 127 on sol-gel transition temperature and on the gel strength. The determination is performed using an oscillating plate/plate configuration to avoid detrimental effects of higher shear rates on the gel strength. 1,E+07 1,E+06 1,E+05 1,E+04 1,E+03 1,E+02 1,E+01 1,E+00 15 20 25 30 35 40 45 50 55 60 65 70 75 80 Temperature [ C] 10% poloxamer 407 15% poloxamer 407 20% poloxamer 407 Fig. 3: Complex dynamic viscosity of aqueous Lutrol F 127-gels as a function of temperature. Viscosity determation was performed using a HAAKE Rheostress 6000 with a plate/plate configuration PP60Ti with an amplitude of 0.010 and a frequency of 1000/s Figure 4 shows the influence of the shear rate on the viscosity of a gel formulated with 20% Lutrol F 127. The dynamic viscosity was determined using a HAAKE Rotovisco 1 (RV) with a double gap concentric cylinder measuring geometry DG43 with a cup. For the complex dynamic viscosity a HAAKE Rheostress 6000 (RS) with a plate/plate configuration PP60Ti with 1.0 mm distance and an amplitude of 0.010 rad and a frequency of 1000/s was applied 1,E+07 1,E+06 1,E+05 1,E+04 1,E+03 1,E+02 1,E+01 1,E+00 15 20 25 30 35 40 45 50 55 60 65 70 75 80 Temperature [ C] RS 6000 (amplitude 0.01) RV1 (shear rate 20/s) RV1 (shear rate 50/s) RV1 (shear rate 100/s) RV1 (shear rate 500/s) Fig. 4: Influence of the shear rate on the gel strength of a 20% Lutrol F 127-gel

03_100102e-03 April 2010 Page 7 of 8 Lutrol L and Lutrol F-Grades The dynamic viscosity of Lutrol F 108 and Lutrol F 127 gels may be affected by the addition of electrolytes, moisturizers, alcohols and surfactants. Figure 5 demonstrate the influence of sodium chloride and potassium chloride in a 20% Lutrol F 127-gel. The addition of electrolytes at concentrations of around 1% increases the viscosity with little or no impact on the sol-gel transition temperature. Higher concentrations demonstrate a reduced gelling temperature with increased dynamic viscosity readings. In contrast to this, ethanol increases the gel formation temperature. The use of anionic surfactants may inhibit gel formation, even at Lutrol F 127 concentrations exceeding 20%. This is true, for example, for sodium lauryl sulphate at concentrations above 2%. Low ph values affect both the sol-gel transition temperature and the viscosity. 2000 1800 1600 1400 1200 1000 800 600 400 200 0 0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 Temperature [ C] rotatin viscosimeter shear rated=250 1/s System Z3 DIN 5.0% NaCI 5.0% KCI 0.9% NaCI 0.9% KCI without salts Fig. 5: Pour point of 25% aqueous Lutrol F 127 gels at different NaCl or KCl levels (temp. 25 C) Examples for Gel Formulations Topically applied gels formulated with Lutrol F 108 and Lutrol F 127 feel tacky to a certain extent. This tackiness can be minimized when the gels are formulated with 1% to 2% of either propylene carbonate or isopropyl myristate. Lutrol F 127 gel Active substance Ethanol Propylene carbonate Lutrol F 127 Purified water Description: clear, stable, colorless gel. Lutrol F 108 gel Active substance Isopropanol Isoproypyl myristate Lutrol F 108 Purified water Description: clear, stable, colorless gel. x g 18.0 g 1.0 g 23.0 g 58.0 g x g 10.0 g 2.0 g 20.0 g 68.0 g

03_100102e-03 April 2010 Page 8 of 8 Lutrol L and Lutrol F-Grades Lutrol F 127/F 68 gel Active substance Propylene glycol Lutrol F 127 Lutrol F 68 NaCl Water Description: clear, stable, colorless gel x g 20.0 g 22.0 g 5.0 g 1.0 g 51.0 g Article numbers & Packaging Lutrol L 44 F 68 F 87 F 108 F 127 Bulk containers 55-gallon. steel drum 57-gallon fiber drum Net weight, kg 200 102 80 90 Article number 54771196 50015178 50149740 50011254 Mid size containers 5-gallon steel drum 13 ½-gallon fiber drum Net weight, kg 18 25 25 18 25 Article number 50143751 55116438 56494120 50149504 55097782 Samples PE-bottle, screw-capped Net weight, kg 0.5 0.5 0.5 0.5 0.5 Article number 54779199 51633115 50102804 50118158 51632903 Stability and storage The retest period for the Lutrol L and Lutrol F-grades is two years when stored in properly sealed containers at temperatures below 25 C. Handling and Disposal Lutrol L 44 Please refer to the individual Material Safety Data Sheet (MSDS) for instructions on safe and proper handling and disposal. For proper product handling and sampling homogenization of the drum content is necessary (thoroughly mixing at room temperature). Note This document, or any answers or information provided herein by BASF, does not constitute a legally binding obligation of BASF. While the descriptions, designs, data and information contained herein are presented in good faith and believed to be accurate, it is provided for your guidance only. Because many factors may affect processing or application/use, we recommend that you make tests to determine the suitability of a product for your particular purpose prior to use. It does not relieve our customers from the obligation to perform a full inspection of the products upon delivery or any other obligation. NO WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE, ARE MADE REGARDING PRODUCTS DESCRIBED OR DESIGNS, DATA OR INFORMATION SET FORTH, OR THAT THE PRODUCTS, DESIGNS, DATA OR INFORMATION MAY BE USED WITHOUT INFRINGING THE INTELLECTUAL PROPERTY RIGHTS OF OTHERS. IN NO CASE SHALL THE DESCRIPTIONS, INFORMATION, DATA OR DESIGNS PROVIDED BE CONSIDERED A PART OF OUR TERMS AND CONDITIONS OF SALE. April 2010 BASF SE - Care Chemicals Division - Pharma Ingredients & Services - 67117 Limburgerhof - www.pharma-ingredients.basf.com